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Miscellaneous | Midpage
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Code of Federal Regulations
Title 17
Chapter I
Part 1
ECFR13f523b74fee655
Miscellaneous
1.40
Crop, market information letters, reports; copies required.
1.41
Designation of hedging accounts.
1.42
Delivery accounts.
1.43
Letters of credit as collateral.
1.44
Margin adequacy and treatment of separate accounts.
1.45
[Reserved]
1.46
Application and closing out of offsetting long and short positions.
1.47-1.48
[Reserved]
1.49
Denomination of customer funds and location of depositories.
1.50-1.51
[Reserved]
1.52
Self-regulatory organization adoption and surveillance of minimum financial requirements.
1.53
[Reserved]
1.54
Contract market rules submitted to and approved or not disapproved by the Secretary of Agriculture.
1.55
Public disclosures by futures commission merchants.
1.56
Prohibition of guarantees against loss.
1.57
Operations and activities of introducing brokers.
1.58
Gross collection of exchange-set margins.
1.59
Activities of self-regulatory organization employees, governing board members, committee members, and consultants.
1.60
Pending legal proceedings.
1.61-1.62
[Reserved]
1.63
Service on self-regulatory organization governing boards or committees by persons with disciplinary histories.
1.64
Composition of various self-regulatory organization governing boards and major disciplinary committees.
1.65
Notice of bulk transfers and disclosure obligations to customers.
1.66
No-action positions with respect to floor traders.
1.67
Notification of final disciplinary action involving financial harm to a customer.
1.68
[Reserved]
1.69
Voting by interested members of self-regulatory organization governing boards and various committees.
1.70
Notification of State enforcement actions brought under the Commodity Exchange Act.
1.71
Conflicts of interest policies and procedures by futures commission merchants and introducing brokers.
1.72
Restrictions on customer clearing arrangements.
1.73
Clearing futures commission merchant risk management.
1.74
Futures commission merchant acceptance for clearing.
1.75
Delegation of authority to the Director of the Division of Clearing and Risk to establish an alternative compliance schedule to comply with futures commission merchant acceptance for clearing.
Appendix A to Part 1
Treatment of Certain Foreign Currencies for Margin Adequacy Requirements Under Regulation 1.44
Appendix B to Part 1
Fees for Contract Market Rule Enforcement Reviews and Financial Reviews
Appendix C to Part 1
Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account
Appendix D to Part 1
Derivatives Clearing Organization Acknowledgment Letter for CFTC Regulation 1.20 Customer Segregated Account
Appendix E to Part 1
Government Money Market Fund Prospectus Provisions Acceptable for Compliance with § 1.25(c)(5)
Appendix F to Part 1
Futures Commission Merchant Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Government Money Market Fund Account
Appendix G to Part 1
Derivatives Clearing Organization Acknowledgment Letter for CFTC Regulation 1.26 Customer Segregated Government Money Market Fund Account