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California Code of Regulations

Subchapter 2. Corporate Securities

Article 4. Standards for the Exercise of the Commissioner's Authority

Subarticle 11. Oil and Gas Interests

Participant Suitability

Participant Suitability

State of California

260.140.123.1Suitability Standards.260.140.123.2Presumptive Suitability Standards.260.140.123.3Sales to Appropriate Persons.260.140.123.4Maintenance of Suitability Records.260.140.123.5Minimum Investment.260.140.123.6Installment Payments.260.140.124Selling Commissions, Selling Expenses and Offering Costs.260.140.125Sponsor's Compensation.260.140.125.1Compensation Arrangements.260.140.126Program Expenses.