Alaska Admin. Code tit. 3, § 08.090
Application to register or notice securities on a continuing basis
Effective Apr 19, 2000Alaska Register 154(Eff. 2/20/72, Register 41; am 2/23/83, Register 85; am 4/19/2000, Register 154) | Authority: AS 45.55.075, AS 45.55.090, AS 45.55.110, AS 45.55.080, AS 45.55.100, AS 45.55.950
- (a) An application for registration of a security to be issued on a continuing or recurring basis must be made by means of a separate application for each individual security.
- (b) A notice filing for a face-amount certificate company, an open-end management company issuing a redeemable security, or a unit investment trust issuing a redeemable security must be made by a separate notice filing for each individual fund.
(Eff. 2/20/72, Register 41; am 2/23/83, Register 85; am 4/19/2000, Register 154)
Authority: AS 45.55.075, AS 45.55.090, AS 45.55.110, AS 45.55.080, AS 45.55.100, AS 45.55.950