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Registration and Notice of Securities | Midpage
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Alaska Administrative Code
Title 3
Part 1
3.08
Article 2
Registration and Notice of Securities
3.08.080
Application to register securities
3.08.085
Notice filings for offerings of investment company securities, face-amount certificate companies, and unit investment trusts
3.08.086
Notice filing requirement for federal crowdfunding offerings
3.08.087
Solicitations of interest before the filing of a registration statement
3.08.090
Application to register or notice securities on a continuing basis
3.08.100
Application to register mining securities
3.08.110
Application to register oil and gas securities
3.08.120
Prospectus
3.08.125
Unsound financial condition
3.08.130
Maximum commissions and expenses
3.08.135
Disclosure of use of proceeds
3.08.140
Offering price
3.08.150
Options and warrants
3.08.160
Cheap stock (promotional shares)
3.08.170
Promoters' equity investment
3.08.180
Escrow and lock-in of promotional shares
3.08.182
Release of escrowed promotional shares
3.08.184
Documentation of termination of escrow
3.08.186
Transfer of escrowed promotional shares
3.08.190
Impoundment of proceeds
3.08.200
Real estate investment trusts
3.08.210
Unequal voting rights of stock
3.08.215
Loans and other material affiliated transactions
3.08.220
Debentures
3.08.222
Suitability standards
3.08.225
Preferred stock
3.08.227
Participation in coordinated securities reviews
3.08.230
Effectiveness, post-registration, and post-notice requirements for securities