HANIA H. WILLIAMS as Executor and Administrator of the Estate of PATRICK WILLIAMS v. MARCHELLE ISYK ALLEN, P.A., NILES ANTHONY RAINS, M.D., BRONWYN LOUIS YOUNG II, M.D., EMERGENCY MEDICINE PHYSICIANS OF MECKLENBURG COUNTY, PLLC d/b/a US ACUTE CARE SOLUTIONS, LLC, C. PETER CHANG, M.D., CHARLOTTE RADIOLOGY, P.A., THE CHARLOTTE-MECKLENBURG HOSPITAL AUTHORITY d/b/a CAROLINAS HEALTHCARE SYSTEM or ATRIUM HEALTH
No. COA20-724
IN THE COURT OF APPEALS OF NORTH CAROLINA
Filed 3 August 2021
2021-NCCOA-410
TYSON, Judge.
Mecklenburg County, No. 18 CVS 8382
Appeal by defendants from order entered 24 March 2020 by Judge Forrest Bridges in Mecklenburg County Superior Court. Heard in the Court of Appeals
Knott & Boyle, PLLC, by W. Ellis Boyle, for plaintiff-appellee.
TYSON, Judge.
Marchelle Isyk Allen, P.A. and Emergency Medicine Physicians of Mecklenburg County, PLLC (“EMP“) (collectively “Defendants“) appeal from an order filed 24 March 2020 compelling production of a document claimed as privileged by Defendants. We remand for additional findings of fact and conclusions of law.
I. Background
Patrick Williams (“Williams“) suffered back, stomach, and hip pains, which worsened throughout the morning and afternoon of 6 May 2016. Williams’ wife, Hania H. Williams, (“Plaintiff“) took Williams to the Piedmont Urgent Care-Baxter in Fort Mill, South Carolina.
Williams could not get out of the car at Piedmont Urgent Care-Baxter. After speaking with Plaintiff, staff at Piedmont Urgent Care-Baxter called 911 for assistance. Williams’ condition was not evaluated by a healthcare provider at Piedmont Urgent Care-Baxter. Emergency Medical Services responded to Piedmont Urgent Care-Baxter, moved Williams into an ambulance, and transported him to the emergency department (“ED“) at Carolinas Medical Center Pineville Hospital (“CMC-Pineville“). Williams arrived in the ED at 3:52 p.m.
Dr. Brownyn Louis Young, II ordered 7.5 mg of oral hydrocodone and 600 mg of ibuprofen for Williams. The record does not show whether these medicines were issued pursuant to “standing orders” by Dr. Young, or if he had evaluated Williams prior to these orders being administered. Around 4:50 p.m., Physician Assistant Marchelle Allen (“Allen“) met with and evaluated Williams. Williams reported he was experiencing increasing lower back pain that radiated down his left leg. Allen ordered 4 mg of morphine, 10 mg of Decadron, 10 mg of Flexeril, 4 mg of Zofran, and an x-ray to be administered to Williams’ spine.
Dr. C. Peter Chang read the x-ray and reported “no acute osseous abnormality” and “unusual linear calcifications seen to the right and left of the lumbar spine along the retroperitoneum likely vascular in nature.” Dr. Chang noted the x-rays were “negative for acute pathology, . . . negative for acute bony abnormality . . . [and] show vascular calcifications.”
Allen did not order further diagnostic tests for Williams. Williams was diagnosed with “left lumbar radiculopathy.” Allen ordered prescriptions for Flexeril and hydrocodone. Williams was discharged from CMC-Pineville with instructions to schedule an office visit with OrthoCarolina “within 2-4 days.” Dr. Niles Anthony Rains signed Williams’ record of the treatment provided by Allen on 7 May 2016 at 6:36 a.m.
Once home, Williams took the prescribed hydrocodone every six hours, but his pain persisted. Williams also developed abdominal pains. Williams returned to the CMC-Pineville ED on 7 May 2016 at 9:56 p.m. Williams presented with low blood pressure and reported severe abdominal pain.
Dr. Rains ordered a CT angiogram of Williams’ chest, abdomen, and pelvis with an IV contrast. Dr. Charlie McLaughlin read the images and diagnosed Williams with a ruptured abdominal aortic aneurism measuring 12 x 9.7 centimeters. Dr. Rains contacted the ED at Carolinas Medical Center Main (“CMC-Main“) about transferring Williams for immediate surgical repair of the ruptured aneurism. Williams was transferred to CMC-Main by helicopter. Surgery to repair the ruptured aneurism was unsuccessful in saving Williams’ life. Williams was pronounced dead at 3:24 a.m. on 8 May 2016.
Dr. Rains spoke with Allen on 9 May 2016 and informed her of Williams’ death. Dr. Rains also relayed to Allen Plaintiff‘s 7 May 2016 statement to emergency department staff if anything should happen to Williams, she would be filing a claim against the personnel who treated him during his 6 May 2016 visit. Dr. Rains instructed Allen to memorialize her interactions with and treatment of Williams on an electronic form provided by her EMP group employer.
Allen submitted a privilege log identifying a four-page “diary” entry she had written on 10 May 2016, concerning the event claiming: “Work Product, and Prepared by the Defendants in anticipation of litigation, peer review.” Plaintiff filed a motion to compel on 17 July 2019 pursuant to
Allen was deposed on 30 October 2019. During Allen‘s deposition, her “diary” entry was presented to her, and the existence of an additional document was discovered. This additional two-page document was not included in Defendants’ privilege log, and it was withheld from disclosure due to Defendants’ claim of Medical Review Committee and other privileges under
Plaintiff filed a motion to enforce her previous motion to compel, pursuant to
II. Jurisdiction
“An order compelling discovery is generally not immediately appealable because it is interlocutory and does not affect a substantial right that would be lost if the ruling were not reviewed before final judgment.” Sharpe v. Worland, 351 N.C. 159, 163, 522 S.E.2d 577, 579 (1999). Our Court has held: “As a general proposition, only final judgments, as opposed to interlocutory orders, may be appealed to the appellate courts.” Hamilton v. Mortg. Info. Servs., Inc., 212 N.C. App. 73, 77, 711 S.E.2d 185, 188 (2011) (citations omitted).
“Appeals from interlocutory orders are only available in exceptional cases.” Id. (citation and internal quotation marks omitted). Our rules “against interlocutory appeals seek [] to prevent fragmentary, premature and unnecessary appeals by allowing the trial court to bring a case to final judgment before its presentation to the appellate courts.” Turner v. Norfolk S. Corp., 137 N.C. App. 138, 141, 526 S.E.2d 666, 669, (2000) (citation omitted).
“No hard and fast rules exist for determining which appeals affect a substantial right. Rather, such decisions usually require consideration of the facts of the particular case.” Estrada v. Jaques, 70 N.C. App. 627, 640, 321 S.E.2d 240, 249 (1984) (citations omitted). An order compelling or enforcing discovery or for sanctions may be immediately appealable if it affects a substantial right under
III. Issue
Defendants argue the trial court erred by granting Plaintiff‘s motion to enforce its previous motion to compel production.
IV. Motion to Compel
A. Standard of Review
“Whether or not the party‘s motion to compel discovery should be granted or denied is within the trial court‘s sound discretion and will not be reversed absent an abuse of discretion.” Wagoner v. Elkin City Schools’ Bd. of Education, 113 N.C. App. 579, 585, 440 S.E.2d 119, 123 (1994), disc. rev. denied, 336 N.C. 615, 447 S.E.2d 414 (1994). “To demonstrate an abuse of discretion, the appellant must show that the trial court‘s ruling was manifestly unsupported by reason, or could not be the product of a reasoned decision.” Nationwide Mut. Fire Ins. Co. v. Bourlon, 172 N.C. App. 595, 601, 617 S.E.2d 40, 45 (2005) (internal citation omitted), aff‘d per curiam, 360 N.C. 356, 625 S.E.2d 779 (2006). Questions of statutory interpretation are reviewed de novo. State v. Mackey, 209 N.C. App. 116, 120, 708 S.E.2d 719, 721 (2011).
B. Analysis
The medical review committee privilege is “designed to encourage candor and objectivity in the internal workings of medical review committees.” Shelton v. Morehead Mem‘l Hosp., 318 N.C. 76, 83, 347 S.E.2d 824, 829 (1986). The party asserting the privilege bears the burden of proof. Wachovia Bank v. Clean River Corp., 178 N.C. App. 528, 531, 631 S.E.2d 879, 882 (2006).
Defendants argue the “fundamental and sole requirement for members of a medical review committee under
The trial court did not make the requested findings of fact or conclusions concerning these statutory elements. When asked specifically to do so by counsel, the trial court declined to rule about whether the peer review privilege applied or not. When requested, the trial court‘s findings of fact and conclusions of law must be sufficiently detailed to allow for meaningful appellate review. Coble v. Coble, 300 N.C. 708, 714, 268 S.E.2d 185, 190 (1980).
Defendants’ counsel correctly sought clarification of the ruling and requested the trial court to make specific findings and conclusions. “Without setting forth findings of fact, this Court cannot conduct a meaningful review of the conclusions of law and test the correctness of the trial court‘s judgment.” Earl v. CGR Dev. Corp., 242 N.C. App. 20, 24, 773 S.E.2d 551, 554 (2015) (citations, alternations, and internal quotation marks omitted).
The order of the trial court is remanded for factual findings and conclusions of whether Defendants carried their burden to demonstrate the peer or medical review committee they are relying on is composed exclusively of licensed providers under Chapter 90, formed for the purpose of evaluating the quality of the healthcare provided, and whether Allen‘s document was actually “produced or presented” at the request of her medical superior to the medical review committee in order to properly invoke the privilege under the statute. See
V. Conclusion
The trial court failed to make the Defendant‘s requested and requisite findings of fact and conclusions for meaningful appellate review of the Defendants’ burden to invoke the privilege. Id. Upon remand, the
REMANDED.
Judge JACKSON concurs.
Judge MURPHY dissents with separate opinion.
MURPHY, Judge, dissenting.
Without the document at issue contained in the Record before us, we cannot meaningfully review the trial court‘s order granting enforcement of Plaintiff‘s preexisting motion to compel. For that reason, I would hold Defendants waived this issue by failing to comply with the requirements established by our rules of appellate procedure, and dismiss the appeal on those grounds.
Even setting aside this error by Defendants, I would nonetheless affirm the trial court‘s order, and hold Defendants failed to satisfy their burden of production in asserting the medical review committee privilege provided by
ANALYSIS
A. Insufficient Record on Appeal
Defendants appeal the trial court‘s order granting Plaintiff‘s motion to enforce an existing motion to compel discovery pursuant to
Plaintiff‘s [m]otion for enforcement of the existing [o]rder pursuant to
Rule 37(b) is granted. . . . The [trial] [c]ourt has ordered that this document that [] Defendants handed up under seal during the hearing be maintained under seal by the Clerk‘s office pending the time for any appeal to be filed, and if appeal is taken, to remain there until the outcome of that appeal is completed before actually producing it to the other parties[.]
As the Majority correctly states, the Order stipulates that the document at issue be maintained under seal, pending appeal. Supra at ¶ 13. However, the fact that the document is maintained under seal does not relieve Defendants of their “duty . . . to ensure this Court has everything needed for a proper review of [the] issues on appeal.” Gilmartin v. Gilmartin, 263 N.C. App. 104, 107, 822 S.E.2d 771, 774 (2018) (citing State v. Davis, 191 N.C. App. 535, 539, 664 S.E.2d 21, 24 (2008)), disc. rev. denied, 372 N.C. 291, 826 S.E.2d 702 (2019).1
Rule 9 of the North Carolina Rules of Appellate Procedure, which governs the record on appeal, states in relevant part:
(a) . . . . In appeals from the trial division of the General Court of Justice, review is solely upon the record on appeal . . . . (1) . . . . The record on appeal in civil actions and special proceedings shall contain: . . . e. so much of the litigation . . . as is necessary for an understanding of all issues presented on appeal . . . ; . . .
j. copies of all other papers filed . . . in the trial court which are necessary to an understanding of all issues presented on appeal unless they appear in the transcript of proceedings . . . ; . . . (c) Presentation of Testimonial Evidence and Other Proceedings. . . . . . . . (4) Presentation of Discovery Materials. . . . . In all instances in which discovery materials are considered by the trial tribunal, other than as evidence offered at trial, the following procedures for presenting those materials to the appellate court shall be used: . . . . discovery materials, including motions to produce, and the like, pertinent to issues presented on appeal, may be set out in the record on appeal or may be sent up as documentary exhibits.
The failure to follow the rules of appellate procedure “ordinarily forfeit[s] [a party‘s] right to review on the merits.” Dogwood Dev. & Mgmt. Co. v. White Oak Transp. Co., 362 N.C. 191, 194, 657 S.E.2d 361, 363 (2008). “[T]he appellate court may not consider sanctions of any sort [including dismissal] when a party‘s noncompliance with nonjurisdictional requirements of the [appellate] rules does not rise to the level of a ‘substantial failure’ or ‘gross violation.‘” Id. at 199, 657 S.E.2d at 366. “In determining whether a party‘s noncompliance with the appellate rules rises to the level of a substantial failure or gross violation, the [appellate] court may consider, among other factors, whether and to what extent the noncompliance impairs the court‘s task of review.” Id. at 200, 657 S.E.2d at 366.
Here, Defendants’ Appellate Rules violation is the failure to include the document at issue in the Record on appeal. In the absence of this document, “we cannot, without engaging in speculation,” assess the merits of the Order granting Plaintiff‘s motion, or the claim by Defendants that the document is covered by medical review committee privilege under
Upon concluding the noncompliance rises to a level of a substantial failure or gross violation, the next step is to “determine which, if any, sanction under Rule 34(b) should be imposed. [) [I]f . . . dismissal is the appropriate sanction, [the final step is to] consider whether the circumstances of the case justify invoking Rule 2 to reach the merits of the appeal.” Id. at 201, 657 S.E.2d at 367.
Rule 34(b) of the North Carolina Rules of Appellate Procedure provides:
(b) A court of the appellate division may impose one or more of the following sanctions:
(1) dismissal of the appeal;
(2) monetary damages including, but not limited to,
a. single or double costs,
b. damages occasioned by delay,
c. reasonable expenses, including reasonable attorney fees, incurred because of the frivolous appeal or proceeding;
(3) any other sanction deemed just and proper.
Rule 2 “may only [be invoked] on rare occasions and under exceptional circumstances to prevent manifest injustice to a party, or to expedite decision in the public interest[.]” Dogwood, 362 N.C. at 201, 657 S.E.2d at 367 (marks and citations omitted). The decision whether to invoke Rule 2 is purely discretionary and is “to be limited to occasions in which a fundamental purpose of the appellate rules is at stake, which will necessarily be rare occasions.” State v. Hart, 361 N.C. 309, 316, 644 S.E.2d 201, 205 (2007) (marks omitted). Nothing in this matter demonstrates any “exceptional circumstances” to suspend or vary the appellate rules. Dogwood, 362 N.C. at 201, 657 S.E.2d at 367. The circumstances of this case do not justify invoking Rule 2, and I would decline to reach the merits of the case on that basis. However, because the Majority addresses the merits of the case and I disagree with its analysis and resolution, my dissent must also encompass the merits in the following sections. See
B. Burden of Production under N.C.G.S. § 90-21.22A
Even if the appeal was not dismissed for failure to produce the document at issue, I would nonetheless affirm the Order, as Defendants failed to produce evidence that they are entitled to the medical review committee privilege set forth in
Located in Chapter 90, Article 1D of our General Statutes,
(a) As used in this section, the following terms mean:
(1) “Medical review committee.” - A committee composed of health care providers licensed under this Chapter [90] that is formed for the purpose of evaluating the quality of, cost of, or necessity for health care services, including provider credentialing. “Medical review committee” does not mean a medical review committee established under [N.C.G.S. §] 131E-95.
(2) “Quality assurance committee.” - Risk management employees of an insurer licensed to write medical professional liability insurance in this State, who work in collaboration with health care providers licensed under this Chapter, and insured by that insurer, to evaluate and improve the quality of health care services.
(b) A member of a duly appointed medical review or quality assurance committee who acts without malice or fraud shall not be subject to liability for damages in any civil action on account of any act, statement, or proceeding undertaken, made, or performed within the scope of the functions of the committee. (c) The proceedings of a medical review or quality assurance committee, the records and materials it produces, and the materials it considers shall be confidential and not considered public records within the meaning of [N.C.G.S. §§] 132-1, 131E-309, or 58-2-100; and shall not be subject to discovery or introduction into evidence in any civil action against a provider of health care services who directly provides services and is licensed under this Chapter . . . which civil action results from matters that are the subject of evaluation and review by the committee. . . . . However, information, documents, or records otherwise available are not immune from discovery or use in a civil action merely because they were presented during proceedings of the committee. . . . .
(d) This section applies to a medical review committee, including a medical review committee appointed by one of the entities licensed under Articles 1 through 67 of Chapter 58 of the General Statutes.
(e) Subsection (c) of this section does not apply to proceedings initiated under[N.C.G.S. §] 58-50-61 or [N.C.G.S. §] 58-50-62.
The parties dispute the burden required to demonstrate compliance with
The following definitions apply in this Article [1B]:
(1) Health care provider. - Without limitation, any of the following:
a. A person who pursuant to the provisions of Chapter 90 of the General Statutes is licensed, or is otherwise registered or certified to engage in the practice of or otherwise performs duties associated with any of the following: medicine, surgery, dentistry, pharmacy, optometry, midwifery, osteopathy, podiatry, chiropractic, radiology, nursing, physiotherapy, pathology, anesthesiology, anesthesia, laboratory analysis, rendering assistance to a physician, dental hygiene, psychiatry, or psychology.
Statutory interpretation properly begins with an examination of the plain words of the statute. If the statutory language is clear and unambiguous, the court eschews statutory construction in favor of giving the words their plain and definite meaning. However, where the statute is ambiguous or unclear as to its meaning, the courts must interpret the statute to give effect to the legislative intent. Canons of statutory interpretation are only employed if the language of the statute is ambiguous or lacks precision, or is fairly susceptible of two or more meanings.
JVC Enters. v. City of Concord, 376 N.C. 782, 2021-NCSC-14, ¶ 10 (citations and marks omitted). The plain words of
“[D]efendants, as the parties objecting to the disclosure of the [document] on the basis of this privilege, bear the burden of establishing that [P]laintiff‘s discovery request[] fall[s] within the scope of the privilege.” Hammond v. Saini, 229 N.C. App. 359, 365, 748 S.E.2d 585, 589 (2013), modified and aff‘d by 367 N.C. 607, 766 S.E.2d 590 (2014). To satisfy their burden in claiming the medical review committee privilege, Defendants needed to prove to the trial court‘s satisfaction that every member of the qualifying medical review committee is a health care provider licensed under Chapter 90.
At the time that Mr. Williams was seen by Ms. Allen, EMP had a central medical review committee. This was a committee composed of licensed healthcare providers which was formed for the purpose of evaluating the quality, costs and necessity for the healthcare services provided by EMP. It also was created and empowered to evaluate and improve the quality of healthcare services provided by EMP‘s doctors and physician‘s assistants.
As part of the work of the medical review committee, providers could, in appropriate circumstances, provide information to the committee about patient care for evaluation by the committee. One way such information could be supplied to the committee in 2016 was via a computer program available at EMP locations throughout the country. A provider would enter information about the patient, and it would be transmitted to the medical review committee for evaluation.
In the case of Mr. Williams, Ms. Allen supplied information to the medical review committee utilizing a computer terminal at CMC Pineville hospital. This information was supplied to the committee via a computer generated form. Attached to this affidavit as “Sealed Exhibit A” is the form generated by Ms. Allen in May 2016 and submitted to the
committee with information about Mr. Williams. “Sealed Exhibit A” was used as part of the proceedings of the medical review committee at EMP and was generated for the purposes of that committee. This document was not created as part of the medical record in this case, and it is not a publicly available document.
This document was provided to John Holden, our North Carolina counsel on [5 November 2019], at his request.
It is my understanding that the activities and proceedings of a medical review committee, including the materials it considers, shall be confidential and are not public records under [N.C.G.S. §] 90-21.22A. The document attached to this affidavit as “Sealed Exhibit A” is part of the proceedings of the committee and was generated for the use of the committee in evaluating patient care. As such, I would respectfully request that it be withheld from discovery.
It is imperative that the actions of medical review committees be confidential and that the materials considered and generated by them not be utilized in litigation, to ensure full openness in the activities of the committee. These committees are utilized by medical organizations, including EMP, to improve patient care and as a learning tool for clinicians.
Defendants asserted Otwell‘s affidavit demonstrated the document at issue “clearly falls within the privilege set forth in [N.C.G.S.] § 90-21.22A for medical review committee documentation.” However, nowhere in his affidavit does Otwell state the names of the members of the committee or their status as health care providers licensed under Chapter 90 of the North Carolina General Statutes. While arguments alone would not carry Defendants’ burden as they are not evidence, it is important to note that at no point in their arguments at the trial court or on appeal have Defendants argued that the committee is “composed of health care providers licensed under [Chapter 90.]”
C. Defendants’ “Requested” Findings Concerning N.C.G.S. § 90-21.22A
The Majority states “[t]he trial court did not make the requested findings of fact or conclusions concerning [the] statutory elements [in N.C.G.S. § 90-21.22A]” and holds the Order must be “remanded for factual findings and conclusions.” Supra at ¶¶ 22, 24. I disagree. Defendants failed to make a specific request to the trial court for findings of fact and the trial court was under no obligation to provide findings of fact in the Order. For these reasons, it is unnecessary to remand the Order to the trial court.
Findings of fact and conclusions of law are necessary on decisions of any motion or order ex mero motu only when requested by a party and as provided by Rule 41(b).[2] Similarly, findings of fact and conclusions of law are necessary on the granting or denying of a preliminary injunction or any other provisional remedy only when required by statute expressly relating to such remedy or requested by a party.
In Coble, the defendant challenged a trial court‘s order requiring her to provide partial child support on the grounds that she was capable of contributing child support payments and the plaintiff was entitled to contribution from her. Coble, 300 N.C. at 709, 268 S.E.2d at 187. Our Supreme Court remanded the case for further evidentiary findings and stated:
[T]he requirement that the [trial] court make findings of
those specific facts which support its ultimate disposition of the case is . . . to allow the appellate courts to perform their proper function in the judicial system.
Under [N.C.G.S. § 50-13.4(c)] an order for child support must be based on the interplay of the trial court‘s conclusions of law as to (1) the amount of support necessary to meet the reasonable needs of the child and (2) the relative ability of the parties to provide that amount. These conclusions must themselves be based upon factual findings specific enough to indicate to the appellate court that the judge below took due regard of the particular estates, earnings, conditions, and accustomed standard of living of both the child and the parents.
. . . .
Effective appellate review of an order entered by a trial court sitting without a jury is largely dependent upon the specificity by which the order‘s rationale is articulated. Evidence must support findings; findings must support conclusions; conclusions must support the judgment.
Id. at 712, 714, 268 S.E.2d at 1889, 190. (citations and marks omitted) (emphasis added). This language demonstrates the order in Coble was remanded for “further evidentiary findings” due to the trial court‘s failure to comply with the specific requirements for an order for child support under
Further, contrary to the Majority‘s assertion (without reference to the Record), Defendants did not specifically request that the trial court make any findings of fact at the hearing held on 31 January 2020. Supra at ¶ 23. Defense Counsel had the following exchange with the trial court:
THE COURT: . . . . I‘m going to direct that that document be provided to [] [P]laintiff. Now, at this time, I‘ll retain it under seal (clears throat) in the file . . ..
[DEFENSE COUNSEL]: Well, Your Honor, that‘s what I wanted to clarify because as you know the, uh, legitimate andbona fide assertion of a privilege, even is – is not an interlocutory appeal. So, I just need – if the [c]ourt can clarify and perhaps this can be worked out, whether you are ruling the privilege was waived, the privilege doesn‘t apply, the privilege is – somehow defeated so that we can establish the parameters of the argument for [the] Court of Appeals ---
THE COURT: Uh-huh.
[DEFENSE COUNSEL]: --- if that should be the case.
. . .
[PLAINTIFF‘S COUNSEL]: Your Honor, not to object, but it may help if the question is posed as, “Are you granting the [m]otion for 37(b) to enforce an existing order?”
THE COURT: Yes, yes.
[DEFENSE COUNSEL:] So, you‘ll -- so, if that -- so, the [c]ourt‘s order, as I understand it is that the peer review privilege that was identified in the original privilege log was the subject of the or- of the argument before Judge Ervin is overruled and it is – the privilege is (inaudible) as to this document, that you have found?
THE COURT: The – what my ruling is specifically is that the issues before me today were encompassed by the order of Judge Ervin, and therefore my order is pursuant to Rule 37(b) that, um, [] [P]laintiff is entitled to enforce the order of Judge Ervin and that enforcement will require the production of this particular document.
. . . .
[DEFENSE COUNSEL]: . . . . So, you‘re saying you‘re basing - you‘re enforcing his prior ruling, even though our position is it was a different document that we were arguing about in front of him? You‘re saying it was the same document and the argument ---
THE COURT: I‘m not saying it‘s the same document. I‘m saying that this document was responsive to the request for discovery that were [sic] before Judge Ervin at that time. So, that in response to those discovery requests, this document should have been identified and if a privilege was claimed, it should‘ve been asserted as to this particular document.
[DEFENSE COUNSEL]: Okay. Because today we‘ve had a lot of arguments about the nature – we‘ve had arguments about the nature of the committee that reviewed it in the system and all that. I just want to know if that‘s going to be part of the issue that‘s going to be taken into – that could be potentially taken up. I don‘t know. I assume my client is going to want to parti- protect their -- their medical review committee and that‘s not casting (inaudible) on anyone in this room ---
THE COURT: I know.
[DEFENSE COUNSEL]: --- I‘m just saying, I assume that‘s going to be their position.
THE COURT: Sure.
[DEFENSE COUNSEL]: So, it needs to be as -- as clear as we can get it. So, you know, I don‘t know if [Plaintiff‘s Counsel] and I can go back and forth and find something that would – that would satisfy, Your Honor.
THE COURT: Yeah. Why don‘t – y‘all [Defense Counsel and Plaintiff‘s Counsel] work on the order and I‘ll take a look at what you draft, and we‘ll go from there. . . .
. . . .
[DEFENSE COUNSEL]: Is it your position it‘s the same doc - because he was looking at a document and he ordered it to be produced and we produced it ---
THE COURT: Yeah.
[DEFENSE COUNSEL]: --- and now we‘re being told that we didn‘t comply with his order by producing a different document. So, that‘s what I‘m trying to figure out how to -- how to craft this. I understand the [c]ourt‘s ruling, I just want to put it in a box where I can explain it.
THE COURT: Yeah, I don‘t know that I can answer that question until I can see each version of the proposed orders.
. . . .
THE COURT: All right. Anything else we need to address?
[DEFENSE COUNSEL]: No.
As no findings of fact were specifically requested by Defendants, and were not required by statute, we must “presume[] that the [trial] court on proper evidence found facts to support its judgment.” Brown, 47 N.C. App. at 325, 267 S.E.2d at 347. Adopting this presumption, I would hold it is patently unnecessary to remand this matter for further evidentiary findings.
CONCLUSION
Defendants failed to include the document at issue in the Record on appeal, send it as a documentary exhibit, or provide it under seal. This failure was a violation of the appellate rules, and due to the severe impact on our ability to conduct meaningful appellate review, Defendants’ noncompliance rose to the level of a substantial failure and gross violation. Dismissal is the appropriate remedy under Rule 34, and the circumstances of this case do not justify invoking Rule 2.
Setting aside this violation, as the Majority implicitly does, I reach the merits and fully dissent from the Majority‘s analysis. I would hold the Order should be affirmed. Defendants failed to produce evidence that they are entitled to the medical review committee privilege set forth in