Williams v. CainWilliams v. Cain
Before WIENER and STEWART, Circuit Judges, and ROSENTHAL, District Judge.*
ROSENTHAL, District Judge:
Elmore Williams was convicted of second degree murder in Louisiana state court in 1989. He received a life sentence, without the possibility of parole. His direct appeals concluded without success in 1991. He appeals from the district court‘s dismissal of his petition under
I. BACKGROUND
Louisiana procedure requires a prisoner seeking post-conviction relief to make an initial application to the trial court. See
Under Louisiana Supreme Court Rule X, § 5(a), Williams had thirty days to file his application for a supervisory writ to the Louisiana Supreme Court. That rule provides as follows:
An application seeking to review a judgment of the court of appeal either after an appeal to that court, or after that court has granted relief on an application for supervisory writs (but not when the court has merely granted an application for purposes of further consideration), or after a denial of an application, shall be made within thirty days of the mailing of the notice of the original judgment of the court of appeal; however, if a timely application for rehearing has been filed in the court of appeal in those instances where a
rehearing is allowed, the application shall be made within thirty days of the mailing of the notice of denial of rehearing or the judgment on rehearing. No extension of time therefor will be granted.
Williams did not file his application with the Louisiana Supreme Court until May 1995, almost fourteen months after the appellate court denied his application for a supervisory writ. The Supreme Court did not request briefs from the State and no motions or briefs are in the record. Almost two years later, in April 1997, the Louisiana Supreme Court rejected Williams‘s application with one word: “DENIED.” The Court did not state whether it was rejecting the application as untimely filed or whether it had considered the application and rejected it on a substantive ground.
Williams filed this federal petition under
The district court held that Williams‘s application for a supervisory writ did not constitute a “properly filed application for State post-conviction . . . review” under
Williams filed a brief that addressed the merits of his petition, but failed to address the tolling issue. Respondent‘s brief is limited to the issue of whether Williams‘s application to the Louisiana Supreme Court, filed long after the time allowed by that Court‘s rules, was a “properly filed” application under
II. THE ISSUE OF WAIVER
Williams clearly, and successfully, raised the tolling issue before this court in his application for a certificate of appealability. His failure to reassert the same issue in the post-COA briefs does not amount to a waiver of that issue.
In Yohey v. Collins, 985 F.2d 222, 225 (5th Cir. 1993), this court considered a pro se appellant‘s request for the adoption of legal and factual arguments previously presented in his filed objections to a magistrate judge‘s report and in various state court pleadings. The Fifth Circuit held that appellant had abandoned those arguments by failing to repeat them in the body of his appellate brief. The court cited
In this case, Williams timely raised and briefed the tolling issue in his request for a COA. In the order granting the COA, the court stated that if a prisoner makes a credible showing that the district court erred in dismissing a habeas corpus application on a procedural basis, the appellate court would then consider whether the prisoner had made a substantial showing of the denial of a constitutional right on the underlying claims. The order concluded by stating that Williams had “made a credible showing that the district court may have erred in dismissing his application as time barred.” The order was arguably misleading to a pro se litigant. In the absence of explicit direction to rebrief the issue of the time bar, Williams proceeded to brief the merits. Under these circumstances, it is inappropriate to deem the tolling issue waived by Williams‘s failure again to brief that issue.
III. THE ISSUE OF TOLLING
The time during which a properly filed application for State post-conviction or other collateral review with respect to the pertinent judgment or claim is pending shall not be counted toward any period of limitation under this subsection.
This question requires an examination of the meaning of the phrases “properly filed” and “pending” in
A. The Meaning of “Properly Filed”
This court has addressed the meaning of “properly filed” in Villegas v. Johnson, 184 F.3d 467 (5th Cir. 1999), and Smith v. Ward, 209 F.3d 383 (5th Cir. 2000). This court had not issued either opinion when the district court ruled. In Villegas, the court held that a Texas prisoner‘s state habeas application was “properly filed” within the meaning of
This court observed that under the Texas statute, although the state court would not “automatically consider the merits of claims raised in a successive petition, [the state habeas court would] accept the petition for filing and review the application to determine whether the statutory exceptions [we]re met.” Id. at 472 n. 4. If the review showed that none of the exceptions applied, the state court would then dismiss the petition. However, because the statute did not prohibit the filing of a successive petition, but merely limited the availability of relief, the statute did not impose a “procedural filing requirement” that would make an application improperly filed for the purpose of
In Smith v. Ward, 209 F.3d 383 (5th Cir. 2000), the court applied Villegas to a prisoner‘s efforts to obtain post-conviction relief in the Louisiana courts. The Louisiana state court had dismissed the prisoner‘s application for post-conviction relief as time-barred because the prisoner did not file in the trial court within three years from the date the judgment of conviction and sentence became final, as required by
This court reasoned:
On its face, article 930.8A is arguably a time-based procedural filing requirement of the sort which, under Villegas, would render an application dismissed on that basis as having been not “properly filed.” On the other hand, article 930.8A, like the Texas successive writ statute at issue in Villegas, does not impose an absolute bar to filing; instead, it limits the state court‘s ability to grant relief.
Under article 930.8A, Louisiana courts will accept a prisoner‘s application for filing and review it to determine whether any of the statutory exceptions to untimely filing are applicable. If the untimely application does not fit within an exception, the state court will dismiss it.
Because the procedure established by article 930.8A is virtually identical to that under
TEX. CODE CRIM. P. art. 11.07, § 4 , we conclude that, consistent with Villegas, Smith‘s state application, although ultimately determined by the state court to be time-barred, nevertheless was“properly filed” within the meaning of § 2244(d)(2) . Accordingly, the one-year period for seeking federal habeas relief was tolled during the pendency of that state application, making timely the federal application filed in January 1998.
Smith, 209 F.3d at 384-385 (citations omitted).
Villegas and Smith emphasized that the phrase “properly filed” required compliance with “procedural filing requirements,” such as “rules governing notice and the time and place of filing [as well as] requirement[s] that the petitioner obtain judicial authorization for the filing,” Villegas, 184 F.3d at 470 n. 2, but did not include compliance with more complex state procedural doctrines, such as those relating to successive petitions. See id. at 470 (stating a reluctance to go beyond the plain meaning of “properly filed” and emphasizing the interests of comity and exhaustion served by a narrow construction of
Although the circuits disagree on aspects of the application of
A straightforward application of the above cases to the thirty-day time limit established by Louisiana Supreme Court Rule X, § 5(a) supports the conclusion that Williams‘s “application” for post-conviction relief in the Louisiana courts ceased to be “properly filed” for the purpose of
Under the statutes at issue in Villegas and Smith, the state court had to make a determination on issues related to the substance of the state applications to determine whether the applications fell within a clearly-defined exception to the time requirements. In this case, by contrast, the question whether a state application to the Louisiana Supreme Court for a supervisory writ is timely filed under Rule X, § 5(a) requires no examination relating to the merits. There was no question that the state application filed here was untimely under state law. The Louisiana Supreme Court did not need to make any determination related to the merits to reach this conclusion.
The Louisiana Supreme Court Rule is much more similar to the post-conviction filing deadlines at issue in Webster, Hoggro, and Morgan, which courts consistently require a petition to satisfy in order to be “properly filed,” than it is to the deadlines established by the more complex state procedural statutes at issue in Villegas and Smith. Those statutes specify exceptions that might, in any case, make an otherwise untimely application “properly filed” and require an examination into whether those exceptions are present to determine whether an application is timely. No such exceptions and no such examination are contemplated by the time requirement set by the Louisiana Supreme Court Rule X, § 5(a). Compliance with that requirement is necessary for a Louisiana prisoner‘s “application” for post-
B. THE MEANING OF “PENDING”
Of the other circuits courts that have considered the issue, the Third Circuit addressed facts most similar to those presented here. In Swartz v. Meyers, 204 F.3d 417 (3d Cir. 2000), the
In determining whether the prisoner timely filed his section 2254 petition in federal court, the Third Circuit considered when the prisoner‘s state application for post-conviction relief ceased to be pending for the purpose of
In this case, Williams failed to comply with Louisiana Supreme Court Rule X, § 5(a) by filing an application for a supervisory writ with that court within thirty days after the intermediate state appellate court denied his application for a supervisory writ from the trial court‘s denial of his application for post-conviction review. Rule X, § 5(a) expressly prohibits any extension of the thirty-day period. The district court correctly observed that no evidence suggested that the Louisiana Supreme Court considered Williams‘s untimely application for a supervisory writ on the merits.
IV. CONCLUSION
Williams‘s application for supervisory review missed the Louisiana Supreme Court filing deadline by more than fourteen months. Williams ceased to have a “properly filed application” for post-conviction relief pending in the Louisiana courts when he failed timely to apply to the Louisiana Supreme Court. Williams‘s federal petition is time-barred. The judgment of the district court is
AFFIRMED.