*1 conditions of terms All other until or Expense,” or “Claims ments (emphasis added unchanged, Policy remain said to discontinue permission written parties). by by us. granted defense this endorse- of purposes For 13. will Expense”
ment, the term “Claims costs, fees, charges all
include attorneys des- by generated
expenses insured, and represent
ignated expenses costs, charges all other HILL, Jr., Petitioner- Lee Warren adjust- investigation, incurred Appellant, arbitration, settlement, defense ment, this claim which any of appeal or “Claims applies. otherwise
insurance HUMPHREY, Respondent- Carl cost include the Expense” will not Appellee. a claim adjusting or investigating No. 08-15444. insured, the employees salaried com- service self-insurance insured’s Appeals, States United any em- salaries wages or pany, Eleventh Circuit. operating any insured ployee and/or 22, 2011. Nov. any insured. expense bankruptcy, insolvency, The 14. insured, any re- or ceivership insured inability by or
fusal to this pursuant obligations its satisfy “Re- not reduce will
endorsement the en- set Limit” as
tained forth us to
dorsement, require nor will “Re- within any amounts
pay payment The Limit.”
tained ais by the insured limits”
“Retained obligation our precedent
condition for or any sums either pay defense any pay not shall
indemnity and we the in- and unless until sums
such lim- its “Retained has
sured satisfied
its.” not limits” shall “Retained The by any pay- or satisfied
be exhausted damages expenses claims
ments been covered would have “Re- policy. terms of not be utilized limits” shall
tained “claims” that
response by the terms covered
otherwise policy. of this
conditions *2 Olive,
Mark Evan Law Offices Mark Olive, P.A., FL, Tallahassee, E. Brian S. (Court- Kammer and Thomas H. Dunn Appointed), Ctr., Georgia Resource Atlan- GA, ta, for Petitioner-Appellant. Burton, Attaway Patricia Beth GA Law Atlanta, GA, Dept., for Respondent-Appel- lee. DUBINA,
Before Chief Judge, and TJOFLAT, EDMONDSON, CARNES, HULL, BARKETT, MARCUS, WILSON, PRYOR, BLACK, MARTIN Circuit Judges.
HULL, Judge: Circuit proceedings, 1996 state habeas War- Hill, unsuccessfully Lee alleged ren Jr. he mentally ineligible retarded and Hill, prior holding and we now reiterate our penalty. the death inmate, to raise this row able a reasonable doubt death *3 unconstitutional.”) in before the Atkins deci- well (citing claim not standard is 2002, in in because 1988 620-22). was issued sion1 III, Hill 587 S.E.2d nation Georgia by led the the State In appeal this under the Antiterrorism abolishing penalty death for the Penalty Death Act 1996 and Effective § 17- defendants. See O.C.G.A. retarded 2254, (“AEDPA”), § in 28 U.S.C. codified (1988 death prohibiting pen- statute 7-131 legal the sole issue before en banc proves mental retar- alty where defendant court is: doubt). beyond reasonable dation 2254(d)(1),
Although Georgia already prohibited
§
ex-
Pursuant
to AEDPA’s
ecuting mentally retarded defendants at
Supreme
the
Georgia
Court’s decision
trial,
appeal,
the time of Hill’s
direct
and
Hill,
255,
277
v.
Ga.
587 S.E.2d
Head
petition, Hill did not
initial state habeas
613,
620-22
statu
—that
until five
claim he was
retarded
tory
capi
reasonable doubt standard for
1996,
after his 1991 trial.
In
Hill
years
tal
defendants’ mental
petition
allege
state habeas
amended his
Eighth
claims does
violate the
time,
for
first
and
mental retardation
the
contrary to clearly estab
Amendment —
that Georgia’s
he later claimed
reasonable
law,
federal
in At
lished
as announced
§
standard of
O.C.G.A. 17-
doubt
304,
Virginia,
kins v.
536
122
U.S.
Eighth
7-131 violated the
Amendment.
(2002)?[2]
2242,
noted, holding is no there *4 decision, Supreme invalidating a Court Georgia In General Assembly reasonable doubt standard for mental re- passed the prohibiting nation’s first statute opposite tardation claims. Just the is true. mentally of per- the execution it expressly Atkins left for the states to Specifically, § sons. O.C.G.A. 17-7- develop and substantive 131(c)(3) (j) state: guides determining who is [A criminal] defendant be found Bies, Bobby retarded. 129 556 U.S. “guilty but mentally retarded” 2145, 2150, S.Ct. if jury, or acting facts, court as trier 219-year And in history of our nation’s beyond a reasonable doubt that the Bill Rights, Supreme no United States finds guilty is the crime charged suggested, Court decision has ever much defendant held, and is If less retarded. the court burden of jury on wholly Eighth its own can so or should make such finding, burden an deny specify Amendment as to eviscerate or shall so in its verdict. that right.3 specific, Because there is no “clearly by
much less
established”
Su-
In the trial of
in
any case
which the
preme Court precedent, federal rule re-
penalty
sought
death
which com-
garding the burden of proof for mental
July
mences
or after
should
claims,
AEDPA mandates that
judge
accepting
find in
a plea of
this federal court leave the
Su-
but
guilty
mentally retarded or
jury
preme Court decision alone—even if we
or court
verdict
its
believe it
incorrect
unwise—and affirm
find
guilty
the crime charged
Richter,
Harrington
case. See
defendant
retarded,
but
the death penalty
-,
131 S.Ct.
178
(2011) (“It
not be imposed
shall
and the court
L.Ed.2d
shall
is not an unreason-
imprisonment
sentence the
application
clearly
able
defendant
established Fed-
eral
for life.
law for a state court to decline to
apply
specific legal rule that has not
a.
17-7-131(c)(3),
§
(j)
O.C.G.A.
(emphasis
squarely
been
established
this Court.”
added).
(brackets
quotation
omitted));
marks
Lett,
(“We
later,
year
Penny
One
v. Lynaugh,
have ex-
plained that
‘an unreasonable
application
L.Ed.2d
(1989),
of federal
law different from an incor-
United States
”).
application
rect
of federal law.’
Eighth
Court concluded that the
Amend-
3.
question
Atkins is
based
on the Fourteenth
The narrow
before
en banc court
Amendment’s Due Process Clause and a de-
only
Eighth
thus concerns
Amendment
procedural right
fendant’s
to a
criminal
fair
highly
and AEDPA's
deferential review of
trial,
Eighth
on the
Amendment's
court
decisions.
punishment prohibition.
cruel and unusual
Disabilities)
Developmental
al and
prohibit
the execution of the
did
ment
(“APA”).
Psychiatric
American
Association
mentally retarded.4
time,
that,
Atkins,
“[o]nly
one
as of that
n.
noted
Then
the United States
ing; and
before
18. Id. at
age
onset
Penry
Court overruled
Atkins
preme
3,122
n.
at 2245 n.
304, 122
Virginia,
(2002), and declared that the
was care-
“cruel and unusual
Amendment’s
ful not to fix the burden of
or to
provision prohibited the exe
punishment”
impose rigid definitions mental retarda-
*5
mentally retarded offenders.
Id.
cution of
Instead,
tion.
the Court
left it to the
315-21, 122
2249-52.
S.Ct. at
at
develop “appropriate” procedures
states to
in
Although the
Court
Supreme
Atkins
for mental
determinations:
retardation
consensus
recognized
against
national
was
in
approach
As
our
Ford v. Wain-
persons,
executing mentally retarded
399,
2595,
might,
lack
that there
a notable
of con-
said
was
(1986), with
to in-
regard
how to
which offend-
on
determine
sensus
sanity, we leave to the States the task of
mentally
are
retarded:
ers
appropriate ways to enforce
developing
disagree-
serious
To the extent there is
upon
their
constitutional restriction
mentally
ment about the execution
execution of sentences.
offenders,
determining
in
it is
retarded
and
(quotation
Id.
marks
brackets omit-
in fact
are
retarded
which offenders
ted).
Georgia Supreme
not-
As the
Court
claim
.... Not all
who
to be
people
III,
in At-
ed Hill
Court
impaired
mentally
will be so
as
retarded
entrusting
that it was
kins “made clear
range mentally
fall within
proce-
power
develop
states with the
whom there is a
tarded offenders about
newly rec-
necessary
dures
to enforce the
national consensus.
Hill
ognized
constitutional ban.”
federal
Atkins,
317, 122
536 U.S. at
S.Ct. at 2250.
III,
at
(citing
S.E.2d
although
Supreme Court added
The
2250).
317,122
“statutory
the states’
definitions mental
Bies,
825,
Later,
Bobby
identical, [they] gener-
retardation
(2009),
conform to
clinical definitions” es-
ally
pointed
out that At-
Court
by the
Association on
tablished
American
(“AAMR,”
provide
kins “did not
definitive
now known
Mental Retardation
guides
determining
for
or substantive
as the American Association
Intellectu-
Ga.
498 S.E.2d
53-54
Shortly
passage of O.C.G.A.
17-
after the
7-131(c)(3)
Thus,
Georgia Supreme
(j),
years before
thirteen
Atkins
challenge
upheld state constitutional
exe-
Georgia Supreme Court concluded that
applied
penalty
death
to the
cuting mentally
consti-
retarded defendant
tried
defendants who were
before
punishment as
tutes cruel and unusual
defined
Fleming
date
statute.
the effective
Georgia
Constitution.
Id.
Zant,
(1989),
259 Ga.
386 S.E.2d
S.Ct. 2242.
statute,
Hill,
Turpin
part by
superseded in
Dickinson,
person
gist
when a
who claims mental retarda-
who
William
testified that
impaired
fall within
IQ
tion ‘will be so
as to
was 77
he was
Hill’s
” 129
at 2150
compass.’
Atkins’
retarded.
(brackets omitted).
In its 2009 Bies deci-
direct appeal
On
the Georgia
sion,
repeated
Supreme Court
Hill’s
affirmed
malice mur-
to the
task
Atkins had “left
States the
I,
der conviction and death sentence. Hill
ways to
developing appropriate
enforce
427 S.E.2d at
appeal,
772. On direct
Hill
executing
cоnstitutional restriction” on
no
made
claim mental retardation.
(brackets omitted).
Id.
retarded.
In
Hill
peti-
filed a state habeas
turn
We
to how the
Again
tion.
he
no
made
mental retarda-
doubt
statute
Atkins intersect with
trial,
tion claim. But
years
five
after
Hill
Hill’s ease.
alia,
petition
amended his
allege,
inter
he is mentally
retarded.
In
B.
History
Facts
Procedural
state habeas court
Hill
granted
a writ of
serving
while Hill
life
corpus
habeas
purpose
the limited
sentence for the murder of
girlfriend,
his
conducting a jury trial on Hill’s mental
person
he
prison.
murdered another
claim, using a preponderance
Using
board,
a nail-studded
Hill blud-
of the evidence standard.
geoned a fellow inmate to
in his
death
bed.
State appealed,
and the Georgia
slept,
As his victim
“Hill
a two-
removed
*6
Hill,
Supreme Court
Turpin
reversed.
by-six
leg
board that served as a
in
sink
(1998) (“Hill
269 Ga.
1343 adhering reversed, for not to AEDPA’s decisions Court A this panel pealed. Dixon, Bobby See v. 565 requirements. rehearing and en banc granted we 26, -, L.Ed.2d v. Scho- U.S. 181 328 Hill 132 S.Ct. panel opinion. vacated Mitts, U.S. -, Bobby v. (2011); vacating (11th Cir.), 563 131 1313 field, 625 F.3d (2011); Cullen (11th 1762, 179 819 Cir. S.Ct. L.Ed.2d Schofield, v. F.3d 1272 Hill 608 Pinholster, -, v. 131 2010). earlier, S.Ct. question the sole As stated Felkner v. (2011); 1388, L.Ed.2d 557 179 banc Court whether the en before 1305, Jackson, U.S. -, in Hill 131 179 562 S.Ct. Supreme Court’s decision Georgia Moore, (2011); Premo v. 562 L.Ed.2d 374 holding III — 733, U.S. -, L.Ed.2d 649 131 S.Ct. 178 does not violate the doubt — (2011); Richter, -, 131 S.Ct. clearly estab- U.S. Amendment —“is — (2011); Lett, law, At- L.Ed.2d 624 U.S. as announced 178 federal lished -, 176 L.Ed.2d S.Ct. 678 130 kins.” — (2010); U.S. -, Berghuis, 130 II. OF REVIEW STANDARD (2010); Haynes,— appeal -, § petition and 175 Hill’s 2254 U.S. 130 L.Ed.2d Sec’y, Spisak, AEDPA. Owen v. (2010); Smith v. 558 governed 1003 U.S. (11th Corn., -, Dep’t 568 F.3d 907 175 L.Ed.2d 130 S.Ct. 595 — denied, U.S. -, (2010). Cir.2009), 130 cert. briefly review a few those We “Un L.Ed.2d decisions. AEDPA, our a final state der review Haynes, Starting circumscribed ‘greatly habeas decision legal “A principle instructed: to the state highly and is deferential ‘clearly meaning within the established’ ” Allen, Payne 539 F.3d courts.’ provision when is embodied in (11th Cir.2008) (quoting Crawford Haynes, holding this Court.” (11th Cir.2002)). Head, 1288, 1295 311 F.3d Musladin, (citing Carey S.Ct. at 2254(d)(1), § amended Under U.S.C. 649, 653, AEDPA, cannot obtain prisoner a state Taylor, Williams v. (2006); unless can show federal habeas relief he 1495, 1523, “was con the decision of state court (2000)) added); see (emphasis L.Ed.2d to, trary ap an unreasonable or involved (“ Owen, also ‘Clearly 568 F.3d at es- of, clearly established Federal plication holdings, tablished Federal law’ means 2254(d)(1) (empha law....” 28 U.S.C. dicta, of the United States Su- added). case, question the only In this sis Court.”). preme Supreme Court’s is whether stan the reasonable doubt decision —that Haynes, unani con claims is dard mental retardation Fifth deci mously reversed the Circuit’s *9 to, “contrary or involved an stitutional —is sion, that a which had concluded of, clearly estab application unreasonable on Batson chal in judge ruling court a law, as determined the lished Federal reject expla a lenge must demeanor-based Id.9 of the Supreme Court United States.” challenge judge unless that nation for alone, aspect and recalls the Supreme personally Court observed In 2010-11 juror’s demeanor on prospective in appellate circuit courts ten has reversed findings legal district court's factual for conclusions review the We review de novo the error, questions of law denying and mixed Hill's clear reached the district court Owen, Id. 907. We fact de novo. petition. § 2254 568 F.3d at Haynes, comparative explanation disparity is based. statistics demon- which the appel representa- After strate that African-Americans’ at 1172. the Texas 130 S.Ct. relief, County tion in the Circuit Court venires is denied state habeas late court “unfair and Berghuis, unreasonable.” Fifth Circuit concluded that Batson (citing Berghuis, S.Ct. at 1391 Smith Kentucky, 476 U.S. 106 S.Ct. (6th Cir.2008)). 543 F.3d In (1986), and Snyder L.Ed.2d v. Louisi granting federal habeas relief after the ana, 552 U.S. Michigan Supreme Court had denied re- (2008), “clearly L.Ed.2d 175 established” lief, the Sixth on Circuit relied Duren v. granted that rule and on that basis federal Missouri, Snyder, habeas at 1173-74. In relief. Id. (1979).10 actually Supreme Court had explanation that when the for a
stressed
Circuit,
Reversing the Sixth
the United
challenge
peremptory
juror’s
“invoke[s] a
stated,
Supreme
States
Court
Du-
“[0]ur
demeanor,”
judge’s
the trial
“first hand
hardly
ren decision
establishes —no less
“great[
importance,”
]
observations” are of
‘clearly’ so—that Smith was denied his
peremptory
pointed
out
impartial
Sixth Amendment
nervousness)
(based
challenge
was
jury
from fair
drawn
cross section of the
juror
exercised until some time after the
community.” Berghuis,
for meet, is to this standard If difficult imposes highly a deferen- AEDPA thus to As was meant be. because it evaluating for state-court tial standard 2254(d) AEDPA, stops § amended that state-court de- rulings and demands imposing complete a bar on short of of the doubt. given the benefit cisions relitigation of al- federal court claims (citations quotation marks Id. at 1862 ready rejected proceedings. in state Cf. omitted). emphasized Supreme Court 651, 664, 116 Turpin, 518 Felker v. U.S. prevents defendants —and that “AEDPA (1996) (dis- 2333, 135 L.Ed.2d 827 using federal habeas federal courts—from judicata AEDPA’s “modified res cussing second-guess as a review vehicle corpus 2244). § preserves au- rule” under It of state courts.” the reasonable decisions thority where to issue the writ in cases Id. at 1866. possibility ju- there is no fairminded disagree rists that the state court’s could a Ninth Circuit deci-
Richter concerned
prec-
Court’s
decision
this
California
holding
sion
conflicts
goes
It
no
Section
edents.
unreasonably
the Su-
applied
Court had
farther.
2254(d)
that habeas
reflects
view
Washington
preme Court’s Strickland v.
mal-
corpus
“guard against
a
extreme
concluding
by not
ineffective-counsel test
justice
state criminal
functions
counsel was inef-
petitioner’s
trial
ordinary
for
systems,” not a substitute
failing
for
to consult with blood-
fective
Richter,
through appeal. Jack-
error correction
131 S.Ct.
experts.
evidence
332, n.
v. Virginia,
son
lec-
reversing,
the Richter Court
2781,
for concluded
denies
reason to
it
established’—
admitted of- under AEDPA.” Id.
punish
some
fenders,
sovereign-
on state
intrudes
reversing
another recent case
the en
ty
degree
to a
matched
few exercises
§
banc Ninth
grant
Circuit’s
of 2254 habe-
judicial authority.”
[Harris
of federal
relief,
Supreme
Court admonished
Reed,
[255], 282,
at
489
109
v.]
U.S.
S.Ct.
2254(d)(1)
again
that AEDPA’s
(KENNEDY, J.,
308]
1038
L.Ed.2d
[103
“is a difficult to meet” and “highly deferen-
dissenting).
evaluating
tial standard for
rul-
state-court
2254(d)
Section
of the basic
part
ings, which demands that state-court deci-
jurisdiction,
structure of federal habeas
be given
sions
the benefit of the doubt”
designed to confirm that state courts are
petitioner
and that “the
carries the burden
principal
asserting
forum for
consti-
Pinholster,
of proof.”
131
at
S.Ct.
1398.
challenges
tutional
to state convictions.
Supreme
The California
Court had sum-
marily
petitioner
Richter,
pen-
denied
Pinholster’s
(emphasis
at
S.Ct.
786-87
added).
alty-phase ineffective
assistance claim
simply
maybe
Phrased “more
“
proceedings
state habeas
‘on the substan-
clearly:
a little more
if some fairminded
”
ground
tive
that
is without merit.’
Id.
jurists
agree
could
with the state court’s
decision,
Supreme
Court re-
although
might disagree,
others
versed the en banc determination
that
federal habeas relief must be denied.”
Supreme
California
Thomas,
Court had unreason-
Loggins v.
654 F.3d
Strickland,
(11th Cir.2011).
ably applied
concluding
appeals
the federal court of
had
ap-
Moore,
Richter,
And in
as in
the Su-
plied
requisite
AEDPA deference to
preme Court
a Ninth
reversed
Circuit de-
Supreme
the California
Court’s decision.
finding
cision
state court had unrea-
Id. at 1401-11.
Moore,
sonably applied Strickland.
Dixon,
The Supreme
737-39.
took
Court
Then
Court re-
particularly
appeals’
issue
court
concluding
versed
Sixth Circuit decision
had,
conclusion
the state court’s
decision— that the Ohio
among
that Moore’s counsel
things, unreasonably applied
was
ineffective other
Mi-
failing
suppress
Arizona,
file motion to
randa
advising
before
plead guilty— 1602,
(1966),
Moore to
Oregon
Fulminante,
Elstad,
Arizona v.
U.S.
(1985),
113 L.Ed.2d L.Ed.2d
when it found that the
petitioner’s
Fulminante was not
inef-
murder confession was volun-
case,
fective
Dixon,
assistance
counsel
and be-
tary.
2011 WL
No. 10-
cause it
not speak
prej-
did
slip op.
Strickland’s
at 4-6. The Supreme Court
that,
AEDPA,
udice standard or contemplate prejudice in noted
under
prison-
“a state
plea bargain context,
seeking
state cоurt’s
er
corpus
writ
habeas
“finding
constitutionally
per-
adequate
federal court ‘must show that
the state
formance under
being
Strickland cannot
con-
court’s
ruling
presented
the claim
trary
Moore,
to Fulminante.”
justifica-
federal court was
lacking
so
at 743. The
emphasized
tion that there was an error well under-
appeals’
the court of
comprehended
decision “trans-
stood and
existing
law
posed
context;
beyond any
[Fulminante]
into a novel
possibility
dis-
for fairminded
”
novelty
Id.,
alone—at
agreement’
least insofar as it
slip op.
(quoting
Richter,
786-87)
renders the relevant
‘clearly
rule less than
(emphasis
131 S.Ct. at
*12
III.
added).
Supreme
DISCUSSION
States
The United
not
“[b]ecause
that
Court concluded
challenge
state
Hill does not
Supreme Court erred
that the Ohio
clear
finding that Hill has not
habeas court’s
transparently
so
all,
less erred
at
much
he is
retarded
a
shown
jurist
agree with
could
that no fairminded
doubt. The AEDPA “defer
reasonable
decision,
Circuit’s
the Sixth
court’s
that
heavy
purposely presents
ence due is
(empha-
Id.
must be reversed.”
judgment
petitioner
daunting
hurdle for
habeas
added).
sis
Loggins,
F.3d
clear.”
at 1220.
to
Rather,
Georgia
that
Su
he contends
2254(d)(1)
seven
habeas
These
upholding
Court’s Hill III decision
preme
(1)
Hill
petitioner
that
emphasize
decisions
Georgia’s statutory reasonable doubt stan
“clearly established” federal
must show a
contrary
holding
to the
in Atkins.
dard
of a United States Su
law
form
position
Hill’s
is that
statute
(which
vanguard
this Court can
the “nation
holding before
was at the
preme Court
Supreme
leading
al consensus”
Court
decision
Supreme Court
find a
the execution of
to abolish
unreasonable, and
this Court cannot
Atkins)
unconstitutional
now
court’s habeas deci
highest
that
find
authority of Atkins —even
under
“no fairminded
unless
sion unreasonable
any specif
not
though
require
Atkins does
court’s
jurist
agree
could
[state]
proof
explicitly
ic burden of
leaves
Dixon,
op.
1. This
slip
at
decision.”
to
such
matters
the states.
to,
in
‘contrary
AEDPA “standard
reasons,
For
Hill
far too
“read[s]
several
of,
application
an
volving
unreasonable
Atkins, and other
much into”
cases he
‘difficult
Federal law1is
clearly established
Haynes,
cites for that matter.
meet,’
of AEDPA
purpose
to
because the
1172.
habeas relief func
is to ensure that federal
against
extreme malfunc
‘guard
tions as
Rules
A Atkins
Procedural
Left
justice systems,’
in the state criminal
tions
States
not as a means of error correction.”
Fisher,
U.S. -,
Greene
First,
in Atkins
Supreme
Court
(quoting
Richt
181 L.Ed.2d
to,
no
much less reached a
made
reference
(internal
er,
quotation
on,
proof.
See
holding
burden
omitted)).11
Owen,
1173;
marks, citation,
568 F.3d
Haynes, 130 S.Ct.
and brackets
obviously
taking
case we are
not
criticizes our
reference
One dissent
of,
Court decisions and
say,
per-
these recent
view
trial counsel’s
deferential
point
argues
cases are not in
because
these
deferring,
AEDPA
formance in addition
Lett,
deference,”
layers of
they involve "dual
requires,
decision of the
is, (1)
S.Ct. at
the deference
fact, however,
Georgia Supreme Court. That
AEDPA,
required by
an additional
change
AEDPA deference stan-
does not
underlying
for
deferential standard
dard,
Regardless
apply here.
which does
(such as ineffective assis-
the relevant claim
underlying
the standard of
for
(Dissent-
counsel).
Infra, at
68 n.
tance
claim,
repeatedly
Court has
in-
Barkett, J.). Contrary
opinion
ing
structed,
above,
AEDPA
as shown
our
contentions,
parts
quote
we
dissent’s
highly
and we
review is
deferential
AEDPA defer-
cases are
about the
these
grant
unless the state court deci-
habeas relief
ence,
underlying
layer
not the second
appli-
sion is
to or
unreasonable
Moreover,
of these
claim.
four
holding.
prior Supreme
cation of
did
involve
as-
decisions
ineffective
underlying
claim.
of counsel as
sistance
*13
Bies,
contrary,
Supreme
at 907. To the
the Supreme Court
in 2009
Atkins
agree-
noted the lack
Court
reaffirmed that
[in Atkins]
opinion
“[its]
as
how mental retardation is to be
ment
to
provide
did not
definitive
or
expressly
proce-
left the
determined
guides
substantive
determining
for
when a
doing
dures for
so to the states.12 536
person who claims mental retardation ‘will
317,
see also
2250;
122 S.Ct. at
U.S.
Atkins’
impaired
be so
as to fall
[within
”
Allen,
v.
1346,
Holladay
555 F.3d
1353
Bies,
2150. Bies
compass.]’
129
Cir.2009)
(11th
(“[T]he [Supreme] Court
clear that Atkins
thus makes
did
development
to
left
the states the
stan-
prescribe
Bies even
proof.
the burden of
determining
dards for
an offender
when
Atkins “left
reiterated that
the States
retarded.”).
Therefore,
Atkins
developing
ways
the task of
appropriate
provides
support
no
for Hill’s or the dis-
enforce
constitutional
restriction.”
argument.
sents’
Id.14
Atkins’s decision to leave the
task
Atkins
simply
did not
consider
reach
law only
states not
renders
federal
issue,
the burden of
and neither has
established,”
“clearly
but also makes it
any subsequent Supreme
opinion.
Court
“wholly
court,
inappropriate
for this
by
gainsay
possibility
We do not
that the
fiat,
judicial
to tell the
States how con-
later
Supreme
Court
announce
inquiry
duct
into a defendant’s mental
reasonable doubt standard
Johnson,
establishing
for
In re
retardation.”
334 F.3d
(5th Cir.2003)
403,
the mental retardation exception to execu-
that Atkins
(noting
405
tion
explicitly
constitutionally impermissible.
left the
procedures governing its
But
states).13
implementation
AEDPA,
to the
under
we are not concerned with
Moreover,
part
Court”),
guidance
as
Supreme
its national consensus
from the
su-
analysis,
statute,
Georgia
perseded
part by
Atkins Court cited the
La.Code Crim.
17-7-131,
(2003),
statute at issue here —O.C.G.A.
recognized
Proc. Ann. art. 905.5.1
as
then,
now,
Turner,
required
(La.2006).
as
mental retarda-
in State v.
So.2d 89
936
proven
courts,
tion to be
supreme
reasonable doubt.
Unlike federal
state
courts
9,
U.S.
n.
536
at 313-14 &
122 S.Ct. at
by
are not constrained AEDPA.
Notably,
2248 & n. 9.
there
no criticism
Georgia’s post-Atkins
14. In
three of
death
statute.
cases,
penalty
Holsey,
281 Ga.
Schofield
809,
supreme
56(Ga.)
13. The
split
on
(appeal
courts
642 S.E.2d
from denial
denied,
burden of
petition),
issue mental retardation
of state habeas
cert.
Grell,
516,
1070,
Compare
728,
cases.
(2007);
State v.
212 Ariz.
ways to
the constitutional
enforce
restric-
historically
Court had
con-
upon
execution of
[their]
tion
sentences.”
sistently recognized that “the criminal tri-
(plu-
Atkins.
O.C.G.A.
“clearly established” federal law for Hill’s
Atkins,
131(a)(3),
Ford,
announced an
Amendment
doubt standard is
to Atkins be-
prohibition on
specified
executions in
cir-
cause it
result in
will
the execution of some
cumstances but never purported to decide
who
offenders
prescribe
or
how states should procedural-
prove
cannot
a reasonable doubt.
ly implement
prohibition.
left
Atkins
There are fundamental flaws in
ar-
Hill’s
leeway
enacting
states substantial
gument.
procedures to
capital
determine whether a
First, Hill’s risk of
exempt
argument,
defendant
error
like
execution be-
claims,
cause
his
ignores
he
other
retarded. And Geor-
the fact that At-
gia
leeway by setting
has exercised that
kins disavowed
intent to establish a
IQ
level at
by affording a capital
nationwide
or substantive stan-
defendant
the multiple
significant
determining
dard for
mental retardation.
rights
above,
outlined
by determining
See
S.Ct. at
that the risk of
error due
malingering
2250; Bies, 129 S.Ct. at
Notably
other factors is substantial
there
too, Hill
isolates
burden of
is a need for a robust
proof.
burden of
ignores
standard and
all of many
other
potential
This
for malingering is evidenced
procedures
Georgia law favorable to a
in this case
where
initial expert
Hill’s
defendant,
above,
as outlined
that assist a
(clinical
Dickinson)
psychologist William
jury
accurately
determining whether a
initially
Hill
testified
had an
IQ 77 and
defendant is
retarded.
*19
(2)
mentally retarded,
was not
and
even
Second, Hill’s risk of error inquiry
though Georgia
a
provided mental retarda-
wrоng
asks and
question.
answers
In
tion
bar to execution since
Hill never
of asking
stead
whether the decision of the
trial,
claimed mental retardation at
on di-
Georgia Supreme
Court was
to
rect
in
appeal, or
his first state habeas
clearly
fact,
established
petition.
In
federal
law as deter
the state habeas record
(1)
Court,
mined
documents Hill’s
history
extensive work
asks
well; (2)
whether,
ability
review,
and
to
under
function
de novo
disciplined
Geor
savings
purchase
gia procedural requirement
plans
goes
to
cars and
as far as
motor-
cycles;
service;
military
it could
active
to enforce the substantive constitu
social life. This is
to
prohibition
not
diminish the
tional
Court an
importance
critical
of
the Atkins
not
in
nounced Atkins. Because the
mentally
to be executed if
question,
retarded.
It is Court
never
has
considered that
only
say
to
that
Georgia Supreme
one,
or even a
necessarily
similar
it is
in
will result
the execu-
impression. Such de novo evidence standard
matter of first
of
offenders that Atkins was
a federal habeas
tion
those
precisely
is
what
inquiry
cannot,
not,
protect
A
it does not
designed
should
do.
feder-
to
because
court
relief on
that the trier of fact will
grant
not
habeas
eliminate the risk
al court
rejected
mentally
has
not'
state court
conclude that the offender is
claim a
when,
held
fact,
state court
simply
because the
retarded
he is.
It
merits
its own. See Mitch-
a view different from
of that kind of errone-
decreases the risk
12, 17,
Esparza,
necessarily
ell
ous conclusion. That
would
11,
literally,
relies
of those
“only one defen-
any
successfully
would invalidate
rule that allocates to
dant has ever
established his
risk
an
beyond
the defendant some
erroneous mental retardation
a reasonable
Id. at
argues
conclusion about
defendant’s mental re-
doubt.”
90. The dissent
York,
just
v. New
tardation.
Patterson
432 that this “confirms
how extraordinari-
Cf
197, 208,
2319, 2326,
ly
U.S.
it is
an
53
difficult
for
offender to meet the
(1977) (“Punishment
281
beyond
L.Ed.2d
of those
a reasonable doubt standard.” Id.
...
guilty by jury
found
is not
at
Those purported
forbidden
statistics
and
is a
merely
possibili-
reasoning
faulty
because there
remote
multiple
reasons.
ty in
per-
some
that an
instances
innocent
First,
22
case statistics.
noteWe
jail.”).
might go to
son
(1) in 5
22
that:
of the
cases cited
And there
no
limit
reason to
the insis-
dissent, the
defendant received
life sen-
all
tence that
risk of error be borne
tence,
sentence,
death
see Foster v.
just
state
to mental retardation cases.
If State,
47,
(2008);
Ga.
283
Fourth, there no evidence in this rec- charge jury statutory on the definition support ord to the proposition that retardation, 47, 49-50, of mental 283 Ga. reasonable doubt triggers an (2008); 656 S.E.2d another unacceptably high error rate for mental cases, of v. Stripling, Head the Geor- retardation claims. Whether burden of gia Supreme Court affirmed the ha- proof scheme will result in unacceptably an granting beas court’s order habeas relief is, high part, empirical error rate ordering a retrial on mental retarda- question that we are ill-equipped to meas- tion because the suppressed State evidence ure in the first instance. There is no data favorable to the defendant’s mental retar- question on this in this record. claim, 403, 407-10, dation 277 Ga. (2003); S.E.2d 126-28 in two F. Reported Dissent’s Cases cases, State, Morrison v. 276 Ga. 829, 830, an effort to (2003), circumvent this lack of 583 S.E.2d rate, State, evidence on the error Rogers one dissent 282 Ga. reported cites 22 capital (2007), cases in Georgia S.E.2d the defendants were where mental granted retardation claims were a trial on mental retardation un- *21 Infra, at standard, raised. 89-91 (Dissenting opin- preponderance der they which J.). Barkett, ion of The argues dissent to That only report- failed meet. leaves 13
1357 doubt a reasonable beyond (includ- Georgia’s cases capital retardation ed mental Lewis, 286 Ga. See, Hall v. e.g., standard. Hill’s) 1988to from ing (defendant (2010) con 767, 580 692 S.E.2d on focus Second, dissent’s the death; sentenced and murder of victed analy- its skews decisions appellate ported held defendant habeas in state court trial fact that the overlooks dissent The sis. beyond mental retardation his proven had tried in retardation mental Georgia counsel trial found and doubt a reasonable cases, penalty not capital of guilt phase pre and investigating for not ineffective defendant capital Georgia aWhen phase. re mental of defendant’s senting evidence retarded, he mentally but guilty is found phase); Walk guilt/innocence tardation and a life sentence automatically obtains 653 S.E.2d State, (2) 282 Ga. v. may er all, appeal or (1) appeal not other on (2007), abrogated 439, 447 require discussion do not to issues State, Ga. v. 289 issue, was grounds retardation mental of the Ledford — denied, cert. unreflected Also 709 S.E.2d favor. in his decided 4344614 WL U.S. -, a defen- where are cases data the dissent’s retardation, 2011) (defendant and convicted (Nov. 7, mental of evidence offers dant crime, propor death, doing but is innocent he proves also sentenced but guilty not review, Georgia of obtaining verdict thereby tionality retarded), co- mentally (instead but that defendant’s guilty of opinion stated Court’s course, And, of life appeal. and was sentenced Griffin precluding defendant retarded, evidence have substantial mentally who adjudicated defendants “has been but guilty may plead sen retardation a death of ineligible mental him making acqui- retarded, with State’s State, mentally 276 Ga. tence”); Marshall reported escence, appear (defendant and charged S.E.2d that reason. decisions for appellate felony but convicted murder malice cases where reported listing of manslaughter; dissent’s involuntary and murder far imposed sentence death mentally but guilty defendant jury found retarda- mental universe captures involun murder and felony as to retarded has had Georgia That cases. State, tion issue Chauncey v. manslaughter); tary years for 23 bar mental S.E.2d Ga.App. reported cases only 13 cite can the dissent trial, found defendant judge (after bench anything, if prevailing, of a defendant eight on retarded but guilty dissent’s opposite just suggests molestation child aggravated charges proposition. State, Laster sodomy); aggravated (1998) (jury no evidence proffers 505 S.E.2d
Third, Ga.App. dissent reported mentally re in those 13 but guilty the defendants found defendant retarded, arson); first-degree are actually charge on cases tarded 376, 422 mentally retarded Ga.App. State, be found Moody would the evidence (jury found defendant preponderance under S.E.2d all charges of is no evidence There standard. but guilty child mo aggravated that. molestation child examples lestation). those cases All of consider Fourth, if were one even mentally retard being found defendants data, fact remains skewed dissent’s a reasonable under actually ed cases reported pre implies the dissent doubt find defen juries do judges show finding. such cludes under mentally retarded guilty dants *22 Due separate procedural G. The Dissents Procedural the due process provenance argument Process this dissent’s Bailey Speiser evident from the cases the States Because United upon Bailey relies. Neither nor stated, in Court has never Atkins or else- (or Speiser Eighth Amendment cases where, that a reasonable doubt standard cases, cases). capital or mental retardation Eighth mental retardation violates the Bailey a concerned Thirteenth Amend- Amendment, attempt the dissents to avoid ment challenge to state statute criminal- are, pivotal by making fact what izing personal breach service con- effect, procedural process arguments. due 227, 245, Bailey, tract. 219 U.S. at primary argues Georgia’s dissent that Speiser at S.Ct. 153. resolved a First procedure, practical burden of Amendment and Fourteenth Amendment operation, eviscerates substantive challenge exemption a state tax scheme Eighth right Amendment under Atkins. required applicants prove they did Infra, Barkett, (Dissenting opinion at 76 not advocate the overthrow of govern- J.). The dissent question states that “the ment. at Speiser, 357 U.S. before the Court of Speiser S.Ct. 1336-37. The Court stat- whether burden of eviscer- specifically ed question “[t]he for deci- ates the substantive constitutional right ... sion whether [the allocation state’s] retarded not to be executed” of the burden of proof, on issue con- under regard, Atkins. Id. In this cerning speech, freedom of falls short of argues dissent “Georgia that: ... can- requirements of due Id. process.” indirectly authorize the execution of 523, 78 1341.23 mentally retarded through offenders procedure operation in practical ac- But wholly separate proce- issue of result”; complishes that process and thus dural due under the Due Process Georgia Supreme Clause, approval formulated, Court’s however is not beyond a Rather, reasonable doubt standard for case before us. this case about mental retardation claims is to Hill’s substantive constitutional un- clearly law, established Eighth federal as an- der the Amendment. It is telling nounced the Supreme Bailey Court in parties never mentioned either Alabama, 219 U.S. Bailey Speiser their briefs to the (1911), Randall, L.Ed. 191 Speiser Georgia Supreme Court. L.Ed.2d By attempting to transpose holdings Infra, at (Dissenting (a case) Bailey Thirteenth Amendment J.). Barkett, opinion of (a case) Speiser First Amendment into
Although this en banc case and the
Eighth
context,
Amendment
the dis-
Georgia Supreme Court decision under
sent makes the same error the Supreme
scrutiny
Amendment,
are about the Eighth
Moore,
Court identified in
Moore.
as
312, 329,
Although Bailey
rely
expressly
did not
on
1359
inadequacy for
Panetti’s
above,
demonstrate
Supreme Court
discussed
Georgia Supreme
that the
Court’s
showing
decision—that
appeals’
a court
versed
to,
an
III is
decision in Hill
applied the
unreasonably
court
state
of, clearly estab-
application
unreasonable
of counsel
assistance
ineffective
Strickland
federal law.
case,
lished
aon
Arizona
relied
standard —that
Fulminante,
111
499
S.Ct.
U.S.
Panetti,
something more.
But there is
(1991),
in-
did not
which
fails
why Hill’s claim
anything,
if
shows
See
of counsel.
ineffective assistance
volve
decision
prior
here. Panetti relied on
Moore,
737-39, 743.
S.Ct. at
Premo v.
131
Ford,
had
both a sub
announced
court
stated that the
Supreme Court
The
right and
Amendment
stantive
reach its conclusion that
appeals,
process
require
due
specific
was an unreasonable
court decision
state
for
the Due Process Clause
ment under
Strickland,
“transposed
application
petitioner
must
incompetency claims:
context; and
into a novel
[.Fulminante]
present evidence
opportunity
have an
as it ren-
insofar
novelty alone—at least
Ford,
argument.
and
See
‘clearly
than
rule less
the relevant
ders
(concurring opinion of
at 2609
S.Ct.
reject
a reason
provides
J.)
established’—
Powell,
(stating
question
that “the
The
AEDPA.” Id.
under
procedures
Florida’s
this case whether
III, like
in Hill
Supreme Court’s decision
sanity
determining petitioner’s
comport
for
discussed
the state
court decision
process,”
of due
requirements
with the
to,”
not
Moore,
“contrary
and did
was not
procedures
require
do not
finding Florida’s
of,
application
an unreasonable
“involve[]
petitioner’s
the factfinder to consider
law, as deter-
clearly
Federal
established
materials,
concluding they thus de-
Supreme Court of the United
mined
to be
prisoner
“opportunity
of an
prive
2254(d)(1) (emphasis
§
States.” 28 U.S.C.
Panetti,
heard”);
at 948-
see also
U.S.
added).
(noting Ford
at 2855-56
pro-
a State must
“identifies the measures
Due Process
and Procedural
H. Panetti
incompetency
alleges
a prisoner
vide when
(Dis-
case,
executed,”
proce-
minimum
in this
“sets the
two other dissents
to be
J.,
Martin,
prisoner
Wilson,
must
provide
a State
senting opinions
dures
claim,”
J.),
Quarter-
competency
rely primarily
raising
on Panetti
Ford-based
‘clearly
law
man,
168 and
established’
S.Ct.
“constitutes
2254”).
(2007),
purposes
which addressed
for
(1) incompetence-to-be-execut-
petitioner’s
in
procedures
the minimum
toAs
(2)
argument
ed claim and
his
claims, Ford
competence-to-be-executed
the minimum
provide
court failed to
re
[procedural]
announced that
“basic
process requirements
procedural due
sub
opportunity
include an
quirements”
Wainwright,
U.S.
Ford
pris
from the
argument
mit “evidence and
Panet-
91 L.Ed.2d
counsel,
expert
including
psychiatric
oner’s
ti,
at 2855.
State’s
evidence that
differ
Ford,
examination.”
own psychiatric
Atkins or
does
involve
Panetti
(concurring
at 2610
retardation,
U.S. at
does
discuss
mental
J.).
Panetti,
Powell,
opinion of
issued four
proof,
burdens
experts but
its own
appointed
state court
Georgia Supreme Court’s
years
after
“oppor
alone,
give
Panetti
petitioner
did not
in Hill III. Each factor
decision
in re
evidence
tunity
expert
to submit
collectively, is sufficient to
certainly
*24
report
sponse
by
preexisting procedural
to the
filed
the court-
standards are an
appointed
an
“that
experts,”
error
Ford
application
imported
unreasonable
of that
impermissible
makes clear
under the
is
standard.
Panetti,
Constitution.”
The state
Panetti
131(c)(3),
Georgia
AEDPA. The
and even if the
Supreme
of
Court
Panetti conclud-
(1) Supreme
ed that:
Court
precedent
upholding
Court’s decision
that statute is
clearly
only
Ford
not
established
the sub-
by
considered incorrect or
unwise
federal
Eighth
right
court,
stantive
Amendment
not to
precludes
AEDPA
a federal court
incompetent
be executed if
also
will,
but
certain
imposing
from
its
invalidating that
procedural
process guide-
minimum
due
unconstitutional,
statute
lines under the Due
for
Process Clause
granting federal habeas
relief
the ab-
(2)
claim,
bringing the substantive
“clearly
law,
sence of
established” federal
procedures
state court
afforded Panetti did which the United
Supreme
States
Court
satisfy
not
procedural requirement
Ford’s
holding
admonishes is a
that Court.
of
an opportunity
of
to present expert evi- There is no
United States
Court
Here,
contrast,
dence.
Atkins estab-
case holding that a reasonable doubt bur-
only
lished
Eighth
a substantive
Amend-
den
proof
for claims of mental retarda-
mentally retarded,
ment
for the
not
Eighth
tion violates the
Amendment. At-
any minimum procedural
process
due
kins
not
or
question.
did
ask
answer that
quirements
bringing
Eighth
agree
Whether we
Georgia
Su-
Importantly too,
Amendment claim.
Pan-
not,
preme Court or
AEDPA requires us
etti
does
mention the burden of proof
to affirm
peti-
the denial of Hill’s
all
and thus did not establish federal law
tion.
do
We
not decide whether
Thus,
proof.
as to the
burden
the Geor-
proof
constitutionally
burden
permis-
gia Supreme Court’s decision about the
sible,
no decision
the Unit-
to,
burden of
cannot be
or
ed
clearly
States
estab-
of,
an
application
unreasonable
the control-
lishes that it is
Simply
unconstitutional.
ling Supreme
precedent
put, Hill has failed to show “that
fair-
no
or Panetti for that matter. AEDPA does
jurist
us,
minded
could
permit
agree”
with the Geor-
as the
approach
dissents’
do,
gia Supreme
would have
Court’s decision
import
procedural
us
about the
proof requirement
proof,
burden
burden
and thus
into Atkins
this Court is
(that
one)
expressly
authority
declined to
“without
adopt
to overturn
rea-
(that
Panetti
judgment
did not mention the burden
soned
of the
highest
State’s
proof),
and then find that a
Dixon,
state’s
court.”
Burdens of rules petitioner’s der 28 U.S.C. claim governed by of procedural pro norms due that the state trial court proce- violated his California, cess. Medina v. See process rights dural due because he 2572, 2577-78, *26 trial). incompetent to stand If Hill had (deciding L.Ed.2d 353 whether raised his shifting burden to the mental-retardation defen defense trial, dant to that he incompetent demonstrate challenge and raised this to the be- to stand trial a violates defendant’s due yond-a-reasonable-doubt there, process Montana, rights); Sandstrom v. he could claim that his conviction and sen- 510, 520, 2450, 2457, 442 U.S. 99 S.Ct. 61 tence were tainted a violation his due (1979) (“[W]e 39 explicitly L.Ed.2d hold rights.2 process that the Due Process protects Clause process Due violations during post- state against accused conviction except upon ” not, however, conviction proceedings do proof beyond a reasonable doubt .... form the basis of habeas relief. Carroll (quoting 358, 364, In re 397 Winship, U.S. Corr., Sec’y, Dep’t 574 F.3d 1365 1068, 1073, 90 S.Ct. (11th Cir.2009); Quince Crosby, 360 (1970))). Eighth The inquiry Amendment (11th Cir.2004). F.3d The ha Atkins, contrast, nothing had do permits beas statute federal courts to process. due holding Court’s grant habeas relief to prisoners state solely was based on the “evolving stan the ground they “in custody are pur decency” dards inquiry into whether suant the judgment of State court” executing the mentally retarded ex was violation of federal law. 28 U.S.C. punishment. Atkins, cessive 2254(a). § post-conviction proceed State 311-12, 122 So, by at 2247. challeng- ings are not “judgment” that resulted ing beyond-a-reasonable-doubt stan- prisoner’s Carroll, detention. See dard, Hill’s claim is not an properly Eighth (“[A] challenge F.3d to a state claim, Amendment but one cognizable un- proceeding collateral undermine does not process. such, der due As Hill’s real com- the legality of the imprison detention or plaint retarded, is not that he mentally i.e., ”). the conviction and that itself .... post-conviction the state court’s ment — proceedings Post-conviction are conclusion was erroneous. instead Hill “civil in argues instead nature and not post-convic- part the state tion proceeding criminal proce- proceeding Pennsylvania utilized unfair itself.” dure determining for he Finley, whether is men- v.
tally
retarded.
95 2. This statement assumes that Hill's
he
criminal
not
argue
would
have been able to
that the
trial occurred after the
Court decid-
beyond-a-reasonable-doubt
standard conflict-
ed Atkins.
If Hill had raised his
mental-
yet
ed with
for
did
Atkins
exist.
trial,
during
retardation defense in
his
my previous
Therefore,
during
implies,
As
discussion
Hill’s
procedural violations
claim
for
relief
cognizable
“is-
habeas
proceedings are
post-conviction
state
that he is
retarded and
petition-
cannot
the cause of
sues unrelated to
constitutionally
pursuant
be executed
Dugger,
Spradley v.
er’s detention.”
Cir.1987).
(11th
such,
Amendment. Because thе
As
F.2d
Georgia courts determined that he was not
they
form the basis
habeas
cannot
retarded,
Hill must first over-
Carroll,
See, e.g.,
Execution
on the
Relying
medical consensus em-
majority
errs in suggesting
first
bodied
the clinical manuals of
Amer-
that Atkins did not
clearly
(APA)
Psychiatric
establish that
ican
Association
and the
all
protected
American Association on Mental Retarda-
Contrary
(AAMR),3
execution.
to both the ma-
tion
recog-
AEDPA,
review,
may grant
resulting
layers”
2. Under
a federal court
in "dual
of defer-
Lett,
ence,
-U.S.-,
habeas relief for a claim denied
on merits
Renico v.
130 S.Ct.
1855, 1865,
by
a state court when the state court decision
1367
mildly mentally
only
a
the
retarded who
spans
spec-
that mental
nized
impairment, ranging
protection,
to Atkins
but are
are entitled
of intellectual
trum
pro-
to
to
likely
severe
need
to moderate
most
to
it.
from mild
Atkins, 536
retardation. See
found mental
decision, however,
The state court’s
en-
22,
3,
2242
n.
122 S.Ct.
n.
317
309
U.S.
the
of
use
a standard
so
dorses
APA,
and Statistical
(citing
Diagnostic
limits
effectively
that it
the constitu-
high
(4th
41-43
ed.
Mеntal Disorders
Manual of
right
to
protected
tional
Atkins
2000)
AAMR,
(“DSM-IV”);
Retar-
Mental
severely
profoundly
or
those who are
men-
Classification,
Definition,
Sys-
dation:
holding
tally
ap-
that Atkins
retarded.
1992) (“AAMR
(9th ed.
Supports
5
tems
plies only to “those whose mental deficien-
Manual”));
City
see also
Cleburne
1992
enough
provable
are
to be
significant
cies
Ctr.,
432, 442
Living
v. Cleburne
doubt,”
Hill,
Head v.
n.
S.Ct.
(2003),
277 Ga.
S.E.2d
“[m]entally
retarded
(acknowledging
directly
con-
determination
catego-
fall
four
into
distinct
individuals
to
trary
protect
to
command
Atkins’s
mild, moderate,
pro-
severe
ries”—
mentally
retarded.
execution all
found).
to enforce the
s command
Atkins’
mildly mentally
retarded individu-
That
applies to
constitutional
substantive
“signifi-
deficiencies”
less
al’s “mental
mentally
“range of
retarded
this entire
than the deficits of one who
se-
cant”
there is
national
about whom
offenders
verely
mentally
or
retarded
profoundly
Atkins,
consensus.”
indisputable
fact that
does
alter
2242.
mentally
both are
retarded and entitled
Moreover,
all
within the universe of
protection
Amendment.
individuals,
mentally
89% fall
retarded
Indeed,
the offender Atkins himself was
range,
fact
mentally retarded
mildly
mentally retarded.
only mildly
recognized many years
Supreme Court
Thus,
U.S. at
decided. See Cleburne
before Atkins was
Court announced that
when
Ctr.,
at 442 n.
Living
places a
Constitution
substantive re-
“the
(classi-
at 41-43
3249. See also DSM-IV
take
power
on the State’s
striction
mentally
fying
universe of
89%
offender,”
id. at
life of
retarded
mild,
moderate,
tarded as
7%
can
no
there
be
doubt
In-
profound).
4% as
remaining
severe
protection
all
extending
that it was
deed,
specifically recognized that
Atkins
retarded,
whether classi-
typically
used
mental retardation
“[m]ild
enough to
“significant
as mild or
fied
IQan
50-
people with
level of
to describe
provable beyond a reasonable doubt.”
70.”
U.S. at 309
approximately
Hill,
1371
lead,
For
inevitably
question, “[t]he
factual
more
doubt will
reasonable
stringent
proof party
of
a
burden
must
operation, to the
through
rule’s natural
bear,
party
the more that
bears
risk of
of
frequent execution
Dir.,
v.
an erroneous decision.” Cruzan
individuals,
depriving
thus
261, 283,
Health,
Dept,
Mo.
497 U.S.
110
of
pro-
“to
tarded
their constitutional
of
(1990).9
2841,
from crime and developmental pe- back into the 430, 1804, at 99 of scattered U.S. riod,” v. Hardy, United States 762 information, pieces of themselves distilled F.Supp.2d 849, (E.D.La.2010), 881 subjective others. from the views of thirty many years, be as as for standards, According professional Hill. functioning An individual’s intellectual analysis proper retrospective entails a through measured various standardized “longitudinal approach adaptive behav- tests, subject results of which raters, multiple very ior that involves spe- And, interpretation.15 variable the re- cific community observations across envi- possess quirement an individual ..., records, ronments ratings school and adaptive they skills and that impairments by peers development process.” age eighteen have manifested fur- before Allen, 1257, F.Supp.2d Thomas v. complicates ther assessment. (N.D.Ala.2009) AAIDD, (quoting User’s collection Adaptive behavior is “the of con- Definition, social, Guide: Mental Retardation: ceptual, practical and skills that Systems Support Classification and 17- performed by been and are have learned (2007) (“AAIDD Guide”)), affd, User’s everyday in their lives.” people See (11th Cir.2010). AAIDD, 607 F.3d Disability: Intellectual A clinician Definition. Classification, Systems Support conducting retrospective diagnosis and (“AAIDD (11th 2010) Manual”). “thorough history” ed. The must assess a social individual, adaptive including AAIDD itself admits that “investigat[ing] skills example, recognized of mental 15. For definition this circuit has phenomenon that the essentially statistical known as the tracks authoritative medical Flynn Effect and the Standard Error of Meas- quoted by definitions Court in plus applied urement or minus 5% can be at n. Atkins. See by a test to an raw administrator individual’s DSM-IV; (quoting AAMR 1992 Manu- arriving IQ IQ test when at a final score 17-7-131(a)(3). al); Ga.Code see Ann. Allen, score. See Thomas 607 F.3d (11th Cir.2010). 757-58 ... all history. relevant informa- behavioral organizing] See life,” person’s tion and “ex- at 308-09 n. n. n. about S.Ct. 2242. Despite ... reasons for ploring] possible expert’s testimony absence the defense data”; IQ of data or differences she must that Atkins had a full-scale of 59 and thorough defendant, review of school capital also was second out “[c]onduct records,” forty, contact teachers and that the peers expert had ever found to adolescence, subject’s looking retardation, meet the criteria for mental cognitive, adaptive, expert opined evidence of deficits the state’s that Atkins was (quoting Id. AAIDD “average social skills. retarded but of in- 17-20). Guide, least,” telligence, User’s id. explained Atkins’s abominable must be a rea- Where performance by academic saying he “did doubt, common sense sonable tells us that poorly because he did want to do what requiring unavoidably reliance on these in- do,” he required id. at n. complete subjective sources infor- *37 S.Ct. 2242. And although dissenting mation job renders the Atkins claimant’s justices Virginia on the Supreme Court near-impossible task. Compounding the rejected expert’s the state’s opinion that difficulty inherently subjective of this diag- possesses average intelligence “Atkins as nosis is that all of the relevant proof will ” law,’ ‘incredulous as a matter of id. at presented judge jury to a or via the 310, 122 2242 (quoting Atkins v. dueling experts views of mental health Commonwealth, 260 Va. 534 S.E.2d
who have evaluated subtle and often con-
(2000)),
the majority of the state
tradictory aspects of the offender’s behav-
supreme court refused to excuse Atkins
history,
ioral
through
often times
second-
from
“merely
execution
IQ
because of his
long
third-hand accounts of a
distant
score,”
(quoting
id.
Atkins v. Common-
past
subject
to direct observation.
wealth,
321).
534 S.E.2d at
subjectivity
Because of the
of both the di-
agnosis and the documentation of
of-
Likewise, the proceedings in Hill’s case
childhood, experts
fender’s
are bound to illustrate the
challenge
proving
inherent
disagree about whether an offender is
the fact of mental
mentally
Obviously,
retarded.
the less se-
doubt,
reasonable
again particularly for
retardation,
vere
individual’s mental
mildly mentally
retarded. After a
susceptible
more
his condition is to dif-
lengthy hearing,
the state habeas trial
fering interpretations by
experts.
For
court found that Hill
proven beyond
had
offenders,
these
experts’
result
reasonable doubt that
IQ
he had an
indi-
dispute about whether the offender falls
cating
Yet,
mild mental retardation.
it
just
just
within or
outside the ambit of
also found that Hill had not demonstrated
mental
quantum
retardation is some
sufficient “deficits in adaptive skills func-
irreducible
doubt—which in Georgia
tioning” béyond
doubt,
only
reasonable
to a
amounts
death sentence.
because there was no unanimity
opin-
Indeed,
experts.
discussed
ion
Virtually all of the
length how Atkins himself was
testifying experts personally
unable to
met with Hill
jury
convince a
Virginia
and the
essentially
and reviewed
the same docu-
mildly
courts that he
mentation,
was
yet they
retard-
disagreed about the
ed because of the disagreement between meaning
during
of Hill’s behavior
his de-
his expert
Thus,
and the state’s expert
velopmental period.
on the
although the
meaning of
functioning
his intellectual
ultimately
state habeas court
found that
retarded,16
understanding
judg-
ing, and social
probably
Hill was
relief
Id.
granting
Atkins
ment.”
precluded
limited this constitutional-
because
adaptive
frequently
abilities are
These
those individu-
ly guaranteed
by judicial factfinders as
mischaracterized
mental retardation
could establish
als who
that the individual is not retard-
evidence
doubt, a standard
beyond any
Indeed,
and the Fifth Cir-
ed.
this Court
are able
experts
when
cannot be met
recognized
mildly
cuit have
slightest basis for
even the
to formulate
capable
holding
retarded individuals
disagreement.
cars,
bills, taking care
jobs, driving
paying
Moreover,
proceedings
as the trial
families,
forth.
Thom-
of their
and so
See
demonstrate,
cases
Atkins’s and Hill’s
both
(11th
Allen,
607 F.3d
Cir.
mildly mentally
retard-
apparent
it is
2010); Wiley
Epps,
625 F.3d
universe of all
ed offenders —89%
(5th
Allen,
Cir.2010);
Holladay
see also
dif-
greatest
mentally retarded17—face
(11th Cir.2009) (defen-
555 F.3d
standard, and are
satisfying
ficulty
expert “cogently explained”
dant’s
of an erroneous deter-
greatest
at the
risk
points
of what Alabama
to as
“some
mentally re-
they are not
mination that
are activities that an individual
strengths
IQ
their
score
place,
In the first
tarded.
capable
with mild mental retardation is
of a
range
within an error
frequently
Therefore, the existence of
performing”).
Moreover,
non-mentally
person.
retardation, especially
fact
of mental
*38
skills, most men-
respect
adaptive
retardation,
the case of mild mental
will
individuals, especially those
tally retarded
always
open
be
to some doubt.
almost
mild, “present
mental retardation
whose
Indeed,
published Georgia
a review of
AAIDD
profile.”
competence
a mixed
adjudicating
court cases
mental re-
state
Guide,
mild
at 16. Individuals with
User’s
capital
context confirms
tardation
may “manifest subtle
mental retardation
just
extraordinarily difficult it is for
how
frequently difficult to
limitations that are
skills,
beyond a reason-
detect,
an offender to meet the
plan-
in academic
especially
Although Georgia
mak-
standard.18
solving, and decision
able doubt
ning, problem
astray
goes
of the
majority suggests
retardation but also
there is no
mental
16.The
mentally
legal question
court.
finding
case that Hill is
sole
before this en banc
in this
preponderance
of the evidence.
tarded
comprise
mildly mentally
17. The
retarded
question
habeas
There is no
the state
mentally
largest percentage of the universe of
Head v.
court found this to be a fact. See
would be in the
retarded individuals who
Hill,
94-V-216, Order on Petitioner's
No.
Penry,
position to mount an Atkins claim. See
of Denial of Ha-
Motion for Reconsideration
333,
(noting
19,
has
retardation
one
successfully
defendant
has ever
estab-
penalty
the dеath
lished
mental
his
a rea-
twenty years, of
offenders for over
Lewis,
sonable doubt. See
692
S.E.2d
capital cases involv-
twenty-two reported
593.19
31,
659,
(2007);
("When-
Georgia's
7—131(g)(1)
653 S.E.2d
35
law. Id.
Ga.
Schofield
17—
809,
(2007);
Holsey,
642 S.E.2d
v.
281 Ga.
guilty
ever a defendant
found ...
but men-
State,
232,
retarded,
Perldnson v.
279 Ga.
610 S.E.2d
tally
...
the court shall sentence
State,
829,
(2005);
v.
276 Ga.
Morrison
him or her in the same manner as a defen-
(2003);
Stripling,
Head v.
the latter
rights.
of their federal constitutional
risk of the former20
Atkins has
recognized
the federal constitu-
to the
Court’s
but also
right mentally
tional
retarded offenders
margin
of error
requirement
opinion
implicates
right.
e.g., Cooper,
retardation and whose
See
of mental
repeated willingness
premised on a
(holding
a "sham”
U.S. at
substance of Judge Barkett’s dissent. WILSON, Judge, Circuit dissenting, in However, I part company with Judge MARTIN, Judge, joins: Circuit Barkett in that I tend to an see as “unreasonable application” of a majority today not reaches the —instead answer, “contrary wrong and, it to”—case under AEDPA wrong question. asks the that, therefore, Suppose beyond-a-rea- conceptualize instead of our inquiry as fol- standard, sonable-doubt the State of Geor- lows. gia required mentally retarded death-row Atkins declared a federal constitutional prove inmates to their Atkins1 claims be- right, but left it to the individual states to yond any shadow of a doubt—-a standard define that right’s exact boundaries— requiring, law, under Georgia that prison- thereby creating a zone of discretion for ers obtain the unanimous consent of a 100- review, action.2 On habeas AEDPA panel
member of state-appointed psycholo- essentially broadens that zone of discre- gists, ten IQ consecutive showing tests tion, so that federal respect courts must intelligence quotient of not more than thir- (i.e., states’ definitions, boundaries proce- ty, and supporting affidavits from the vic- dures, etc.) burdens, even if those courts tims’ families and the Governor. Could believe erroneous, them to be jurists long so fair-minded disagree that the fore- they are going Nevertheless, unreasonable. is unconstitutional? Of course not. But in at some point, order to extreme endorse not the clear mandate result, only the but the logic today’s of Atkins and the Due Process Clause majority opinion, one must yes. answer must limit a ability state’s overly set restrictive boundaries. cases, And rare
We are asking whether the a state’s Atkins boundaries be so Court has determined that the Constitu- they restrictive that fall outside of even requires particular tion burden of the AEDPA claims; buffer to the Atkins Atkins zone of plainly has not. We are not discretion. asking For the whether the reasons described has left it to Judge dissent, states to draw the exact Barkett’s I believe this is boundaries and define precise contours one of those rare cases. *41 304, Virginia, 1. See, Atkins v. 536 U.S. Georgia's e.g., standard. Missouri v. 2242, 2252, S.Ct Jenkins, 153 L.Ed.2d 70, 85, 515 U.S. 115 S.Ct. (holding that execution of retarded (1995) ("Of course, ‘the unconstitutional). criminals is imports denial of a writ of certiorari no ex- pression opinion upon the merits of the contention, Contrary
2.
majority's
to the
"
case, as the
many
bar has been told
times.'
Supreme Court's denial of certiorari in three
Carver,
(quoting United States v.
260 U.S.
cases where
challenged
inmates
181, 182,
(1923))).
43 S.Ct.
be “serious
about
any
Yet the lodestar of
effort to devise
mining exactly
procedure
overriding
“which offenders are
fact
must be the
dual
retarded,”
imperative
providing
redress
those
people
all
who
and that “[n]ot
with substantial claims and of encour-
mentally retarded will be so
claim to be
accuracy
factfinding
aging the
range
fall
impaired as to
within
determination.
about whom
mentally retarded offenders
consensus,”
is a national
the Court
there
added).
(emphases
Judge
I believe
Id.
in Ford v.
approach
declared: “As was our
opinion
Barkett’s
demonstrates
regard
insanity,
‘we
Wainwright,
any
Georgia’s pro-
reasonable dissent how
developing
the task of
squared
explic-
leave to
cedures cannot be
with this
State[s]
if
ways to
the constitu-
it admonition. And there was
doubt
appropriate
enforce
imperatives
how
dual
interact
about
those
upon
execution of
[their]
tional restriction
”
with our current deferential standard of
Id. at
insane)) (internal
Panetti,
citation
Con-
Court—in
guide for under-
sequently, Ford is our
materially indistinguishable posture
*42
not,
is,
what
an
standing
occupy today
and what
we
that which
—addressed
applying
way[
procedures
to enforce” the Atkins
Texas’s
for
“appropriate
]
whether
general
prohibition
constitutional
restriction.
Ford’s
constitutional
Ford,
appli-
(quoting
were
to or
unreasonable
Id. at
relative diagnosis a psychiatric Just like of men- case, words, in we are this Atkins other illness, diagnosis tal psychological constitutionally proper asking not what the “specific, mental retardation deals with is. are not even ask- proof burden of We facts,” but, contrast, “in a knowable is to constitutionally proper bur- ing what the large ‘impres- extent based on medical simply should be. We are proof den of subjective analysis sions’ drawn from constitutionally proper asking what through experience diag- filtered of the more, cannot be. And it cannot proof burden of unlike a diagno- nostician.” What is illness, solely be this. sis of mental which deals today, defendant’s mental state a beyond-a-reasonable doubt stan- The diagnosis of mental retardation relies on in inappropriate the At- patently dard is capacity years, the defendant’s mental if majority context. Since the invokes kins See, decades, past. e.g., useful, imperfect parallel of cases 17-7-131(a)(3) (defining O.C.G.A. mental proof burdens of and mental dealing with requiring retardation as intellectual defi- illness, rely upon I the words of Chief Jus- ciency person’s a during “developmental speaking for a unanimous Su- Burger, tice Moreover, period”). reality since a Court, point: to illustrate the preme mildly can only prove retarded defendant using expert claim Atkins medical testi- psychi- and nuances of The subtleties mony, by gross I am disparity struck virtual- diagnosis render certainties atric certainty communicated to between the ly beyond reach most situations. type expert opinion— factfinder standard of criminal reasonable-doubt certainty— of medical degree reasonable there law functions its realm because by Georgia’s that required Atkins bur- specific, the standard is addressed beyond any proof proof den of — Psychiatric diagnosis, facts. knowable alchemy might doubt. What allow mild- contrast, large is to a extent based on ly petitioner to transform retarded Atkins “impressions” medical drawn sub- subjective, retrospec- imprecise, these through the jective analysis and filtered tive elements into successful constitu- experience diagnostician. This Georgia beyond my imag- tional claim in very often makes it difficult for process ination. expert physician to offer definite Whatever standard any particular patient. conclusions about set, day one even with the shield of discipline, the medical the tradi- Within deference, Georgia’s AEDPA current bur- “factfinding” tional standard for den of does not honor the command certainty.” If a “reasonable medical consequence, respectful- I Atkins. As difficulty with psychiatrist trained has ly dissent. “beyond categorical a reasonable standard, ju- lay untrained doubt” MARTIN, Judge, dissenting: Circuit judge— ror —or indeed even a trained rely upon expert required Nearly forty-five years ago, who is the Su- could be forced the criminal faithfulness opinion preme “[w]ith Court warned: States, reject commit- to the constitutional union of law standard to the States the formula- many patients desperately ment for we cannot leave laws, rules, and care. tion of the authoritative psychiatric need of institutionalized *44 1382 952-54, at protect people rights. from constitutional See id. designed
remedies
federally guar-
Rather,
by
infractions
the States
127
at
as
S.Ct.
2858-59.
Panetti
California,
Chapman v.
rights.”
illustrates,
anteed
right
once substantive federal
824,
18, 21,
826, 17
386 U.S.
established,
provide
must
ade-
State
fully join
Judge
I
in
705
L.Ed.2d
procedures
protecting
right.
quate
dissent, and I
well-reasoned
Barkett’s
952,
at
127
at 2858.
like
Id.
S.Ct.
only
emphasize
separately
write
Ford,
develop only
commands States to
majority
I
ways in which
believe
has
“appropriate” procedures to “enforce” the
venerable
Chapman’s
run afoul of
admoni-
Eighth
Amendment
issue. At-
tion.
kins,
317,
122
2250.
Court did
Ford v.
As
in turn
Panetti
instructs us how to
477
Wainwright,
U.S.
“appropriateness”
measure
this
under
(1986),
regard
Ford and the mentally retard- heightened reliability ment demands to be executed Hill. not ed accuracy, I conclude that this standard has similarity light of of Mr. Hill’s plainly been violated in Mr. Hill’s case. Panetti, I agree case to cannot with the beyond This is so because the a reason- majority’s conclusion that AEDPA’s defer- proving able doubt standard for mental precludes ence finding standard us from fundamentally retardation is at odds with that Georgia’s a reasonable doubt holding Atkins. As the basis for the contrary standard is not to or an unrea- in Judge detailed Barkett’s opinion, the application clearly sonable established court, state habeas trial after an extensive precedent. Just because evidentiary hearing concerning mental re- Atkins, Ford, like general announced a tardation, already has determined that Mr. Georgia’s ap- does not mean that Hill likely mentally is more than not re- Atkins Mr. plication of Hill cannot be tarded, yet prove beyond he cannot a rea- to, ap- involve an unreasonable mentally sonable doubt that he is retarded. of, plication Atkins’s constitutional restric- an Executing fitting descrip- inmate against tion executing mentally retarded tion not penological pur- does serve the issue, Panetti defendants. On this is poses of penalty the death identified clear: Atkins itself: deterrence and retribution. That the [Ford] standard is stated in at S.Ct. at general terms does not mean appli- 2251. Atkins instructs that because the cation was reasonable. AEDPA does mentally morally culpa- retarded are less require state and federal courts ble, and because our Amendment nearly wait for some identical factual jurisprudence “seeks to ensure that pattern legal before a rule must ap- deserving the most put execution are plied. prohibit Nor does AEDPA a fed- death, mentally an exclusion for the finding application eral court from Id. at appropriate.” tarded is a principlе unreasonable when it in- 2251. Atkins also at plainly us volves a set of facts different tells from those that “executing mentally of the case in which retarded will principle was measurably announced. recognizes, goal The statute to not further the of deter- contrary, a general Id. even stan- rence.” S.Ct. at 2251. inevitably the risk of unwar already to enhance Hill, has who executing Mr. Thus of the death sentence imposition retarded ranted” that he demonstrated culpable be- retarded. morally those who are upon less and therefore Cf. im- Alabama, 625, 637, and behavioral “cognitive his cause of Beck v. id. pairments,” it will not Atkins insofar
contrary to
after a
(reversing
imposed
death sentence
of deter-
goal[s]
“measurably further
guilt
capital
of a
offense
jury verdict
Id.
retribution.
rence” or
to consid
jury
permitted
when
a lesser included
guilt
a verdict of
er
conclude,
beyond a reason-
To
offense).
already satis
Mr. Hill has
Since
contrary to
able doubt standard
trial court that he is
recogni-
fied the state
longstanding
Court’s
different,
for that
of the evi
preponderance
death is
tion that
reliability in
heightened
dence,
that “some char
requires
we should assume
*47
reason
pun-
underlying capital
retarda
the determinations
mental
[Mr. Hill’s]
acteristics
Specifically,
ishment.
procedural protections
tion undermine
Eighth
“the
clearly
has
established
steadfastly
capital jurisprudence
that our
greater degree
a
requires
Amendment
317,
guards.” See
536 U.S.
in a non-
be true
...
than would
accuracy
a risk cannot be
S.Ct. at 2250. “Such
Taylor, 508 U.S.
capital case.” Gilmore
the defendant’s
tolerated
a case which
2117,
342,
2112,
124 L.Ed.2d
333,
113 S.Ct.
637, 100
Beck, 447
life is at stake.”
omitted).4
(1993) (citation
Because
S.Ct. at 2389.
“fundamental
ranks
principle
must accord
federal habeas courts
While
post-Fw-
to the
Court’s
enough”
court decision substantial deference
penalty
Amendment death
man5
AEDPA,
vigilant
we must be
under
these
necessity
apply
jurisprudence,
malfunctions in
against extreme
“guard
a reason-
Georgia’s beyond
principles
Har
justice systems.”
criminal
the state
clear. See Yarbor-
standard is
able doubt
— U.S. -,
Richter,
131 S.Ct.
rington v.
666,
Alvarado,
652,
541 U.S.
ough v.
(2011)
(quotation
L.Ed.2d 624
2140, 2151,
expressed respectfully majority opinion.
dissent from the
