WARGER v. SHAUERS
No. 13-517
SUPREME COURT OF THE UNITED STATES
December 9, 2014
574 U. S. ____ (2014)
SOTOMAYOR, J.
(Slip Opinion)
OCTOBER TERM, 2014
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is being done in connection with this case, at the time the opinion is issued. The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
WARGER v. SHAUERS
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT
No. 13-517. Argued October 8, 2014—Decided December 9, 2014
Held:
1.
(b) Warger‘s arguments against this straightforward understanding are not persuasive. Pp. 8–10.
(1) First, Warger insists that proceedings for a new trial based on voir dire dishonesty do not involve an “inquiry into the validity of the verdict.” His reading would restrict
(2) Warger also contends that excluding jury deliberations evidence that shows voir dire dishonesty is unnecessary to fulfill Congress’ objectives, but his arguments would apply to all evidence rendered inadmissible by
(3) Finally, Warger invokes the canon of constitutional avoidance, contending that only his interpretation protects the right to an impartial jury. But that canon has no application here, where there is no ambiguity. See United States v. Oakland Cannabis Buyers’ Co-operative, 532 U. S. 483, 494. Moreover, this Court‘s Tanner decision forecloses any claim that
2. The affidavit at issue was not admissible under
721 F. 3d 606, affirmed.
SOTOMAYOR, J., delivered the opinion for a unanimous Court.
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the preliminary print of the United States Reports. Readers are requested to notify the Reporter of Decisions, Supreme Court of the United States, Washington, D. C. 20543, of any typographical or other formal errors, in order that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
No. 13-517
GREGORY P. WARGER, PETITIONER v. RANDY D. SHAUERS
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE EIGHTH CIRCUIT
[December 9, 2014]
JUSTICE SOTOMAYOR delivered the opinion of the Court.
I
Petitioner Gregory Warger was riding his motorcycle on a highway outside Rapid City, South Dakota, when a truck driven by respondent Randy Shauers struck him from behind. Warger claims he was stopped at the time of the accident, while Shauers claims that Warger suddenly pulled out in front of him. Regardless of the cause of the accident, no one disputes its tragic result: Warger sustained serious injuries that ultimately required the amputation of his left leg.
Warger sued Shauers for negligence in Federal District Court. During jury selection, counsel for both parties conducted lengthy voir dire of the prospective jurors. Warger‘s counsel asked whether any jurors would be unable to award damages for pain and suffering or for future medical expenses, or whether there was any juror who thought, “I don‘t think I could be a fair and impartial juror on this kind of case.” App. 105. Prospective juror Regina Whipple, who was later selected as the jury foreperson, answered no to each of these questions. See id., at 83, 89, 105.
Trial commenced, and the jury ultimately returned a verdict in favor of Shauers. Shortly thereafter, one of the jurors contacted Warger‘s counsel to express concern over juror Whipple‘s conduct. The complaining juror subsequently signed an affidavit claiming that Whipple had spoken during deliberations about “a motor vehicle collision in which her daughter was at fault for the collision and a man died,” and had “related that if her daughter had been sued, it would have ruined her life.” App. to Pet. for Cert. 40a–41a.
Relying on this affidavit, Warger moved for a new trial. He contended that Whipple had deliberately lied during voir dire about her impartiality and ability to award damages. Thus, he asserted, he had satisfied the requirements of McDonough Power Equipment, Inc. v. Greenwood, 464 U. S. 548 (1984), which holds that a party may “obtain a new trial” if he “demonstrate[s] that a juror failed to answer honestly a material question on voir dire, and . . . that a correct response would have provided a valid basis for a challenge for cause.” Id., at 556.
The District Court refused to grant a new trial, holding that the only evidence that supported Warger‘s motion, the complaining juror‘s affidavit, was barred by
The Eighth Circuit affirmed. 721 F. 3d 606 (2013). It first held that Warger‘s proffered evidence did not fall within the “extraneous prejudicial evidence” exception set forth in
We granted certiorari, 571 U. S. ____ (2014), and now affirm.
II
We hold that
This understanding of the text of
Some versions of the rule were narrower than others. Under what was sometimes known as the “Iowa” approach, juror testimony regarding deliberations was excluded only to the extent that it related to matters that “inhere[d] in the verdict,” which generally consisted of evidence of the jurors’ subjective intentions and thought processes in reaching a verdict. 3 C. Mueller & L. Kirk-patrick, Federal Evidence §6:16, p. 70 (4th ed. 2013); 8 Wigmore, Evidence §§2353, 2354, at 699–702.1 A number of courts adhering to the Iowa rule held that testimony regarding jury deliberations is admissible when used to challenge juror conduct during voir dire. See, e.g., Mathisen v. Norton, 187 Wash. 240, 244–246, 60 P. 2d 1, 3–4 (1936); Williams v. Bridges, 140 Cal. App. 537, 538–541, 35 P. 2d 407, 408–409 (1934).
But other courts applied a broader version of the anti-impeachment rule. Under this version, sometimes called the “federal” approach, litigants were prohibited from using evidence of jury deliberations unless it was offered to show that an “extraneous matter” had influenced the jury. See 3 Mueller & Kirkpatrick, Federal Evidence §6:16, at 71; Rules of Evidence for United States Courts and Magistrates, 56 F. R. D. 183, 265 (1973). The “great majority” of appellate courts applying this version of the rule held jury deliberations evidence inadmissible even if used to demonstrate dishonesty during voir dire. Wilson v. Wiggins, 54 Ariz. 240, 246, 94 P. 2d 870, 872 (1939); see, e.g., Willis v. Davis, 333 P. 2d 311, 314 (Okla. 1958); Turner v. Hall‘s Adm‘x, 252 S. W. 2d 30, 34 (Ky. 1952); Hinkel v. Oregon Chair Co., 80 Ore. 404, 406, 156 P. 438, 439 (1916); State v. Cloud, 130 La. 955, 958–960, 58 So. 827, 828–829 (1912); Payne v. Burke, 236 App. Div. 527, 528–530, 260 N. Y. S. 259, 260–262 (1932).
This Court occasionally employed language that might
have suggested a preference for the Iowa rule. See Hyde v. United States, 225 U. S. 347, 383–384 (1912) (“[W]e think the rule expressed in Wright v. Illinois & Miss. Tel. Co., 20 Iowa 195 [1866], . . . should apply, that the testimony of jurors should not be received to show matters which essentially inhere in the verdict itself and necessarily depend upon the testimony of the jurors and can receive no corroboration“); Mattox v. United States, 146 U. S. 140, 148–149 (1892) (quoting at length a Kansas Supreme Court decision setting out the Iowa test). But to the extent that these
Our subsequent decision in Clark v. United States, 289 U. S. 1 (1933), was consistent with our apparent rejection of the Iowa approach. In Clark, the Government had prosecuted for contempt a juror who, during voir dire in a prior case, had falsely denied knowing the defendant. Id., at 6–8. We held that the prosecution could introduce evidence of what had occurred during deliberations in the prior case, rejecting the juror‘s argument that these communications were privileged. We were careful to explain, however, that nothing in our decision was “at variance with the rule . . . that the testimony of a juror is not admissible for the impeachment of his verdict.” Id., at 18. This was because the verdict in the original case was not at issue, and therefore “the rule against impeachment [was] wholly unrelated to the problem . . . before us.” Ibid.; accord, McDonald, 238 U. S., at 269. Clark thus clarified that the rule against jurors’ impeaching their verdicts applies only in a proceeding actually impeaching that verdict—precisely the line
In any event, these decisions predated Congress’ enactment of
For those who consider legislative history relevant, here it confirms that this choice of language was no accident. Congress rejected a prior version of the Rule that, in accordance with the Iowa approach, would have prohibited juror testimony only as to the “effect of anything upon . . . [any] juror‘s mind or emotions . . . or concerning his mental processes.” Committee on Rules of Practice and Procedure of the Judicial Conference of the United States, Revised Draft of Proposed Rules of Evidence for the United States Courts and Magistrates, 51 F. R. D. 315, 387 (1971); see Tanner v. United States, 483 U. S. 107, 123–125 (1987) (detailing the legislative history of the Rule). Thus Congress “specifically understood, considered, and rejected a version of
permitted the introduction of evidence of deliberations to show dishonesty during voir dire. Id., at 125.
III
A
Seeking to rebut this straightforward understanding of
We are not persuaded. Warger, it seems, would restrict
B
Next, Warger contends that excluding jury deliberations evidence tending to show that a juror lied during voir dire is unnecessary to fulfill Congress’ apparent objectives of encouraging full and open debate in the jury room and preventing the harassment of former jurors. He observes that jurors remain free to, and may sometimes be forced to, disclose what happened in the jury room, and that ethical rules limit the ability of parties to harass jurors following trial. But these are arguments against
C
Nor do we accept Warger‘s contention that we must adopt his interpretation of
Given the clarity of both the text and history of
Moreover, any claim that
IV
We further hold, consonant with the Eighth Circuit, that the affidavit Warger sought to introduce was not admissible under
Generally speaking, information is deemed “extraneous” if it derives from a source “external” to the jury. See Tanner, 483 U. S., at 117. “External” matters include publicity and information related specifically to the case the jurors are meant to decide, while “internal” matters include the general body of experiences that jurors are understood to bring with them to the jury room. See id., at 117–119; 27 C. Wright & V. Gold, Federal Practice and Procedure: Evidence §6075, pp. 520–521 (2d ed. 2007). Here, the excluded affidavit falls on the “internal” side of the line: Whipple‘s daughter‘s accident may well have informed her general views about negligence liability for car crashes, but it did not provide either her or the rest of the jury with any specific knowledge regarding Shauers’ collision with Warger.
We cannot agree that whenever a juror should have been excluded from the jury, anything that juror says is necessarily “extraneous” within the meaning of
Even if such a result were not precluded by Congress’ apparent intent to adopt the restrictive federal approach, it is foreclosed by Tanner, which relied upon the doctrine that “treat[s] allegations of the physical or mental incompetence of a juror as ‘internal’ rather than ‘external’ matters.” 483 U. S., at 118. Tanner cited, in particular, cases holding that evidence of jurors’ insanity, inability to understand English, and hearing impairments are all “internal” matters subject to exclusion under
For the foregoing reasons, the judgment of the United States Court of Appeals for the Eighth Circuit is affirmed.
It is so ordered.
