Nevik Dean Howard, Petitioner, v. The People of the State of Colorado, Respondent.
No. 18SC326
The Supreme Court of the State of Colorado
February 24, 2020
2020 CO 15
Certiorari to the Colorado Court of Appeals, Court of Appeals Case No. 15CA629
Opinions of the Colorado Supreme Court are available to the public and can be accessed through the Judicial Branch‘s homepage at http://www.courts.state.co.us. Opinions are also posted on the Colorado Bar Association‘s homepage at http://www.cobar.org.
ADVANCE SHEET HEADNOTE
February 24, 2020
2020 CO 15
No. 18SC326, Howard v. People – Sentencing—Juvenile Law—Crimes of Violence—Probation.
In this case, the supreme court considers whether the differences in sentencing guidance in the direct-file statute,
The Supreme Court of the State of Colorado
2 East 14th Avenue • Denver, Colorado 80203
2020 CO 15
Supreme Court Case No. 18SC326
Certiorari to the Colorado Court of Appeals
Court of Appeals Case No. 15CA629
Petitioner:
Nevik Dean Howard,
v.
Respondent:
The People of the State of Colorado.
Judgment Affirmed
en banc
February 24, 2020
Attorneys for Petitioner:
Megan A. Ring, Public Defender
John Plimpton, Deputy Public Defender
Denver, Colorado
Attorneys for Respondent:
Philip J. Weiser, Attorney General
William G. Kozeliski, Senior Assistant Attorney General
Denver, Colorado
Attorneys for Amici Curiae Colorado Juvenile Defender Center, Colorado Criminal Defense Bar, and Office of Alternate Defense Counsel:
Law Offices of Ann M. Roan, LLC
Ann M. Roan
Boulder, Colorado
¶1 There are two ways that a juvenile can be charged as an adult in district court. First, the juvenile can be charged directly in district court under
¶2 Nevik Howard, a sixteen-year-old, was convicted of first-degree assault (a crime of violence) and first-degree criminal trespass after his case was transferred from juvenile court to district court. During the sentencing hearing, Howard argued that he was subject to a more severe penalty for a crime of violence conviction under the transfer statute than he would be if this were a direct-file case because direct-filed juveniles are exempted “from the mandatory minimum sentencing provisions in [the crime of violence statute],” whereas transferred juveniles are not. Thus, he argued that his equal protection rights were violated. To address that equal protection concern, the district court determined that the mandatory minimum sentencing provisions in the crime of violence statute would not apply in this transfer proceeding, just as they would not apply in a direct-file proceeding. The court further determined, however, that this ruling did not make Howard eligible for probation. Instead, the court concluded that the statutory scheme only allowed either (1) a youth offender services (“YOS“) sentence with a suspended
¶3 Howard appealed, arguing that the district court violated his equal protection rights by concluding that he was not eligible for probation under the transfer statute when he would have been under the direct-file statute. The court of appeals affirmed Howard‘s sentence, holding that “equal protection [did] not apply” because “Howard [was] not similarly situated to direct file eligible juveniles.” People v. Howard, No. 15CA629, ¶ 35 (Mar. 22, 2018).
¶4 We granted certiorari1 and affirm the court of appeals on different grounds. We hold that, under these facts, there is no equal protection violation because neither direct-filed juveniles nor transferred juveniles convicted of crimes of violence are eligible for probation, and the district court did not apply the mandatory minimum sentencing provisions in the crime of violence statute. Hence, Howard was treated the same as a direct-filed juvenile would have been with regard to probation and the applicable sentencing range. As a result, there is no equal protection problem under the facts here.
I. Facts and Procedural History
¶5 Following a car break-in and stabbing, Howard, who was sixteen at the time, was charged with first-degree assault (a crime of violence) and first-degree criminal trespass in juvenile court. After filing a delinquency petition in juvenile court, the People then moved to transfer Howard‘s case to district court. Following a transfer hearing, the case was transferred to the adult court, and Howard was treated accordingly.
¶6 Early in the district court proceedings, Howard noted a disparity in the sentencing options under the direct-file and transfer statutes. Under the direct-file statute, a juvenile convicted of a crime of violence shall be sentenced “[a]s an adult,” except that the “juvenile is excluded from the mandatory minimum sentencing provisions in
¶7 Ultimately, the jury found Howard guilty as charged. At the sentencing hearing, Howard renewed his equal protection argument, asserting that the “excluded from the mandatory minimum sentencing provisions” language in the direct-file statute made direct-filed juveniles eligible for probation,
¶8 Howard appealed. A division of the court of appeals concluded that “equal protection [did] not apply” because “Howard [was] not similarly situated to direct file eligible juveniles.” Howard, ¶ 35. The division reasoned that Howard was not similarly situated because he did not have the same criminal history as a direct-file-eligible juvenile. Id. The division further reasoned that “even assuming that the direct file statute is more lenient than the transfer statute, Howard was not subject to it” and thus could not sustain a challenge to it. Id. at ¶ 36. Accordingly, the division affirmed Howard‘s sentence. Id. at ¶ 37.
¶9 We granted certiorari.
II. Analysis
¶10 We begin by outlining the appropriate standard of review. We then review the relevant equal protection law and applicable rules of statutory construction. Next, we detail the relevant sentencing ranges under the direct-file, transfer, and crime of violence statutes. After doing so, we hold that, under these facts, there is no equal protection violation because neither direct-filed juveniles nor transferred juveniles convicted of crimes of violence are eligible for probation, and the court did not subject Howard to the mandatory minimum sentencing provisions in the crime of violence statute. Hence, Howard was treated the same under the transfer statute as juveniles charged under the direct-file statute with regard to probation and the applicable sentencing range. We therefore affirm the judgment of the court of appeals on different grounds.5
A. Standard of Review
¶11 We review equal protection claims de novo. Dean v. People, 2016 CO 14, ¶ 8, 366 P.3d 593, 596. Likewise, we review issues of statutory interpretation de novo. McCoy v. People, 2019 CO 44, ¶ 37, 442 P.3d 379, 389.
B. General Law
1. Equal Protection
¶12 The Equal Protection Clause of the Fourteenth Amendment provides that no state shall “deny to any person within its jurisdiction the equal protection of the laws.”
2. Rules of Statutory Construction
¶13 When interpreting a statute, “our goal is to give effect to [the] legislative intent.” People v. Hoskin, 2016 CO 63, ¶ 7, 380 P.3d 130, 133. To do so, we look to the statute‘s plain language and “give its words and phrases their ordinary and commonly accepted meaning.” Id. When the statutory language is clear, “we apply it as written” and need not resort to other rules of statutory construction. Munoz v. Am. Family Mut. Ins. Co., 2018 CO 68, ¶ 9, 425 P.3d 1128, 1130. We “disfavor a reading of a statute that would render other statutory provisions superfluous or without practical effect.” Roberts v. Bruce, 2018 CO 58, ¶ 9, 420 P.3d 284, 286.
C. The Direct-File, Transfer, and Crime of Violence Statutes
¶14 Howard‘s equal protection claim rests on the premise that juveniles convicted of crimes of violence under the transfer statute must be sentenced to incarceration and are subject to mandatory minimum sentencing, whereas juveniles subject to the direct-file statute who are convicted of the same crime of violence are eligible for probation and not subject to mandatory minimum sentencing. Accordingly, before turning to the specifics of Howard‘s claim, we begin by unpacking (1) the sentencing schemes for juveniles charged as adults under both the direct-file statute and the transfer statute, and (2) the general sentencing scheme for defendants convicted of crimes of violence.
1. The Direct-File Statute (§ 19-2-517) and the Transfer Statute (§ 19-2-518)
¶15 There are two ways that a juvenile may be tried as an adult in district court. The first way is to charge the juvenile directly in district court under the direct-file statute.
¶16 If a direct-filed juvenile is convicted of a crime of violence, then the direct-file statute‘s sentencing guidelines provide that the “district judge shall sentence the juvenile either:” (1) “[a]s an adult; except that a juvenile is excluded from the mandatory minimum sentencing provisions in section 18-1.3-406 [the crime of violence statute]“; or (2) to YOS.
¶17 The second option, as utilized in the case here, is that the People can file a delinquency petition in juvenile court and then move to transfer the case to district court under the transfer statute.
¶18 If a transferred juvenile is ultimately convicted of a crime of violence, then the transfer statute provides that the “district court shall sentence the juvenile pursuant to the provisions of
We do not discuss these additional reasons here because they are not relevant to this case.
2. The Crime of Violence Statute (§ 18-1.3-406)
¶19 Because Howard‘s equal protection argument hinges on the different treatment of direct-filed juveniles and transferred juveniles convicted of a crime of violence, we turn to the crime of violence statute specifically. As previously referenced, adult defendants convicted of crimes of violence are subject to mandatory sentences to the DOC that require the sentence to be at least the midpoint and up to double the normal maximum sentence in the presumptive range:
Any person convicted of a crime of violence shall be sentenced pursuant to the provisions of
section 18-1.3-401(8) to the department of corrections for a term of incarceration of at least the midpoint in, but not more than twice the maximum of, the presumptive range provided for such offense insection 18-1.3-401(1)(a) , . . . except that, . . . the court, in a case which it considers to be exceptional and to involve unusual and extenuating circumstances, may thereupon modify the sentence, effective not earlier than one hundred nineteen days after his or her placement in the custody of the department. Such modification may include probation if the person is otherwise eligible therefor.
¶20 This case provides an opportunity to compare sentencing ranges for juveniles who are convicted of the same crimes of violence under the direct-file and transfer statutes described above. Start with our present case: At the time of the offense, Howard did not have any prior felony adjudications or convictions. He was charged with first-degree assault, first-degree criminal trespass, and two counts of crime of violence as a juvenile. Because Howard did not have any prior felony adjudications or convictions, the only option that was available when the district attorney determined that Howard should be treated as an adult was to try and transfer Howard pursuant to
¶21 This demonstrates that there is an inequity in sentencing ranges under the direct-file and transfer statutes. And Howard points to this inequity in his equal protection argument. Under the facts here, however, we need not resolve whether that inequity creates an equal protection violation because the district court gave Howard the benefit of the direct-file statute‘s sentencing range, declining to apply mandatory minimums.11 Thus, any equal protection violation regarding the length of a prison sentence caused by the different mandatory minimum sentences in the two statutes is not before us. Instead, the issue in Howard‘s case is whether probation is an option for juvenile defendants convicted of crimes of violence under the direct-file statute but not under the transfer statute.
D. Probation Under the Direct-File Statute and the Transfer Statute
¶22 We now turn to the specifics of Howard‘s claim. As explained above, the direct-file statute provides that a juvenile shall be sentenced “[a]s an adult; except that a juvenile is excluded from the mandatory minimum sentencing provisions in
¶23 To begin, Howard‘s reading misapprehends the two effects that the crime of violence statute has on defendants who are subject to it. First, the statute enhances the possible prison sentence to “at least the midpoint in, but not more than twice the maximum of, the presumptive range.”
¶24 That exception permits a mandatory prison sentence to be modified in “exceptional” circumstances and provides that “[s]uch modification may include probation.”
¶25 Because the crime of violence statute dictates that defendants subject to it are not originally probation eligible, we must next determine whether Howard is correct in his argument that the legislature, in excluding direct-filed juveniles from the “mandatory minimum sentencing provisions in [the crime of violence statute],” intended to make those juveniles eligible for probation. We conclude that such an interpretation would expand the direct-file statute‘s exclusion beyond the plain and ordinary language of the statute.
¶26 While the direct-file statute does not specify which mandatory minimum provisions juveniles are excluded from, a review of the crime of violence statute as a whole leads to only one conclusion: The legislature was excluding juveniles from the two portions of the crime of violence statute that impose the mandatory minimum floor of “at least the midpoint” in the presumptive range. Specifically, sections 18-1.3-406(1)(a) and 18-1.3-406(1)(b) are the only two sections in the crime of violence statute that require mandatory minimum sentencing.
¶27 Furthermore, we note that the direct-file statute does not even mention probation as a sentencing option. If the legislature intended for probation to be an option under the direct-file statute, it could have pointed to the probation sections in the Criminal Code. See, e.g.,
¶28 Accordingly, we conclude that in excluding direct-filed juveniles from the mandatory minimum sentencing provisions in the crime of violence statute, the legislature intended to exclude juveniles from the mandatory minimum sentencing floor in that statute.
¶29 Applying this conclusion here means that Howard was not treated differently under the transfer statute than he would have been under the direct-file statute with regard to probation. Accordingly, there is no equal protection violation on these facts.
III. Conclusion
¶30 For the foregoing reasons, we affirm the judgment of the court of appeals on different grounds.
Notes
Whether the disparate sentencing guidance in the transfer statute,
