Michael E. Welch and Confidence Plumbing Co., Inc. v. Colorado State Plumbing Board
No. 19CA1144
Colorado Court of Appeals
August 27, 2020
2020COA130
Colorado State Plumbing Board Nos. 2016-1285 & 2016-2488
The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.
SUMMARY
August 27, 2020
2020COA130
No. 19CA1144, Welch v. Colorado State Bd. of Plumbing — Professions and Occupations — Plumbers — Apprentices; Constitutional Law — Due Process
A division of the court of appeals considers whether section
Division II
Opinion by JUDGE PAWAR
Roman and Tow, JJ., concur
Announced August 27, 2020
Springer and Steinberg, P.C., Jeffrey A. Springer, Aaron C. Acker, Craig L. Pankratz, Denver, Colorado, for Appellants
Philip J. Weiser, Attorney General, Cristel Shepherd, Assistant Attorney General, Denver, Colorado, for Appellee
I. Procedural Background
¶ 2 Confidence Plumbing Co., Inc. (Confidence) and its owner, Michael E. Welch, appeal the order of the Colorado State Plumbing Board (Board) disciplining them for violations of the Plumbing Practice Act.
II. Relevant Facts
¶ 4 In 2016, a plumbing apprentice working for Confidence performed plumbing work in an unfinished house that was part of a master-planned community in Aurora, Colorado. Pursuant to the Plumbing Practice Act, a registered plumbing apprentice may perform plumbing work without a license, provided that he or she is “under the supervision of a licensed plumber.”
¶ 5 A building inspector for the city of Aurora saw the apprentice using a soldering torch on a domestic water line. The inspector also saw that a licensed plumber was not in the house with the apprentice. Based on his observations, the building inspector filed a complaint with the Board, alleging that Mr. Welch and Confidence had engaged in “unlicensed practice.” In a response to the complaint, Mr. Welch stated:
[W]e did and do have a licensed supervisor on the jobsite when plumbing installations are performed. It should be noted, however, that a jobsite is not just one building in residential construction, but several homes located in a larger community. The supervisor may not have been in that particular home at the time of the complaint, but he was on site.
¶ 7 The ALJ held a hearing on the petition. Several witnesses testified regarding supervision of plumbing apprentices at job sites, including Mr. Welch, the building inspector, a journeyman plumber
¶ 8 The ALJ issued an initial decision order, finding that Mr. Welch and Confidence violated section
¶ 9 The ALJ did not impose the sanctions requested in the petition, however, finding them “too harsh.” Instead, the ALJ placed Mr. Welch‘s master and journeyman plumber licenses and Confidence‘s contractor registration on probation for one year and imposed a $500 fine, pursuant to section
¶ 11 In its final order, the Board adopted the ALJ‘s findings of evidentiary fact and ultimate conclusions, determining that section
¶ 12 Mr. Welch and Confidence appeal the Board‘s final order, contending that (1) section
III. Section 12-155-124 Is Not Void for Vagueness
¶ 13 Mr. Welch and Confidence contend that section
A. Jurisdiction
¶ 14 Administrative agencies do not have the authority to determine the constitutionality of statutes they are charged with enforcing. Arapahoe Roofing & Sheet Metal, Inc. v. City & Cty. of Denver, 831 P.2d 451, 454 (Colo. 1992). “That function may be exercised only by the judicial branch of government.” Id. In cases involving direct review of agency action, the court of appeals has initial jurisdiction to review the constitutionality of a statute. Celebrity Custom Builders v. Indus. Claim Appeals Office, 916 P.2d 539, 541 (Colo. App. 1995).
B. Burden of Proof and Standard of Review
¶ 15 In determining the constitutionality of a statute, we begin with the presumption that the statute is valid. Coffman v. Williamson, 2015 CO 35, ¶ 13. The burden is on the party challenging the statute to prove it is unconstitutional beyond a reasonable doubt. Id. Statutory terms should be construed in a manner that preserves the statute‘s constitutionality. People v. Zapotocky, 869 P.2d 1234, 1240 (Colo. 1994). If the statute is capable of multiple constructions, one of which is constitutional, the constitutional interpretation should be adopted. Id.
¶ 16 We review an agency‘s statutory interpretation de novo. Lobato v. Indus. Claim Appeals Office, 105 P.3d 220, 223 (Colo. 2005). We may defer to the agency‘s interpretations of its governing statutes, but “we ‘are not bound by an agency decision that misapplies or misconstrues the law.‘” Welby Gardens v. Adams Cty. Bd. of Equalization, 71 P.3d 992, 1000 (Colo. 2003) (quoting El Paso Cty. Bd. of Equalization v. Craddock, 850 P.2d 702, 704-05 (Colo. 1993)). The agency‘s reading of a statute cannot alter the statutory language by adding or subtracting words. Holcomb v. Jan-Pro Cleaning Sys., 172 P.3d 888, 894 (Colo. 2007).
¶ 18 If the statutory language is clear and unambiguous, we must interpret the statute as written. Zapotocky, 869 P.2d at 1238. If, however, the intended meaning of the statutory language is unclear and the statute is capable of more than one reasonable construction, the statute is considered ambiguous, and we may apply a body of accepted intrinsic and extrinsic aids in order to discern legislative intent. Id.; see also Holcomb, 172 P.3d at 890. Such interpretive aids include “[t]he common law or former statutory provisions, including laws upon the same or similar subjects“; the legislative declaration and purpose of the statute; and
C. Analysis
1. Section 12-155-124 Is Ambiguous
¶ 19 A “[p]lumbing apprentice” is “any person, other than a master, journeyman, or residential plumber, who, as his or her principal occupation, is engaged in learning and assisting in the installation of plumbing.”
Any person may work as a plumbing apprentice for a registered plumbing contractor but shall not do any plumbing work for which a license is required pursuant to this article 155 except under the supervision of a licensed plumber. Supervision requires that a licensed plumber supervise apprentices at the job site. One licensed journeyman plumber, master plumber, or residential plumber shall not supervise more than three apprentice plumbers at the same job site.
¶ 20 But what does supervision of apprentices at the job site require for compliance with section
¶ 21 Despite legislating the supervision of apprentices — violation of which may result, as it did here, in a five-year license suspension and a $2300 fine — the Plumbing Practice Act does not define “supervision,” “supervise,” or “job site” anywhere in its text. And
¶ 22 Because the terms in question are not defined by statute, we first look to their dictionary meanings. Cowen v. People, 2018 CO 96, ¶ 14. The terms “job site” and “supervise” or “supervision” are defined broadly by both common and technical dictionaries.
¶ 23 The common dictionary definition of “supervise” is “to be in charge of.” Merriam-Webster Dictionary, https://perma.cc/X8D2-3XEC. The term “job site” does not have its own common dictionary definition, but in the context of this case, we can combine the definitions of “job” and “site” to ascertain the common meaning of the full term. The word “job” means “the object or material on which work is being done,” Merriam-Webster Dictionary, https://perma.cc/F9XY-XWM9, and “site” means “the spatial location of an actual or planned structure or set of structures (such as a building, town, or monuments),” or, alternatively, “the place, scene, or point of an occurrence or event,” Merriam-Webster Dictionary, https://perma.cc/3JNM-67MA. In combining these definitions within the context of plumbing, “supervise apprentices
¶ 24 As defined by a technical construction dictionary, “supervision” means “[d]irection of work performed by the contractor‘s (or others) workers on site, as specifically defined by the contract.” RSMeans Illustrated Construction Dictionary 307 (student ed. 2012). And “job site” means “[t]he area within the defined boundaries of a project.” Id. at 170. Combining these technical definitions, we see that “supervise apprentices at the job site” means for a supervising plumber to direct the work performed by apprentices in the area within the defined boundaries of a project, as specifically defined by the applicable contract.
¶ 25 In reviewing these definitions, we conclude that their common meanings are insufficient to resolve the questions at issue — namely, what is practically required of a licensed plumber to supervise or “be in charge of” an apprentice, and what is the physical proximity required of the licensed plumber in relation to the apprentice‘s location?
¶ 27 Based on the witnesses’ hearing testimony, we can discern at least three possible interpretations of “supervise apprentices at the job site“:
- A licensed plumber must be in the same building as and have direct line-of-sight of an apprentice at all times when the apprentice is performing plumbing work.
- As a general rule, a licensed plumber should accompany an apprentice in the same building, but that is not always required, especially if an emergency arises for
which the licensed plumber must leave. Apprentices should only be permitted to use soldering torches with direct line-of-sight supervision. - A licensed plumber need not be in the same building as the apprentice but must be in one of the buildings under construction on the permit and must inspect and sign off on the apprentice‘s work.
¶ 28 Based on this testimony, the ALJ derived her own interpretation of section
¶ 29 Because the intended scope of section
2. Common Law and Laws on Similar Subjects
¶ 30 Section
¶ 31 Notably, however, the electrician statutes were substantively modified in 2019 to “define[] the difference between supervision and direct supervision as it applies to apprentices.” Legislative Council of the Colo. Gen. Assembly, Fiscal Note on S.B. 19-156, at 2 (Mar. 7, 2019), https://perma.cc/K6UY-EDDY; see Ch. 136, sec. 14,
(1) Any person may work as an apprentice but shall not do any electrical wiring for the installation of electrical apparatus or equipment for light, heat, or power except under the supervision of a licensed electrician. The degree of supervision required shall be no more than one licensed electrician to supervise no more than three apprentices at the jobsite.
(2) Any electrical contractor, journeyman electrician, master electrician, or residential wireman who is the employer or supervisor of any electrical apprentice working at the trade shall be responsible for the work performed by such apprentice. . . .
(3)(b) Such apprentice shall be under the supervision of either a licensed electrician or a residential wireman as set forth in subsection (1) of this section.
¶ 33 Following the Department of Regulatory Agencies’ sunset review of the article governing the practice of electricians, the
(1) Any person may work as an apprentice but shall not do any electrical wiring for the installation of electrical apparatus or equipment for light, heat, or power except under the direct supervision of a licensed electrician. A licensed electrician shall not directly supervise more than three apprentices at a job site.
(2) An electrical contractor, journeyman electrician, master electrician, or residential wireman who is the employer or direct supervisor of any electrical apprentice working at the trade is responsible for the work performed by the apprentice. . . .
(3)(b) An apprentice must be under the direct supervision of a licensed electrician as set forth in subsection (1) of this section.
¶ 34 Furthermore, the legislature added definitions for “direct supervision” and “supervision” to the electrician statutory scheme:
“Direct supervision” means that the supervising licensed master electrician, journeyman electrician, or residential wireman is physically present at the same physical address where the apprentice is working.
. . . .
“Supervision” means the management of a project to ensure that work on the project is done correctly and according to the law.
¶ 35 We find these amendments to the electrician statutes informative, in that the legislature chose to apply this narrower definition of supervision only to electrician apprentices, not to plumbing apprentices. If the legislature intended that the references to supervision of electrician apprentices referred to direct “management of a project to ensure that work on the project is done correctly and according to the law,” there would have been no need for it to qualify the term.
¶ 36 The legislature could have made similar modifications to the analogous sections of the Plumbing Practice Act, but it did not. Cf. Mook v. Bd. of Cty. Comm‘rs, 2020 CO 12, ¶¶ 34-35 (observing that the term “contiguous” as more narrowly defined in other unrelated statutes does not contain similar qualification language in the
¶ 37 Though nonbinding, we also find support in case law from other jurisdictions involving the supervision of subordinates and construction at job sites. In a case that required the court to determine insurance liability for weather delays in a construction project, the United States District Court for the Eastern District of Louisiana relied on a dictionary of architecture and construction to find that “the term job site means, quite simply, the site of a construction project. The term ‘site’ is also defined as ‘the specific location of a building or buildings.‘” J. Ray McDermott & Co. v. Fid. & Cas. Co., 466 F. Supp. 353, 364 (E.D. La. 1979) (emphasis added) (citations omitted).
¶ 38 And our own supreme court, albeit in dicta, provides additional guidance. In a case decided in 1926, the court affirmed judgment entered against several plumbing apprentices for engaging in plumbing work without a license in violation of a city ordinance. Evans v. City & Cty. of Denver, 79 Colo. 533, 247 P. 173 (1926). The court concluded that the apprentices’ employer had “allowed [them] to work alone and without supervision to such an extent that the apprentices were really working as journeymen plumbers.” Id. at 536, 247 P. at 174. But in so concluding, the court declared in dicta that
[e]ven under the strictest view of it an apprentice need not perform every stroke of his labor as a learner under the constant eye of the master, so long as the superior skill of the master appears in the work through his directions and instructions given to the apprentice.
Id. (quoting City of St. Louis v. Bender, 154 S.W. 88, 92 (Mo. 1913) (Lamm, J., concurring)) (emphasis added).
¶ 39 We find this dictum instructive in at least discounting the requirement for line-of-sight supervision of apprentices engaged in plumbing work. The Evans court stated that supervision of apprentice plumbers under a 1926 city ordinance did not require
¶ 40 Finally, several cases involving violation of the federal Occupational Safety and Health Act (OSHA) indicate that direct, line-of-sight supervision of trade apprentices is not required. See Capital Elec. Line Builders of Kan., Inc. v. Marshall, 678 F.2d 128, 131 (10th Cir. 1982) (concluding that the supervising licensed electrician was not required to actually accompany apprentices in the aerial bucket or oversee their work from below because “such a requirement would be unreasonable“); Horne Plumbing & Heating Co. v. Occupational Safety & Health Review Comm‘n, 528 F.2d 564, 569-70 (5th Cir. 1976) (finding that there was nothing more that the supervisor could have done to prevent the OSHA violation “other than personally directing the operation himself,” which the court determined “would be a wholly unnecessary, unreasonable, and infeasible requirement” because, although “the courts have emphasized the importance of adequate instruction and supervision in safety matters, they have consistently refused to require measures beyond those which are reasonable and feasible“); Cape & Vineyard Div. of New Bedford Gas v. Occupational Safety & Health Review Comm‘n, 512 F.2d 1148, 1155 (1st Cir. 1975) (“There is nothing in the record indicating that prudence would require a supervisor or buddy constantly to watch the employee on the pole, or that any such practice would be feasible.“).
¶ 41 With this framework in mind, we enlist further guidance from other principles of statutory construction.
3. Legislative Declaration and Purpose of the Statute
¶ 42 The Plumbing Practice Act‘s legislative declaration proclaims that the purpose of the Act is to safeguard public health. See
(1) The general assembly hereby finds that:
(a) Improper plumbing can adversely affect the health of the public and that faulty plumbing is potentially lethal and can cause widespread disease and an epidemic of disastrous consequences;
(b) To protect the health of the public, it is essential that plumbing be installed by persons who have proven their knowledge of the sciences of pneumatics and
hydraulics and their skill in installing plumbing. (2) Consistent with its duty to safeguard the health of the people of this state, the general assembly hereby declares that individuals who plan, install, alter, extend, repair, and maintain plumbing systems should be individuals of proven skill.
¶ 43 Similarly, the Board‘s program director testified at the ALJ hearing that the public policy behind apprentice supervision is “to ensure the correct and safe installation of the plumbing.”
¶ 44 Recalling from above the multiple interpretations offered by witnesses during the ALJ hearing of what it means to supervise apprentices at the job site, it is apparent that the public safety objective can be achieved under each of the perceived constructions. Whether a licensed plumber maintains line-of-sight supervision of an apprentice during soldering only, accompanies an apprentice at all times, or is nearby but returns to inspect and sign off on the apprentice‘s work, the public policy of ensuring correct and safe installation of plumbing can be achieved.
¶ 45 Yet, clear construction of
4. Consequences of the Board‘s Interpretation
¶ 46 In her initial decision, the ALJ concluded that
¶ 47 As an initial matter, we recall that principles of statutory construction prohibit the Board from altering statutory language by adding or subtracting words. See Holcomb, 172 P.3d at 894. And terms even slightly similar to line-of-sight supervision or those alluding to a job site being a single building are nowhere to be found in the Plumbing Practice Act. Therefore, the Board
¶ 48 Relatedly, and as previously discussed, the legislature recently amended the electrician statutes to specify that apprentice supervision must be “direct” — with “direct supervision” requiring that the supervising electrician “is physically present at the same physical address where the apprentice is working.”
¶ 49 Furthermore, adopting the Board‘s interpretation would lead to a construction that is not consistent or in harmony with other parts of the statute. See Nieto, 993 P.2d at 501. As discussed above in Part III.C.1,
¶ 50 Absent clear language from the legislature indicating an intent to define “supervise” as line-of-sight supervision, we conclude that the Board misconstrued the law by reading additional words into
5. What it Means to Supervise Apprentices at the Job Site
¶ 51 None of the previously discussed tools of statutory construction, standing alone, provides us with a clear meaning for “supervise apprentices at the job site.” But by synthesizing the results from our application of these tools, we can arrive at a constitutionally valid construction of the statute.
¶ 52 We conclude that to “supervise apprentices at the job site” means that a licensed plumber must be within a sufficient distance of the apprentice, whether in or outside a building, such that by monitoring, inspecting, and signing off on the apprentice‘s work with reasonable frequency, the correct and safe installation of plumbing can be achieved. This construction is wholly consistent with each of the statutory canons we examined:
- Plain meaning: under our interpretation, a licensed plumber will be in charge of apprentices at the spatial location of a structure or set of structures on which plumbing work is being done by the apprentices.
- Laws on similar subjects: cognizant of the legislature‘s amendments to define “direct supervision” in the electrician statutes and intentional omission of similar terms in the
Plumbing Practice Act, our construction does not read into the statute words that were not included. - Common law: drawing guidance from our supreme court, an apprentice need not be under “the constant eye of the master” because the supervising licensed plumber will periodically evaluate the apprentice‘s work to ensure that the directions and instructions provided to the apprentice appear in the final product. See Evans, 79 Colo. at 536, 247 P. at 174 (quoting Bender, 154 S.W. at 92) (Lamm, J., concurring).
- Legislative declaration and purpose of the statute: with a licensed plumber monitoring, inspecting, and signing off on an apprentice‘s work with reasonable frequency, the correct and safe installation of plumbing can be achieved.
¶ 53 This construction of
IV. Mr. Welch and Confidence Did Not Violate Section 12-155-124
¶ 54 Finally, we further conclude that, based on the ALJ‘s findings of evidentiary fact, Mr. Welch and Confidence did not violate
¶ 55 We have determined that compliance with the statute requires that a licensed plumber supervising apprentices be within a sufficient distance of the apprentices, whether in or outside a building, such that by monitoring, inspecting, and signing off on the apprentice‘s work with reasonable frequency, the correct and safe installation of plumbing can be achieved. In the initial order, the ALJ found that the supervising journeyman plumber was working near the house in which the apprentice was working when the apprentice was using the soldering torch. Moreover, the ALJ
¶ 56 Because we conclude that
V. Conclusion
¶ 57 The Board‘s order is vacated.
JUDGE ROMÁN and JUDGE TOW concur.
