Celena Esther Jean Bernache, Plaintiff-Appellant, v. Gary Brown, Defendant-Appellee.
Court of Appeals No. 19CA0485
COLORADO COURT OF APPEALS
July 9, 2020
2020COA106
Opinion by JUDGE FOX; Bernard, CJ., and Berger, J., concur
El Paso County District Court No. 17CV31772; Honorable Chad Clayton Miller, Judge
SUMMARY
JULY 9, 2020
2020COA106
No. 19CA0485, Bernache v. Brown — Vehicles and Traffic — Records to Be Kept by Department — Admission of Records in Court; Evidence — Hearsay
In this proceeding, a division of the court of appeals considers whether
The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.
JUDGMENT REVERSED AND CASE REMANDED WITH DIRECTIONS
Division A
Announced July 9, 2020
McDivitt Law Firm, P.C., David E. McDivitt, Edward Lomena, Colorado Springs, Colorado, for Plaintiff-Appellant
Park & Metz LLP, Randy S. Metz, Carbondale, Colorado, for Defendant-Appellee
I. Background
¶ 2 On November 5, 2015, Bernache was driving south on Highway 85 toward Fountain, Colorado, with her daughter and grandson. Brown, also driving south on Highway 85 and to the left of Bernache‘s vehicle, hit the median and struck Bernache‘s rear passenger door and wheel well. The parties dispute why Brown hit the median. Brown, who has no independent recollection of the collision, insists he suffered a sudden medical emergency while Bernache alleges he fell asleep.
¶ 3 Fountain Police Department Corporal Galen Steele did not witness the accident but later responded to the accident and spoke with an unidentified witness who said that, just before he struck the median, Brown had “‘[s]tiffen[ed] up’ and lean[ed] towards the right like he was having a heart attack.” The witness left the scene before Steele could collect identifying information, but he included the witness‘s statement in his report.
¶ 4 Bernache filed this lawsuit on July 20, 2017, and later filed a motion in limine to exclude the unidentified witness‘s statement within the accident report from the trial. Broadly interpreting
¶ 5 During jury selection, prospective juror F.L. disclosed knowing Steele through her husband. However, she said that her husband‘s relationship with Steele would not “color [her] thinking” about his testimony. F.L. was a juror during the trial.
¶ 6 After a two-day trial, the jury found in Brown‘s favor. During a later discussion about the trial, F.L. allegedly told Bernache‘s counsel that she gave Steele‘s testimony considerable weight because she knew how he thought and worked. Bernache now appeals.
II. Unidentified Witness Statement
¶ 7 Bernache first argues that the district court erred by admitting the unidentified witness‘s statement. Specifically, Bernache argues that (1) the witness statement is hearsay and does not satisfy a hearsay exception; and (2) the district court misinterpreted
A. Preservation, Waiver, and Invited Error
¶ 8 Brown argues that Bernache failed to preserve her hearsay argument because she did not contemporaneously object to the court‘s admission of the entire report at trial. Brown also argues that Bernache waived her right to appeal this issue because she stipulated to the report‘s admission during trial, thereby inviting any error by referencing the witness statement in her opening argument.
¶ 9 A court‘s definitive ruling on a motion in limine preserves the issue for appeal.
¶ 10 Waiver is “the intentional relinquishment of a known right or privilege.” People v. Rediger, 2018 CO 32, ¶ 39 (quoting Dep‘t of Health v. Donahue, 690 P.2d 243, 247 (Colo. 1984)). To hold a party waived objection to an error, a court must find some record evidence that the defendant intentionally relinquished a known right, Rediger, ¶ 39, indulging “every reasonable presumption against waiver” and examining the totality of the circumstances surrounding a party‘s conduct (or lack thereof), People in Interest of A.V., 2018 COA 138M, ¶ 13 (quoting Rediger, ¶ 39).
¶ 11 The doctrine of invited error prevents a party from complaining on appeal of an error that he or she has invited or injected into the case. Rediger, ¶ 34. The doctrine applies in “situations where an error was caused by a party‘s affirmative, strategic conduct and not by a party‘s inaction or inadvertence.” People v. Garcia, 2018 COA 180, ¶ 7.
¶ 12 Here, the district court definitively ruled that the report — including the hearsay from the unidentified witness — was admissible, and the court did not indicate it was willing to reconsider its ruling at trial. Because Bernache did not need to renew her objection to the witness statement to preserve it, she had nothing to gain by resisting the court‘s admission of the statement at trial. The witness statement was a key component of Brown‘s defense, and prudent trial strategy — knowing the court had approved the statement‘s admission — favored Bernache addressing the statement preventatively. Thus, under the totality of the circumstances, Bernache did not intentionally relinquish her right to appeal the court‘s admission of the witness statement by stipulating to it at trial. Nor did she invite error by addressing the witness statement during opening argument. To hold otherwise would “undermine the benefits provided by the motion in limine procedure.” Uptain, 723 P.2d at 1330.
¶ 13 Accordingly, we conclude that the court‘s ruling on Bernache‘s pretrial motion in limine preserved her hearsay objection, and that Bernache did not waive her right to appeal or invite error during the trial. See id. at 1330-31; see also Rediger, ¶ 3.
B. The Record Supports the Trial Court‘s Finding that the Witness Statement Did Not Qualify as a Hearsay Exception under the Colorado Rules of Evidence
1. Applicable Law and Standard of Review
¶ 14 Hearsay is any “statement other than one made by the declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted.”
¶ 15 As is relevant to our analysis, a hearsay statement is admissible as a present sense impression under
¶ 17 While the report itself may be admissible, statements made to the officer who prepared the report are inadmissible unless they independently meet a hearsay exception.
¶ 18 Steele did not witness the accident. Aside from repeating the unidentified witness‘s statement, the record discloses nothing about the circumstances under which the witness saw the accident or relayed the statement to Steele.
¶ 19 We review evidentiary rulings for an abuse of discretion. Murray v. Just In Case Bus. Lighthouse, LLC, 2016 CO 47M, ¶ 16. A trial court abuses its discretion if its ruling is manifestly arbitrary, unreasonable, or unfair, or the court bases its ruling on an erroneous view of the law or on a clearly erroneous assessment of the evidence. Front Range Res., LLC v. Colo. Ground Water Comm‘n, 2018 CO 25, ¶ 15.
2. Analysis
¶ 20 The witness told Steele that he saw Brown “‘[s]tiffen up’ and lean towards the right like he was having a heart attack.” Brown offered this statement at trial as evidence that he suffered a sudden medical emergency at the time of the accident. Hence, the witness statement is clearly an out-of-court statement offered for its truth. See
¶ 21 Next, because the witness statement is hearsay within hearsay, we must consider if it qualifies as a hearsay exception independent of the fact that it appears in a police report. See
¶ 22 Accordingly, the record supports the trial court‘s conclusion, in its in limine ruling, that the witness statement did not qualify for a hearsay exception under the Colorado Rules of Evidence. See
C. Section 42-2-121(2)(c)(II) Does Not Allow Admission of Hearsay Statements within Official Reports unless They Independently Qualify as Hearsay Exceptions
¶ 23 Given that the witness statement did not satisfy a hearsay exception under the Colorado Rules of Evidence, we now consider if the district court properly relied on
1. Standard of Review and Applicable Law
¶ 24 We review de novo questions of statutory interpretation. Hall v. Am. Standard Ins. Co. of Wis., 2012 COA 201, ¶ 19. “[W]hen the statutory language is clear and unambiguous, we need not look beyond its plain terms and must apply the statute as written.” Id. (citing Kyle W. Larson Enters., Inc. v. Allstate Ins. Co., 2012 COA 160M, ¶ 10). If statutory language is ambiguous or if the statute is silent on an issue that would be expected to be within its scope, we enlist tools of statutory interpretation to discern the legislature‘s intent. In re Marriage of Alvis, 2019 COA 97, ¶ 9 (citing People v. Ray, 2018 COA 158, ¶ 16). “Those tools include legislative history, prior law, the consequences of a particular construction, and the goal of the statutory scheme.” Id. (citing In re Marriage of Ikeler, 161 P.3d 663, 668 (Colo. 2007)). A statute is ambiguous if multiple reasonable interpretations are possible. Andrews v. Miller, 2019 COA 185, ¶ 21 (citing Carrera v. People, 2019 CO 83, ¶ 18).
¶ 25 “We must interpret the statute ‘to give consistent, harmonious, and sensible effect to all its parts.‘” Alvis, ¶ 9 (quoting Ikeler, 161 P.3d at 667). “A statutory interpretation leading to an illogical or absurd result will not be followed,” Frazier v. People, 90 P.3d 807, 811 (Colo. 2004), and courts “avoid constructions that are at odds with the legislative scheme,” Bryant v. Cmty. Choice Credit Union, 160 P.3d 266, 274 (Colo. App. 2007).
¶ 26 We review evidentiary rulings in civil cases for harmless error.
2. Analysis
¶ 27
In any trial or hearing, all official records and documents of the state of Colorado . . . shall be admissible in all municipal, county, and district courts within the state of Colorado without further foundation, shall be statutory exceptions to rule 802 of the Colorado rules of evidence, and shall constitute prima facie proof of the information contained therein.3
The statute has declared, since 1990, that official state reports are “statutory exceptions to
¶ 28 The parties disagree whether this exception applies to hearsay within official state reports. Brown argues that the plain language of
¶ 29
¶ 30 Bernache argues we should interpret
¶ 31 Focusing on the post-enactment cases, in Leiting, a division of this court held hearsay statements within public records are not automatically admissible under
¶ 32 Brown‘s proposed interpretation of
inadmissible unless they independently qualify for a hearsay exception. See
a. Legislative History of Section 42-2-121(2)(c)(II)
¶ 33
¶ 34 Thus, it is apparent that the legislature never intended to exempt official state records from any challenge under the rules of evidence; rather, the legislature sought to exempt official state records from rules of
¶ 35 With this background in mind, we conclude that
acting routinely, under a duty of accuracy, with employer reliance on the result, or in short “in the regular course of business.” If, however, the supplier of the information does not act in the regular course, an essential link is broken; the assurance of accuracy does not extend to the information itself, and the fact that it may be recorded with scrupulous accuracy is of no avail. An illustration is the police report incorporating information obtained from a bystander: the officer qualifies as acting in the regular course but the informant does not. The leading case, Johnson v. Lutz, 253 N.Y. 124, 170 N.E. 517 (1930), held that a report thus prepared was inadmissible. Most of the authorities have agreed with the decision.
¶ 36 Our interpretation of
¶ 37 The purpose of public and official record exceptions is “to admit the sundry sorts of public documents for which no serious controversy ordinarily arises about their truth.” United States v. Fryberg, 854 F.3d 1126, 1132 (9th Cir. 2017) (quoting United States v. Orellana-Blanco, 294 F.3d 1143, 1150 (9th Cir. 2002)). But, unlike official records generally, hearsay statements within official records are not necessarily trustworthy, and opponents should have the opportunity to test the accuracy of those statements through cross-examination. See Westinghouse, 326 N.E.2d at 657 (“[Hearsay statements are] not made competent by commitment to writing in an official report, since it remains evidence not subject to cross-examination and not based on first-hand knowledge.“).
¶ 38 Accordingly, we conclude that
b. The District Court‘s Error Was Not Harmless
¶ 39 Having concluded that
¶ 40 Brown‘s entire defense was that he suffered a sudden medical emergency during the accident, and the witness statement was the strongest evidence of his claimed medical emergency. While a neurologist testified as an expert about Brown‘s possible medical emergency, the neurologist could not say what medical condition or event caused Brown to lose control of his vehicle. Moreover, Brown himself claimed he had no recollection of why or how the accident occurred. Thus, the jury must have relied heavily — if not entirely — on Steele‘s testimony and the unidentified witness statement in reaching its verdict. Indeed, a substantial number of the jurors’ questions centered on Brown‘s condition. For example, one juror asked Steele, “[i]f the witness didn‘t mention the medical emergency, would you have [reached] the same conclusion? Why? Did Mr. Brown mention a medical problem?” The question was posed with the parties’ agreement. Steele responded that he concluded Brown suffered a medical emergency because of the witness‘s statement and that he did not recall Brown mentioning a medical problem. Another juror inquired: “If the witness said it looked like a heart attack, which you thought was the cause of the accident, why would you not follow up to check for a heart attack?”7 Steele responded that the medical team is responsible for evaluating an individual‘s medical condition and that the police cannot force individuals involved in an accident to go to the hospital. These
questions highlight the centrality of the hearsay statement to the case.
¶ 41 Because the jury might have reached a different verdict had the court excluded the unidentified witness statement from the trial, the error here was not harmless. See Leiting, 58 P.3d at 1053 (“[E]rror is not harmless if a different result might have been reached had the inadmissible evidence been excluded“);
¶ 42 Given our disposition, we need not address Bernache‘s juror misconduct claim.
III. Conclusion
¶ 43 The judgment is reversed, and the case is remanded for a new trial.
CHIEF JUDGE BERNARD and JUDGE BERGER concur.
Notes
Sources of information presented no substantial problem with ordinary business records. All participants, including the observer or participant furnishing the information to be recorded, were
