United States v. WrightUnited States v. Wright
Defendant-Appellant Andrew Wright (“Wright”) filed a notice of appeal with this Court more than three years after he was sentenced in the United States District Court for the Western District of New York (Siragusa, J.) to 240 months’ imprisonment on two counts of assault on a law enforcement officer in violation of
FOR APPELLEE: Monica J. Richards, for James P. Kennedy, Jr., United States Attorney for the Western District of New York, Buffalo, NY, for United States of America.
FOR DEFENDANT-APPELLANT: Arza Feldman, Feldman & Feldman, Uniondale, NY,
DEBRA ANN LIVINGSTON, Circuit Judge:
This case arises from an untimely notice of appeal. Defendant-Appellant Andrew Wright (“Wright”) was sentenced in the United States District Court for the Western District of New York (Siragusa, J.) on May 2, 2014, to 240 months’ imprisonment, following a jury trial at which he was convicted of two counts of assault on a law enforcement officer in violation of
Wright argues that he undisputedly had unconstitutionally ineffective assistance of counsel below due to his trial attorney’s failure to file a timely notice of appeal on his behalf. See Garza v. Idaho, 139 S. Ct. 738, 747 (2019) (“So long as a defendant can show that ‘counsel’s constitutionally deficient performance deprive[d him] of an appeal that he otherwise would have taken,’ courts are to ‘presum[e] prejudice with no further showing from the defendant of the merits of his underlying claims.’” (quoting Roe v. Flores-Ortega, 528 U.S. 470, 484 (2000) (alterations in original))). For that reason, Wright contends that under this Court’s precedent in United States v. Fuller, 332 F.3d 60, 65 (2d Cir. 2003), he is entitled to a remand to the district court for entry of a new judgment from which he can take a timely direct appeal.
We disagree with Wright that Fuller can be applied here, given that it is unclear,
BACKGROUND
I. Factual Background1
In May 2010, while Wright was being held at Buffalo Federal Detention Center, he ran away from several “contract detention officers” on a “shakedown team,” i.e., a team conducting random cell searches. Def.-App. Br. 5. After observing him run away, two officers—Christopher Cichocki and Matthew Irons—decided they should search Wright’s cell. They observed him leaving his cell “holding a thermal shirt in his left hand.” Id. When they approached, he punched the two officers before being wrestled to the ground. Both officers suffered injuries and were treated by medical staff either at the detention center (Irons) or off its grounds (Cichocki).
II. Procedural History
A criminal complaint was filed against Wright in the United States District Court for the Western District of New York on June 7, 2010. Wright pled not guilty, and following a two-day trial in November 2011 the jury convicted him on both counts of assault on a law enforcement officer, in violation of
On May 2, 2014, Wright appeared before the district court for sentencing. Although his lawyers had attempted to review his Pre-Sentence Report (“PSR”) with him, he declined to read it and explicitly affirmed that denial to the district court, saying he was “not worried about the sentence.”2 Appendix (“App’x”) 40. After reviewing the PSR and the sentencing factors under
After pronouncing Wright’s sentence, the district court asked Wright if he had any questions. Wright said that he would not be able to afford his lawyer, Richard M. Roberts (“Roberts”), at the next stage of the proceedings, but that he was “going
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But Roberts did not file a notice of appeal on Wright’s behalf. No notice of appeal was filed until several years later, on August 25, 2017, when Wright himself filed a notice of appeal with this Court pro se. On July 20, 2018, the government moved to dismiss Wright’s appeal as untimely. On September 4, 2018, a panel of this Court referred the government’s motion to the merits panel and specifically directed the parties to address (1) “whether a petition pursuant to
DISCUSSION
I
In United States v. Fuller, 332 F.3d 60 (2d Cir. 2003), abrogated on other grounds by United States v. Frias, 521 F.3d 229, 232 (2d Cir. 2008), a panel of this Court considered the appeal of Leyton Wint, whose notice of appeal was filed several months after the time to do so expired under
As the government conceded that Wint would be able to challenge the current judgment successfully under
The Fuller Court noted three “unfortunate consequences” that might arise if
Given these concerns, and the fact that “the judgment is vulnerable to being set aside in any event,” the Court declined to dismiss Wint’s case and require him to file a
In the years since its creation, this so-called “Fuller remand” has been used only sparingly. See, e.g., United States v. Medley, 300 F. App’x 14, 16 (2d Cir. 2008) (remanding for entry of a new judgment following defendant’s attorney’s concession that he did not file a requested notice of appeal in a timely fashion). Furthermore, it has been cabined to cases presenting the same distinctive sets of facts that motivated Fuller itself—cases where the defendant undisputedly asked his lawyer to file a notice of appeal on his behalf, and where the attorney nonetheless did not do so. See United States v. Moreno-Rivera, 472 F.3d 49, 52 (2d Cir. 2006) (declining to allow a Fuller remand where the Court could not “ascertain on this record whether Moreno–Rivera actually gave timely instructions to his trial counsel to file an appeal”); see also Campusano v. United States, 442 F.3d 770, 775 (2d Cir. 2006) (finding per se ineffective assistance only “where counsel does not file a requested notice of appeal” (emphasis added)). Where the record of what a defendant did or did not ask his lawyer to do is less clear-cut, and thus further factual development is needed to ascertain whether a claim of ineffective assistance exists, a
Here, Wright appears to satisfy the factual predicate for a Fuller remand in that the record demonstrates his attorney did not file a requested notice of appeal in a timely manner, which (at least absent additional facts not in the record here) constitutes per se constitutionally ineffective assistance. See Garza, 139 S. Ct. at 747. But Wright’s case presents a new twist: he is
II
As discussed above, Wright filed an untimely notice of appeal years after his attorney failed to file a timely notice, thereby invoking our precedent in Fuller. If, however, he had instead filed a habeas petition, he would have had to contend with AEDPA’s time limitations encouraging prompt petitions for post-conviction relief. Having just explored the general contours of the Fuller remand, we next lay out the basic tenets of AEDPA’s system. We then consider how the two interact to make the Fuller remedy necessarily inapplicable to Wright’s case.
A
AEDPA imposes a one-year statute of limitations on motions to set aside sentences imposed, inter alia, “in violation of the Constitution or laws of the United States.”
When no notice of appeal (or other post-conviction motion) is filed in a defendant’s case, the Federal Rules of Appellate Procedure provide that the conviction becomes final fourteen days after judgment is entered. See
In cases in which an attorney fails to file a requested notice of appeal on behalf of her client, however, we have allowed that “the date on which the facts supporting [the defendant’s claim of ineffective assistance] could have been discovered,” see
This Court determined that Wims’s petition was timely “if his claim for habeas relief accrued no earlier than one year prior to the date of filing” in the district court. Id. at 189. Accordingly, it was error for the district court to deem
We noted in Wims that the petitioner was clearly not required to discover that no appeal had been filed “the very day on which [his] conviction became final absent appeal,” and that determining the precise date on which a defendant should have discovered his attorney’s failure to appeal is therefore “a fact-specific issue.” Id. Accordingly, we remanded for the district court to consider “when, in exercising due diligence, Wims would have discovered his counsel’s failure to appeal,” giving consideration to, inter alia, “the details of Wims’ post-sentence conversation with his lawyer and . . . the conditions of his confinement in the period after” his conviction became final. Id. at 190–91. Nevertheless, we determined in the first instance that a five-month delay in learning of an attorney’s failure to appeal “is not so clearly unreasonable that it plainly appears from the face of [an] appellant’s petition and supporting papers that he is barred from habeas relief.” Id. at 191.
In addition, the deadlines created by
To warrant equitable tolling, “the circumstances of a case must be ‘extraordinary.’” Id. at 652. When determining what constitutes “extraordinary” circumstances, we have observed that “the proper inquiry is not how unusual the circumstance alleged to warrant tolling is among the universe of prisoners, but rather how severe an obstacle it is for the prisoner endeavoring to comply with AEDPA’s limitations period.” Diaz v. Kelly, 515 F.3d 149, 154 (2d Cir. 2008). For example, “a garden variety claim of excusable neglect, such as a simple miscalculation that leads a lawyer to miss a filing deadline, does not warrant equitable tolling.” Holland, 560 U.S. at 651–52 (internal quotation marks omitted). This is because “a lawyer is the agent of his client, [so] the client generally must bear the risk of attorney error.” Rivas, 687 F.3d at 538 (internal quotation marks omitted). But when “attorney negligence . . . [is] so egregious as to amount to an effective abandonment of the attorney-client relationship,” extraordinary circumstances may be found. Id.; see also Holland, 560 U.S. at 652 (finding extraordinary circumstances when attorney “failed to file [defendant’s] federal petition on time despite [defendant’s] many letters that repeatedly emphasized the importance of his doing so” and “failed to communicate with
Even when extraordinary circumstances exist, however, a petitioner must demonstrate diligence to qualify for equitable tolling. “In the attorney incompetence context, . . . the reasonable diligence inquiry focuses on the purpose for which the petitioner retained the lawyer, his ability to evaluate the lawyer’s performance, his financial and logistical ability to consult other lawyers or obtain new representation, and his ability to comprehend legal materials and file the petition on his own.” Doe v. Menefee, 391 F.3d 147, 175 (2d Cir. 2004). The only diligence required for the application of equitable tolling is “reasonable diligence”—we do not require “maximum feasible diligence.” Holland, 560 U.S. at 653 (internal quotation marks omitted). Even so, “we expect [even] pro se petitioners to know when the limitations period expires and to understand the need to file a [habeas] motion within that limitations period.” Doe, 391 F.3d at 177.
B
“Congress enacted AEDPA to advance the finality of criminal convictions.” Mayle v. Felix, 545 U.S. 644, 662 (2005). It would be “anomalous,” then, id., for us to set aside the entirety of the above-described system merely because Wright chose to file an untimely notice of appeal—thereby invoking our precedent in Fuller—rather than a habeas petition under
The reasoning of Fuller, which focused primarily on judicial efficiency, buttresses this conclusion. See Fuller, 332 F.3d at 65. Fuller’s desire to expediently resolve a clearly meritorious ineffective assistance claim in a situation “where the judgment is vulnerable to being set aside in any event,” id. at 66, does not as easily extend to a situation where the availability of a timely
Moreover, if we were to expand Fuller to such a case, Wright would theoretically be entitled to make this showing not only three years after sentencing (as he did in this case), but also at any point during his twenty-year sentence. We cannot countenance a rule that forces the government to defend against a defendant’s attack to his conviction years—or even decades—after that conviction becomes final. Memories fade, and the existence of evidence to prove or disprove a defendant’s claims becomes less and less available. Lastly, not only would this judicially created loophole run counter to AEDPA’s goal of “advanc[ing] the finality of criminal convictions” by encouraging prompt petitions; it also would inexplicably exempt only a certain
As a result, we do not see how the Fuller remedy can be divorced from the system of limitations for habeas motions. When a defendant—as the defendant in Fuller himself did—files an untimely notice of appeal but is still well within the limits set out under
Here, Wright filed his untimely notice of appeal with this Court on August 25, 2017. Had he instead filed a habeas petition, it clearly would not have been timely under
We express no opinion on whether Wright could have filed a timely motion under
In a previous summary order, we dismissed a defendant’s appeal with instructions to convert his untimely notice of appeal into a
While we will afford Wright the same opportunity to withdraw here, we observe
If he were to withdraw, however, a new
CONCLUSION
For the foregoing reasons, we DISMISS Wright’s appeal, and REMAND to the district court for proceedings consistent with this opinion.