*2 tеsting drugs at issue. She KEENAN, Before GREGORY and advised the court that the “defendant re- Judges, Circuit and JAMES C. DEVER to sign stipulation.” fuses J.A. 11. III, United Judge States District for the attorney Williams’ defense then asked the Carolina, Eastern District of North sitting any problem court if it “had[ ] with [her] by designation. signing objection over the of the defendant?” J.A. 11. The court by published Vacated and remanded attorney allowed the sign defense opinion. Judge GREGORY wrote the jury. and it was read to the majority opinion, Judge in which joined. trial, Judge During KEENAN DEVER wrote a government pre- separate opinion concurring theory in According sented its of the crime. dissenting part. government, of heroin Carolina, drug producers burg, from in Pana- South examined and an- shipped Airport International alyzed ma to the Louisville the contents of the ad- intercepted by it was Kentucky Hutchinson, where dressed to Sabrina there, if it had law enforcement. From 5, Spartanburg, Westover Drive No. *3 intercepted, package the would not been Carolina, by South 29306 and seized shipped to Sabrina Hutchinson’s have been Murphy Eric of Customs and Border Spartanburg, in South Carolina house protection Kentucky, Louisville that the it, would retrieve where Victor Jackson package was seized on October the 3rd the to Williams. and then deliver sorting facility of 2007 from the UPS Williams, according government, Ram- and submitted to forensic chemist the heroin thereafter. planned distribute pey Vaughn under file ICE No. ], that forensic GV13HE08GV0C1[ theory government support In of its Rampey Vaughn chemist who has been of pieces introduced several evidence. qualified expert analysis as an in the First, States introduced the controlled substances in both state and testimony Murphy of Officer Eric from the federal courts within the District of Agency, and Border Protection Customs South Carolina determined that this— alleged heroin ar- who how that contained a total caught from Panama and his atten- rived heroin, weight grams of con- Murphy subsequently tion. Officer 98.61— schedule controlled substance. We do positive ducted a field test which was for Collins, stipulate, signed by so Lora at- heroin. defendant, torney for the and Assistant Second, Jackson, Victor who was Attorney Regan United States A. Pen- codefendant, indicted testified Williams’ Greenville, dleton in South Carolina. by that he was asked Williams to retrieve exchange During for $500. government J.A. 40-41. The then intro- it that cross examination was revealed testimony by duced Officer Brian Duncan. initially police about his Jackson lied He testified he dressed as a UPS identity likely and would have his sentence delivery man and delivered the package to testimony. reduced based on his Ms. Hutchinson’s house in order to ensure Following testimony, govern package. Victor Jackson retrieve the this published stipulation by reading Special Agent ment Next Paul Criswell testified it 1: alleged as to the content of an confession plan in which he detailed Randolph States America v. to retrieve and distribute heroin. Red, Williams also known Criminal cross-examination, pointed out the defense 7:08-25, No the Government and counsel despite nature of the custodial defendant, Williams, Randolph for the interrogation, no written Williams’ state- being stipulate that counsel Lora Collins Furthermore, ment was ever taken. following: that on October the 11th questions defense raised about whether Rampey of the 2007 lieutenant Beth [sic] Williams was under the influence of medi- Vaughn a certified forensic chemist with interrogation. cation at the time of the Spartanburg County Sheriffs Office laboratory Spartan- government Investigator also called forensic located signed copy stipula- transcript language stipulation. 1. The written and of the rely we on the tion has been lost so Spe- Matt Hutchins who verified much of sentencing guidelines Williams’ were Agent testimony. prepared cial relying Criswell’s on a determination that he intended to grams 98.61 of her- testify called on defense oin. disposing objec- After of some other Among things, his own behalf. other he tions, imposed the court a sentence of 78 that was under the testified he influence of which top months was at the of the guide- pain killer Percocet at the time of his range. timely line filed a notice interrogation by Investigator Hutchins and appeal. Special Agent Criswell. He also contra- any dicted earlier statements regarding II. *4 allegedly admissions he made to law en- This Court reviews rul evidentiary Finally, government forcement. called ings implicating constitutional claims de Sabrina Hutchinson who indicated that she Ali, novo. United States v. Abu 528 F.3d did not know had never spoken — cert, (4th 210, Cir.2008), denied, Williams. U.S.-, 1312, 173 584, 129 S.Ct. L.Ed.2d charge jury, its the court indi- (2009) (citing Rivera, United States v. “[wjhen cated that attorneys on both (4th 562, Cir.2005)). F.3d sides stipulate agree or to the existence of If we conclude that there is a con must, a fact ... you unless otherwise in- violation, stitutional then evidentiary rul structed, accept as evidence ings subject of this kind are to harmless regard proved.” that fact as J.A. 97. error Erroneously review. admitted evi required court listed the elements as dence is if reviewing harmless a court is (1) agreement “an existed between two or able to determine that “the constitutional persons more possess with the intent to error was beyond harmless a reasonable (2) heroin”; distribute “defendant knew of Ali, doubt.” United States v. Abu (3) conspiracy”; “defendant know- (4th 210, Cir.2008) (citing Chap ingly voluntarily became a оf the California, man v. 386 U.S. conspiracy.” J.A. 102. 824, 17 (1967)). S.Ct. L.Ed.2d 705 During deliberation, their jury re- questions
turned several
to the court in-
III.
cluding: “What amount
drugs
it
does
A.
take
qualify
for distribution as opposed
parties
Both
agree that
the dis
self-use?”
replied
J.A. 109. The court
trict court
by
abused its discretion
by
admit
indicating
jury
that the
should use com-
ting the stipulation into evidence over
mon sense but that the more drugs there
objection
Williams’
are,
because it violated his
likely
the more
it is that there
is
right to confront witnesses under
intent
the Sixth
to distribute. The court then re-
Amendment:
trieved
stipulation,
marked it as the
court’s exhibit no.
and sent it back with
Admitting statements deemed reliable
jury. Later,
gave
the court
jury
by judge
a
fundamentally
at odds with
the so-called Allen charge to encourage
right
sure,
of confrontation. To be
them to reach a verdict and allowed them
goal
Clause’s ultimate
tois
ensure
go
night.
home for the
evidence,
The next morn-
reliability of
proce-
but it is a
ing,
returned a guilty verdict.
dural rather than a
guaran-
substantive
also found that
commands,
Williams had
tee.
It
not that evidence be
intended to
grams
rеliable,
98.61
of heroin.
reliability
but that
be assessed
and fundamental and cannot be
by testing
personal
manner:
in particular
a
cert, denied,
counsel”),
waived
523 U.S.
crucible of cross-examination.
1088, 118
Amand,
39, 48
594 F.3d
Gamba,
(same);
v.
541 F.3d
United States
B.
(9th Cir.2008) (“defense
counsel
constitutional
may waive an accused’s
Next we must determine whether
strategy”);
a
of trial
rights
a
is entitled to a new trial as
(2d
Plitman,
v.
194 F.3d
States
of law. To make this determina
matter
Cir.1999)
Reveles,
(same);
v.
United States
tion,
must consider whether the
this Court
(5th Cir.1999)
n. 6
190 F.3d
harmless. An
constitutional violation was
(same).
Hawkins,
(same);
was unresolved as to govern- whether the ment had met its burden of proof on the DEVER, Judge, District concurring in
first element of the crime. an effort to part dissenting and in part: clarify standard, the the district court told jury the larger “the the quantity of I agree with majority the that the dis- drugs increases the drugs inference that trict court violated the Confrontation possessed were with the intent to distrib- Clause of the Sixth Amendment at trial in usе,” ute opposed personal and then accepting stipulation that the gave jury copy stipulation. of the seized at the airport Louisville contained J.A. 112. The stipulation only was the grams 98.61 respectfully heroin. I dis- evidence of the amount of heroin. sent, however, from majority’s conclu- Here, it is not difficult to identify the sion that the error requires a new trial. harm stipulation. caused Notably, The dis- did not connect trict court handed the to the Williams to the seized package inculpate or thereby and indicated that it was in charged any in beyond charged conspiracy elements of the light the record Having reviewed way. States, doubt: reasonable 527 U.S. Neder v. United (1999), L.Ed.2d 35 Dela- S.Ct. (1) heroin with agreement Arsdall, 673, 106 475 U.S. ware Van existed the intent to distribute between (1986), 89 L.Ed.2d S.Ct. (2) persons; two or more [Williams] af- conspiracy, I would law of substantive (3) conspiracy; knew I describe the evidence firm the conviction. knowingly voluntarily be- [Williams] great- at trial at somewhat and the events conspiracy. come of the part majority in order to length than er Reid, See United States beyond it “clear a reason- explain why Cir.2008). theory of Williams’s would have doubt that rational able not know of simple: the case was he did the er- guilty the defendant absent found alleged conspiracy knowingly Neder, 527 U.S. S.Ct. ror.” voluntarily alleged become of the con- Moreover, because Confronta- spiracy. calcula- apply tion Clause does weight sentencing, also drug tion of hearing morning At a on the pre-trial sentence. would affirm the trial, day of counsel for the the first Unit- stipu- and counsel for ed States
I. testimony govern- lated that The one-count indictment this case ment’s forensic chemist would show that airport states: seized at the Louisville grams on October contained 98.61 beginning That at a time unknown to the of heroin. J.A. 40-41. Defense coun- Jury, beginning but at least on or Grand agreed stipulate sel the seized 25, 2007, and continu- September about grams contained 98.61 of heroin 10, 2007, in the ing through October strategy as a trial because theo- Williams’s of South Carolina and else- District ry of the case was he did not know where, Defеndants, RANDOLPH alleged conspiracy about the and was not “Red”; WILLIAMS, TIMOTHY a/k/a *7 therefore, alleged conspiracy; Jackson; BYRD, RAY Oneill Victor a/k/a “really weight heroin doesn’t HUTCHINSON, T. and SABRINA Id. at 11. Over Williams’s ob- matter.” combine, knowingly intentionally and did jection, accepted stip- the district court together have conspire agree and and ulation. Id. at 40-41. understanding tacit with each other and and persons, various other both known 3, 2008, trial September On Williams’s jury, knowing- grand unknown to the Agent 17. Eric Mur- commenced. Id. at intentionally, unlawfully possess ly, Protec- phy, of U.S. Customs and Border quantity with intent to distribute a tion, Murphy first. Id. at 19-26. testified heroin, a Schedule controlled sub- ar- explained packages that he examined stance, Title in violation of United riving into the United States from outside 841(a)(1) Code, Sections States assigned and was to the the United States 841(b)(1)(C); in Airport Louisville International Louis- in of Title States All violation United ville, Kentucky. id. at 19-20. See On Code, 846. Section Murphy was alerted to October 7. J.A. shipped via Parcel package Service (“UPS”) Panama, from which U.S. Cus- go decided to to trial and to Williams country drug high as a risk for prove make the the three toms views 21-22, 25. ecutor smuggling. package Id. at would make a motion to reduce his Windex, in cooperation. listed a return address Panama sentence due to his Id. at 30. Hutchinson, and was addressed Sabrina Jackson then about conspir- testified Drive, Spartanburg, 142 Westover South acy. Jackson Williams and at 22-23. Carolina. Id. agreement he reached an in the fall of Murphy package, identified and it 2007. Specifically, Id. 30. 22; evidence. Id. at was received into asked package Jackson to receive a ad- Murphy Govt. Ex. No. 1. testified that on dressed to Sabrina Hutchinson at Hutchin- opened he October son’s house. Id. Jackson knew that envelope and found an inside. J.A. 22. package drugs. contained Id. at 31-32. envelope, Inside the he discovered a bag Once the package, Jackson received Jack- containing a substance field tested agreed son call pick up to Williams to positive as heroin. Id. 23-25. Murphy package. In exchange Id. for re- drug smugglers also testified that com- ceiving the package, agreed monly in used the manner which the sub- pay Jackson Id. Jackson told $500. stance was to conceal packaged controlled (who Hutchinson said Jackson was “a little at 24. substances. See id. The package of slow”) to lookout be on the for a package exhibit, heroin itself was admitted as an and to let Jackson know when it arrived. Murphy showed of heroin Id. at 32. id.; jury. See Govt. Ex. No. 2. In early October Williams called heroin, Murphy After gave seized he Jackson and said that package (including the package of her- in “intercepted” Kentucky. been Id. oin) to Immigration U.S. and Customs En- days About three phone or four after that (“ICE”) agents forcement in Louisville. call, a van UPS arrived at Hutchinson’s agents Louisville, J.A. 25-26. The ICE inside, residence. Id. at 33. Jackson was turn, provided the seized package to window, peered out the and saw the UPS agents ICE in South Carolina. Id. van. immediately Jackson called Next, Victor Jackson testified. Id. at Williams and told him what was happen- Jackson testified that he had ing. Id. Williams told Jackson to speak to (Jackson) known Williams since he was 13 driver, sign UPS but not to any- or 14 years old Jackson was now thing. Id. 28. Jackson and Williams were Williams, While phone on the Jack- friends and Jackson would sometimes opened son the door. Id. The UPS driver drive places and do errands for *8 (who really was Lieutenant Brian Duncan him. Id. Jackson had not employed been Spartanburg County Sheriffs De- years, for about four or five lived with his partment) if asked Sabrina Hutchinson girlfriend Sabrina Hutchinson at her resi- there, yes. lived and said Jackson Id. at Spartanburg, dence in and was addicted to 34-35. The UPS driver then handed the crack cocaine. Id. 29. Jackson also package to During Jackson. Id. 34. his admitted that he been convicted of examination, direct Jackson identified Gov- distributing crack cocaine. Id. ernment package Exhibit No. as the he that pleaded Jackson admitted he guilty received. Id. to to with the intent to quantity accepted distribute a of heroin After charged package, Jackson in the indictment. Id. 29-30. other Jackson offiсers exited UPS van and also hoped admitted that he pros- that the arrested Jackson. Id. Jackson agreed to Duncan cooperate called Williams. Id. at 35- then identified Government Ex- and however, Williams, did answer his No. 1 package hibit as the that he deliv- phone. Id. ered to on Jackson October Id. Duncan also identified Government Exhib- examination, On Jackson admitted cross it package No. as the of heroin contained that he a crack cocaine addict and had inside Government Exhibit No. 1. Id. of CDs and DVDs to bootleg copies sold Williams. Id. 37-38. examination, On cross Duncan admitted then read the prosecutor that not at the Williams was residence at 40^11. jury. Id. Before when package Duncan delivered the con- prosecutor stipulation, read the the court taining heroin to Id. at 46. Jackson. that “a ... instructed the Agent Paul then testified. Criswell Id. attorneys is an agreement between explained at 46-62. that he Criswell you accept having each which can side agent assigned Greenville, an ICE proven.” at 40. The stipulation bеen Id. South Carolina. at 47. Id. On October prosecutor stated that and defense Louisville, agent ICE in Kentucky qualified, expert counsel that a stipulate contacted him and told him that ICE had pack- chemist had examined the forensic intercepted a of heroin in package Louis- sorting age facility from the UPS on seized Hutchinson, ville destined for Sabrina package October contained Drive, Spartanburg, Westover South Car- heroin, grams 98.61 a schedule I con- olina. Id. at 47-48. Criswell then contact- at 40-41. trolled substance. County ed the Spartanburg Sheriffs Office Next, Brian Lieutenant Duncan testi- and Spartanburg City Department Police 9, 2007, fied. Id. at 42-46. On October delivery to assist with a controlled Special Agent Paul Criswell and ICE noti- package. Id. “a package fied Duncan that had been Criswell identified Government Exhibit Kentucky found in that contained heroin.” No. 1 as the package he received from Id. at 43. Criswell ICE asked Duncan office. Id. at Louisville ICE up dress to resemble UPS driver and Criswell also identified Government Exhib- delivery make a controlled 142 West- it No. 2 as “the heroin was contained over in Spartanburg. Drive Id. Duncan within the received [he] from Thus, agreed. on October Dun- Louisville office.” Id. at 49. [the] posed can as a driver and UPS delivered to Jackson. Id. at 42-43. role explained Criswell then that he in played delivery, the controlled Jack- when Duncan testified that Jackson an- arrest, son’s and Hutchins’s interview of door, talking swered the Jackson was on Hutchinson and Jackson. Id. Criswell also phone. at 44. Duncan handed the presented that he information Id. at to Jackson. 43. Criswell from the investigation U.S. Attor- and Investigator Matt Hutchins of the Office, ney’s grand jury federal in- Spartanburg County Sheriffs Office then Jackson, Williams, dicted they Hutchinson exited van in which had been *9 January 8, on Id. at 49-50. 2008. After hiding, Jackson. at and arrested See id. indictment, Hutchins, arrest Duncan, 44. federal warrants and Criswell then cooperate. January were issued. Id. at 50. On asked if he would Id. Jackson Hutchins, Duncan, Criswell, and an agreed Jackson and tried call Williams. Williams, however, agent ATF to arrest at Id. 44-45. did not went Williams Id.; 2. Williams’s id. at answer. Id. 45. residence. Government package up Criswell identified Exhibit had been held in Kentucky. rights No. as a statement and waiver Id. (“waiver form”). rights form Id. at 50- intent, As for Williams’s Williams told 51; 4. explained Govt. Ex. Criswell No. Criswell that once received the package he that he read the waiver form to Williams Jackson, from he intended to sell the her- on January 2008. J.A. 51-52. Williams oin contained in the package. Id. appeared rights, to understand his did not Williams also that explained Cool had intoxicated, appear agreed to waive his heroin, “fronted” him the which meant that rights, the waiver form. signed Id. at Williams obtained the heroin on credit and 52-53; Govt. Ex. No. 4. Criswell and would proceeds use some of the of his signed Hutchins also the waiver form as pay heroin sales to Id. at Cool.
witnesses. Id. examination, On cross Criswell admitted promise Criswell any- did not Williams that Williams gathered bottles of med- thing Rather, or threaten him. J.A. 53. upon ication at his residence his arrest. freely Williams voluntarily gave Id. at 60. Criswell also admitted that agents regarding a statement his involve- Cooehie is incarcerated within the Bureau ment in shipped the heroin from Panama of Prisons and that Williams had told Cris- to Hutchinson’s residence. Id. at 53-54. well that prison Cool was in in Panama. Criswell, According to Williams said that Id. at 61. Criswell also admitted that he he contacted Jackson about bringing her- had not interviewed either Cooehie or oin into the United States. Id. at 54. Cool. Id. explained Williams that he had been in Next, Investigator Matt Hutchins testi- contact with a man nicknamed “Cool” in fied. Id. 62-67. Hutchins identified Panama and that Cool sent the Government No. 4 Exhibit as the waiver (Criswell containing the heroin. Id. then form that given to Williams. Id. at 63. identified Cool as James Alexander Smith Hutchins testified that Criswell read the III and that explained authorities had is- waiver form to Williams and that Hutchins sued a federal warrant in arrest the East- signed the waiver as a form witness. Id. ern District York against of New Smith Hutchins appeared that Williams 55.) III. Id. at Williams also told Criswell rights, understand his that neither that he knew man another nicknamed him, Hutchins nor Criswell threatened Smith, “Cooehie” James Alexander a/k/a signed form, Williams the waiver and that Jr., that Cooehie had been guilty found neither promised Hutchins nor Criswell heroin, to distribute and that him anything. Id. аt Hutchins also previously Williams had obtained heroin testified that “very Williams was well from Cooehie. Id. aware going of what was on” during the Williams then told Criswell that Jackson interview, that his information was “de- was supposed to receive a package ad- coherent,” tailed and and Williams said dressed to Sabrina Hutchinson and deliv- approached he Jackson about receiv- ered to her residence. at 55-56. ing a package that would contain heroin. arrived, When Jackson was to Id. at 64-65. call Williams. In exchange, agreed pay approximately examination, Jackson On cross $500. Hutchins testified Id. at 56. also told Criswell that present he was when Williams was while the that, transit from Pan- arrested and leaving before his resi- ama, dence, Cool called Williams and said that the gathered bottles of medi- *10 convictions, including using heroin. Id. jail. Id. at 65. On take to cation knowing examination, Hutchins testified at also admitted 68. Williams redirect not allow Williams 1981 and ad- approximately did since that the officers Jackson Rather, at 66. any Id. him medication. sometimes drove ingest mitted that Jackson of medi- the bottles gathered a did not have places Williams because Williams gave the cation, bag, in a placed them at 68-69. As for his driver’s license. Id. at Id. 66-67. Jackson, to the officers. bag relationship with more recent turn, officers, bag of medi- gave in would sell testified that Jackson Williams jail and told intake at cation and DVDs. Id. bootleg copies him CDs medication, the that, if he needed Williams at 69. have to administer
jail nurse would his medical then testified about Williams Id. at 65-67. medication. that in explained Id. at 70. He condition. Next, testified. Id. Hutchinson Sabrina por- a November he had October or in Hutchinson at 86-91. early colon removed. Id. tion of his boy- her living with she was October bed, in at home January he was Westover Victor Jackson friend an arrest war- arrived with when officers at 86-87. Id. Spartanburg. Drive in Williams, Jackson, naming rant if she would let Hutchinson asked Jackson charged conspiracy. Id. Hutchinson arrived. She package know if a Jackson took him to at 70-72. Before the officers Hutchin- at 87-88. to do so. Id. agreed ingested thаt he jail, testified Williams was she did not know she son testified of the offi- medicine front prescription and did not know receiving heroin part of also testified Id. at 70-71. Williams cers. Id. at asking her to do. what Jackson sleepy. him Id. that the medicine makes at 72. only she com- testified that Hutchinson his memo- then testified about Williams at 88. grade. Id. the seventh pleted jail. at 73. the events at the Id. ry of being that after testified Hutchinson also that the officers advised admitted Williams case, her to lawyer got her in this indicted signed that he rights him his records.” get some “take some tests the waiver signing form. Id. After waiver Later, Hutchinson said that Id. at 88-89. jail form, him from the officers then took dismissed prosecutor for an inter- department sheriffs against her. Id. charge view. Id. 73-74. examination, Hutchinson ad- On cross with Williams that she never talked mitted interview, told the During his Williams Id. at 90. receiving package. a about knew a man nicknamed officers that he Rather, about a spoke to her Jackson name was and that Cool’s real “Cool” agreed to tell Jackson and she iden- then Id. at 75-77. Williams Smith. Finally, arrived. Id. when Id. photogrаphic line-up. in a tified Cool did not know testified that she she he told explained that when then Williams never met drugs and had used Jackson pack- to receive agreeing about officers on the to Williams spoken Cool, talking about he was age from only knew She Id. at 90-91. phone. ten received from Cool that he a friend of Jackson. conver- 77. As for his Id. at years earlier. accepting about with Jackson sations presented one witness: The defense only that he testified package, Williams admit- defendant. bootleg CDs and about spoke with Jackson arrests and multiple drug ted that he *11 Finally, Williams that DVDs. Id. testified then stressed the need to use common years, evaluating he had not heroin for about ten sense in used the evidence. Id. The years, prosecutor rejected that he had married for been ten Williams’s claim that going and that he had been church during post- to officers twisted his words his every interview, Sunday. Id. 78. arrest but somehow came up with the names and Coochie Cool. Id. Fi- examination, On cross testified nally, prosecutor pack- mentioned the that he had addicted to heroin in been heroin, age of the stipulation that but had been clean since heroin, grams contained 98.61 of January As for Id. at 79-80. his testimony Jackson’s how the about con- officers, testi- interview with spiracy being, came into and Williams’s being fied that to he confessed confession concerning to conspiracy due threats from officers. to possess with the to intent distribute a however, admitted, Id. at 80. Williams quantity of heroin. Id. at 5-6. The prose- that phone indicating he had seen records then jury cutor asked the to convict 44 phone phone calls between Jackson’s Id. Williams. at 6. phone during his period time October to October response, 2007. Id. defense counsel returned to at 81-82. Williams also admitted that he the defense theme: Williams had no was phone on the with knowledge Jackson when the of the alleged conspiracy and delivery officers made the controlled joined to never it. In support, defense coun- Jackson. Id. at 82. sel stated: “The stipulated defense has there’s heroin that package because it lawyers The closing then delivered their was not heroin that Mr. Williams knew arguments. Williams, United States v. about.” Id. at 6. Defense counsel then 7:08-cr-00025-HMH-1, 171], No. [D.E. reminded the the package was (D.S.C. 2008). Sept. argument Each addressed Sabrina Hutchinson and that very prosecutor argued succinct. The Hutchinson testified that she never talked beyond the United States proven had to Williams about accepting package for a reasonable doubt that Williams and Rather, him. Id. Hutchinson said that conspired Jackson with in accept Jackson asked her a package tent to a quantity distribute of heroin. Id. that Jackson told Hutchinson that In support, prosecutor pack cited the package belonged to Williams. Id. at age from Panama containing heroin and Defense counsel questioned then Jackson’s cited Williams’s confession and his admis credibility in light guilty plea his sion that he on phone Jack charged conspiracy hope and his for a son during the controlled delivery sentence reduction. Id. Defense counsel package of prose heroin. Id. at 3-4. The also noted that Jackson Williams had cutor in poor conceded that Williams was time, each long known other a but addict, health and a former heroin but relationship involved selling Jackson boot- urged to not sympathy use leg CDs and DVDs to Williams. excuse Williams’s behavior. Id. at prosecutor noted Jack Defense counsel then noted that gov- son using did not mind Hutchinson to facil ernment failed to verify who sent pack- itate the conspiracy and also the 44 age cited of heroin from Panama and failed to phone calls between Williams and Jackson either interview Coochie or Cool. 7- during period time confession, October and 8. forAs Williams’s defense October 2007. Id. at 5. prosecutor pressured counsel that he felt *12 necessarily hear ics does not mean that the they what wanted to the officers tell actually alleged confession to distribute his defendant intended them. and that many years hand, may of before the concerned events On other a defendant 2007. Id. Dеfense counsel then October have intended to distribute narcotics guilty. to Williams not jury the find possess large asked if he not even did amounts then dismissed for Id. jury The that, the Having larger of them. said day. the quantity drugs the of increases the in- drugs possessed with ference that were 4, 2008, the jury returned September On to opposed the intent to distribute as jury the and district court instructed the personal use. that, guilty, “the to prove the required prove to] [was Government Id. beyond a
following elements
reasonable
Second,
asked,
jury
the
“What is the
(1)
agreement
“that an
existed
doubt”:
drugs?”
value of the
The court
street
persons
two or more
to
between
responded:
testimony
“There was no
(2)
heroin”;
with the intent
distribute
to that effect. And we don’t
evidence
add
conspira-
“that
knew of the
the defendant
you go
jury
to the record once
to the
(3)
knowingly
cy”; and
“that the defendant
room.” Id. at 113.
voluntarily
part
a
the con-
and
became
asked,
Finally,
jury
“Why
the
were
The
court
spiracy.”
J.A. 102.
district
as
phone records
submitted
evidence
variety
a
of other standard instruc-
gave
Id.
can
them?”
The
and
we see
court
to con-
proof,
tions on the burden of
how
jury that
instructed the
records ac-
“[t]he
evidence,
conspira-
the law of
sider the
and
tually were
not admitted
evidence and
See id.
cy.
at 94-107.
the
we cannot add to
record.
can tell
deliberations,
jury
beginning
After
the
the
you
only
ques-
that the
record is that
three
sent a note to the court and asked
phone
was asked
the
tion
about
records
First,
asked,
jury
questions.
‘What
Id. The
agreed.”
defendant
court
it take to
for
drugs
qualify
amount of
does
stated: “I marked
a
also
as Court’s Exhib-
to self-use?” Id.
opposed
as
distribution
gone
you
It
have
anyway[;]
should
it[.]
repeated
portion
at 109. The court then
you
being
are
sent
which is
charge:
its original
record.” Id.
jury
then
you
only
should consider
[W]hile
deliberating. Id.
resumed
case, you
in the
are permitted
evidence
lunch,
jury
stating:
After
sent a note
from
to draw such reasonable inferences
judge’s charge
need to
“We
hear
testimony
you
exhibits
feel
jury again.” Id. at 115. The
court
then
experi-
justified
light
are
of common
Id.
jury.
copy
chаrge
of its
sent
words, you may
In other
make
ence.
which
deductions
reach conclusions
Later,
we
jury
get
asked: “Can
you
reason and common sense lead
copy
testimony?
of Williams’
We also
es-
draw from the facts
have been
copy
like a
testimo-
[Jackson’s]
would
testimony
tablished
and evidence
Id. The court instructed
ny.”
jury
in the case.
p.m.
testimony
it could
get
3:30
at 112. It also
stated:
transcribed,
going to take a
“[fit’s
but
may go
your jury
Basically,
you
determining
what
are
is while. You
back
room.” Id. at 116. The
drugs
personal
use
continued
whether the
were
Later,
deliberating.
sent an-
purpose
of for the
of distribution.
guilty
possession
large quantity
stating:
of a
narcot-
other note
“We have
decision,
attorney’s
one not
We cannot reach
dissent from his
guilty.
[consen-
and so
at 117.
sus].” Id
long as it can be said that the attorney’s
legitimate
decision was a
trial
tactic.”
p.m.,
court
approximately
At
5:00
*13
Plitman,
59,
United States v.
194 F.3d
63-
gave
charge.
an Allen
See id. at 118-20.
(2d Cir.1999)
omitted).1
(quotation
64
The
at
jury
The
resumed deliberations.
Id.
for
rationale
this waiver rule is that a
jury
“well
p.m.
120-21. At 5:30
the
asked: ‘We
considering
developed body
need to
clarification on
get
protects
of case law
defen-
on a
and
evidence based
reasonable doubt
from constitutionally
dants
defective ac-
121.
court
common sense.” Id. at
64;
attorneys,”
tions of their
at
Id.
see
jury
then instructed the
on reasonable
Washington,
668,
v.
Strickland
466 U.S.
doubt
common
See
121-
sense.
id. at
2052,
687,
(1984),
104 S.Ct.
On the resumed Sowders, (6th 975, Cir.1993).2 deliberating at 5 9:00 a.m. Id. at F.3d 981 126. Short- ly p.m., after 1:00 a ver- reached Hеre, objected to defense dict guilty. and found defendant stipulate counsel’s tactical decision to 126-28. forensic testimony. 11, chemist’s J.A. Nonetheless, 40-41. the district court ac
II.
cepted
stipulation, thereby
allowing de
agree
majority
fense counsel to waive
right
Williams’s
Fourth Circuit has not decided whether
Thus,
confront the forensic chemist.
un
what
under
circumstances defense
der the
overwhelming
standard
ma
may
counsel
waive a defendant’s Sixth
jority
circuits or under the Sixth Circuit
right
Amendment
to confrontation.
I also
standard,
district
court violated
agree
First,
majority
with the
right
Williams’s Sixth Amendment
to con
Second, Fifth, Seventh, Ninth,
Tenth
front
forensic chemist
trial
about
published
Circuits have held in
opinions
See,
testimony.
e.g.,
her
Melendez-Diaz v.
“may
defense counsel
his
waive
—
Massachusetts,
-,
U.S.
129
client’s Sixth
S.Ct.
right
Amendment
of confron-
2527, 2531-42,
by stipulating
(2009);
tation
314
admission of
L.Ed.2d
evidence,
Plitman,
long
so
as the defendant does not
F.3d
Amand,
39,
Janosky
446,
(11th Cir.2009)
1. See
v.
Fed.Appx.
St.
47-
(per
F.3d
447-48
(1st Cir.2010);
curiam)
Cooper,
(unpublished).
United States v.
(7th Cir.2001);
v.
Hawkins
(10th
Hannigan,
dicta,
185 F.3d
1154-56
Cir.
Eighth
Circuit has stated that
1999);
Stephens,
United States v.
609 F.2d
right
personal
“the
of confrontation is
(5th
1980);
232-33
Cir.
v.
States
fundamental and cannot be waived
coun-
Goldstein,
(9th
Delo,
532 F.2d
1314-15
Cir.
v.
sel.” Clemmons
Gonzales,
1976);
1997).
accord United
States
Cir.
Arsdall,
analyzed a
the Court
Confronta-
III.
and stated:
tion Clause error
course, a
is entitled to a
defendant
Of
an error
harmless
Whether such
See,
trial,
e.g.,
perfect
trial.
Van
fair
particular
depends upon
case
a host of
1431;
Arsdall,
681, 106 S.Ct.
475 U.S. at
factors,
readily
all
accessible
review-
Hasting,
U.S.
ing
These
include the
courts.
factors
508-09,
45.
Criswell
his
Richards,
(5th
Cir.1981);
638 F.2d
investigation,
role
in the
described
Dolan,
Moreover,
at 1221-22.
confession,
544 F.2d
and again
Williams’s
showed
jurors
the court instructed the
package
jury.
heroin
47-49;
Thus,
not dispositive
Ex.
amount of heroin was
Govt.
No.
three wit-
drugs
heroin
determination of whether the
were
package
nesses showed the
and identified the
of her-
for distribution.
J.A. 112-13.
intended
son
jurors
court
instructed the
obtained the
heroin for
also
personal
reason
common
they should use their
use
that there was no evidence
(a
to evaluate the evidence and testi
sense
that either Jackson
crack cocaine ad
addition,
dict)
mony they
heard.
had
ever used heroin. The
Hutchinson
determining intent would fo
rational
only
elements that
will con
two
credibility dispute among
on
Jack
cus
test at his new trial are the same two
(who
in the
son
to his role
con
testified
trial
elements
he contested
his first
(who
spiracy),
agents
testified about
nothing
and which
to do
(who
confession), and Williams
Williams’s
stipulation:
he knew of the con
whether
agents
threatened him
testified that
spiracy alleged in the indictment and
during
him
his inter
and misunderstood
knowingly
voluntarily
he
whether
be
view,
key
but who also made
admissions
Neder,
conspiracy.
came a
of the
Cf.
during
testimony).
his trial
A rational
19-20,
(finding
U.S. at
S.Ct.
jury’s analysis
credibility dispute
error
where
harmless
defendant did not
impacted by
not
would
be
element);
dispute omitted
United States v.
stipulation did
inculpate
because the
Lovern,
700-01
Cir.
Williams and was unrelated to the credibil
2002) (same).
See,
Neder,
ity dispute.
e.g.,
527 U.S. at
Fifth,
ample opportunity
Williams had
18-19,
1827;
Arsdall,
Van
119 S.Ct.
Duncan,
Murphy,
cross examine
and Cris-
684, 106
U.S.
S.Ct.
stipula-
well on the
in the
facts contained
Fourth,
any
record lacks
evidence
tion,
identity
specifically the
of the sub-
contradicting
stipulation.
See Van stance in the
its
weight.
He
Arsdall,
Clause and drug weight grams of 98.61
lated 32(i)(3).
PSR. See Fed.R.Crim.P. Accord- sentencing, was no error at
ingly, there
and I also would affirm the sentence. CLINTON, ARKANSAS,
CITY OF
Plaintiff-Appellant, CORPORATION, PRIDE
PILGRIM’S
Defendant-Appellee.
No. 10-10039. Appeals, States Court
Fifth Circuit.
Dec. *19 (4th Cir.2007) curiam) (per Cir.2006) curiam) (unpublished); (per (unpub- Newbold, lished); Cole, United Fed.Appx. States v. Fed.Appx. (4th Cir.2007) curiam) (4th Cir.2006) curiam) (per (unpub- (per (unpub- lished); Statts, lished). Fed.Appx. States v.
