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United States v. Williams
2011 U.S. App. LEXIS 1194
| 4th Cir. | 2011
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Background

  • Indictment charged Williams with conspiracy to possess with intent to distribute heroin (Sept.–Oct. 2007).
  • Pretrial, government sought a stipulation on drug testing; Williams objected; defense counsel signed the stipulation over objection.
  • Stipulation stated 98.61 grams of heroin and was read to the jury, signed by defense counsel Lora Collins.
  • Jury heard government testimony about source, custody, weight, and Williams’ involvement; stipulation aided proof of weight and chain of custody.
  • Jury convicted Williams; sentencing used 98.61 grams; court imposed 78-month term; Fourth Circuit vacated conviction for Sixth Amendment error.

Issues

Issue Plaintiff's Argument Defendant's Argument Held
Confrontation Clause violation from stipulation admission Williams argues stipulation violated his Sixth Amendment right Government contends waiver or strategy supports admissibility Yes; district court erred admitting stipulation over objection
Whether the error was harmless and warranted a new trial Stipulation prejudiced the verdict and was essential to guilt Overwhelming independent evidence establishes guilt; harmless error No; error not harmless beyond reasonable doubt; conviction vacated and remanded

Key Cases Cited

  • Crawford v. Washington, 541 U.S. 36 (U.S. 2004) (Confrontation Clause requires cross-examination to test reliability)
  • Van Arsdall v. Banks, 475 U.S. 673 (U.S. 1986) (Harmless-error inquiry factors for Confrontation Clause violations)
  • Neder v. United States, 527 U.S. 1 (U.S. 1999) (Harmless-error review; key elements for conspiracy)
  • Arizona v. Fulminante, 499 U.S. 279 (U.S. 1991) (Harmless-error standard in broader constitutional errors)
  • Chapman v. California, 386 U.S. 18 (U.S. 1967) (Harmless-error standard for constitutional errors)
  • Melendez-Diaz v. Massachusetts, 557 U.S. 305 (U.S. 2009) (Confrontation right applies to forensic证证)
  • United States v. Plitman, 194 F.3d 59 (2d Cir. 1999) (Defense counsel may waive confrontation rights in trial strategy)
  • Hawkins v. Hannigan, 185 F.3d 1146 (10th Cir. 1999) (Defendant's right may not be waived by counsel in some circuits)
  • Gaudin v. United States, 515 U.S. 506 (U.S. 1995) (Jury determination of each element; confrontation implications)
Read the full case

Case Details

Case Name: United States v. Williams
Court Name: Court of Appeals for the Fourth Circuit
Date Published: Jan 21, 2011
Citation: 2011 U.S. App. LEXIS 1194
Docket Number: 09-4049
Court Abbreviation: 4th Cir.