UNITED STATES of America, Plaintiff-Appellee v. William CLIFFORD, Defendant-Appellant.
No. 14-2718
United States Court of Appeals, Eighth Circuit.
Submitted: May 15, 2015. Filed: June 30, 2015.
791 F.3d 884
The district court referred this matter to the bankruptcy court because it was handling Nathan‘s bankruptcy. Not only was this referral permitted, see
III. Conclusion
We dismiss Nathan‘s appeal for lack of standing and affirm the district court‘s judgment as to Kathleen‘s appeal.
Eric D. Kelderman, AUSA, Rapid City, SD, for appellee.
Before RILEY, Chief Judge, BRIGHT and MURPHY, Circuit Judges.
MURPHY, Circuit Judge.
William Clifford was charged with assault with a dangerous weapon and assault resulting in serious bodily injury in violation of
During the evening of October 16, 2012, a group of people including William Clifford, King Martinez, Kealey Twiss, Twiss‘s
Davis was gone for approximately five minutes. On his return he saw Clifford, Martinez, Brave, and Chase walking up the stairs from the basement. Davis heard J.W.W. crying as he entered the basement which was divided into four spaces by hanging sheets. J.W.W. had a sheet wrapped around him like a blanket, hiding and ran to Davis in tears and held onto his leg. When Davis asked him, What‘s wrong?, J.W.W. said, Mama‘s hurt. Davis asked, Where?, and J.W.W. pulled back one of the sheets to show Twiss lying face first on the ground ... unconscious in a pool of blood. The floor of the basement was uncarpeted concrete. Davis asked, What happened? and J.W.W. replied, Will and King hurt mama. At the time he made this statement, J.W.W. was hysterically crying, shaking, and latched onto [Davis‘s] leg; he didn‘t want to let go. He was scared.
Twiss was still unconscious, and Davis carried her out of the basement and to her home. As Twiss regained consciousness, she began crying and said that her head hurt. Davis and her relatives took her to the emergency room at the Pine Ridge Hospital, but she insisted on leaving because other patients in the waiting room were staring at her laughing because she was basically all bloody and looked pretty rough. Her face was bruised, scraped, and badly swollen, with purple raccoon eyes, one of which was bleeding. They took her home but when she scream[ed] from head pain after resting for about 30 minutes, they rushed her back to the [Pine Ridge] hospital. Twiss was later transported by airplane to Rapid City Regional Hospital where she was diagnosed with a skull fracture and a subdural hematoma, a type of traumatic brain injury.
At trial Twiss testified about what had happened to her in the basement. Martinez had approached her and pulled on her shirt, apparently trying to expose her breasts. When she asked him to stop, he hit her. Twiss tried to light a cigarette but dropped her lighter. When she bent down to pick it up, a small pocket knife from her father‘s car fell from her shirt onto the floor. Clifford picked up the knife and asked her, what [she] was going to do with it. Twiss thought he was joking, so she giggled and said, Whatever. Clifford then struck her face, and she ended up on the floor covering her head. Before she lost consciousness, Clifford and Martinez kicked her in the head and she hear[d] [her] son screaming.
Davis later testified that Martinez had remarked earlier that day about how pretty [Twiss] was and ... how she should be treated by a real Native man, and what he would like to do to her. Clifford also had said, they should take [Davis] out somewhere and kidnap [him] and beat [him] up and take [his] girlfriend from [him]. At the time Davis thought Clifford and Martinez were joking.
A grand jury indicted Clifford and Martinez on one count of assault with a dangerous weapon and one count of assault resulting in serious bodily injury in violation of
At trial Davis testified about J.W.W.‘s statements. Other evidence included testimony by Twiss describing the assault on her and identifying Martinez and Clifford as her assailants, as well as from her treating physician. Clifford testified and admitted that he had kicked Twiss multiple times, but he claimed he had acted in self defense because Twiss had been holding a knife. Brave, who was called as a defense witness, similarly testified that while Clifford had shoved, kicked, and stomped on Twiss, he had appeared to be defending himself. The jury acquitted Martinez of both charges against him, but it convicted Clifford of simple assault, a lesser included offense of assault with a dangerous weapon, and of assault resulting in serious bodily injury. The district court subsequently sentenced Clifford to 46 months imprisonment.
The sole issue on Clifford‘s appeal is whether the admission of J.W.W.‘s statement that Will and King hurt mama violated his rights under the Confrontation Clause of the Sixth Amendment. We review de novo the admission of evidence over such an objection. United States v. Williams, 720 F.3d 674, 698 (8th Cir. 2013).
The Confrontation Clause bars the admission of testimonial hearsay unless the declarant is unavailable and the defendant has had a prior opportunity for cross examination. Crawford v. Washington, 541 U.S. 36, 68, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004). The Supreme Court has not attempt[ed] to produce an exhaustive classification of all conceivable statements ... as either testimonial or nontestimonial. Davis v. Washington, 547 U.S. 813, 822, 126 S. Ct. 2266, 165 L. Ed. 2d 224 (2006); see also Michigan v. Bryant, 562 U.S. 344, 131 S. Ct. 1143, 1155, 179 L. Ed. 2d 93 (2011). The Court has previously instructed that a statement made in response to questioning by law enforcement requires that a court objectively evaluate the circumstances in which the encounter occurs and the statements and actions of the parties to determine the primary purpose of the interrogation. Bryant, 131 S. Ct. at 1156. Statements made in response to a police interrogation intended to creat[e] an out of court substitute for trial testimony are testimonial. Id. at 1155. Witness statements are nontestimonial, however, when the primary purpose of an interrogation is to respond to an ongoing emergency. Id.
Here, no law enforcement officials or other agents of the state were involved in asking questions that elicited J.W.W.‘s statement, Will and King hurt mama. Clifford claims that Davis‘s relationship with J.W.W. was like that of a parent and argues that therefore his questions to a very young child had the same effect as questions from a police officer, but he identifies no case in which questions from a private individual acting without any direction from state officials were determined to be equivalent to police interrogation. To the contrary, we have previously determined that a foster parent‘s questions to a child about visible injuries did not produce testimonial statements because the foster parent was not an agent of the state. United States v. Peneaux, 432 F.3d 882, 896 (8th Cir. 2005).
After Clifford‘s appeal was briefed, the Supreme Court issued a significant decision on June 18, 2015 which applied the Confrontation Clause in a private setting. Ohio v. Clark, 576 U.S. 237, 135 S. Ct. 2173, 192 L. Ed. 2d 306 (2015). In Clark, a three year old child arrived at a day care facility with visible injuries and identified his abuser in response to questions from a teacher. Id. at 2177-78. The child‘s hearsay statements were admitted at a criminal trial. Id. at 2178-79. Addressing the defendant‘s Confrontation Clause challenge, the Court decline[d] to adopt a categorical rule to the effect that statements made to private individuals do not raise confrontation concerns while noting that such statements are much less likely to be testimonial than statements to law enforcement officers. Id. at 2181. The Court identified several circumstances contributing to its determination that the evidence had not implicated the Confrontation Clause. These include that the questions and answers were primarily aimed at identifying and ending the threat and protecting the victim, that the conversation ... was informal and spontaneous, that the hearsay declarant was a very young child, and that the teachers asking the questions were not principally charged with uncovering and prosecuting criminal behavior. Id. at 2181-82.
Clark further supports our conclusion that there was no Confrontation Clause violation here. As in Clark, the record here shows an informal, spontaneous conversation between a very young child and a private individual to determine how the victim had just been injured. J.W.W.‘s age is significant since [s]tatements by very young children will rarely, if ever, implicate the Confrontation Clause because it is extremely unlikely that a 3-year-old child ... would intend his statements to be a substitute for trial testimony. Clark, 135 S. Ct. at 2182.
The statement Will and King hurt mama was also properly admitted under the hearsay exception for an excited utterance, defined as [a] statement relating to a startling event or condition, made while the declarant was under the stress of excitement that it caused.
The judgment of the district court is affirmed.