United States v. WalkerUnited States v. Walker
MEMORANDUM OPINION AND ORDER
I. INTRODUCTION
The court must decide whether, under
It is the court’s function to prevent the transfer of criminal adjudications from the public arena to the prosecutor’s office for the purpose of expediency at the price of confidence in and effectiveness of the criminal justice system. The community of the Southern District of West Virginia must not be systemically excluded from its proper place in this participatory democracy, especially with regard to the heroin and opioid crisis. Because I FIND that the plea agreement proffered in this case is not in the public interest, I REJECT it.
II. BACKGROUND
a. Factual Background
On September 13, 2016, the grand jury in the Southern District of West Virginia returned an indictment against the defendant in case number 2:16-cr-174-1.2 The indictment charged the defendant with three counts of distributing a quantity of heroin in violation of
The defendant and the government later entered into a plea agreement. The defendant agreed to plead guilty to a separate, single-count information, and the government agreed to move this court to dismiss the grand jury indictment.5 On January 23, 2017, the single-count information was filed against the defendant in case number 2:17-cr-10. The information charged Mr. Walker with a single count of possession with intent to distribute a quantity of heroin on July 14, 2016, in violation of
During the presentence investigation, a number of troubling facts regarding Mr. Walker’s criminal history and the criminal conduct at issue emerged. First, Mr. Walker is intimately familiar with the criminal justice system. At age thirteen, Mr. Walker broke into an apartment and stole jewelry, a radio, and a Nintendo gaming set. Although he was charged with aggravated burglary and theft, Mr. Walker was ultimately convicted of burglary and sentenced to twelve months probation. From ages fourteen to seventeen, Mr. Walker was convicted of six more theft-related crimes. As an adult, Mr. Walker has been convicted eighteen additional times. His convictions include: possession of a controlled substance, carrying a concealed weapon without a permit, wanton endangerment, possession of cocaine base with intent to distribute, possession of crack cocaine, felon in possession of a firearm, disorderly conduct, three no operator’s license convictions, reckless operation of a vehicle, speeding, seatbelt violation, three driving under suspension convictions, and driving under the influence. Mr. Walker also has eight pending charges, one of which is a domestic battery charge. Additionally, forty-seven other charges against Mr. Walker since the time he was thirteen were either dismissed, dropped, or have an unknown disposition. Despite his very lengthy criminal history, courts and prosecutors have repeatedly given him leniency. In the twenty years since Mr. Walker turned eighteen, he served approximately 7.8 years in prison, most of which was the five-year sentence imposed for a single drug conviction in 1998.
For most of his life, Mr. Walker has been involved with illicit drugs. He began using marijuana at age twelve, cocaine at age thirteen, alcohol at age twenty, PCP at age twenty-six, pills such as Subutex, Roxicodone, and Xanax around age twenty-six, and heroin at age thirty. He admitted that he continued to use marijuana, cocaine, alcohol, pills, and heroin through the time of his arrest for this matter. Additionally, there is evidence to suggest that Mr. Walker mixed violence and threats of violence with his criminal drug and firearm activity. Cory Corns, an individual interviewed by the Metropolitan Drug Enforcement Network Team (“MDENT”), stated that Mr. Walker accused him of stealing heroin and money, and pistol-whipped him and his seventeen-year-old roommate. William Ennis, Cory Corns’s roommate, also stated that he had been pistol-whipped by Mr. Walker.
In addition to Mr. Walker’s voluminous criminal history, the particular facts of this case trouble me. Beginning on April 12, 2016, confidential informants (“CIs”) working with MDENT conducted seven controlled buys from the defendant over the course of several months. During each of the controlled buys, the CIs purchased heroin, fentanyl, or a mixture of the two drugs. In total, Mr. Walker sold 0.729 grams of heroin, 0.071 grams of fentanyl, and 0.17 grams of a furanyl fentanyl and heroin mixture to the CIs. On July 12, 2016, during the last controlled buy, Mr. Walker told the CI that some of Mr. Walker’s other purchasers had recently overdosed and warned the CI to use cautiously. It appears Mr. Walker was engaged in a continuing drug dealing enterprise. Based
On July 14, 2016, MDENT agents executed the warrants. The agents arrested the defendant as he entered a vehicle. The agents searched the defendant incident to arrest and discovered 9.7 grams of marijuana, 2.081 grams of powder cocaine, and 0.845 grams of a heroin and fentanyl mixture. The agents then executed the search warrant and recovered a set of digital scales, one bag of a white substance, one Newport box with a suspected methamphetamine pipe, one bag of suspected marijuana, five boxes of 0.45 caliber ammunition, two pistols, miscellaneous medical items containing the defendant’s name, and the cell phone used during the controlled buys.
b. Rule 11 of the Federal Rules of Criminal Procedure
Rule 11 of the Federal Rules of Criminal Procedure grants a district judge the power to accept or reject a plea agreement.9 The court enjoys “broad discretion . . . when choosing to accept or reject plea agreements”10 and “is not obligated to accept any recommendation or bargain reached by the parties.”11 The Advisory Committee Notes to Rule 11 expressly state: “The plea agreement procedure does not attempt to define criteria for the acceptance or rejection of a plea agreement. Such a decision is left to the discretion of the individual trial judge.”12 Other than granting the court broad discretion to accept or reject a plea agreement, Rule 11 provides no further guidance for the court.
c. Cultural Context
The plea agreement proffered by the parties in this case was made in the context of a clear, present, and deadly heroin and opioid crisis in this community. West Virginia is ground zero.
i. The Heroin & Opioid Crisis
The heroin and opioid crisis is a cancer that has grown and metastasized in the body politic of the United States. Heroin and opioids are different from other addictive substances.13 The principal difference lies in the fact that recreational use is too often deadly. The questionable level of potency in each dose of heroin frequently causes overdose.14 All too often news stories emerge of “bad batches” that cause a deluge of fatal overdoses.15 Furthermore,
Heroin use has increased across the United States in all genders, in most age groups, and in all income levels.17 “Some of the greatest increases [have] occurred in demographic groups with historically low rates of heroin use: women, the privately insured, and people with higher incomes.”18 It is estimated that 580 people initiate heroin use each day.19 This rapid increase in heroin use has had deadly consequences. Between 2002 and 2013, the rate of heroin-related overdose deaths per 100,000 people increased 286%.20 The number of drug overdoses involving heroin tripled from 2010 to 2014.21 In 2015, heroin caused 12,989 deaths.22 Heroin arrests by the Drug Enforcement Administration (“DEA”) increased at the fastest annual average rate from 2002 to 2014.23
In addition to heroin, there is a surge in the popularity of fentanyl and other powerful synthetic opioids.24 The DEA estimates
More dangerous opioids are being developed in order to meet growing demand. An example is furanyl fentanyl, a synthetic designer opioid, commonly referred to as “China White.”31 Furanyl fentanyl can be up to 100 times more potent than heroin.32 Its effects last longer, and an overdose is more difficult to treat than one caused by heroin alone.33 Traditional naloxone treatment is often not enough.34 Laboratory analysis confirmed furanyl fentanyl in Mr. Walker’s July 12, 2016 controlled buy.
Another synthetic opioid on the rise is carfentanil, a drug lawfully used to sedate elephants and other large animals.35 It is an even more potent version of fentanyl often used to “lace” heroin.36 Carfentanil is 10,000 times more potent than morphine.37 Because of carfentanil’s tremendous potency, it poses a tremendous risk to users and first responders who inadvertently come into contact with the drug in the course of their duties.38
The heroin and opioid epidemic is one of the great public health problems of our time. The CDC found that opioids, primarily prescription pain relievers and heroin, are the chief drugs associated with overdose deaths.39 In 2015, the most recent year for which data is available, opioids were involved in 33,091 deaths,40 which is
In a November 2016 report, the DEA referred to opioid prescription drugs, heroin, and fentanyl as the most significant drug-related threats to the United States.44 Indeed, opioid overdoses have quadrupled nationally since 1999.45 According to the CDC, the significant increase in overdose death rates is attributable to synthetic opioids such as heroin and fentanyl.46
These drugs are far more dangerous and far more available for abuse. Opioids are in the medicine cabinets of homes all over America and are available at every hospital and doctor’s office. With the rise of prescription opioid abuse,47 heroin, which up until recently had been a tiny fraction of the illicit drug trade, came roaring back.48 The return of that pale horse49 may prove to be the event horizon of drug abuse and addiction.
ii. West Virginia’s Epidemic
West Virginia has the highest rate of fatal drug overdoses in the nation—and that rate continues to rise.50 This past year, 86% of overdose deaths involved at least one opioid.51 From 2001 to 2016, the
The rate of drug overdose deaths involving synthetic opioids in West Virginia increased 76.4% from 2014 to 2015.57 In just the last three years, fentanyl use has increased tenfold in West Virginia.58 The vast majority of patients at the Addiction Program at West Virginia University Hospitals are treated for heroin.59 Along with Massachusetts, New Hampshire, Ohio, and Rhode Island, West Virginia experienced the largest absolute rate change in death from synthetic opioids.60
The Southern District of West Virginia has been hit especially hard. Last August, twenty-six people overdosed during a four-hour span in Huntington.61 National press reporters quote local health officials as estimating that one in four Huntington residents abuses heroin or some other opioid,62 meaning that approximately 12,000 people are dealing with opioid addiction63 in a town of 50,000 people.64 In April, a pregnant mother in Charleston overdosed at ten o’clock on a Wednesday morning, killing both herself and her unborn baby.65 No one is immune from the epidemic.
West Virginia leads the nation in the incidence of babies born exposed to drugs66 and has the highest rate of babies born dependent on opioids.67 In Huntington, for example, one in ten babies born at the hospital suffers withdrawal from substances such as heroin, opiates, cocaine, or
The heroin and opioid crisis in our state implicates the general welfare in a preeminent way. Public safety is the purpose of the criminal justice system. The seriousness of this crisis in West Virginia convinces me that I should carefully scrutinize plea agreements that bargain away multi-count grand jury indictments. Grand jurors are members of our community who have, under their oaths, investigated, and determined that there is probable cause that certain crimes have been committed by the defendant named in the indictment.
d. Plea Agreements
Before discussing the plea agreement in this case, I will briefly look at the history of the practice of plea bargaining in the federal courts.
Up until the nineteenth century, plea bargaining was not a regular or visible part of the criminal justice system.70 Prior to the Civil War, the general judicial practice was to discourage guilty pleas.71 The proffered explanation for the emergence of plea bargaining was a rising crime rate, limitations of local law enforcement resources, and busy dockets.72 Since 1908, the first year that federal court statistics are available, the rate of guilty pleas has continued to rise.73 However, it was not until 1971 that the Supreme Court legitimized plea bargaining in Santobello v. New York.74
The national implementation of the mandatory United States Sentencing Guidelines in 1989 encouraged the plea bargaining process by shifting a large portion of sentencing decision-making, historically reserved for the judge, to the prosecutor.75 Prosecutors could use adjustments76 and departures77 as incentives to persuade defendants to accept plea agreements.78
III. DISCUSSION
The United States Constitution makes plain that the United States is a participatory democracy. This is a government of the people and by the people. Each of the three branches of government depend upon and require the active participation of the people in the exercise of power.84
The exigencies of a changing world have required acceptance of processes that are more streamlined than those contemplated by our Founding Fathers.85 Plea
Without question, resolution of criminal charges by plea bargaining has replaced resolution by jury trial.88 I concede that plea bargaining is an efficient and convenient system and that public participation in government is inherently inconvenient. Governance by decree is expedient. However, the Founding Fathers intended the wheels of justice to grind slowly and exceedingly fine in order to discern the truth.89
In 1908, about 50% of all federal criminal convictions were obtained by a guilty plea.90 By 1916, the rate had risen to 72%, and by 1925, guilty pleas represented nearly 90% of all convictions.91 In 1993, the rate of guilty pleas was 88.5%.92 That number increased to 97.1% in 2015 with a criminal trial rate of only 2.9%.93 Data provided by the Administrative Office of the United States Courts (“AO”) further confirms that the number of criminal defendants terminated by trial has decreased significantly since 1970.94 In fiscal year (“FY”) 1973, the judiciary completed 8,529 criminal trials, but in FY 2016, the judiciary completed 1,859 criminal trials.95
In the Southern District of West Virginia, there have been only eighteen criminal trials since January 2013. There have only
For at least the past forty-six years, the primary justification for plea bargaining has been that the constitutional process of requiring trial by jury in every case overburdens the courts and overworks the prosecutors.97 I believe these justifications, and others, diminish the right of the people to participate in the administration of the criminal justice system to a near vanishing point. We now resolve almost every criminal case by a process that is no longer justified by the circumstances making it acceptable in the first place. The courts are no longer overburdened. Federal prosecutors are no longer overworked. To illustrate, despite the decline in criminal trials, the number of federal prosecutors has steadily increased since 1970.98 According to the Annual Statistical Reports (“ASRs”) published by the Executive Office for United States Attorneys, between FY 1970 and FY 2010, the average number of federal prosecutors increased more than sevenfold—from 809 in 1970 to 6,075 in 2010.99 In FY 2016, the number of federal prosecutors had grown to 6,293.100
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Because the most common justifications for plea bargaining no longer have any substantial heft, the counterweight of the people’s general interest in observing and participating in their government requires close consideration of a proffered plea bargain in every case.
I conclude that courts should reject a plea agreement upon finding that the plea agreement is not in the public interest.105 There is no justice in bargaining against the people’s interest.
First, a court should consider the cultural context surrounding the subject criminal conduct. Here, that cultural context is a rural state deeply wounded by and suffering from a plague of heroin and opioid addiction.106
Second, the court should weigh the public’s interest in participating in the adjudication of the criminal conduct charged by the indictment. The criminal jury trial is “fundamental to the American scheme of justice”107 and effectively promotes a motivated and educated populace that respects the law, holds faith in the judicial system, and is deterred from participating in crime.108 Jury trials serve the people’s right to be informed as to what occurs in their courts and reinforce the
Third, the court should consider whether “community catharsis can occur” without the transparency of a public jury trial.110 “Much like the lid of a tea kettle releases steam, jury trials in criminal cases allow peaceful expression of community outrage at arbitrary government or vicious criminal acts.”111 The crimes alleged in Mr. Walker’s indictment involve heroin and other opioids and are “vicious criminal acts.”
Fourth, the court should examine the plea agreement and, in light of the presentence report, determine whether the apparent motivation is to advance justice or, more probably, to expediently avoid trial. Here, the agreement trades a grand jury indictment charging three counts of distributing heroin, two counts of distributing fentanyl, and one count of being a felon in possession of a firearm for an information charging one count of distributing heroin. The principal motivation appears to be convenience.
Upon full consideration of each of these factors, I FIND that the plea agreement is not in the public interest, and I REJECT the plea agreement.
IV. CONCLUSION
My twenty-two years of imposing long prison sentences for drug crimes persuades me that the effect of law enforcement on the supply side of the illegal drug market is insufficient to solve the heroin and opioid crisis at hand. I also see scant evidence that prohibition is preventing the growth of the demand side of the drug market. Nevertheless, policy reform, coordinated education efforts, and expansion of treatment programs are not within my bailiwick. I may only enforce the laws of illicit drug prohibition.
The law is the law, and I am satisfied that enforcing the law through public adjudications focuses attention on the heroin and opioid crisis. The jury trial reveals the dark details of drug distribution and abuse to the community in a way that a plea bargained guilty plea cannot. A jury trial tells a story. The jury members listening to the evidence come away with personally impactful information about the deadly and desperate heroin and opioid crisis existing in their community.112 They are educated
Over time, jury verdicts involving the distribution of heroin and opioids reinforce condemnation of the conduct by the public at large. In turn, respect for the law propagates.117 This respect for the law may eventually reduce such criminal conduct.
The secrecy surrounding plea bargains in heroin and opioid cases frequently undermines respect for the law and deterrence of crime. The bright light of the jury trial deters crime, enhances respect for the law, educates the public, and reinforces their sense of safety much more than a contract entered into in the shadows of a private meeting in the prosecutor’s office.
For the reasons stated, I REJECT the plea agreement.
ENTER: June 26, 2017
JOSEPH R. GOODWIN
UNITED STATES DISTRICT JUDGE
Notes
Elrod, supra note 83, at 22.If we fail to purposefully guard and defend the jury, we risk losing one of America’s greatest traditions and protectors of our liberty―the indispensable barrier between the liberties of the people and the prerogatives of the government. We should always remember that inconveniences suffered by the jury trial pale in comparison to the lamentable loss of freedom and justice that would accompany the elimination of this institution.