UNITED STATES OF AMERICA v. DANIEL VOELKER,
No. 05-2858
UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
June 5, 2007
2007 Decisions, Paper 852
Before: SLOVITER, McKEE and RENDELL, Circuit Judges
Precedential; Argued: July 13, 2006
Renee Pietropaolo (Argued)
Office of Federal Public Defender
1001 Liberty Avenue
1450 Liberty Center
Pittsburgh, PA 15222
Attorney for Appellant
Laura S. Irwin
Office of United States Attorney
700 Grant Street Suite 400
Pittsburgh, PA 15219
Attorney for Appellee
OPINION
McKEE, Circuit Judge.
Daniel Voelker was sentenced to seventy-one months in prison followed by a lifetime term of supervised release after he pled guilty to possessing child pornography in violation of
I. BACKGROUND
During an FBI investigation into the online activity of Wyndell Williams, agents monitored a computer “chat” between Williams and Daniel Voelker. During this online communication, Voelker, a thirty-five year-old Pennsylvania
When the FBI subsequently confronted Voelker with this information, he acknowledged downloading child pornography onto his computer, and he directed agents to computer discs where the files were stored. He also admitted to partially exposing his daughter over his webcam, but he insisted that statements he had made about sexual contact with minors or offering his daughter for sex were merely gratuitous statements in the nature of “role-playing.” He claimed that he never intended to follow through on any of those statements but admitted that he engaged in such online “role-playing” on a daily basis. Agents subsequently searched Voelker’s home pursuant to a warrant and seized computer files containing child pornography.
Thereafter, Voelker waived indictment and pled guilty to receipt of material depicting the sexual exploitation of a minor in violation of
As noted at the outset, the District Court sentenced Voelker to seventy-one months incarceration followed by a lifetime term of supervised release pursuant to
- The defendant is prohibited from accessing any computer equipment or any “on-line” computer service at any location, including employment or education. This includes, but is not limited to, any internet service provider, bulletin board system, or any other public or private computer network;
- The defendant shall not possess any materials, including pictures, photographs, books, writings, drawings, videos or video games depicting and/or describing sexually explicit conduct as defined at
Title 18, United States Code, Section 2256(2) ;
- The defendant shall not associate with children under the age of 18 except in the presence of a responsible adult who is aware of the defendant’s background and current offense and who has been approved by the probation officer.
This appeal followed.1
II. DISCUSSION.
A sentencing judge is given wide discretion in imposing a sentence. However, the discretion is not absolute. It must be exercised within the parameters of
Conditions of supervised release must be supported by some evidence that the condition imposed is tangibly related to the circumstances of the offense, the history of the defendant, the need for general deterrence, or similar concerns. Pruden, 398 F.3d at 248-49. “[A] condition with no basis in the record, or with only the most tenuous basis, will inevitably violate
Where a sentencing court fails to adequately explain its reasons for imposing a condition of supervised release or the condition’s relationship to the applicable sentencing factors, we may nevertheless affirm the condition if we can “ascertain any viable basis for the . . . restriction in the record before the District Court . . . on our own.” See id., 186 F.3d at 367.
Although Voelker is challenging the lifetime term of his supervised release as well as the three special conditions of supervised release set forth above, we need not separately address his challenge to the term of his supervised release. Our discussion of the propriety of the conditions imposed on that term applies to duration of the term with equal force. Accordingly, we will focus on the propriety of the conditions of
A. PROHIBITION OF COMPUTER EQUIPMENT AND THE INTERNET
Voelker contends that an absolute lifetime ban on using computers and computer equipment as well as accessing the internet, with no exception for employment or education, involves a greater deprivation of liberty than is reasonably necessary and is not reasonably related to the factors set forth in
The District Court did not explain its reasons for imposing such an unprecedented and sweeping lifetime restriction. We therefore have no way of determining if the court undertook the “careful and sensitive individualized assessment [that] is always required before such a ban is imposed.” United States v. Johnson, 446 F.3d 272, 282 n.2 (2d Cir. 2006).
Given this record, we assume that the court imposed the ban because computers and the internet were inextricably
The ubiquitous presence of the internet and the all-encompassing nature of the information it contains are too obvious to require extensive citation or discussion. Even a casual user of the “information highway” will realize that it instantly provides near universal access to newspapers such as the New York Times; the Wall Street Journal and the
We realize, of course, that the anonymous access to all kinds of information opens the door to all kinds of abuse. This case clearly illustrates the potential for abuse and victimization that is also endemic in the internet.4 Here, the victims of that
Nevertheless, we have never approved such an all-encompassing, severe, and permanent restriction, and nothing on this record inspires confidence in the propriety of doing so now. The court in Crandon imposed the most severe restriction on computer and internet use that we have thus far upheld. 173 F.3d at 128. There, Crandon, a thirty-nine year-old New Jersey resident, met a fourteen year-old girl from Minnesota online. Id. at 125. Crandon communicated with the girl over the internet for several months and eventually traveled to Minnesota to meet her. Id. During his visit to Minnesota, the two had sexual relations, and Crandon took sexually explicit photos of her. Id.
His activity was subsequently discovered, and he eventually pled guilty to one count of receiving child pornography in violation of
The government argues that this case “warrants the kind of special supervisory condition [we] allowed in Crandon” because it is similar to Crandon “in its essentials.” Appellee’s Br. at 12, 14. That is simply not true.
The government’s reliance on Crandon ignores the
Moreover,
The District Court could clearly have imposed some limitations on Voelker’s access to computers and the internet.
Freeman was an admitted pedophile whose predatory behavior went as far as seeking out babysitting jobs in order to photograph nude boys. Id. at 388. Freeman also admitted to “molesting numerous young boys,” although the molestations had occurred more than fifteen years before the possession of child pornography charges that were then before the court. Id.
Freeman also pled guilty to receipt and possession of child pornography in violation of
Freeman appealed the condition of supervised release that prohibited “using or possessing a computer without the permission of his probation officer.” Id. In explaining why that condition was overly broad, we declared: “There is no need to cut off . . . access to email or benign internet usage when a more focused restriction, limited to pornography sites and images, can be enforced by unannounced inspections of material stored on [the defendant’s] hard drive or removable disks.” Id. at 392. We also explained that “a special condition forbidding him from possessing any computer . . . or using any on-line computer service without the written approval of the probation officer is overly broad; it involves a greater deprivation of liberty than is reasonably necessary to deter future criminal conduct and to protect the public.” Id. at 391-92.6 Yet, the five year restriction we struck down in Freeman pales in comparison
In Freeman, we distinguished Crandon by emphasizing Crandon’s use of the internet to contact and exploit victims. Id. at 392. In contrast, there was “nothing . . . to suggest that Freeman [had] used the internet to contact young children.” Id. Accordingly, Crandon’s computer usage was far more problematic and “more difficult to trace than simply using the internet to view pornographic web sites.” Id. Periodic inspection of Crandon’s computer equipment would not have addressed concerns about future illegal conduct nor adequately
We realize that attempts to tailor conditions of supervised release to the specifics of an offense involving computers and the internet are particularly difficult given the extent to which computers have become part of daily life and commerce.8 That does not, however, justify the kind of lifetime cybernetic banishment that was imposed here. See United States v. Crume, 422 F.3d 728, 733 (8th Cir. 2005) (the record did not support a broad ban on computers and the internet, which are “an important medium of communication, commerce, and information-gathering”); United States v. Holm, 326 F.3d 872, 878 (7th Cir. 2003) (monitored access to the internet ensured that the offender would not use it for illegal purposes while recognizing the “need to allow him to function in the modern world”).
Although supervised release is obviously not a custodial sentence, it is nonetheless hard to imagine how Voelker could function in modern society given this lifetime ban on all forms of computer access and use. The court did not pronounce an unconstitutional banishment as such, but the conditions that were imposed have analogous consequences that the District Court did not justify and apparently did not consider. See United States v. Abushaar, 761 F.2d 954, 961 (3d Cir. 1985) (requiring that probation time be served outside the country was “impermissible [in part] because it was completely unrelated to any purpose to rehabilitate . . . .”)
Our research has failed to disclose any court of appeals decision affirming a lifetime ban on computers or a blanket ban on “computer equipment.” Only the Court of Appeals for the Fifth Circuit has approved a complete ban on the use of computers in a precedential opinion, and that was limited to three years. See United States v. Paul, 274 F.3d 155, 170 (5th Cir. 2001).9 Unlike Voelker, the defendant there “used the Internet to initiate and facilitate a pattern of criminal conduct
Voelker’s use of computers and the internet does not pose the kind of unbridled threat to the unsuspecting public that either Paul or Crandon posed. The breadth and duration of the prohibition in Voelker’s case is particularly unfathomable because Voelker was employed as a respiratory therapist from 1996 until his arrest. It is hard to imagine how he could remain employed in that or any similar occupation absent access to computer equipment. In fact, he claims that “[s]uch employment
The Sentencing Guidelines advise that a District Court should only impose an occupational restriction when there is a “reasonably direct relationship . . . between the defendant’s occupation . . . and the conduct relevant to the offense of conviction; and imposition of such a restriction is reasonably necessary to protect the public because there is reason to believe that, absent such restriction, the defendant will continue to engage in [similar] unlawful conduct.”
The government does not claim that Voelker used computers to download pornography at work, and the record does not suggest that he did. Yet, the court imposed a prohibition that prevents him from resuming his previous vocation and erects a seemingly insurmountable barrier to future training to secure other employment. It precludes him from taking online courses and could easily interfere with more traditional instruction, as those classes may rely on email and online reference materials.
This does not, of course, mean that the district court may not impose some kind of restriction on Voelker’s computer use
B. PROHIBITION ON SEXUALLY EXPLICIT MATERIALS
Voelker is also prohibited from possessing any textual descriptions or visual descriptions of “sexually explicit conduct,” as defined by
Voelker argues that this condition violates the First Amendment and, like the ban on computer and internet access, it also involves a greater deprivation of liberty than is reasonably necessary to deter future criminal conduct and protect the public.
Although the court did not provide us with an explanation for this condition either, the conduct the defendant admitted to offers some support for this restriction. When the District Court
It is apparent from the charges Voelker pled guilty to, as well as the conduct he admitted, that the court thought this condition was consistent with the nature of Voelker’s offense. Although “the District Court could, perfectly consonant with the Constitution, restrict [an offender’s] access to sexually oriented materials,” such a restriction must have a nexus to the goals of supervised release. United States v. Loy, 237 F.3d 251, 267 (3d Cir. 2001) (“Loy II”). We are unable to find any such nexus here, and the District Court’s failure to explain its reasons makes our review all the more difficult.12 We assume the court believed
At first blush, this restriction appears to be sufficiently related to Voelker’s offense to survive his challenge. Although a ban on accessing sexually explicit material involving children would certainly be reasonable, there are First Amendment implications for a ban that extends to explicit material involving adults. We assume that the condition was specifically intended to include explicit material involving adults because such material cannot legally involve children, and the statutorily mandated conditions of supervised release require Voelker to comply with those laws. Those conditions prohibit future possession of child pornography. However, nothing on this
The government points us, presumably for clarification, to United States v. Bee, 162 F.3d 1232, 1235 (9th Cir. 1998), where a similar condition was upheld. It is not entirely clear why the court in Bee felt that restricting sexually explicit materials “was necessary to address Bee’s problems with deviant sexual behavior triggered by his abuse of alcohol.” Id. In any event, that case involved physical abuse of a six year-old girl. Id. at 1234. The supervised release condition was limited to three years and narrower in scope than the restriction the court imposed here. Id.
Even assuming this restriction has some unexplained rehabilitative, deterrent or penological purpose, given our discussion in United States v. Loy, 191 F.3d 360 (3d Cir. 1999) (“Loy I”),14 it should have been apparent that any such purpose
Loy entered a guilty plea to knowingly receiving child pornography through the mails in violation of
We remanded the case to the District Court for resentencing because the court imposed the special conditions “without making any factual findings relating to them or providing any reasons in support of them.” Id. “Since we [could] not know why the district court imposed these conditions, we [could not] properly review Loy’s abuse of discretion claim.” Id. In remanding, we “remind[ed] the court that the conditions of supervised release must be reasonably
On remand, the District Court eliminated the requirement of drug and alcohol testing and treatment but reimposed the conditions “barring Loy from possessing pornography of any type, as well as from having any unsupervised contact with minors.” Loy II, 237 F.3d at 255. The court amended the latter condition to add the requirement that “any supervision must come from someone other than [Loy’s] wife” because information learned during the investigation suggested that she was also involved with child pornography. Id.
In reimposing the conditions, the court explained that “‘it is sometimes impossible to differentiate between children and adults in pornographic materials,’ [and the prohibition of all
In adjudicating the appeal, we described the ban on all forms of pornography as “an unusually broad condition.” Id. at 266. We concluded that a ban is not “‘narrowly tailored’ if it restricts First Amendment freedoms without any resulting benefit to public safety.” Id. We explained that the ban the court imposed was so broad that it extended “not only to Playboy magazine, but also to medical textbooks[,] . . . serious art [and] ubiquitous advertising.” Id. at 266-67. Since it included both legal and illegal pornography, it was overly broad and
As we noted above, that sentence was imposed by the same judge who imposed the sentence here. However, unlike the undefined ban the judge imposed in Loy, the court here incorporated
We realize that the court attempted to justify the prohibition of adult pornography on remand in Loy by relying upon the asserted difficulty of knowing whether persons depicted in pornography are minors. 237 F.3d at 255. However, that justification does not appear anywhere on this record. We will not scour the jurisprudence of a sentencing judge in an attempt to divine the justification for a sentence based upon similar sentences that the judge may have explained in a similar
Moreover, even if we were to reach beyond this record and assume the court was relying upon the same justification it furnished in Loy, the instant condition would still be problematic because it includes legal pornography depicting individuals who are clearly not minors. Accordingly, we will also vacate this condition of special release.
C. RESTRICTION ON ASSOCIATING WITH CHILDREN
The District Court prohibited Voelker from associating with minors without the prior approval of the Probation Officer and mandated that any such contact be in the presence of an adult who is familiar with Voelker’s criminal background. Voelker argues that this condition prevents him from having unsupervised contact with his two children or any children he may have in the future. He claims that it therefore interferes with his constitutional right of procreation, as well as his fundamental liberty and his freedom of association under the
In order for us to find plain error:
There must be an “error” that is “plain” and that “affects substantial rights.” The deviation from a legal rule is “error,” and an error is “plain” if it is “clear” or “obvious.” In most cases, an error affects substantial rights if it is prejudicial, i.e., “affected the outcome of the district court proceedings.” . . . We will exercise our discretion and vacate the sentence if the plan error affecting substantial rights also “seriously affects the fairness, integrity, or public reputation of judicial proceedings.”
United States v. Evans, 155 F.3d 245, 251 (3d. Cir. 1998) (internal citations omitted).
“A plainly erroneous condition of supervised release will inevitably affect substantial rights, as a defendant who fails to meet that condition will be subject to further incarceration.” United States v. Pruden, 398 F.3d 241, 251 (3d Cir. 2005). Similarly, “imposing a sentence not authorized by law seriously
We have held that a sentence is “imposed in violation of law,” and therefore plainly erroneous, when it is imposed without proper consideration for the statutory factors that govern sentencing. United States v. Cooper, 437 F.3d 324, 328 (3d Cir. 2006). “The court need not discuss every argument made by a litigant . . . . Nor must the court discuss and make findings as to each of the §3553(a) factors . . . .” Id. at 329. However, the record must contain sufficient reference to those factors to allow us to review for reasonableness.
We need not engage in an in-depth discussion of this claim. There is evidence on this record that Voelker exposed his daughter’s buttocks over the internet using his webcam. There is also evidence that he jeopardized his minor daughter’s welfare by offering her for sex during an online communication. Although Voelker claims that he never intended to follow through with that offer and that he was merely “role-playing,”
Even though the record contains evidence that supports a conclusion that Voelker may be capable of exploiting his own children, it is not clear to us that the District Court intended this
Although we resolved the ambiguity in Loy by supplying a presumption that ameliorated the problems that would have arisen had the ban included the defendant’s own family, we cannot do that here. Given this record, the court may have intended the condition to extend to Voelker’s own family. On remand, the court will have yet another opportunity to clarify the intended scope of this restriction and to provide sufficient guidance for the exercise of the Probation Officer’s discretion if a ban on associating with minors is reimposed.
We do not now express any opinion about the legality of a condition that so drastically interferes with one’s right to associate with one’s own children. We do, however, caution that any lifetime ban on association with minors should be supported by sufficient evidence to resolve the dispute over whether Voelker was simply role-playing. On remand, the court may wish to supplement this record with expert testimony from persons knowledgeable in this area in order to better resolve the dispute about Voelker’s potential threat to children, particularly his own children, rather than merely adopting the findings of the Presentence Report without further explanation. This is particularly true since the record does not set forth the expertise of the person(s) who prepared the Presentence Report, in addressing this sensitive and difficult area.
We need not reiterate that a sentencing court has broad discretion in fashioning an appropriate sentence and in resolving any factual dispute relevant to that difficult task. It is equally clear that the court should proceed cautiously in imposing any
III. CONCLUSION.
It is indeed unfortunate that we have had to review a sentence that mirrors one that this same judge previously imposed that we had to vacate not once, but twice. We realize that cases involving child pornography can be particularly difficult because they involve especially defenseless and vulnerable victims. Nevertheless, having previously explained the necessity for narrowly tailoring the kind of conditions of supervised release that were imposed here, we once again have to remand with instructions nearly identical to those we issued twice before. The court’s failure to apply our decision in Loy is even more worrisome when we consider that the conditions we vacated there pertained to a term of supervised release that only lasted three years. Here, for reasons that are not at all apparent on this record, the court concluded it was appropriate to impose a lifetime period of supervised release on a thirty-five year-old defendant, with the conditions we have discussed,
We would have hoped that the judge would have realized the need for even greater care in ensuring the proper nexus between sentence, offense, and offender given the lifetime duration of the conditions imposed. Yet, it appears that this sentence was imposed with no more analysis, support, or explanation than was the case in Loy.
Accordingly, for the foregoing reasons, we will vacate the challenged conditions of supervised release and remand to the District Court for further proceedings consistent with this opinion.
Notes
Although it is impossible to remain unaware of the exponential growth of computers or our dependence on them, it is still difficult to fully appreciate the extent to which they impact our daily lives because it is not always apparent. For example, “[c]ars today might have as many as 50 microprocessors . . . .” Karim Nice, How Car Computers Work, http://computer.howstuffworks.com/car-computer.htm (last viewed on December 28, 2006). “All cars manufactured today contain at least one computer.” What does the computer in a car do?, http://auto.howstuffworks.com/question113.htm (last visited Dec. 28, 2006). Computers control automatic braking systems and monitor everything from emissions to air and engine temperature. Id.
(2)(A) actual or simulated--
(I) sexual intercourse, including genital-genital, oral-genital, anal-genital, or oral-anal, whether between persons of the same or opposite sex;
(ii) bestiality;
(iii) masturbation;
(iv) sadistic or masochistic abuse; or
(v) lascivious exhibition of the genitals or pubic area of any person[.]
