UNITED STATES OF AMERICA v. VÍCTOR VARGAS-MARTÍNEZ
Nos. 16-2141, 16-2142
United States Court of Appeals For the First Circuit
October 1, 2021
Hon. Gustavo A. Gelpí, Jr., U.S. District Judge
APPEALS FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF PUERTO RICO
Before Howard, Chief Judge, Thompson and Kayatta, Circuit Judges.
Mary A. Davis and Tisdale & Davis, P.A., on brief for appellant.
W. Stephen Muldrow, United States Attorney, Mariana E. Bauzá-Almonte, Assistant United States Attorney, Chief, Appellate Division, and
HOWARD, Chief Judge. While on bail pending trial for charges of possession with intent to distribute marihuana, in violation of
I. BACKGROUND1
On February 16, 2015, Puerto Rico Police Department officers observed Vargas reach under a stairwell in a public housing project, retrieve a drum magazine, and hand it to another individual who placed it in a bag. The officers detained Vargas and the other individual. Inside the bag, the officers found the drum magazine, which contained forty rounds of .40 caliber ammunition, and a .40 caliber Kel Tec rifle with an obliterated serial number, loaded with twenty-two rounds of ammunition. Under the stairwell, the officers found a lunch box that had fifty-four bags of marihuana identified with an “under armour” logo and two Ziploc bags each containing seven baggies of marihuana. The officers found twelve additional baggies of marihuana and two decks of heroin in Vargas‘s jacket, and $369 in his pocket.
On February 18, 2015, a grand jury sitting in the District of Puerto Rico returned an indictment charging Vargas with possession with intent to distribute marihuana, in violation of
Vargas, however, did not comply with his conditions of release. At 7:27 p.m. on July 21, 2015, he left his home without authorization to do so. Vargas returned home, but he left again later that night. At around 9:50 p.m., Puerto Rico Police officers monitoring surveillance cameras saw Vargas acting suspiciously in the parking lot of a Puma gas station in Bayamón, Puerto Rico. They saw him reaching for his waistband for what seemed to be a firearm. Police officers were dispatched to the area to take a closer look. When they
Vargas asked the officers to inform his mother of his arrest. The officers went to Vargas‘s home, informed Vargas‘s mother of his situation and obtained her consent to search Vargas‘s room. In his room, the officers found an additional loaded firearm, a radio scanner, and a blade.
As a result of the events of July 21, 2015, Vargas was charged in a new case (Case No. 15-485) with receiving a firearm while being under indictment for a crime punishable by imprisonment for a term exceeding one year, in violation of
In March 2016, Vargas pleaded guilty to the sole count in Case No. 15-485 pursuant to a plea agreement. In the plea agreement, the parties calculated a base offense level of twelve under United States Sentencing Guidelines (“U.S.S.G.“)
The following month, Vargas pleaded guilty to the firearm count in Case No. 15-125 pursuant to another plea agreement. In that plea agreement, the parties noted that the guideline sentence for the offense of conviction was sixty months of imprisonment, the statutory mandatory minimum. The parties agreed to recommend that sentence to the court.
The Presentence Investigation Report (“PSR“) in each case tracked the plea agreements’ calculations of the GSRs. Vargas then requested that the court conduct a single sentencing hearing in which he would be sentenced for both counts of conviction. The court granted his request.
At the sentencing hearing, the court clarified that, although Vargas was being sentenced simultaneously in both cases, he was being sentenced for “separate crimes,” thus the cases were “not consolidated for purposes of relevant conduct” and the sentences would not be “concurrent.” The court then calculated the Guidelines’ recommended sentence for each count of conviction. In Case No. 15-485, it calculated a total offense level of ten, which resulted from a base offense level of twelve pursuant to
The court stated that it had reviewed the plea agreements, the PSRs, the parties’ sentencing memoranda, had heard counsels’ arguments, and had considered the
Prior to sentencing Vargas, the court inquired from the government whether it would move to dismiss the drug trafficking count pending in Case No. 15-125 as part of the plea agreement in that case, to which the government responded in the affirmative. The court also noted that Vargas‘s criminal history category of I in Case No. 15-485 was “a little bit deceiving” because, although he had a conviction in Case No. 15-125, the fact that he had not yet been sentenced translated into a lower criminal history category and, consequently, a lower GSR.
The court then acknowledged the parties’ recommended sentence of sixty months in Case No. 15-125 but rejected it and imposed an upwardly variant sentence of seventy-five months’ imprisonment, to be followed by five years of supervised release. In the court‘s view, the parties’ 60-month “recommendation underrepresent[ed] the severity of the criminal conduct in [that] case and more so the lack of utter respect for the [c]ourt‘s conditions of release [on bail].” The court also highlighted that the firearm in Case No. 15-125 was loaded with twenty-two rounds of ammunition and that, in addition, Vargas had a drum magazine with forty additional rounds of ammunition, which could have killed “a lot of people.”
As to Case No. 15-485, the court also rejected the parties’ recommended sentence of six months’ imprisonment and imposed an upwardly variant sentence of eighteen months, to be served consecutively to the sentence in Case No. 15-125, and to be followed by three years of supervised release. The court noted the “severity of the conduct,” the fact that this was “repeated conduct” as the offense was similar to that which gave rise to Case No. 15-125, and underscored that “this [second] case [was] way too soon” after the first one. In the court‘s view, that Vargas committed this offense just a couple of months after being released on bond in Case No. 15-125 showed his blatant disrespect for the law.
The government then requested that the drug trafficking count in Case No. 15-125 be dismissed pursuant to the plea agreement. The court granted the request. After sentencing Vargas, the court mentioned that it had considered a higher sentence because of the “troubl[ing]” nature of Vargas‘s conduct, but decided against it because of Vargas‘s “prospects for rehabilitation” due to his young age. It also explained that if the government had not dismissed the drug trafficking count in Case No. 15-125, he would have faced “another consecutive sentence” so, in the court‘s opinion, Vargas “benefit[ed]” from the plea deal and the court‘s sentence. Vargas did not object to the sentences imposed. These consolidated appeals followed.3
II. ANALYSIS
On appeal, Vargas challenges the procedural reasonableness of both sentences and the substantive reasonableness of his sentence in Case No. 15-485. We review sentencing decisions for “reasonableness, regardless of whether they fall inside or outside the applicable GSR.” United States v. Turbides-Leonardo, 468 F.3d 34, 40 (1st Cir. 2006). Our review is bifurcated. We first ensure that the district court has committed no significant procedural error, such as “failing to calculate (or improperly calculating) the Guidelines range, treating the Guidelines as mandatory, failing to consider the
We generally apply the deferential abuse-of-discretion standard to preserved challenges to the procedural reasonableness of a sentence.4 United States v. Del Valle-Rodríguez, 761 F.3d 171, 176 (1st Cir. 2014). However, when, as here, the defendant failed to preserve an objection to the procedural reasonableness below, the plain error standard supplants that customary standard of review. United States v. Rondón-García, 886 F.3d 14, 20 (1st Cir. 2018). Under the plain error standard, the defendant must show: “(1) that an error occurred (2) which was clear or obvious and which not only (3) affected the defendant‘s substantial rights, but also (4) seriously impaired the fairness, integrity, or public reputation of judicial proceedings.”
United States v. Medina-Villegas, 700 F.3d 580, 583 (1st Cir. 2012) (quoting United States v. Duarte, 246 F.3d 56, 60 (1st Cir. 2001)).
Vargas first argues that his 75-month sentence in Case No. 15-125 was the result of the district court‘s “misapplication” of the Guidelines. According to Vargas, because the guideline sentence for a
Vargas‘s argument is based on faulty foundations. For starters, we note that Vargas conceded both below and on appeal that the court‘s Guidelines calculations were correct. Furthermore, the record shows that, contrary to Vargas‘s contentions, the court did not apply any
merely based on the
Vargas next argues that, under the Guidelines, any
We have observed that, post-United States v. Booker, 543 U.S. 220 (2005), the distinction between departures and variances is one of form rather than substance. United States v. Santini-Santiago, 846 F.3d 487, 490 (1st Cir. 2017). In any event, we have repeatedly rejected Vargas‘s contention that any
Vargas next argues that the court improperly imposed multiple punishments for the same act, i.e., his possession of the Ruger pistol. According to Vargas, the court impermissibly “double counted th[e] same Ruger possession” and imposed three different sentences for his possession of that firearm: a 12-month sentence “under [
Vargas did not receive three sentences for the same offense. He received two sentences, each for different offenses committed on different dates: he received a 75-month sentence in Case No. 15-125 for his possession of the Kel Tec rifle in furtherance of a drug trafficking offense on February 16, 2015, and an 18-month sentence in Case No. 15-485 for possessing the Ruger pistol while under indictment for a felony on July 21, 2015.6 Although both sentences were imposed in the same proceeding, the court clearly stated that the two sentences were being imposed for “different offenses” in separate cases.
In sentencing Vargas for his possession of a firearm in furtherance of drug trafficking in Case No. 15-125, the court took into consideration, among other factors indicative of Vargas‘s characteristics, that he had violated his release conditions by possessing another firearm -- the Ruger pistol. This, however, did not constitute impermissible double counting. “Double counting concerns usually involve the use of a single factor more than once to calculate
Likewise, the court did not engage in double counting when sentencing Vargas in Case No. 15-485 as it did not use Vargas‘s possession of the Ruger pistol twice in calculating the applicable GSR. Although the court did consider the nature and circumstances of the offense in fashioning the sentence after
calculating the GSR, this does not constitute double counting. See id. at 764 (explaining that an “overlap between the Guidelines and other sentencing factors enumerated in
Building on his previous argument, Vargas argues that the district court erred in imposing consecutive sentences. He acknowledges that
Although Vargas conveniently breaks up his 75-month sentence for his
Finally, Vargas contends that his sentence in Case No. 15-485 is substantively unreasonable because the district court relied exclusively on the elements of the offense to justify a sentence above the GSR. According to Vargas, “the court did not provide any reason” for imposing a
Preserved challenges to the substantive reasonableness of criminal sentences engender abuse-of-discretion review. See Holguin-Hernandez v. United States, 140 S. Ct. 762, 766 (2020); United States v. Bruno-Campos, 978 F.3d 801, 808 (1st Cir. 2020). We approach such challenges mindful that “[t]here is no one reasonable sentence in any given case but, rather, a universe of reasonable sentencing outcomes.” United States v. Clogston, 662 F.3d 588, 592 (1st Cir. 2011) (citing Martin, 520 F.3d at 92). Our task is “to determine whether the [challenged] sentence falls within this broad universe.” United States v. Rivera-Morales, 961 F.3d 1, 21 (1st Cir. 2020).
The hallmarks of a substantively reasonable sentence are a plausible sentencing rationale and a defensible result. Clogston, 662 F.3d at 593. Where, as here, a variant sentence is imposed, the district court‘s explanation for the deviation “should typically be rooted either in the nature and circumstances of the offense or the characteristics of the offender,” and “must justify a variance of the magnitude in question.” Martin, 520 F.3d at 91. This requirement, however, “does not require the court to be precise to the point of pedantry.” Del Valle-Rodríguez, 761 F.3d at 177. It is against this backdrop that we turn to the defendant‘s contention.
Vargas is right that a sentencing court may not exclusively rely on the elements of the offense to support an upward variance. See United States v. García-Pérez, 9 F.4th 48, 53 (1st Cir. 2021) (explaining that the court‘s reliance on the defendant‘s “possession of a machinegun cannot suffice as an adequate explanation for its [upwardly] varian[t]” sentence for his
III. CONCLUSION
For the foregoing reasons, Vargas‘s sentences are affirmed.
HOWARD
Chief Judge
