UNITED STATES OF AMERICA v. TOWN OF COLORADO CITY, ARIZONA; TWIN CITY WATER AUTHORITY, INC.
No. 17-16472
United States Court of Appeals for the Ninth Circuit
August 26, 2019
D.C. No. 3:12-cv-08123-HRH
Before: MICHAEL DALY HAWKINS and MILAN
FOR PUBLICATION. Argued and Submitted April 18, 2019 San Francisco, California. * The Honorable Barbara M. G. Lynn, Chief United States District Judge for the Northern District of Texas, sitting by designation.
Appeal from the United States District Court for the District of Arizona H. Russel Holland, District Judge, Presiding
OPINION
SUMMARY**
Civil Rights
The panel affirmed the district court‘s judgment in favor of the United States in its action against the Town of Colorado City, Arizona brought under the Violent Crime Control and Law Enforcement Act of 1994,
The United States brought a civil action against the municipal defendants and their utility providers alleging a pattern or practice of discrimination against residents who were not members of Fundamentalist Church of Jesus Christ of Latter-Day Saints. The essential allegation of the United States was that defendants functioned as an arm of the Church and conspired with Church leaders to use municipal resources to advance Church interests.
The panel held that, in holding that defendants violated
The panel held that it was not necessary to address Colorado City‘s arguments about the district court‘s Fourth Amendment-related factual findings because, even if those arguments were correct, the error was harmless. The panel further held that the district court did not err in admitting the statements of Church leaders under the co-conspirator exception to the rule against hearsay. The panel held that taken together, the evidence was sufficient to establish that defendants conspired with Church members to advance the Church‘s illicit objectives. While certain other statements admitted by the district court did not fall under the co-conspirator exception, the district court did not err in admitting them because they were otherwise admissible. The panel concluded that because of the overwhelming evidence that Colorado City deprived non-Church residents of their constitutional rights, it was more probable than not that the court would have reached the same verdict on the United States’
COUNSEL
Jeffrey C. Matura (argued) and Melissa England, Barrett & Matura P.C., Scottsdale, Arizona; R. Blake Hamilton, Durham Jones & Pinegar P.C., Salt Lake City, Utah; for Defendants-Appellants.
Christine A. Monta (argued) and Thomas E. Chandler, Attorneys; John M. Gore, Acting Assistant Attorney General; Appellate Section, Civil Rights Division, United States Department of Justice, Washington, D.C.; for Plaintiff-Appellee.
OPINION
M. SMITH, Circuit Judge:
When the United States suspected the Town of Colorado City, Arizona (Colorado City) and Hildale City, Utah (collectively the Towns) of engaging in a pattern or
Colorado City2 appeals the district court‘s decision on three grounds, all of which fail. The district court correctly interpreted
FACTUAL AND PROCEDURAL BACKGROUND
Straddling the Utah and Arizona border, the Short Creek Community is a religious settlement composed of the Towns. Most residents are FLDS members and follow the teachings of Warren Jeffs, whom they sustain as a prophet and leader of the Church. Since becoming the head of the Church in 2002, Jeffs has promulgated a strict set of rules for FLDS members, such as prohibitions on: vacations, toys, attendance at public schools, and displays of affection between husbands and wives.
The United States brought a civil action against the Towns and their municipal utility providers, Twin City Water Authority and Twin City Power, alleging a pattern or practice of discrimination against non-FLDS residents. The essential allegation of the United States was that the Towns functioned as an arm of the Church and conspired with FLDS leaders to use the Towns’ municipal resources to advance Church interests. The complaint stated a claim against the Towns pursuant to
At trial, the United States argued that FLDS leaders selected the Towns’ leaders and members of the Colorado City Marshal‘s Office (Marshals), which served as the police department for the Towns. The United States offered testimony that the FLDS “ran the [Towns‘] government” and that the Towns’ government “was a part of the [C]hurch.” It also offered evidence demonstrating that FLDS leaders instructed local government officials on how to perform their jobs in a way that advanced the Church‘s interests. Marshals, for example, ignored violations of the law—such as underage marriage, unlicensed drug distribution, and food stamp fraud—by FLDS members.
The Marshal‘s Office worked closely with FLDS leaders. Marshals helped
The Marshal‘s Office also helped Jeffs after he became a fugitive. Less than three years after Jeffs became head of the Church, the United States secured a warrant for his arrest on charges of sexual misconduct with children. The FBI sought the help of the Marshal‘s Office to locate Jeffs, but the Marshals did not cooperate; instead, they hindered the FBI‘s investigation and helped Jeffs hide for over a year. The Marshals also provided Jeffs with financial assistance and information on the activities of federal law enforcement to help him evade capture. The Marshals even helped destroy evidence of the crimes for which Jeffs was accused by burglarizing a former FLDS member‘s business.
The United States also presented evidence that members of the Marshal‘s Office discriminated against non-FLDS residents. It contended that the Marshals failed to provide effective police protection to residents who were not FLDS members. One non-FLDS resident testified, for example, that a Marshal drove to his home, walked out of his car, and “just came over and grabbed my arm and [] bent it up around my back.” Although the resident explained that he had a legal right to occupy the property and presented an occupancy agreement, he was charged with trespassing.
The jury returned an advisory verdict finding the Towns liable under
Although the Towns appealed the district court‘s finding of liability under
STANDARD OF REVIEW AND JURISDICTION
We have jurisdiction pursuant to
Whether the district court correctly interpreted
ANALYSIS
I. 34 U.S.C. § 12601
The principal dispute in this case concerns the proper interpretation of
any governmental authority, or any agent thereof, or any person acting on behalf of a governmental authority, [from engaging] in a pattern or practice of conduct by law enforcement officers or by officials or employees of any governmental agency . . . that deprives persons of rights, privileges, or immunities secured or protected by the Constitution or laws of the United States.
Colorado City argues that the district court erred by construing the statute as imposing liability on governments for patterns of constitutional violations committed by their officers and agents. It asserts that
enforcement officers commit, without requiring an additional showing that the municipality‘s policy or custom caused those violations.” This issue—whether
Colorado City relies on the premise that, by including “pattern or practice” in
“[T]he general rule regarding actions under civil rights statutes is that respondeat superior applies.” Bonner v. Lewis, 857 F.2d 559, 566 (9th Cir. 1988). In Monell, the Court carved out an exception to this general rule by holding that a municipality may not be held liable pursuant to
to violate another‘s constitutional rights,” the Court reasoned that Congress did not intend to impose vicarious liability on municipalities “solely on the basis of the existence of an employer-employee relationship with a tortfeasor.” Id. at 692. Moreover, in the Civil Rights Act of 1871—the predecessor statute to
Monell‘s holding remains the exception to the general rule.4 We have declined to
We likewise decline to extend Monell‘s holding to claims pursuant to
First,
Second,
In arguing that the statutory text supports its position, Colorado City relies on the fact that the phrase “pattern or practice” appears in both
it claims, “refers to the same language necessary to show a ‘custom’ under Monell.”
We acknowledge that Congress used “pattern or practice” in both statutes, and are mindful that “[a] basic principle of interpretation is that courts ought to interpret similar language in the same way, unless context indicates that they should do otherwise.” Shirk v. United States ex rel. Dep‘t of Interior, 773 F.3d 999, 1004 (9th Cir. 2014). That principle, however, does not necessarily support Colorado City‘s argument, for Congress has also used “pattern or practice” literally, rather than as a term of art, in several statutes. See, e.g.,
For this reason, Congress‘s use of “pattern or practice” in
Our interpretation of the statute aligns with our recognition that although “[§] 12601 shares important similarities with
at 653. Had Congress wished to eliminate respondeat superior liability under
Unable to muster support for its position in the statutory text, Colorado City urges us to examine
Even if this case warranted consideration of it, the legislative history that Colorado City relies on does not support its argument. Colorado City focuses on the legislative history of
which arose from Goldsboro, North Carolina, involved “a young black man who was strangled to death by city police officers.” Id. at 139. Congress did not suggest that either incident arose from an official policy or custom. Nonetheless, Colorado City contends that this history—although history of a different and superseded law—demonstrates that Congress did not intend to impose respondeat superior liability under
We disagree. At best, the PAA‘s legislative history supports the argument that Congress passed
When interpreting legislation, our role “is to apply the statute as it is written—even if we think some other approach might ‘accor[d] with good policy.‘” Burrage v. United States, 571 U.S. 204, 218 (2014) (alteration in original) (quoting Comm‘r v. Lundy, 516 U.S. 235, 252 (1996)). Section 12601 provides a civil cause of action to the United States Attorney General when a local government‘s agents “engage in a pattern or practice of conduct . . . that deprives persons of rights, privileges, or immunities secured or protected by the Constitution or laws of the United States.”
principles. Accordingly, the district court did not err in its construction of
II. Factual Findings
Colorado City next argues that the district court made three mistakes in its factual findings related to the Towns’ alleged violations of the Fourth Amendment. First, it argues that the court erroneously included legal conclusions in its findings of fact, in violation of
We need not address these alleged errors because they do not affect the district court‘s holding that Colorado City violated
Because Colorado City‘s arguments relate only to the court‘s findings of fact as to the Fourth Amendment violation, the court‘s judgment stands even if Colorado City is correct. Accordingly, any such purported error by the district court was harmless.
Colorado City urges us to nevertheless address the merits of its argument because “the district court‘s erroneous factual findings exposed the Towns to unfounded liability through lawsuits that Isaac Wyler, Patrick Pipkin, and Andrew Chatwin filed for unlawful arrest.” Those lawsuits, however, are irrelevant to our harmless error analysis because the relevant question is “whether the [] verdict actually rendered in this trial” was attributable to the district court‘s error. Sullivan v. Louisiana, 508 U.S. 275, 279 (1993). Thus, the fact that
III. Admission of FLDS Leaders’ Statements
Finally, we turn to Colorado City‘s argument that the district court erred when it admitted the statements of various FLDS leaders under the co-conspirator exception to the rule against hearsay.
Before trial, the United States moved to admit several FLDS leaders’ statements under the co-conspirator exception.
Although a final decision on this point must await trial evidence, prior proceedings in this case cause the court to believe that the United States will succeed in producing evidence of a joint venture or concert of action between the FLDS Church and the [Towns]. Subject to the United States proving up its concerted action contention, the court is prepared to rule that out-of-court statements of FLDS leaders in furtherance of concerted action between the FLDS Church and [the Towns] [are] not hearsay and [are] admissible.
Later during trial, the court determined that the United States had satisfied its burden of establishing the existence of a conspiracy. It instructed the jury that “the [United States] has made its case, as far as I am concerned, for purposes of the admission of the testimony, that there was a [conspiracy].”
Colorado City first argues that the district court clearly erred by finding the existence of a conspiracy between the Church and the Towns. Its contention rests largely on the claim that “[w]hen the district court ‘tentatively’ ruled that the United States had established a conspiracy, the evidence was insufficient to show the existence of a conspiracy for purposes of Rule 801(d)(2)(E).” That argument fails because “[i]t is not controlling [] whether sufficient independent evidence connecting [the Church] with the conspiracy existed at the time the trial judge made his first ruling under Rule 801(d)(2)(E).” United States v. Watkins, 600 F.2d 201, 204–05 (9th Cir. 1979). “In ascertaining whether the foundation has been established, we can, therefore, consider all the evidence independent of the challenged statements, regardless of the order of proof.”
United States v. Miranda-Uriarte, 649 F.2d 1345, 1351 (9th Cir. 1981). The evidence must “be considered in a light most favorable to the government.” Id.
Here, the United States presented extensive evidence at trial that supported the existence of a conspiracy between the Church and the Towns. That evidence included testimony that: officials from the Towns attended meetings in which FLDS leaders instructed them on how to handle legal issues in a way that advanced the Church‘s interests; Jeffs excommunicated the Towns’ leaders who did not follow his orders; FLDS leaders determined who would occupy the Towns’ government positions such as mayor, city council members, and police officers; the Marshal‘s Office was willfully blind to FLDS members’ illegal activities; members of the Marshal‘s Office helped Jeffs evade capture by the FBI while he was a fugitive; and several of the Towns’ officials “spied” on residents who the Church considered “out of conformance with [FLDS] regulations.” Taken together, this evidence is sufficient to establish that the Towns conspired with
Colorado City also argues that the district court legally erred by misinterpreting the co-conspirator exception to the rule against hearsay. That argument, however, is belied by the record. The district court repeatedly acknowledged that a statement must be made in furtherance of a conspiracy to qualify under
during and in furtherance of that effort.” Accordingly, we reject Colorado City‘s argument that the court misconstrued the rules of evidence.
Lastly, contrary to Colorado City‘s argument, the district court did not abuse its discretion by admitting over twenty statements by FLDS leaders. Several of the statements, including several transcriptions of Jeffs’ dictations and telephone calls, were properly admitted under the co-conspirator exception. These statements “catalogued and analyzed factors relevant” to the alleged conspiracy. United States v. Schmit, 881 F.2d 608, 612 (9th Cir. 1989). They include statements by Jeffs recounting instructions he gave to FLDS members to perform underage marriages, describing the appointment of FLDS members to leadership positions in the Towns, and stating that FLDS members had gone into hiding “to not be served [] legal papers.” That “some portions of the statement[s] may have been ‘idle chatter’ or [‘]casual admissions of culpability’ [does] not render” the statements inadmissible. Id. That is especially true because, during trial, the Towns moved to exclude “the statement[s] as a whole” rather than “particular passages in the statement[s].” Id.
While certain other statements admitted by the district court and challenged by Colorado City do not fall under the co-conspirator exception in
Several of those statements were admissible because they were not hearsay. These included instructions by Jeffs to FLDS members to not communicate with, and to
otherwise avoid, “apostates“—residents who were once FLDS members, but who had left the Church. See United States v. Chung, 659 F.3d 815, 833 (9th Cir. 2011) (“Instructions to an individual to do something are . . . not hearsay . . . because they are declarations of fact and therefore are not capable of being true or false.” (alterations in original) (quoting United States v. Reilly, 33 F.3d 1396, 1410 (3d Cir. 1994))). Still others, such as Jeffs’ statement that he prayed for the destruction of Arizona and Utah, were introduced for their effect on the listener. See United States v. Payne, 944 F.2d 1458, 1472 (9th Cir. 1991).
Other challenged statements, such as Jeffs’ statement about “[t]he attack of [] enemies upon [the FLDS community],” were admissible under the business records exception to the hearsay rule.
Even if the district court erroneously admitted some hearsay statements, reversal is not warranted. Because the jury rendered only an advisory verdict on the United States’
1971)). Because the judge ultimately ruled on the United States’
CONCLUSION
In holding that the Towns violated
AFFIRMED.
