UNITED STATES OF AMERICA, Plaintiff-Appellee, versus STEPHEN G. HOUSE, Defendant-Appellant.
No. 10-15912
United States Court of Appeals, Eleventh Circuit
June 20, 2012
D. C. Docket No. 4:10-cr-00001-RLV-WEJ-1
Before BARKETT and PRYOR, Circuit Judges, and BUCKLEW, District Judge.
When the driver of a motor vehicle notices blue lights flashing in the rear view mirror, the driver cannot help but feel a sense of dread. The public reposes a special trust in the peace officers we empower to patrol our highways. That power includes the authority to disrupt the flow of motor vehicle traffic, often traveling at high speeds, and the power to detain a driver and vehicle on the side of a road, which can be a dangerous place. This appeal involves a federal officer with limited authority who repeatedly usurped the power to patrol traffic, violated the civil rights of motorists, abused the public trust, and lied about it in official reports.
Stephen G. House, a former officer of the Federal Protective Service, appeals his convictions and sentences for eight counts of willfully depriving a person of the constitutional right to be free from unreasonable seizure by a law enforcement officer,
I. BACKGROUND
In 2010, a federal grand jury returned a superseding indictment that charged House with eight counts of depriving a motorist of the constitutional right to be free from unreasonable seizure by a law enforcement officer,
Immediately after the jury was administered its oath at House‘s trial, the district court explained to them that it would charge them about the law after the presentation of the evidence. The court also instructed the jury, “Don‘t start making up your mind about the guilt or innocence of the defendant until you have heard the whole case. We have a bad habit as human beings of letting first impressions control what we think about something. Wait until you hear it all.”
At trial, the government presented testimony from several current and former officers of the Federal Protective Service about the limitations imposed upon their authority by agency policy and about House‘s history of violating that
Agency policy required officers who conducted a traffic stop or activated the emergency lights on their vehicles to submit an incident report on a numbered agency form, General Services Administration Form 3155. Dewayne Andrews, a Regional Director, testified that it was important for officers to be truthful in the reports, both because the Federal Protective Service used the reports in determining whether an officer‘s use of his emergency lights was permissible and because other law enforcement agencies used the reports in criminal prosecutions. Russell Dingman, a Senior Instructor and Program Manager at the Federal Law Enforcement Training Center, also testified that it was important that a report include truthful information regarding “all of the facts of the case, the who, what, when, where, and how of the case.” Dingman explained that other agencies used the reports in deciding whether to initiate criminal prosecutions, and he testified
Three officers also testified that House had been reprimanded about violating agency policy regarding traffic stops on several occassions during his career with the Federal Protective Service. Andrews; John Curtis Glynn, Jr., a former District Director; and Shirley Reed, a Risk Management Branch Chief, each testified about personally explaining to House that his authority did not encompass stopping motorists for minor traffic violations outside federal property. Glynn testified that he had prepared a written reprimand of House for conducting a traffic stop without authority, but that he had not delivered the reprimand after meeting with House and warning him about agency policy regarding traffic stops. Glynn explained that his main concern had been that House understood the policy and recognized that violating that policy “could lead to a more severe action by [the Federal Protective Service].” Reed testified that, after she had received a report that House had conducted a traffic stop without authority, she spoke with House to ensure that he understood agency policy regarding traffic stops. Andrews testified that he received notice of an internal agency investigation of House premised upon allegations that House had conducted traffic stops without authority, and that House‘s right to drive his law enforcement vehicle home from
During the examination of Reed, the prosecutor asked her, “If [Federal Protective Service officers] have probable cause to make a traffic stop, they are violating the civil rights of the motorists?” Reed answered in the affirmative, and House objected and asserted, “That‘s not true.” The district court replied, “It is too. It‘s got some if‘s and and‘s to it. We are getting to the if part. I think you are farafield [sic].” The district court then sustained House‘s objection. House did not object to the district judge‘s comment, and he did not request a contemporaneous limiting instruction as to either the prosecutor‘s question, Reed‘s response, or the judge‘s comment. Not long after the district court sustained House‘s objection, the prosecutor asked Reed, “If [Federal Protective Service officers] have probable cause and they do detain the individual, they have done something unlawful?” Reed answered, “Correct.” House did not object to
The government also presented testimony from the seven motorists whose civil rights House was charged with violating. These motorists testified about their encounters with House. In addition, the motorists whose encounters with House were recorded in the incident reports described in the indictment testified about the assertions in House‘s reports.
Padgett testified that, on July 28, 2006, he was sitting in his vehicle at a red light waiting to turn left when he observed House approach quickly from the rear in a black, unmarked vehicle and pull into the lane behind Padgett. When the light turned green, Padgett turned left and then proceeded forward in the right lane of a four-lane road, with House following closely behind him. House eventually passed Padgett and then moved back into the right lane in front of Padgett. When a vehicle in front of House slowed to make a turn, House, followed by Padgett, moved into the left lane. House then applied his brakes and abruptly brought his vehicle to a stop for no apparent reason, forcing Padgett to slam his brakes to avoid hitting the rear of House‘s vehicle. House then allowed Padgett to pass him, pulled behind Padgett, and activated his emergency lights. Padgett testified that he had not exceeded the speed limit, had properly signaled before making each
After Padgett pulled his vehicle over, House approached Padgett‘s vehicle in uniform with his hand on his pistol. House yelled at Padgett, saying that Padgett was “about to get what [he] deserved” and that House had called 911. House then returned to his vehicle, and House and Padgett waited 45 minutes for local law enforcement officers to arrive. Padgett did not feel that he was free to leave because House still had his lights on and had told Padgett that local law enforcement officers were on their way. When the local law enforcement officers arrived, they listened to both House‘s and Padgett‘s accounts of the incident and then issued Padgett a citation for aggressive driving. Padgett hired a lawyer to contest the aggressive driving charge. Padgett and his lawyer attended six to eight court hearings in relation to the charge over a two-year period, but House never appeared to testify. The charge was eventually dismissed.
Padgett testified that, on November 28, 2006, he was driving 68 miles per hour in the left lane of a four-lane road where the speed limit was 65 miles per hour when he observed House‘s black vehicle approaching him from behind at a high rate of speed. House sped around Padgett in the right lane and then moved
House was wearing a uniform and carrying a pistol, and Padgett recognized House as the officer who had pulled him over the previous July. House yelled at Padgett, saying that when a vehicle approaches from behind, Padgett should move out of the way. The encounter lasted ten minutes, after which House drove away. Padgett believed he was detained during those ten minutes because “when somebody runs you off the road at a high rate of speed, and they are dressed in a police uniform, they are detaining you.” After House left, Padgett called 911 because he feared that House had no regard for anyone‘s safety.
Sonya Caravalho testified that, on February 26, 2007, she was driving in the left lane on Interstate 75 when she observed House approach her from behind in a black, unmarked vehicle at a very high rate of speed. Caravalho moved into the center lane to allow House to pass her, then returned to the left lane. As House drove past her, Caravalho observed that he was wearing a uniform. She then observed House driving erratically, flashing his lights at vehicles in front of him
After Caravalho pulled over her vehicle, House approached her window, yelled at her, saying she should not follow a federal agent, told her that he was going to call the Georgia State Patrol, took her driver‘s license, and returned to his vehicle. Caravalho did not believe she was free to leave. After 10 to 15 minutes, House returned to Caravalho‘s vehicle, told her there were no state officers available, and returned her driver‘s license to her. House did not issue Caravalho a citation or arrest her. House filed a written report about his traffic stop of Caravalho, in which he stated that Caravalho had been driving recklessly before he
Lee Anthony Rivas testified that, on July 27, 2007, he was driving no more than 15 to 20 miles per hour in the lane immediately adjacent to the far left lane on Interstate 75 during heavy rush hour traffic. In anticipation of merging into the left lane, Rivas activated his turn signal and checked for traffic in his rearview and side mirrors; he noticed House in the left lane driving a black, unmarked vehicle, positioned far enough behind Rivas‘s vehicle that Rivas believed he could safely merge in front of House. Rivas merged into the left lane in front of House, at which point House accelerated toward Rivas‘s vehicle and then abruptly applied his brakes, flashed his headlights, and honked his horn. House then merged onto the left shoulder of the road, pulled up beside Rivas, rolled down his window, and accused Rivas of cutting him off. After Rivas denied House‘s accusation, House told Rivas to pull over, and House activated his emergency lights. Rivas pulled into the left lane behind House. Rivas was certain that he had not violated any traffic laws, but the fact that House had emergency lights on his vehicle led Rivas to believe he was legally obligated to stop.
After Rivas pulled over, House approached Rivas‘s car in uniform, his demeanor suggesting that he “wanted to punch [Rivas] in the face,” and told Rivas
During his direct examination of Rivas, the prosecutor submitted into evidence the incident report House had filed regarding House‘s encounter with Rivas. House stated in the report that Rivas had merged into the far left lane of Interstate 75 in front of House‘s vehicle and had “jammed on his brakes“; that Rivas had spun sideways in front of House and forced House to “brake[] hard” and to veer into the emergency lane to avoid striking Rivas‘s vehicle; that House had activated his blue lights to prevent other traffic from striking him, at which point Rivas had pulled into the emergency lane; that House had remained on the highway, rolled down his window, and advised Rivas to drive more carefully; that Rivas had “continued driving in the emergency lane” and had swerved toward House‘s government vehicle twice, nearly striking the government vehicle; and that House had then activated his blue lights, pulled over, approached Rivas‘s
Rivas testified that House‘s report was false. Rivas testified that he had not “jam[med] on his brakes” immediately after moving into the left lane in front of House; that he had not lost control of his car or spun sideways in front of House; that his vehicle was never sideways in the lane; that he had pulled into the emergency lane only after House activated his blue lights to “pull [him] over“; that House had not remained on the highway after he activated his blue lights; and that he had not driven in the emergency lane, swerved toward House‘s vehicle, or nearly struck House‘s vehicle.
Joseph Kinnamont testified that, on April 30, 2008, he was driving in the left lane on Interstate 75, passing tractor trailer trucks that were traveling in the middle and right lanes, when House approached him from behind at a very high rate of speed in a marked law enforcement vehicle. House maneuvered his vehicle within four to five feet of Kinnamont‘s vehicle and flashed his headlights. Kinnamont understood that House wanted to pass him, but with a tractor trailer on one side of him and a guard rail on the other, Kinnamont could not move out of the lane. Kinnamont believed that he “had to be going over the speed limit to be passing the tractor trailers,” but he was not driving aggressively. House was
After Kinnamont passed the tractor trailers, House activated his emergency lights, slowed his vehicle, and began “escorting” Kinnamont to the side of the road. As Kinnamont was slowing his vehicle to a stop on the shoulder of the road, House turned off his emergency lights and sped away. Kinnamont decided to report House, so he merged back onto the road and accelerated, in an attempt to catch House‘s vehicle and record the phone number listed on the rear. As Kinnamont approached House‘s vehicle, Kinnamont flashed his headlights in an attempt to cause House to slow down, but Kinnamont remained somewhere between 100 and 200 yards behind House, and Kinnamont did not drive faster than the posted speed limit. House then drove onto the shoulder of the road and stopped his vehicle, and once Kinnamont caught up to House, Kinnamont stopped his own vehicle behind House‘s.
House stepped out of his vehicle with his hand on his revolver, appearing “extremely angry,” and asked Kinnamont what his problem was. When Kinnamont told House that he intended to file a complaint against House, House became “mad as a hornet,” told Kinnamont that he was going to restrict Kinnamont‘s movement, backed his vehicle onto Interstate 75 in oncoming traffic,
When the local law enforcement officers arrived, they questioned House and Kinnamont, and Kinnamont testified that House provided a false account of the encounter. The local law enforcement officers arrested Kinnamont, charged him with aggressive driving, impeding the flow of traffic, and following too closely, impounded his car, and took his driver‘s license. Kinnamont was released from jail five hours later, and the charges against him were eventually dropped. House filed a written report of his encounter with Kinnamont, in which he alleged that Kinnamont had been driving recklessly at the time of the encounter. Kinnamont testified that the report contained numerous false statements.
During the prosecutor‘s direct examination of Kinnamont regarding the charges filed against him, Kinnamont testified that the charges had been dismissed, and House objected on the basis that Kinnamont was “going to explain why the charges were dropped.” In response to House‘s objection, the district court said to the prosecutor, “We will get the court records and see why they were
Davis Wibel testified that he turned left into the left lane of a four lane road around 5:30 a.m. on December 3, 2008. There was no traffic on the road when Wibel made the turn. As Wibel was accelerating up to the speed limit, House appeared behind him in a government vehicle and began “tailgating” his vehicle, although there was no traffic in the right lane. Wibel moved into the right lane to allow House to pass him, but House did not pass him. As the two vehicles traveled down the road, House retreated two to three car lengths behind Wibel, at which point Wibel merged into the left lane to pass a vehicle traveling in the right lane. House then sped up and “got in behind” Wibel, “right on [Wibel‘s] bumper.” Wibel merged back into the right lane, but again House did not pass him. To avoid trouble, Wibel reduced his speed, and House then passed him. When House was two to three car lengths in front of Wibel, Wibel merged back into the left lane. House then slammed his brakes, forcing Wibel to merge back into the right lane to avoid hitting House‘s vehicle. Wibel had not followed House too closely
A short time later, a local law enforcement officer activated his emergency lights to stop Wibel, at which point House activated his emergency lights, and Wibel, the local officer, and House all stopped their vehicles on the side of the road. Wibel had not violated any traffic laws and was not driving aggressively. On direct examination, Wibel testified that he believed he was obligated to stop his vehicle because two law enforcement officers were pulling him over, but on cross examination, he testified that it was the local officer, not House, who caused him to stop. The local officer questioned House and Wibel, and Wibel testified that House gave the local officer a false account of the events that had transpired between them. The local officer arrested Wibel and charged him with aggressive driving. Wibel was released from jail several hours later. He pleaded nolo contendere to the aggressive driving charge because he was told it would cost more money to dispute it. John Beal, the local law enforcement officer who arrested Wibel, testified that House had been “insistent upon having [Wibel]
During his direct examination of Wibel, the prosecutor submitted into evidence the incident report House had filed regarding House‘s encounter with Wibel. House stated in the report that Wibel had accelerated to prevent House from passing him; that Wibel had driven so fast that House had lost sight of Wibel‘s vehicle; that, after his vehicle had retreated behind House‘s vehicle, Wibel had approached House‘s vehicle from the rear so quickly that House had “expected impact“; and that Wibel had passed House in the right lane and then cut back in front of House in the left lane, narrowly missing the bumper of House‘s vehicle. The prosecutor gave Wibel a copy of the report to reference while the prosecutor questioned him.
Wibel testified that House‘s report was false. Wibel testified that he had not accelerated to prevent House from passing him; that he had not driven out of sight of House‘s vehicle, that the only reason he had “c[o]me up on the rear of [House‘s] vehicle” was because House had hit the brakes, and that he had not cut in front of House‘s vehicle so that he narrowly missed the bumper of the vehicle.
Daniel McFarland, a police officer with the City of Atlanta Police Department, testified that he was driving faster than the speed limit on Interstate 75 around 6:15 a.m. on January 9, 2009, when he noticed House driving a law enforcement vehicle in the adjacent lane. McFarland was in his personal vehicle and was not in uniform. McFarland decreased his speed when he saw House‘s vehicle so that the two vehicles were traveling the same speed, with McFarland‘s vehicle roughly a car length behind House‘s vehicle. House then slowed until his vehicle was parallel with McFarland‘s vehicle, then slowed again and merged behind McFarland, then merged into the lane to the right of McFarland and accelerated until his vehicle was parallel with McFarland‘s vehicle, then accelerated again and merged in front of McFarland. House then decreased his speed to 35 or 40 miles an hour, even though the speed limit was 50 miles per hour and there was no traffic on the Interstate at the time. McFarland drove behind House for roughly a mile and then changed lanes, accelerated up to the speed limit, and passed House.
During the prosecutor‘s direct examination of McFarland, he submitted into evidence the incident report House had filed regarding House‘s encounter with McFarland. House stated in the report that McFarland had initially approached House in House‘s lane and had come very close to the rear of House‘s vehicle; that House had changed lanes to avoid McFarland; that McFarland had woven in and out of traffic; that McFarland had nearly sideswiped House‘s vehicle; and that McFarland had approached House‘s vehicle with his hands in his pockets shouting
McFarland testified that House‘s report was false. McFarland testified that he and House were driving in different lanes when he had initially approached House‘s vehicle, that he had not come close to striking House‘s vehicle from the other lane as he approached the vehicle, that House had not had to change lanes to avoid him, that he had not woven in and out of traffic, that he had not nearly sideswiped House‘s vehicle, and that he had not approached House‘s vehicle with his hands in his pockets shouting “I am a police officer” after they had pulled off of the interstate. McFarland also testified that House had not disclosed in his report that House had activated his emergency lights, that House had attempted to conduct a traffic stop of McFarland, or that House slammed his brakes in front of McFarland.
Reginald Thompson testified that, on April 15, 2009, he turned right from a business parking lot onto a four-lane road after checking to make sure that there was no oncoming traffic and that he could pull out safely. He initially turned into an acceleration lane, where he “got up to speed,” and then merged into the right lane, traveling at a speed of 41 or 42 miles per hour in a 45-mile-per-hour zone.
House approached Thompson‘s vehicle, appeared “very angry,” and told Thompson that he had summoned local law enforcement. Despite Thompson‘s repeated inquiries, House refused to tell Thompson his name, the name of the agency that employed him, or why he had stopped Thompson. House directed Thompson to follow him to a nearby cemetery driveway where there was less traffic, and both men moved their vehicles. Thompson believed he had no choice
During the prosecutor‘s direct examination of Thompson, the prosecutor showed Thompson a copy of the incident report House had filed regarding House‘s encounter with Thompson, which the prosecutor had already submitted into evidence. House stated in the report that Thompson had cut across three lanes of traffic as he pulled out of a business parking lot onto the roadway and had entered House‘s lane, nearly striking House‘s vehicle; that he had passed Thompson‘s vehicle on the right and continued driving; that he had later pulled into a “business driveway” to call 911; and that Thompson had stopped of his own volition while House was on the phone with the 911 operator.
When the government rested its case, House moved for a judgment of acquittal on all counts. The district court denied the motion. House then called three witnesses.
John Beal, the Georgia law enforcement officer who had arrested Wibel on December 3, 2008, testified that he had not personally witnessed Wibel driving aggressively and that his only authority to stop Wibel had been based on a radio dispatch report initiated by House, advising all officers to be on the lookout for a possible aggressive driver in a vehicle matching the description of Wibel‘s vehicle. Beal explained that he had treated House‘s report as probable cause to stop Wibel because House was a law enforcement officer, and reports by law enforcement officers are treated differently than reports by private citizens. Beal also testified that he believed House‘s account of the encounter between House and Wibel because House was a law enforcement officer, and “generally a police officer is supposed to be held to a higher standard and give you the truth.” Beal
House attempted to introduce testimony from two other witnesses. The first was a Georgia law enforcement officer who was prepared to testify regarding a traffic stop House had conducted but for which House was not indicted. The second was a lawyer licensed to practice in Georgia who was prepared to testify as to Georgia law regarding traffic stops and arrests. But the district court did not permit either witness to testify.
When House rested his case, the district court stated that all the evidence was closed. House did not renew his motion for a judgment of acquittal. Both the prosecutor and House then delivered their closing arguments to the jury.
During the prosecutor‘s closing argument, he remarked in reference to House‘s encounters with Padgett, “We don‘t have the defendant‘s version of that stop because there is no report about that one. The only evidence you have therefore is that I wasn‘t doing anything wrong but driving down the road in the left-hand lane and I got stopped for aggressive driving both times.” House raised no objection to these statements.
You make your decision in this case based upon the testimony and other evidence presented here during trial. You recall I told you when this case started that whatever decision you made had to be based upon the evidence presented in this courtroom and nothing else.
. . . .
As I stated to you earlier[,] you are to consider the evidence that has been admitted in this case. The term “evidence” includes the testimony of the witnesses, the exhibits admitted into the record, and any stipulation of fact made by counsel. Whatever the lawyers say is not evidence in the case. And it is your own recollection and interpretation of the evidence that controls. What the lawyers say is not binding on you. Also, you should not assume from anything I may have said during this trial [that] I have any opinion concerning any of the issues in this case. Except for my instructions to you on the law, you disregard anything I might have said during the trial in arriving at your decision concerning the facts of this case.
With regard to the requirements of the Fourth Amendment as to traffic stops, the district court instructed the jury that a traffic stop conducted by a law enforcement officer is constitutional only if the officer has both authority or jurisdiction and a sufficient legal basis for the stop. That is, the district court instructed the jury that a traffic stop conducted by a law enforcement officer is
As to [sic] traffic stop itself, under the Fourth Amendment a law enforcement officer must have authority or jurisdiction and sufficient legal basis to make a traffic stop. Both facts must be present in order for the traffic stop to be lawful, and therefore, not a violation of the defendant‘s constitutional rights.
If you find from the evidence in this case that the defendant did not have authority or jurisdiction as a federal police officer to make a traffic stop in Georgia, then you may find and you would be authorized to find the actions in doing so were unreasonable.
House objected to this instruction.
The district court instructed the jury that the legal basis required for a traffic stop under the Fourth Amendment was “a reasonable and articulable suspicion” that the motorist had committed a traffic violation. The district court described “a reasonable and articulable suspicion” as “less than probable cause,” but “more than just a hunch because the Fourth Amendment requires at a minimum some objective justification for the traffic stop.” The district court also instructed the jury, “In determining whether there was probable cause or reasonable suspicion, you must rely only on the facts known to the defendant before the stop was made.”
Then the district court explained that, if they found a traffic stop was “lawful” initially, the jury must also determine whether the detention following the stop was “reasonable and therefore lawful“:
. . . [A] valid traffic stop can in some circumstances turn into an unreasonable and therefore unlawful detention of the motorists. There is no bright line test to determine whether a lawful traffic stop has become unlawful detention. A police officer may detain a motorist for a reasonable period for the police officer to conduct the necessary investigation to determine what action he will take. In general, a police officer may detain a motorist long enough to allow the officer to write a traffic ticket and check into the motorist‘s background to see if there are any warrants and so forth outstanding. In determining whether a traffic stop has become so intrusive that the detention is no longer reasonable, you may consider factors such as the public interest served by the seizure, the nature and scope of the intrusion, [and] the objective facts relied upon by the officer in making the stop and detaining the motorist.
House objected to this instruction on the ground that the “balancing test” the district court described is no longer good law as applied to traffic stops initially supported by probable cause.
The district court instructed the jury that a defendant must act “willfully” in effecting a deprivation of civil rights for that deprivation to constitute a violation of section 242, but that a deprivation may be “willful” even if the defendant was not thinking in legal or constitutional terms:
. . . [A]n act is done willfully if it is done voluntarily and deliberately and with the specific intent to do something the law forbids. That is with bad purpose to disobey or disregard the law. Although the government must prove beyond a reasonable doubt that the defendant voluntarily and deliberately did an act that deprived a motorist of a protected right, it is not necessary for the government to prove the defendant was thinking in legal or constitutional terms. You [m]ay find the defendant acted with the required intent, even if you find he had no real familiarity with the constitution or with the particular
constitutional rights involved. You must, however, find the defendant intended to do something that the constitution forbids. . . . .
If you find the defendant knew what he was doing and that he intended to do such an act, and if you find what he did constituted a deprivation of a constitutional right and you so find beyond a reasonable doubt, then you may conclude that he acted willfully.
House did not object to this instruction.
With regard to the violations of section 1001 for making false statements with which House was charged, the district court instructed the jury that “the Federal Protective Service is a department or agency of the United States, and the filing of reports or documents with the agency is a matter within the jurisdiction of the agency.” House did not object to this instruction.
When the jury left the courtroom following the jury charge, the prosecutor informed the district court that it had failed to instruct the jury that they were not permitted to draw an adverse inference from House‘s failure to testify in his own defense. The district court offered to call the jury back into the courtroom and provide this instruction to them, but House declined the offer and stated, “We are fine as it is. We don‘t ask that you bring them back.”
The jury found House guilty of all twelve counts. The district court sentenced House to eighteen months of imprisonment for each count, to be served
II. STANDARDS OF REVIEW
Several standards govern our review of this appeal. “We review challenges to the sufficiency of the evidence
“We review a district judge‘s conduct during trial for abuse of discretion.” United States v. Verbitskaya, 406 F.3d 1324, 1337 (11th Cir. 2005). But where a defendant “raises [an] issue for the first time on appeal, we review it only for plain error.” United States v. McNair, 605 F.3d 1152, 1222 (11th Cir. 2010). “We may not correct an error the appellant failed to raise in the district court unless there is: (1) error, (2) that is plain, and (3) that affects substantial rights.” Id. (internal quotation marks omitted). “If the preceding three conditions are met, we may exercise discretion to correct a forfeited error, but only if (4) the error seriously affects the fairness, integrity, or public reputation of judicial proceedings.” Id. (internal quotation marks omitted). We also apply the plain error standard when we review the failure to give a curative instruction sua sponte. United States v. Thigpen, 4 F.3d 1573, 1579 (11th Cir. 1993).
“We review a district court‘s evidentiary rulings for clear abuse of discretion.” United States v. Perez-Oliveros, 479 F.3d 779, 783 (11th Cir. 2007). “An abuse of discretion occurs if the district court applies an incorrect legal standard or makes findings of fact that are clearly erroneous.” United States v. Wilk, 572 F.3d 1229, 1234 (11th Cir. 2009). “Even where an abuse of discretion
We review claims of prosecutorial misconduct
When we address a claim of cumulative error, we consider “all errors preserved for appeal and all plain errors” in the context of “the trial as a whole to determine whether the appellant was afforded a fundamentally fair trial.” United States v. Ladson, 643 F.3d 1335, 1342 (11th Cir. 2011). “The total effect of the errors on the trial will depend, among other things, on the nature and number of the errors committed; their interrelationship, if any, and combined effect; . . . the strength of the government‘s case[;] and the length of trial.” United States v. Baker, 432 F.3d 1189, 1223 (11th Cir. 2005) (internal quotation marks and alteration omitted).
III. DISCUSSION
House raises seven arguments on appeal. First, he argues that the record does not contain sufficient evidence to support his convictions. Second, he argues that the district court erred in instructing the jury. Third, he argues that the district court improperly interjected itself into the trial. Fourth, he argues that the district court improperly excluded evidence. Fifth, he argues that the prosecutor improperly commented on House‘s decision not to testify. Sixth, he argues in his reply brief that his counsel was ineffective. Seventh, he argues that the cumulative effect of the errors deprived him of a fair trial. We address each argument in turn.
A. Sufficient Evidence Supports House‘s Convictions.
House argues that the government presented insufficient evidence to support his eight convictions for willful unreasonable seizures and his four convictions for making false statements. We conclude that the evidence, viewed in the light most favorable to the government, establishes that no manifest miscarriage of justice occurred.
We discuss this evidence in two parts. First, we address the evidence that supports House‘s convictions for willful unreasonable seizures. Second, we
1. Convictions for Willful Unreasonable Seizures
House argues that there was insufficient evidence to support his convictions for the willful violations of the Fourth Amendment charged in counts one, two, three, four, six, seven, nine, or eleven. He contends that he had authority to effect the seizures as an agent of the government and that the seizures were reasonable under the Fourth Amendment. House argues that he had probable cause for the seizures charged in counts two, three, and nine because the motorists identified in those counts admitted that they were speeding and that he had probable cause for the seizures charged in counts one, six, seven, and eleven because the motorists identified in those counts admitted to driving in a manner that could be considered unsafe. House also maintains that we must reverse his convictions on counts six, seven, nine, and eleven because he was not responsible for the seizures identified in those counts. House contends alternatively that, if he was not permitted to effect the charged seizures as an agent of the government, then his actions could not have implicated the Fourth Amendment.
Although we conclude that sufficient evidence supports all eight of House‘s convictions under
To prove a violation of
“[A] person is ‘seized’ . . . when, by means of physical force or a show of authority, his freedom of movement is restrained” such that, “in view of all of the circumstances surrounding the incident, a reasonable person would have believed that he was not free to leave.” United States v. Mendenhall, 446 U.S. 544, 553-54, 100 S. Ct. 1870, 1877 (1980). A seizure is effected by force “when there is a governmental termination of freedom of movement through means intentionally applied[,]” such as where a law enforcement officer pulls his vehicle “alongside [a] fleeing car and sideswipe[s] it, producing [a] crash” regardless of whether the officer intends “to give the oncoming driver the option of a voluntary stop” or “to produce a collision.” Brower v. County of Inyo, 489 U.S. 593, 597-99, 109 S. Ct. 1378, 1381-82 (1989). A seizure by means of show of authority requires both a show of authority and submission to that authority. California v. Hodari D., 499 U.S. 621, 628-29, 111 S. Ct. 1547, 1551-52 (1991). That is, a government officer effects a seizure by means of a show of authority where “the officer‘s words and actions would have conveyed . . . to a reasonable person” that “he was being ordered to restrict his movement,” and those words and actions actually “produce his stop.” Id. Certain “circumstances . . . might indicate a seizure, even where the person did not attempt to leave,” including “the display of a weapon by an officer . . . or the use of language or tone of voice indicating”
A traffic stop constitutes an unreasonable seizure if it is not supported by reasonable suspicion or probable cause. Id. at 810, 116 S. Ct. at 1772; United States v. Chanthasouxat, 342 F.3d 1271, 1275 (11th Cir. 2003). But a traffic stop is reasonable under the
A person acts “willfully” for purposes of
a. Evidence of the Seizures
The government offered sufficient evidence to establish that House seized the motorists during the encounters identified in counts four, seven, nine, and
Regarding the encounter identified in count four, Rivas testified that House appeared to be wearing “some kind of uniform” when he pulled beside Rivas; that House told Rivas to “pull over“; that House activated his emergency lights; that Rivas pulled over because that was “what any law-abiding citizen would do when they see blue lights“; and that after Rivas pulled over, House spoke to Rivas using a “very scary” tone of voice and told Rivas that House was a federal officer and “was going to get [Rivas] for destruction of government property.” This testimony entitled the jury to find that House seized Rivas, either by conducting a traffic stop of Rivas, see Whren, 517 U.S. at 809–10, 116 S. Ct. at 1772, or by detaining Rivas on the side of the road through the use of words and actions that would indicate to a reasonable person that he was not free to leave, see Mendenhall, 446 U.S. at 553–54, 100 S. Ct. at 1877.
Regarding the encounter identified in count seven, Wibel testified on direct examination that he pulled over his vehicle “based on getting stopped by . . . two vehicles” after House and Beal had activated the emergency lights on their respective vehicles. This testimony entitled the jury to find that House seized Wibel by participating in a traffic stop of Wibel. See Whren, 517 U.S. at 809–10,
In addition, Beal, the local law enforcement officer who participated in the seizure of Wibel, testified that he did not personally witness Wibel driving aggressively, that his only basis for stopping Wibel was House‘s radio dispatch report, that he had treated House‘s report as probable cause to stop Wibel because House was a law enforcement officer, and reports by law enforcement officers are treated differently than reports by private citizens. Beal also testified that he had arrested Wibel based on House‘s account of events and House‘s insistence that Wibel be arrested. Beal believed House‘s account of events because House was a law enforcement officer, and “generally a police officer is supposed to be held to a higher standard and give you the truth.” Beal‘s testimony provided sufficient evidence for the jury to find that House effected the seizure of Wibel through a show of his authority as a law enforcement officer, at the time of Wibel‘s stop or his arrest. Cf. Franks v. Delaware, 438 U.S. 154, 156, 98 S. Ct. 2674, 276 (1978) (holding that a false or misleading statement in a warrant affidavit may constitute a
Regarding the encounter identified in count nine, McFarland testified that House was driving a marked law enforcement vehicle, that House activated his emergency lights, and that House escorted McFarland to the side of the road in a manner suggesting that House intended to conduct a traffic stop of McFarland. This testimony entitled the jury to find that House seized McFarland. That House abandoned his course of action before McFarland brought his vehicle to a complete stop is irrelevant because any “meaningful interference, however brief, with an individual‘s freedom of movement” constitutes a seizure. Jacobsen, 466 U.S. at 113 n.5, 104 S. Ct. at 1656 n.5.
Regarding the encounter identified in count eleven, Thompson testified that House maneuvered his government vehicle so as to force Thompson off the road and then blocked Thompson‘s route back onto the road; that once Thompson had stopped his vehicle on the side of the road, House approached Thompson‘s vehicle with a “very angry” demeanor, wearing a police uniform and a gun, and walked around to the rear of Thompson‘s vehicle and recorded Thompson‘s license plate number; that House later instructed Thompson to move his vehicle from the location where he had initially stopped it to a cemetery driveway and later to a
b. Evidence that the Seizures Were Unreasonable
The government also offered sufficient evidence to establish that the seizures charged in counts four, seven, nine, and eleven were unreasonable. Rivas, Wibel, and Thompson each testified that they had not violated any traffic laws. This testimony entitled the jury to find that House had neither probable cause nor reasonable suspicion to support his seizures of those three motorists, which would mean that those seizures were unreasonable, Chanthasouxat, 342 F.3d at 1275.
Although McFarland testified that he was driving above the speed limit when he first saw House‘s vehicle ahead of him, McFarland‘s testimony is far from conclusive evidence of the facts known to House when he seized McFarland, see Beck, 379 U.S. at 91, 85 S. Ct. at 225. Because McFarland testified that he slowed before he caught up to House, the jury could reasonably have found that House would have been unable to tell McFarland was speeding before the seizure
c. Evidence that House Acted Willfully
The government also offered sufficient evidence to establish that House acted “willfully” when he effected the seizures charged in counts four, seven, nine, and eleven. The right of motorists to be free from unreasonable seizures is “specific and definite“: it is defined “by the express terms of the Constitution” and has been “made specific” by Supreme Court “decision[s] interpreting the Constitution,” so that those who violate that right “are in no position to say that they had no adequate advance notice that they would be visited with punishment.” Screws, 325 U.S. at 105, 65 S. Ct. at 1037; see Whren, 517 U.S. at 809–10, 116 S. Ct. at 1772 (explaining that a traffic stop is a seizure); Sokolow, 490 U.S. at 7, 109 S. Ct. at 1581 (discussing requirement of reasonable suspicion); Beck, 379 U.S. at 91, 85 S. Ct. at 225 (discussing requirement of probable cause). The testimony of Rivas, Wibel, McFarland, and Thompson established a pattern of conduct by House in which he repeatedly seized motorists without regard for the requirements of the
d. Evidence that House Acted Under Color of Law
Finally, the government offered sufficient evidence to establish that House acted “under color of law” when he effected the seizures charged in counts four, seven, nine, and eleven. Rivas testified that House activated his emergency lights as he told Rivas to pull over, that House was wearing his uniform when he stopped Rivas, and that House identified himself to Rivas as a federal officer during the stop. Wibel testified that House activated his emergency lights as he and Beal pulled Wibel over to the side of the road. McFarland testified that House was driving a law enforcement vehicle and that House activated his emergency lights as he seized McFarland. Thompson testified that House was driving a law enforcement vehicle, and that House was wearing his uniform as he seized Thompson. Rivas‘s, Wibel‘s, McFarland‘s and Thompson‘s testimony entitled the jury to find that House was acting under color of law when he seized each of those
2. Convictions for Making False Statements
House argues that no reasonable jury would have convicted him on counts five, eight, or twelve because the reports charged in those counts were consistent with his contemporaneous, oral accounts of the relevant seizures, and “no reasonable jury would have believed [he] [made] up facts as they were happening and then remembered his fictitious story and made up the same facts as he later prepared a report.” House also argues that there was insufficient evidence to support his convictions for the violations of
To convict House under
a. Evidence that House Made False Statements
The government produced sufficient evidence that House made the statements charged in counts five, eight, ten and twelve and that the statements were false. The government established that House made the statements in the incident reports describing House‘s encounters with Rivas, Wibel, McFarland, and Thompson. House‘s name appears on each of the reports as the filing officer, and House disputes neither his submission of the reports nor his responsibility for the statements in the reports. The government established the existence of affirmative misrepresentations and omissions in each of the reports through the testimony of Rivas, Wibel, McFarland, and Thompson, each of whom testified that the reports provided false accounts of their encounters with House. House offers no support for the proposition that no jury could reasonably believe a defendant can lie consistently. In any event, there is nothing to suggest that the testimony of Rivas, Wibel, McFarland, and Thompson is “incredible as a matter of law.” See United States v. Hewitt, 663 F.2d 1381, 1386 (11th Cir. 1981).
b. Evidence that the False Statements Were Material
c. Evidence that House Acted with Specific Intent to Deceive
d. Evidence that the Statements Were Within the Jurisdiction of a Federal Agency
Finally, the false statements charged in counts five, eight, ten, and twelve were within the jurisdiction of a federal agency. House‘s reports of his encounters with Rivas, Wibel, McFarland, and Thompson were “matters confided to the authority of” the Federal Protective Service, over which the agency possessed “power to exercise authority.” Rodgers, 466 U.S. at 479, 104 S. Ct. at 1946. We have explained that “[s]ection 1001 is necessarily couched in very broad terms to encompass the variety of deceptive practices which ingenious individuals might perpetrate upon an increasingly complex government” and held that, where a federal agency commonly uses an official form “in the performance of its regularly conducted activities,” the submission of a completed form to that agency satisfies the jurisdictional requirement of
B. The District Court Erred when It Instructed that a Seizure Effected Without Jurisdiction or Authority Violates the Fourth Amendment, but the District Court Did Not Otherwise Err in its Jury Charge.
We divide our discussion of House‘s arguments about the jury instructions into two parts. First, we address House‘s challenges to four instructions included in the jury charge. Second, we address House‘s challenges to the omission of five instructions from the jury charge.
1. Instructions Included in the Jury Charge
On appeal, House challenges four instructions included in the jury charge. First, House argues that the district court erred when it instructed the jury that a traffic stop is unreasonable under the
The district court misstated the law when it instructed the jury that a traffic stop is unreasonable under the
This error in the jury charge requires reversal of House‘s convictions on counts one, two, three, and six, but it was harmless with respect to his remaining convictions for willful unreasonable seizures. The government presented evidence that House lacked authority or jurisdiction to effect the seizures with which he had been charged, and House‘s convictions for willful unreasonable seizures, standing alone, do not tell us whether the jury found that House lacked probable cause or reasonable suspicion for the seizures underlying those convictions. But his convictions on counts four, seven, nine, and eleven do not stand alone; they stand together with his convictions for making false statements. The jury found House guilty of making false statements in the incident reports where he described the seizures charged in counts four, seven, nine, and eleven, which means that the jury credited the motorists’ accounts of those seizures and discredited House‘s accounts of those seizures. The finding that House‘s reports were false necessarily means that House lacked probable cause or reasonable suspicion for those seizures. Because of this finding, the erroneous jury instruction could not have contributed to the jury‘s verdict with respect to counts four, seven, nine, and
We need not decide whether the district court erred when it instructed the jury that an initially valid traffic stop could develop into an unreasonable detention, because that error is harmless as to House‘s remaining convictions for willful unreasonable seizures. The jury found that the seizures charged in counts four, seven, nine, and eleven were not supported by probable cause or reasonable suspicion so the jury would have had no occasion to apply the instruction in its consideration of those seizures. The instruction could not have contributed to the jury‘s verdict with respect to any of those four counts. See id.
The district court did not err, plainly or otherwise, when it instructed the jury about the definition of “willfully” under
2. Instructions Omitted from the Jury Charge
House also challenges the omission of four instructions from the jury charge. First, House argues that the district court abused its discretion when it failed to instruct the jury that the
The district court did not abuse its discretion when it refused to instruct the jury on the issue of fair warning. “[T]he issue of whether a [law] is void for vagueness is a question of law for the court to determine,” which means that “defendants [are] not entitled to a ‘fair warning’ instruction to the jury.” United States v. Paradies, 98 F.3d 1266, 1284 (11th Cir. 1996).
The remaining four omissions from the jury charge, even if erroneous, were harmless. Because the jury found that the seizures charged in counts four, seven, nine, and eleven were not supported by probable cause or reasonable suspicion, it would have been irrelevant to the jury‘s consideration of those seizures that the
C. The District Court Did Not Err in Its Management of the Trial.
House argues that the district court inappropriately interjected itself into the trial twice. First, House maintains that the district court reinforced an incorrect statement of law by the prosecutor. Second, House contends that the district court directed the government as to how best to prove its case. We address each of these arguments in turn.
1. Comment Regarding Legality of Seizure with Probable Cause
House maintains that the prosecutor incorrectly stated the law when he asked Reed, “If [Federal Protective Service officers] have probable cause to make a traffic stop, they are violating the civil rights of the motorists?” House argues that the district court reinforced that incorrect statement of law when House objected to the question on the basis that it was “not true,” and the district court responded, “It is too. It‘s got some if‘s and and‘s to it. We are getting to the if
The district court did not plainly err when it made the comment at issue. “We will not reverse a conviction based upon comments of the trial judge unless the comments are so prejudicial as to amount to denial of a fair trial,” United States v. Ramos, 933 F.2d 968, 973 (11th Cir. 1991), and we have frequently held that a single isolated comment during a lengthy trial is insufficiently prejudicial to require reversal of a criminal conviction, see, e.g., United States v. Brown, 441 F.3d 1330, 1358 (11th Cir. 2006); Chandler v. Moore, 240 F.3d 907, 912–13 (11th Cir. 2001). We are not convinced that either the district judge‘s comment alone or
2. Statement Regarding Production of Court Records
The district court did not plainly err. “A district court judge has wide discretion in managing the proceedings[;] he may comment on the evidence, question witnesses, elicit facts not yet adduced or clarify those previously presented, and maintain the pace of a trial by interrupting or cutting off counsel as a matter of discretion.” United States v. Day, 405 F.3d 1293, 1297 (11th Cir. 2005) (internal quotation marks omitted). And we have previously held that a district court did not abuse his discretion in managing the trial where he “found the testimony of a witness to be confusing and suggested to the government the manner in which it might be clarified.” Id. We are unpersuaded that the statement at issue here was sufficiently prejudicial to have denied House a fair trial. See Ramos, 933 F.2d at 973. The district court instructed the jury to “disregard
D. The District Court Did Not Err when It Excluded Evidence.
House contends that the district court abused its discretion when it excluded testimony concerning a traffic stop for which House had not been charged and testimony about Georgia law regarding traffic stops and arrests, but we disagree. Testimony concerning a traffic stop for which House had not been charged was irrelevant to any issue of fact before the jury, and the district court correctly excluded it. See
E. There Was No Commentary on House‘s Failure to Testify.
House argues that the prosecutor improperly commented on House‘s decision not to testify when the prosecutor remarked to the jury during his closing argument in reference to House‘s encounters with Padgett, “We don‘t have the defendant‘s version of that stop because there is no report about that one. The only evidence you have therefore is that I wasn‘t doing anything wrong but driving down the road in the left-hand lane and I got stopped for aggressive driving both times.” House also contends that the district court compounded this error when it failed to instruct the jury that they were not permitted to draw any adverse inferences from House‘s decision not to testify. These arguments fail.
The prosecutor did not comment on House‘s failure to testify. A prosecutor comments on a defendant‘s invocation of his right not to testify if the “prosecutor‘s remarks were manifestly intended to urge the jury to draw an inference from the defendant‘s silence that he or she is guilty,” or if “a jury would
In addition, House has waived his right to challenge his conviction on the basis of the district judge‘s failure to instruct the jury that they could not draw any adverse inferences from House‘s failure to testify. When the district court offered to call the jury back into the courtroom and provide such an instruction, House‘s counsel responded, “We are fine as it is. We don‘t ask that you bring them back.”
F. House‘s Argument About Ineffective Assistance of Counsel Will Not Be Reviewed on Direct Appeal.
House argues for the first time in his reply brief that his counsel was ineffective for his failure to renew his motion for acquittal at the close of all the evidence, but “except in the rare instance when the record is sufficiently developed, we will not address claims for ineffective assistance of counsel on direct appeal,” United States v. Merrill, 513 F.3d 1293, 1308 (11th Cir. 2008) (internal quotation marks and alteration omitted). “Instead, an ineffective assistance of counsel claim is properly raised in a collateral attack on the conviction under
G. There Was No Cumulative Error.
House also argues that the cumulative effect of the errors he has alleged on appeal deprived him of a fair trial, but where there is no error or only a single
III. CONCLUSION
We VACATE House‘s convictions on counts one, two, three, and six. We AFFIRM House‘s convictions on counts four, five, seven, eight, nine, ten, eleven, and twelve. We REMAND for further proceedings consistent with this opinion.
