UNITED STATES OF AMERICA, Plaintiff-Appellee, v. ALFREDO RODRIGUEZ-SUAZO, Defendant-Appellant.
No. 01-2590
UNITED STATES COURT OF APPEALS FOR THE SIXTH CIRCUIT
October 6, 2003
2003 FED App. 0354P (6th Cir.)
Before: DAUGHTREY, MOORE, and SUTTON, Circuit Judges.
RECOMMENDED FOR FULL-TEXT PUBLICATION Pursuant to Sixth Circuit Rule 206. File Name: 03a0354p.06. Appeal from the United States District Court for the Eastern District of Michigan at Detroit. No. 00-80790—Arthur J. Tarnow, District Judge. Argued: July 31, 2003.
ARGUED: Francisco J. Villarruel, Detroit, Michigan, for Appellant. Kathleen Moro Nesi, ASSISTANT UNITED STATES ATTORNEY, Detroit, Michigan, for Appellee. ON BRIEF: Francisco J. Villarruel, Detroit, Michigan, for Appellant. Kathleen Moro Nesi, ASSISTANT UNITED STATES ATTORNEY, Detroit, Michigan, for Appellee.
OPINION
KAREN NELSON MOORE, Circuit Judge. Defendant-Appellant Alfredo Rodriguez-Suazo (Rodriguez-Suazo) appeals from the judgment entered against him after he entered a conditional guilty plea to the following offenses: reentry of deported alien in violation of
I. BACKGROUND
On October 31, 2000, the Detroit Police Department arrived at 5492 Florida to execute a search warrant at Rodriguez-Suazo‘s residence. According to the police, they arrived
After an unspecified amount of time, the officers returned Rodriguez-Suazo to 5492 Florida where they conducted a search of the premises. The officers possessed a search warrant that was issued in an effort to uncover a drug operation, thus the search warrant included a long list of items to be seized including: all items used in connection with drug offenses, proceeds in connection with drug offenses, passports, vehicle registrations and titles, and records reflecting residences. The home search uncovered a Mexican passport and United States visa with Rodriguez-Suazo‘s picture and the name Abel Izai Ledezma-Garcia. Eventually, Rodriguez-Suazo admitted that he bought these documents in
The factual basis for the search warrant came from a confidential informant. On October 30, 2000, the confidential informant told the affiant, Lieutenant Arthur McNamara (McNamara)4, that based on his observations, a man named Raymie Baraza (Baraza) used the Proctor address to store his drugs. This same informant told the officers that based on past observations, Baraza stores a large amount of narcotic proceeds at the 5492 Florida location. J.A. at 23-24 (Br. in Supp. of Mot. to Suppress, App. A, Search Warrant Affidavit). According to the informant, Baraza stored the proceeds where he lived at 5492 Florida. In addition, the confidential informant stated that only the three individuals listed in the search warrant were allowed to enter these premises to conduct narcotic sales. A mere forty-eight hours before the signing of the affidavit and search warrant, the informant accompanied Baraza to the Proctor address so that Baraza could pick up a large amount of cocaine to distribute to another individual.
On November 8, 2000, Rodriguez-Suazo was indicted on three counts: reentry of deported alien, fraud and related activity in connection with identification documents and information, and fraud and misuse of visas, permits, and other documents. Rodriguez-Suazo filed three motions to suppress. Rodriguez-Suazo‘s first motion sought to suppress the evidence retrieved from the 5492 Florida address and the statements he made during and after the search because the search warrant was not based on probable cause to search him and his home when the issuing magistrate relied on an affidavit with falsified information. Rodriguez-Suazo argued
Rodriguez-Suazo requested an evidentiary hearing to pursue these arguments further. The district court denied his request for an evidentiary hearing and suppression motions but preserved its right to reevaluate its decision if Rodriguez-
After he was unsuccessful in his motions to suppress evidence, Rodriguez-Suazo, pursuant to a conditional Rule 11 Plea Agreement, pleaded guilty to all three counts in the indictment. Ultimately, Rodriguez-Suazo was adjudicated guilty on each count, and on November 14, 2001, he was sentenced to twenty months’ imprisonment on each count, to run concurrently. Rodriguez-Suazo now timely appeals from the district court‘s judgment and its order denying his motions to suppress.
II. ANALYSIS
A. Standard of Review
When reviewing a district court‘s denial of a motion to suppress evidence, we review the factual findings for clear error and the legal conclusions as to the existence of probable cause de novo. United States v. Hill, 195 F.3d 258, 264 (6th Cir. 1999), cert. denied, 528 U.S. 1176 (2000). It is well settled that in seeking suppression of evidence the burden of proof is upon the defendant to display a violation of some constitutional or statutory right justifying suppression. United States v. Feldman, 606 F.2d 673, 679 n.11 (6th Cir. 1979). When reviewing the denial of a motion to suppress evidence, we must consider the evidence in the light most favorable to the government. United States v. Garza, 10 F.3d 1241, 1245 (6th Cir. 1993).
The standard of review for determining the sufficiency of the affidavit is whether the magistrate had a substantial basis for finding that the affidavit established probable cause to believe that the evidence would be found at the place cited. United States v. Davidson, 936 F.2d 856, 859 (6th Cir. 1991). We do not engage in de novo review of the affidavit, but [r]ather the magistrate‘s probable cause determination should be afforded great deference. Id.; see also United States v. Leon, 468 U.S. 897, 914 (1984) ([T]he preference for warrants is most appropriately effectuated by according great deference to a magistrate‘s determination.). This deferential review is consistent with the Fourth Amendment‘s strong preference for searches conducted pursuant to a warrant. Illinois v. Gates, 462 U.S. 213, 236 (1983). Our determination of whether the information supporting the affidavit is stale utilizes the same standard of review as used to determine the sufficiency of an affidavit. United States v. Canan, 48 F.3d 954, 958-59 (6th Cir. 1995).
B. The Searches
The Fourth Amendment to the United States Constitution provides for the issuance of warrants based on probable cause and supported by oath or affirmation.
The Fourth Amendment‘s primary purpose is to protect [t]he right of people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.
In Leon, the Supreme Court explained that the exclusionary rule operates as a judicially created remedy designed to safeguard Fourth Amendment rights generally through its deterrent effect, rather than a personal constitutional right of the person aggrieved. Id. at 906 (internal quotation omitted). The Court reasoned that because the rule was designed to deter police misconduct, the benefits from excluding evidence procured by objectively reasonable reliance on a later invalidated search warrant were insignificant compared to the costs of such exclusion. Id. at 907-08. The Court encouraged lower courts to consider the totality of the circumstances using an objective measure when assessing whether a reasonably well trained officer would have known that the search was illegal despite the magistrate‘s authorization. Id. at 923 n.23. Thus, the Court stated that the evidence obtained from a search should be suppressed only if it can be said that the law enforcement officer had knowledge, or may properly be charged with
The Leon Court identified three situations in which the fruits of an illegal search could be suppressed regardless of law enforcement‘s reliance on a warrant issued by a magistrate. Id. at 923. These situations include when: (1) a warrant is based on a knowing or reckless falsity contained in the affidavit, Leon, 468 U.S. at 914; (2) a warrant is issued by a magistrate who abandons his judicial role by failing to be neutral and detached, instead serving as a rubber stamp for law enforcement, id.; and (3) a warrant is so lacking in indicia of probable cause as to render official belief in its existence entirely unreasonable. Id. at 923 (quotation omitted). The first situation involves police misconduct appropriate for deterrence, while the second two situations are proper for exclusion because no reasonably well-trained officer should rely on the warrant. Savoca, 761 F.2d at 296 (quotation omitted).
1. Search of 5492 Florida
Rodriguez-Suazo argues that the search of his residence violated the Fourth Amendment because the search warrant affidavit lacked sufficient facts to establish the necessary probable cause. Rodriguez-Suazo argues that the affidavit failed to establish a nexus between the items contained in the warrant and the place to be searched. He asserts that the confidential informant‘s statements create probable cause to search only the Proctor residence, not the Florida residence. Specifically, he raises the fact that the informant neither stated that he entered the Florida address nor described with particularity the location of the money, the way in which it was stored, or the amount he observed being stored. The informant also failed to provide a timeframe for when he saw proceeds stored at this address, thus the tip was insufficient and stale as it pertains to the Florida address. Moreover, Rodriguez-Suazo argues that even if the officers relied on a
When reviewing the affidavit for evidence establishing probable cause, we ask whether there was a fair probability that any evidence would be found at the location to be searched. Davidson, 936 F.2d at 859 (quotation omitted); see also Mays v. City of Dayton, 134 F.3d 809, 814 (6th Cir. 1998) (A determination of probable cause simply requires consideration of whether there were reasonable grounds to believe at the time of the affidavit that the law was being violated on the premises to be searched.). As the Court stated in Gates, we approach the question using a totality of the circumstances test, to arrive at a practical, common-sense conclusion as to whether probable cause existed. Gates, 462 U.S. at 238. When the probable cause for a search warrant is based upon information provided by a confidential informant, we must consider the informant‘s veracity, reliability, and basis of knowledge. United States v. Smith, 182 F.3d 473, 477 (6th Cir. 1999); see also Gates, 462 U.S. at 230 (noting that an informant‘s veracity, reliability and basis of knowledge are all highly relevant in determining the value of his report). Only by evaluating these factors under the fluid totality of circumstances approach, can we ensure that the magistrate was informed of some of the underlying circumstances from which the informant concluded evidence of a crime is where he claimed it would be found, and some of the underlying circumstances from which the officer concluded that the informant . . . was reliable. Smith, 182 F.3d at 478. Another factor to consider is law enforcement‘s corroboration of the informant‘s tip. Id. The Supreme Court has stated that information provided by a proven and reliable informant, along with police corroboration of the tip, is
In the instant case, McNamara, the affiant, was a twenty-eight-year-veteran officer with fourteen years of service in the narcotics division. In the search warrant affidavit itself, McNamara attested to the confidential informant‘s reliability and credibility, citing more than three occasions when the confidential informant assisted law enforcement with information leading to more than three arrests and more than three convictions. McNamara also stated that information provided by this informant in the past has proven to be both reliable and accurate. According to McNamara, the informant stated that he or she previously had observed Baraza and Hernandez selling large quantities of cocaine. The informant also revealed that he or she had personal knowledge that Baraza stored large amounts of drug proceeds at the Florida residence on previous occasions because Baraza did not trust anyone with his money. In addition, the informant noted that only three individuals (one who fit the description of Rodriguez-Suazo) were permitted access to the Florida house, and that all of the vehicles listed in the warrant transport drugs. Most pertinently, the informant stated that, within the past forty-eight hours, the informant was at the Proctor address with Baraza, when Baraza picked up a large amount of cocaine for the purpose of selling it to another individual. McNamara further corroborated the informant‘s tip by acknowledging that McNamara previously had arrested Baraza for possession of three kilograms of cocaine and that a warrant was outstanding for Baraza‘s arrest.
Assessing the contents of the affidavit under the totality of the circumstances, we conclude that the information contained therein provided a substantial basis from which the magistrate could conclude that probable cause was present to search the Florida premises. Gates, 462 U.S. at 238. While it is true that the informant did not offer a specific timeframe for when he saw drug proceeds stored at the Florida address, the informant did state that on previous
Rodriguez-Suazo attacks the statements made by the confidential informant which secured the search warrant, arguing that no one could have observed Baraza store any drugs or money at 5492 Florida and thus that the warrant was based on intentionally or recklessly false information. Rodriguez-Suazo also contends that either the informant does not exist or McNamara falsified the information about the informant in the affidavit. Thus, McNamara either was not truthful or was reckless in his disregard for the truth by relying on the informant to swear out a warrant.
When a defendant attempts to show that an affidavit for a search warrant contained false information, the defendant must make a substantial preliminary showing that a false statement knowingly and intentionally, or with reckless disregard for the truth, was included by the affiant in the warrant affidavit, and if the allegedly false statement is necessary to the finding of probable cause, the court must conduct a hearing on the issue upon the defendant‘s request. Franks v. Delaware, 438 U.S. 154, 155-56 (1978). If at the hearing, the defendant can show by a preponderance of the evidence that the affiant either knowingly or with reckless disregard included a false statement in the affidavit, then any evidence and fruits of the search would be excluded. Id. at 156. This substantial showing is necessary because a challenge to the veracity of the search warrant affidavit must overcome the presumption that the affidavit is valid. Id. at
Thus, even if we determined that probable cause did not exist to search 5492 Florida, Rodriguez-Suazo‘s attack on the veracity of the confidential informant‘s statements would be insufficient to meet his burden for a Franks evidentiary hearing without a substantial showing that the affiant‘s statements were intentionally or recklessly false. See United States v. Giacalone, 853 F.2d 470, 477 (6th Cir. 1988) (holding that the defendants’ affidavits did not amount to a substantial showing that the government affiant, and not the informants, made intentionally or recklessly false statements). Rodriguez-Suazo‘s affidavit stating that he never stored drug proceeds at 5492 Florida and that he did not know anyone named Raymie Baraza is hardly the substantial preliminary showing required under Franks. Franks, 438 U.S. at 155. Even if some of the information contained in the search warrant ultimately could be shown to be false, Rodriguez-Suazo provided no evidence that Officer McNamara intentionally or recklessly misrepresented facts in order to secure the search warrant. Rodriguez-Suazo‘s statement in his affidavit that no one had entered 5492 Florida within the forty-eight hours preceding the signing of the search warrant, even if believed, does not equate to proof that the affiant lied or was recklessly indifferent to the truth. The warrant affidavit does not suggest that the confidential informant personally saw anyone enter 5492 Florida after he witnessed the drug deal with Baraza, rather his information suggests that based on past conduct, the proceeds of the recent sale likely would be stored at the Florida address. Under these circumstances it cannot be said that the district court clearly
Rodriguez-Suazo‘s belief that the magistrate was not neutral and detached does not require suppression of the evidence because Rodriguez-Suazo fails to offer any evidence to support this claim. See Feldman, 606 F.2d at 679 n.11 (stating that the defendant has the burden of proof to show that evidence should be excluded). Moreover, the exclusionary rule is designed to prevent police, not magistrate, misconduct and thus, as the Court stated in Leon:
To the extent that proponents of exclusion rely on its behavioral effects on judges and magistrates in these areas, their reliance is misplaced. . . . [T]here exists no evidence suggesting that judges and magistrates are inclined to ignore or subvert the Fourth Amendment or that lawlessness among these actors requires application of the extreme sanction of exclusion. . . . [M]ost important, we discern no basis, and are offered none, for believing that exclusion of evidence seized pursuant to a warrant will have a significant deterrent effect on the issuing judge or magistrate.
Leon, 468 U.S. at 916 (footnotes omitted). Because the focus of this rule is to prevent police misconduct, exclusion should be ordered only if the police officer knew or should be charged with knowledge that the search was unconstitutional under the Fourth Amendment or that the magistrate abandoned his or her neutral and detached function. Id. at 919 (internal quotation omitted). In light of the extensive affidavit containing specific information personally observed
As for his final attempt to show that the search warrant‘s issuance was unconstitutional, Rodriguez-Suazo contends that this situation falls within another exception to the Leon good-faith doctrine, that the police officers’ reliance on the warrant was unreasonable because the warrant obviously was not supported by probable cause. Having concluded that the affidavit established probable cause, we do not need to reach this argument. See Davidson, 936 F.2d at 860.
2. Search of the GMC Truck and Rodriguez-Suazo
In a motion to suppress evidence and on appeal, Rodriguez-Suazo argues that his traffic stop and subsequent arrest were warrantless seizures without probable cause in violation of his Fourth Amendment rights. Rodriguez-Suazo argues that at the time of the traffic stop, the officers did not have a search warrant and that they lacked probable cause to make the stop because Rodriguez-Suazo had not violated any traffic laws. Moreover, he contends that the search of his vehicle was unlawful because he had not given the officers consent to search it. Rodriguez-Suazo continues his argument, asserting that even if the officers were permitted to make the initial stop, they did not have the necessary reasonable suspicion to detain Rodriguez-Suazo after their search failed to uncover any drugs. Because the search warrant was limited in scope to evidence of drug trafficking, once the officers failed to find any incriminating evidence of drug activity, Rodriguez-Suazo argues that they were obligated to release him.
Whether the officers had a search warrant at the time of the stop is disputed by the parties. At the hearing on the suppression motion, Rodriguez-Suazo argued that during the morning traffic stop, the officers did not yet have a search warrant and did not know the information that would be
Rodriguez-Suazo‘s arguments that this court should treat the traffic stop as a warrantless search are unpersuasive. While Rodriguez-Suazo attempts to show a constitutional violation by asserting that there was no warrant at the time of the traffic stop, he has no evidence in support of his contention, and thus, fails to meet his burden for suppression of the evidence. See Feldman, 606 F.2d at 679 n.11. Without any evidence to support such a claim, we cannot say that it was clear error for the district court to conclude that the officers had a search warrant at the time of the stop and search of Rodriguez-Suazo and his vehicle. See Garza, 10 F.3d at 1245 (noting that the court must accept the findings of fact upon which the district court relied in dealing with suppression of evidence unless those findings are clearly erroneous).
Even if Rodriguez-Suazo were able to show that the officers searched him without a warrant, he has not offered any evidence to show that when the officers stopped Rodriguez-Suazo in his truck, they were not aware of all the
As of result of our conclusion that the district court was not clearly erroneous in its determination that the police had a warrant, Rodriguez-Suazo‘s arguments that his detention was unlawful once the stop failed to reveal evidence of drug trafficking must also fail. The warrant specifically permitted the seizure of documents, including passports and records identifying his address. After turning over his driver‘s license with the name Reynaldo Michel Figueroa, Rodriguez-Suazo admitted that he was an illegal Mexican immigrant. Once the police had this confession, the police had probable cause to detain and arrest Rodriguez-Suazo, albeit for a different crime than originally expected under the search warrant.
III. CONCLUSION
For the foregoing reasons, we AFFIRM the decision of the district court denying Rodriguez-Suazo‘s motions to suppress evidence.
