Former Arizona Congressman Richard G. Renzi seeks to invoke the Speech or Debate Clause 1 to preclude his prosecution for allegedly using his public office to benefit himself rather than his constituents. The indictment against him alleges that Renzi offered two private parties a quid pro quo deal. If they would buy private land owned by a former business partner — a sale that would generate enough cash to repay a debt owed to Renzi — the Congressman promised to support future public land exchange legislation favorable to each.
Renzi denies the charges against him, but argues on interlocutory appeal that he is protected by the Clause from even the burden of defending himself. Specifically, he claims that the public corruption charges against him amount to prosecution on account of his privileged “legislative acts”; that “legislative act” evidence was improperly presented to the grand jury; that the United States must show that its investigation did not benefit from its review of “legislative act” evidence; and that the district court erred by declining to wholly suppress all of the evidence against him relating to his illicit “negotiations.”
We cannot agree. We recognize, as we must, that the Speech or Debate Clause is a privilege that “has enabled reckless men to slander and even destroy others with impunity.”
United States v. Brewster,
I
Renzi was elected to the United States House of Representatives in November 2002 as the representative for Arizona’s First Congressional District. 3 He was sworn in the following January and, as a freshman congressman (“Member”), obtained a seat on the House Natural Resources Committee (“NRC”) — the committee responsible for, among other things, approving of any land exchange legislation 4 before it can reach the floor of the House.
In 2005, Western Land Group approached Renzi about developing and sponsoring the necessary land exchange legislation. According to the allegations, Congressman Renzi met with RCC representatives in his congressional office in February 2005 and instructed them to purchase property owned by James Sandlin (“the Sandlin property”) if RCC desired Renzi’s support. Renzi never disclosed to RCC that Sandlin was a former business partner who, at that time, owed Renzi some $700,000 plus accruing interest.
RCC’s negotiations with Sandlin were not fruitful. In March 2005, an RCC representative called Renzi to tell him that RCC had been unable to reach an agreement with Sandlin because Sandlin was insisting on unreasonable terms. Renzi reassured the representative that Sandlin would be more cooperative in the future. Later that day, RCC received a fax from Sandlin stating, “I just received a phone call from Congressman Renzi’s office. They have the impression that I haven’t been cooperating concerning this water issue. I feel I have been very cooperative..I still want to cooperate.” Nevertheless, no deal could be struck. In April, RCC informed Renzi that it would not acquire the Sandlin property. Renzi responded simply, “[N]o Sandlin property, no bill.”
Within the week following the collapse of “negotiations” with RCC, Renzi began meeting with an investment group led by Philip Aries (“Aries”), which desired the same surface rights. According to the Government, Renzi again insisted that the Sandlin property be purchased and included as part of any land exchange that took place. Again, he failed to disclose his creditor relationship with .Sandlin. Upping the ante, Renzi told Aries that if the property was purchased and included, he would ensure that the legislation received a “free pass” through the NRC. Within a week, Aries agreed to purchase the property for a sum of $4.6 million and wired a $1 million deposit to Sandlin shortly thereafter.
Upon receiving that $1 million deposit, Sandlin wrote a $200,000 check payable to Renzi Vino, Inc., an Arizona company owned by Renzi. Renzi deposited the check into a bank account of Patriot Insurance— an insurance company he also owned — and used $164,590.68 to pay an outstanding Patriot Insurance debt. Later, when Aries appeared to grow nervous about the deal prior to closing on the Sandlin property, Renzi personally assured the group that he would introduce its land exchange proposal once the sale was complete. The day Aries closed, Sandlin paid into a Patriot Insurance account the remaining $533,000 he owed Renzi.
5
Ultimately,
After an investigation, 6 two separate grand juries returned indictments against Renzi. On September 22, 2009, the second grand jury returned a second superseding indictment (“SSI”) against Renzi and some of his cohorts. That indictment underlies the appeal we decide today and charges Renzi with 48 criminal counts related'to his land exchange “negotiations,” including public corruption charges of extortion, mail fraud, wire fraud, money laundering, and conspiracy. 7
Prior to this appeal, the district court issued three orders, each adopting the Report and Recommendation of Magistrate Judge Bernardo P. Velasco. First, the court denied Renzi’s motion for a Kasti par-like hearing, 8 after determining that the Clause’s privilege “is one of use, not non-disclosure.” Second, the district court denied Renzi’s motion to dismiss the indictment in its entirety because it agreed that Renzi’s “negotiations” with RCC and Aries did not fall within the Clause’s protections and because the limited legislative act evidence presented to the SSI grand jury did not warrant dismissal.
Finally, in its third order, the district court declined to suppress evidence related to Renzi’s “negotiations” with RCC and Aries. We take special note of the fact that the district court did not rule, as Renzi implies, that all such evidence would be admissible. It simply concluded that blanket suppression of all the Government’s evidence was inappropriate and that it would address the propriety of each piece of evidence “as the Government moves to introduce it” at trial.
Renzi timely filed this interlocutory appeal.
II
Because Renzi raises his claims on interlocutory appeal, our jurisdiction — to the extent it exists — -must be founded upon the collateral order doctrine.
Helstoski v. Meanor,
Renzi’s remaining claim — that the district court erred by denying his motion to suppress — does not appear to fall under that same jurisdictional grant, however.
McDade,
[T]he very nature of a double jeopardy claim is such that it is collateral to, and separable from, the principal issue at the accused’s impending criminal trial, i.e., whether or not the accused is guilty of the offense charged. In arguing that the Double Jeopardy Clause of the Fifth Amendment bars his prosecution, the defendant makes no challenge whatsoever to the merits of the charge against him. Nor does he seek suppression of evidence which the Government plans to use in obtaining a conviction. Rather, he is contesting the very authority of the Government to hale him into court to face trial on the charge against him.
Id.
at 507,
Ill
Having disposed of one of Renzi’s four claims, we turn to the merits of those that remain. To reiterate, Renzi argues first that the district court erred by not dismissing the Government’s public corruption charges against him because, as he contends, those charges are based on his “legislative acts” or his motivation for his “legislative acts” and would require the introduction of “legislative act” evidence. Renzi also claims that the district court erred by not dismissing the SSI in its entirety because, as he contends, “legislative act” evidence permeated the Government’s presentation to the grand jury. Finally, Renzi asserts that the district court erred by refusing to hold a Kastigar-like hearing to determine whether the Government used evidence protected by the Speech or Debate Clause to obtain non-privileged evidence and whether the government can prove its case without allegedly tainted evidence.
After careful consideration, we reject each of these claims.
We address first whether Renzi’s “negotiations” with RCC and Aries are protected “legislative acts.”
If they are, we recognize that Renzi would obtain the benefit of three distinct protections. First, the Government would be barred by the Clause’s privilege against liability from prosecuting Renzi for those acts,
e.g., Gravel v. United States,
However, if Renzi’s “negotiations” are not “legislative acts,” then the Clause’s protections would not shield them. The Government could prosecute Renzi for his allegedly corrupt conduct, and neither the testimonial nor evidentiary privileges would apply.
Brewster,
To resolve our inquiry, we first review Supreme Court precedent describing the character of a protected “legislative act,” paying particular care to that conduct the Court considered beyond the reach of the Clause. We then apply that precedent to determine whether Renzi’s conduct falls within the sweep of the Clause’s protection. We conclude that it does not and therefore see no reason to bar Renzi’s prosecution for the charges alleged.
1
Before wading too deeply into the merits of this claim, we resolve a threshold issue: the standard of review by which to assess Renzi’s claim. This is an issue of first impression in this Circuit, but it is not a difficult one. Whether the Clause precludes Renzi’s prosecution is a question of law,
see United States v. Ziskin,
2
Because the protections of the Clause apply absolutely when they apply, the limits of what may constitute a protected “legislative act” is of fundamental importance.
Eastland v. U.S. Servicemen’s Fund,
Since
Kilboum,
the Court has declined to alter that balance.
See, e.g., Brewster,
Prior cases have read the Speech or Debate Clause ‘broadly to effectuate its purposes,’ Johnson,383 U.S. at 180 [86 S.Ct. 749 ],, and have included within its reach anything ‘generally done in a session of the House by one of its members in relation to the business before it.’ Kilboum,103 U.S. at 204 ; Johnson,383 U.S. at 179 [86 S.Ct. 749 ]. Thus, voting by Members and committee reports are protected; and we recognize today — as the Court has recognized before, Kilboum,103 U.S. at 204 ; Tenney v. Brandhove,341 U.S. 367 , 377-78 [71 S.Ct. 783 ,95 L.Ed. 1019 ] (1951) — that a Member’s conduct at legislative committee hearings, although subject to judicial review in various circumstances, as is legislation itself, may not be made the basis for a civil or criminal judgment against a Member because that conduct is within the ‘sphere of legitimate legislative activity.’ Tenney,341 U.S. at 376 [71 S.Ct. 783 ],
Gravel,
This broad sweep of protection is not without limits, however. Reacting to an increasingly broad invocation of the Clause, the Court clarified that it had never indicated that “everything that ‘related’ to the office of a Member was shielded by the Clause.”
Brewster,
It is well known, of course, that Members of the Congress engage in many activities other than the purely legislative activities protected by the Speech or Debate Clause. These include a wide range of legitimate ‘errands’ performed for constituents, the making of appointments with Government agencies, assistance in securing Government contracts, preparing so-called ‘news letters’ to constituents, news releases, and speeches delivered outside the Congress. The range of these related activities has grown over the years. They are performed in part because they have come to be expected by constituents, and because they are a means of developing continuing support for future elections. Although these are entirely legitimate activities, they are political in nature rather than legislative, in the sense that term has been used by the Court in prior cases. But it has never been seriously contended that these political matters, however appropriate, have the protection afforded by the Speech or Debate Clause.
Id.
at 512,
In addition, the Court has recognized a marked distinction between completed “legislative acts” and mere promises to perform future “legislative acts.”
Helstoski
With this guiding framework in mind, we turn to the case before us.
3
The district court determined that Congressman Renzi’s “negotiations” with RCC and Aries were not privileged because Renzi had only promised to support future legislation through future acts. It found the Supreme Court’s example in Brewster particularly compelling and declined to deviate from its result.
On appeal, Renzi argues that the district court drew too fine a line between present and future conduct. He asserts that the very act of “negotiating” with private entities over future legislation is analogous to discourse between legislators over the content of a bill and must be considered a protected “legislative act” under a broad construction of the Clause. He also contends that his prosecution must be barred to avoid impugning later “legislative acts.” Finally, he argues that even if his promise of future action would not be protected under Supreme Court precedent, it would be protected under our decision in
Miller
We disagree with each of Renzi’s contentions. In
Brewster,
the Court rejected Renzi’s first argument — the contention that a Member’s pre-legislative act negotiations with private parties are themselves “legislative acts.”
Appellee’s contention for a broader interpretation of the privilege draws essentially on the flavor of the rhetoric and the sweep of the language used by courts, not on the precise words used in any prior case, and surely not on the sense of those cases, fairly read.
(c) We would not think it sound or wise, simply out of an abundance of caution to doubly insure legislative independence, to extend the privilege beyond its intended scope, its literal language, and its history, to include all things in any way related to the legislative process. Given such a sweeping reading, we have no doubt that there are few activities in which a legislator engages that he would be unable somehow to ‘relate’ to the legislative process. Admittedly, the Speech or Debate Clause must be read broadly to effectuate its purpose of protecting the independence of the Legislative Branch, but no more than the statutes we apply, was its purpose to make Members of Congress super-citizens, immune from criminal responsibility.
Id.
at 516,
The Court then focused on the specific nature of Brewster’s “negotiations,” his solicitation and acceptance of a bribe, to determine whether the Congressman’s specific conduct might fall within the Clause’s protections. Not surprisingly, it found Brewster’s acts to be uniquely unlegislative and squarely dismissed Brewster’s second argument, also echoed by Renzi today, that the prosecution was simply a veiled attempt to inquire as to the motivation for those later “legislative acts” actually performed:
Taking a bribe is, obviously, no part of the legislative process or function; it is not a legislative act. It is not, by any conceivable interpretation, an act performed as a part of or even incidental to the role of a legislator. It is not an ‘act resulting from the nature, and in the execution, of the office.’ Nor is it a‘thing said or done by him, as a representative, in the exercise of the functions of that office,’ Coffin, 4 Mass, at 27. Nor is inquiry into a legislative act or the motivation for a legislative act necessary to a prosecution under this statute or this indictment. When a bribe is taken, it does not matter whether the promise for which the bribe was given was for the performance of a legislative act as here or, as in Johnson, for use of a Congressman’s influence with the Executive Branch. And an inquiry into the purpose of a bribe ‘does not draw in question the legislative acts of the defendant member of Congress or his motives for performing them.’ Johnson, 383 U.S. at 185 ,86 S.Ct. 749 .
Id.
at 526,
One might think that this would be the end of the matter — that Renzi would concede that
Brewster
forecloses his claim. Instead, Renzi contends that
his
pre-legislative “negotiations” are not doomed to the same fate as Brewster’s because he was charged with extortion, not bribery. He reasons that
Brewster
was premised on the idea that there was no legitimate explanation for Brewster’s acceptance of a bribe, and that, unlike Brewster, he has a legitimate explanation for his deeds. In short, Renzi relies on the fact that, as charged, his deceit was more refined, more sophisticated, than Brewster’s. Rather than selling his office for cash, he was wise enough to at least attempt to conceal his crime by using more indirect means of payment. We think Renzi relies on a distinction without a difference.
See McDade,
First, the Court has already considered and rejected the contention that the Clause should be extended to preclude inquiry into any legislative activity with some degree of facial validity:
Mr. Justice WHITE suggests that permitting the Executive to initiate the prosecution of a Member of Congress for the specific crime of bribery is subject to serious potential abuse that might endanger the independence of the legislature — for example, a campaign contribution might be twisted by a ruthless prosecutor into a bribery indictment. But, as we have just noted, the Executive is not alone in possessing power potentially subject to abuse; such possibilities are inherent in a system of government that delegates to each of the three branches separate and independent powers.
We therefore see no substantial increase in the power of the Executive and Judicial Branches over the Legislative Branch resulting from our holding today. If we underestimate the potential for harassment, the Congress, of course, is free to exempt its Members from the ambit of federal bribery laws, but it has deliberately allowed the instant statute to remain on the books for over a century.
Brewster,
The sweeping claims of appellee would render Members of Congress virtually immune from a wide range' of crimes simply because the acts in question were peripherally related to their holding office. Such claims are inconsistent with the reading this Court has given, not only to the Speech or Debate Clause, but also to the other legislative privileges embodied in Art. I, § 6.
Breiuster,
This point is evidenced not only by the Court’s words in
Brewster,
but also by its example.
Cf.
The question is whether it is necessary to inquire into how appellee spoke, how he debated, how he voted, or anything he did in the chamber or in committee in order to make out a violation of this statute. The illegal conduct is taking or agreeing to take money for a promise to act in a certain way. There is no need for the Government to show that appellee fulfilled the alleged illegal bargain; acceptance of the bribe is the violation of the statute, not performance of the illegal promise.
Brewster,
Having concluded that the Court’s precedent is of no aid to Renzi’s cause, we move to his final argument — that our own precedent has moved the bounds of Clause protection beyond the line drawn by the Court in
Brewster
and
Johnson
to protect a Member’s pre-legislation investigation and fact-finding.
Cf. Miller,
The flaw in Renzi’s reasoning is small, but it makes all the difference. Even assuming
Miller
appropriately ap
[N]o prior case has held that Members of Congress would be immune if they executed an invalid resolution by themselves carrying out an illegal arrest, or if, in order to secure information for a hearing, themselves seized the property or invaded the privacy of a citizen.... Such acts are no more essential to legislating than the conduct held unprotected in United States v. Johnson....
* * *
Article I, § 6, cl. 1, as we have emphasized, does not purport to confer a general exemption upon Members of Congress from liability or process in criminal cases. Quite the contrary is true. While the Speech or Debate Clause recognizes speech, voting, and other legislative acts as exempt from liability that might otherwise attach, it does not privilege either Senator or aide to violate an otherwise valid criminal law in preparing for or implementing legislative acts.
Gravel,
Thus, we find ourselves, at base, with a claim no different than that raised by Brewster. Like the district court, we see
B
We next address whether the district court erred by declining to dismiss the indictment in its entirety for, as Renzi alleges, the pervasive presentment of “legislative act” evidence to the grand jury.
To resolve this issue, we first consider whether Renzi’s allegation of Speech or Debate violations permits us to go behind the face of the indictment to inquire as to the evidence considered by the SSI grand jury.
Compare Jefferson,
1
Generally speaking, “an indictment valid on its face is not subject to challenge on the ground that the grand jury acted on the basis of inadequate or incompetent evidence.”
United States v. Calandra,
As the Court explained in
Calandra,
this is because a grand jury’s use of inadequate or incompetent evidence “involve[s] no independent governmental invasion of one’s person, house, papers, or effects, but rather the usual abridgment of personal privacy common to all grand jury questioning.”
Id.
at 354,
Renzi’s case is no ordinary one, however. Even in
Calandra,
the Court noted
Because the Clause precludes any jury from “questionfingj” a Member about his “legislative acts,”
e.g., Helstoski,
Despite the fact that “[t]he Court ... has never held-that a speech or debate violation before the grand jury necessitates the quashing of the indictment,”
Helstoski II,
In order fully to secure th[e] purposes [of the Speech or Debate Clause], it seems that a court may find it necessary, at least under some circumstances, to look beyond the face of an indictment and to examine the evidence presented to the grand jury. Otherwise, a prosecutor could with impunity procure an indictment by inflaming the grand jury against a Member upon the basis of his Speech or Debate, subject only to the necessity of avoiding any reference to the privileged material on the face of the indictment.
Rostenkowski,
We agree. A court cannot permit an indictment
that depends
on privileged material to stand — and burden a Member with litigation that ultimately cannot succeed — or else the Clause loses much of its teeth.
Eastland,
Still, the mere fact that some “legislative act” evidence was presented to the grand jury cannot entitle Renzi to dismissal. That would contravene the Court’s example in
Brewster
and
Johnson
— two cases in which the Court decided that dismissal of the indictment was not warranted even though each Member was indicted by grand juries to whom the Government had presented “legislative act” evidence.
Johnson,
The solution to this problem of words and deeds is the middle ground upon which the Eleventh Circuit plants its flag in
Swindall:
an indictment need not be dismissed unless the “evidence [presented to the grand jury]
causes
the jury to indict.”
A member’s Speech or Debate privilege is violated if the Speech or Debate material exposes the member to liability, but a member is not necessarily exposed to liability just because the grand jury considers improper Speech or Debate material. “A member of Congress may be prosecuted under a criminal statute provided that the Government’s case does not rely on legislative acts or the motivation for legislative acts.” Brewster,408 U.S. at 512 [92 S.Ct. 2531 ], If reference to a legislative act is irrelevant to the decision to indict, the improper reference has not subjected the member to criminal liability. The case can proceed to trial with the improper references expunged.
Id. at 1548 (citation style amended and footnote omitted) (emphasis added).
We think
Swindall
represents an elegant solution to an awkward problem— how to provide a remedy sufficiently measured that it protects a Member’s privilege without transforming the shield of the Clause into a sword that unscrupulous Members might wield to avoid prosecution for even unprotected acts. We therefore adopt that standard and look behind the face of the indictment to evaluate whether Clause materials
caused
the grand jury to indict.
Id.; see Johnson,
2
Before the district court, Renzi challenged the presentment of specific excerpts of grand jury testimony by RCC and Aries representatives, as well as the introduction of nineteen documentary ex
On appeal, Renzi reiterates his complaints regarding the testimony and the Government’s presentment of “numerous documents” that “describe or reference Congressman Renzi’s negotiations, discussions and correspondence with RCC and Aries.” Looking first to the propriety of the testimony, we find no error. As explained by Renzi, the representatives’ testimony concerned their meetings and negotiations with Renzi, in which he insisted that they acquire the Sandlin property if they desired his support. As previously discussed, these negotiations are not “legislative acts.”
Brewster,
Turning to the issue of the “numerous documents,” we think it incumbent on Renzi to bring to our attention those specific exhibits that cause him concern.
Downs v. L.A. Unified Sch. Disk,
Turning first to those documents the district court found unprotected, we think the district court and Magistrate Judge Velasco “drew the line precisely where it should have been drawn.” Exhibit 41 describes Renzi’s demand to RCC that it purchase the Sandlin property if it desired his future support, including his statement, “no Sandlin property, no bill.” That demand is not a “legislative act.”
Helstoski,
The same cannot be said for the “newly offensive” exhibits, however. Exhibit 21 is a map of property included in the “Petrified Forest — San Pedro River Land Exchange Act,” and Exhibits 33 and 96 are internal RCC emails that discuss, at least in some part, the status of actual legislation. To the extent each references actual “legislative acts,” it should not have been presented to the grand jury. Id. (“As to what restrictions the Clause places on the admission of evidence, our concern is not with the ‘specificity’ of the reference. Instead, our concern is whether there is mention of a legislative act.”). 18
Of course, identifying the violative exhibits only puts the ball on the tee. We must still decide the dispositive question: whether the twelve documents 19 the Government impermissibly presented to the SSI grand jury caused the grand jury to indict. Comparing those documents to the charges against Renzi — e.g., conspiracy to commit extortion and wire fraud, honest services wire fraud, conspiracy to commit money laundering, and Hobbs Act extortion under color of official right — we see no basis for such a conclusion.
The charges against Renzi concern, as the Government alleges, his act to offer RCC, and later Aries, a
quid pro quo
deal: Sandlin property for future legislation— nothing more, nothing less. To prove these charges, the Government need only introduce evidence of Renzi’s promise to support legislation and the circumstances surrounding that promise — the “meetings” and “negotiations” with RCC and Aries in which he pitched his offer.
Brewster,
The now-struck evidence — all of which concerned “the legislative performance itself’ — is superfluous to these showings because the indictment could have been returned even absent these exhibits.
Id.
at 525-27,
C
Finally, we consider Renzi’s claim that the district court erred by refusing to hold a Kastigar-like hearing to determine whether the Government used evidence protected by the Speech or Debate Clause to obtain non-privileged evidence and whether the Government can prove its case with evidence derived from legitimate independent sources.
What Renzi asks is no small request. Rather, to do as he suggests would require us to agree that there exists some grandiose, yet apparently shy, privilege of nondisclosure that the Supreme Court has not thought fit to recognize. It would require us to ignore the care with which the Court has described the bounds of the Clause and to agree that legislative convenience precludes the Government from reviewing documentary evidence referencing “legislative acts” even as part of an investigation into unprotected activity.
See United States v. Raybum House Office Bldg.,
The district court denied Jefferson’s motion but a panel of the D.C. Circuit Court of Appeals reversed.
Rayburn,
Responding to the critique of their concurring colleague, the court dismissed the contention that its construction of the Clause effectively eviscerated the ability of the Executive to investigate Members of Congress. Compare id. at 661, with id. at 671-72 (Henderson, J., concurring) (“[A]s the government points out, to conclude that the Clause’s shield protects against any Executive Branch exposure to records of legislative acts would jeopardize law enforcement tools ‘that have never been considered problematic.’ If Executive Branch exposure alone violated the privilege, ‘agents ... could not conduct a voluntary interview with a congressional staffer who wished to report criminal conduct by a Member or staffer, because of the possibility ... that the staffer would discuss legislative acts in ... describing the unprivileged, criminal conduct.’ ” (internal citations omitted) (alterations in original)). Rather, the majority concluded that nothing barred the Executive from seeking judicial review of a Member’s claim that particular documents were privileged from disclosure by the Clause. Id. at 662. Specifically, the court referenced with approval its prior order that the district court review all of the seized materials and make findings as to which documents referenced privileged activity. Compare id. at 661— 62, with id. at 657-58.
Simply stated, we cannot agree with our esteemed colleagues on the D.C. Circuit. We disagree with both Rayburn’s premise and its effect and thus decline to adopt its rationale.
Rayburn
rests on the notion that “distraction” of Members and their staffs from their legislative tasks is a principal concern of the Clause, and that distraction
alone
can therefore serve as a touchstone for application of the Clause’s testimonial privilege.
One of [the Clause’s] purposes is to shield legislators from private civil actions that “create[] a distraction and foree[] Members to divert their time, energy, and attention from their legislative tasks to defend the litigation.” Eastland,421 U.S. at 503 ,95 S.Ct. 1813 . A litigant does not have to name members or their staffs as parties to a suit in order to distract them from their legislative work. Discovery procedures can prove just as intrusive.
MINPECO,
Thus we have long held that, when it applies, the Clause provides protection against civil as well as criminal actions, and against actions brought by private individuals as well as those initiated by the Executive Branch.
The applicability of the Clause to private civil actions is supported by the absoluteness of the term ‘shall not be questioned,’ and the sweep of the term ‘in any other Place.’ In reading the Clause broadly we have said that legislators acting within the sphere of legitimate legislative activity ‘should be protected not only from the consequences of litigation’s results but also from the burden of defending themselves.’ Dombrowski387 U.S. at 85 [87 S.Ct. 1425 ]. Just as a criminal prosecution infringes upon the independence which the Clause is designed to preserve, a private civil action, whether for an injunction or damages, creates a distraction and forces Members to divert their time, energy, and attention from their legislative tasks to defend the litigation. Private civil actions also may be used to delay and disrupt the legislative function. Moreover, whether a criminal action is instituted by the Executive Branch, or a civil action is brought by 'private parties, judicial power is still brought to bear on Members of Congress and legislative independence is imperiled.
Id.
at 503,
Anchoring distraction to a precluded action not only satisfies the flair of the language used by the Court in
Eastland,
but also the precise words used in prior cases and “the sense of those cases, fairly read.”
Cf. Brewster,
Having established that neither the Senator nor Rodberg is subject to liabilityfor what occurred at the subcommittee hearing, we perceive no basis for inquiry of either Rodberg or third parties on this subject.... We do not intend to imply, however, that in no grand jury investigations or criminal trials of third parties may third-party witnesses be interrogated about legislative acts of Members of Congress. As for inquiry of Rodberg about third-party crimes, we are quite sure that the District Court has ample power to keep the grand jury proceedings within proper bounds and to foreclose improvident harassment and fishing expeditions into the affairs of a Member of Congress that are no proper concern of the grand jury or the Executive Branch.
Id. If distraction alone serves as the touchstone for the absolute protection of the Clause, the distinction drawn by the Court would be quite arbitrary. The quoted passage makes perfect sense, though, if one accepts that an underlying action must be precluded before concern for distraction alone is sufficient to foreclose inquiry.
Anchoring the two concerns also makes practical sense. When the Clause bars the underlying action, any investigation and litigation serve only as wasted exercises that
unnecessarily
distract Members from their legislative tasks.
Eastland,
When the underlying action is not precluded by the Clause, however, the calculus is much different.
E.g., Gravel,
As we noted at the outset, the purpose of the Speech or Debate Clause is to protect the individual legislator, not simply for his own sake, but to preserve the independence and thereby the integrity of the legislative process. But financial abuses by way of bribes, perhaps even more than Executive power, would gravely undermine legislative integrity and defeat the right of the public to honest representation. Depriving the Executive of the power to investigate and prosecute and the Judiciary of the power to punish bribery of Members of Congress is unlikely to enhance legislative independence. Given the disinclination and limitations of each House to police these matters, it is understandable that both Houses deliberately delegated this function to the courts, as they did with the power to punish persons committing contempts of Congress.
Brewster,
Moreover, in resolving any lingering uncertainty as to whether distraction alone can preclude disclosure of documentary “legislative act” evidence, we cannot ignore the example of the Court. The Court’s own jurisprudence demonstrates
Mr. Justice STEVENS suggests that our holding is broader than the Speech or Debate Clause requires. In his view, “it is illogical to adopt rules of evidence that will allow a Member of Congress effectively to immunize himself from conviction simply by inserting references to past legislative acts in all communications, thus rendering all such evidence inadmissible.” Post, at 2444. Nothing in our opinion, by any conceivable reading, prohibits excising references to legislative acts, so that the remainder of the evidence would be admissible. This is a familiar process in the admission of documentary evidence. Of course, a Member can use the Speech or Debate Clause as a shield against prosecution by the Executive Branch, but only for utterances within the scope of legislative acts as defined in our holdings. That is the clear purpose of the Clause.
Id.
at 488 n. 7,
Having discussed our disagreement with Rayburn’s premise, we further explain why we are ill at ease with its effect. For one, it stands in direct contradiction to the Court’s directive and example in
Helstoski.
It was not only fear of the executive that caused concern in Parliament but of the judiciary as well, for 'the judges were often lackeys of the Stuart monarchs, levying punishment more ‘to the wishes of the crown than to the gravity of the offence.’ There is little doubt that the instigation of criminal charges against critical or disfavored legislators by the executive in a judicial forum was the chief fear prompting the long struggle for parliamentary privilege in England and, in the context of the American system of separation of powers, is the predominate thrust of the Speech or Debate Clause.
Id.
at 181-82,
Despite acknowledging that fact,
As such, the example of the Court again demonstrates that the Clause cannot incorporate the privilege
Rayburn
contends. Many times, the Court has itself reviewed evidence to ascertain whether it was protected or not.
E.g., Helstoski,
442 U.S. at
In sum, the very fact that the Court has reviewed “legislative act” evidence on countless occasions — and considered cases in which such evidence had been disclosed to the Executive with nary an eyebrow raised as to the disclosure — demonstrates that the Clause does not incorporate a non-disclosure privilege as to any branch.
See, e.g., Helstoski,
IV
“In its narrowest scope, the Clause is a very large, albeit essential, grant of privilege” that “has enabled reckless men to slander and even destroy others with impunity. ...”
Brewster,
AFFIRMED in part; DISMISSED in part.
Notes
. “[A]nd for any Speech or Debate in either House, [the Senators and Representatives] shall not be questioned in any other Place.” U.S. Const, art. I, § 6, cl. 1.
. In a separate memorandum disposition filed concurrently with this opinion, we also grant the Government’s cross-appeal, No. 10-10122, and order reinstated the racketeering act dismissed by the district court.
. Because this matter arises on interlocutory appeal, the facts are largely derived from the allegations contained in the second superceding indictment against Renzi. We accept these allegations as true only for the purpose of resolving the important constitutional questions before us.
United States v. Fiander,
.Federal land exchanges involve the exchange of privately held land for federal land. Typically, land exchanges are facilitated by government agencies and must comply with three general requirements: the federal parcel and the private land must be appraised to ensure equal value, the exchange must comply with the National Environmental Protection Act, and the exchange must serve the public interest.
E.g.,
Bill Paul, Article,
Statutoiy Land Exchanges that Reflect "Appropri
. This sum accounted for both the principal and the accrued interest.
. During the course of the Government's investigation, it interviewed Congressman Renzi’s aides, reviewed documents provided by those aides, wiretapped Congressman Renzi’s personal cell phone in accordance with a Title III Order, and searched, pursuant to a warrant, the office of Patriot Insurance. The evidence obtained from the wiretap was later suppressed because of violations of Renzi’s attorney-client privilege. The Government does not challenge that ruling.
. Counts 1 through 27 of the SSI charge Renzi and Sandlin with various public corruption offenses related to the land exchange negotiations, including Hobbs Act extortion, mail fraud, honest services wire fraud, and money laundering. Counts 28 through 35 charge Renzi and another individual with various insurance fraud offenses. Counts 36 through 46 charge Renzi with additional insurance fraud offenses. Count 47 charges Renzi with a RICO violation. Count 48 charges Renzi with a tax offense, and Count 49 charges Sandlin with a campaign finance offense.
.In
Kastigar,
the Court held that, when prosecuting an individual who has been granted immunity in exchange for his or her testimony, the Government bears an affirmative burden of demonstrating that it has not used that testimony, or any evidence derivative of that testimony, to further the prosecution.
Kastigar v. United States,
. Brewster was alleged to have "corruptly asked, solicited, sought, accepted, received and agreed to receive money in return for being influenced in his performance of his official acts in respect to his action, vote, and decision on postage rate legislation which might at any time be pending before him in his official capacity.”
.We think it significant that the Supreme Court has never recognized investigations by an individual Member to be protected.
See, e.g., Brewster,
.We are not alone in making this distinction.
E.g., McSurely v. McClellan,
.Renzi asserts that this reasoning is improper because it equates to an inquiry into his motivation — a proposition the Court, as described, has refuted. Were the Court to have extended Clause protection to prelegislative investigations and fact-finding by individual Members, we would agree. However, it has not.
Supra
note 10. Instead, the Court has stated that illegal investigatory or preparatory acts are not protected "legislative acts.”
Gravel,
. Renzi challenged SSI Grand Jury Exhibits 7, 10, 13, 15-17, 28, 29, 36-39, 41, 43, 48, 49, 58, 91, and 95.
. Magistrate Judge Velasco struck Exhibits 13, 15, 16, 29, 37, and 43 per Renzi's request and sua sponte struck Exhibits 44, 45, and 60.
. One might logically assume that no "other” violative materials caused the jury to indict if Renzi himself feels it unnecessary to bring them to our — or the district court's— attention.
. Renzi did not contest the Government’s assertion that he complained of documents in his briefs that were never presented to the SSI grand jury.
.Exhibits 21, 33, and 96 are challenged with specificity for the first time on appeal. Because we ultimately find each of these exhibits to be irrelevant to the grand jury’s decision to indict, we do not engage in a protracted "plain error” analysis. Given the interests at issue, we simply assume, without deciding, that were the Swindall test to be met, so too would the substantial rights requirement of Federal Rule of Criminal Procedure 52.”
. Though the documents should not have been presented to the grand jury in their current form, we note that the Clause would not bar their introduction at trial if properly redacted.
Helstoski,
. We must consider the three exhibits discussed herein and the nine documents previously struck.
. We reject Renzi's claim that this renders the Clause a right without a remedy. The Court dismissed a similar vindication argument in Calandra:
It should be noted that, even absent the exclusionary rule, a grand jury witness may have other remedies to redress the injury to his privacy and to prevent a further invasion in the future. He may be entitled to maintain a cause of action for damages against the officers who conducted the unlawful search. Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics,403 U.S. 388 ,91 S.Ct. 1999 ,29 L.Ed.2d 619 (1971). He may also seek return of the illegally seized property, and exclusion of the property and its fruits from being used as evidence against him in a criminal trial. Go-Bart Importing Co. v. United States,282 U.S. 344 ,51 S.Ct. 153 ,75 L.Ed. 374 (1931). In these circumstances, we cannot say that such a witness is necessarily left remediless in the face of an unlawful search and seizure.
. Renzi seems to assume that the Government would be required to prove that the indictment was not obtained through the use of derivative evidence were we to adopt the
Raybum
formulation. We do not agree. Invoking the term "Kastigar-like hearing” does not serve to suspend the general rule that facially valid indictments are not subject to challenge.
Calandra,
Even the
Raybum
privilege does not go that far.
.Renzi argued to the district court that this same privilege also required the disqualification of the prosecution team based on its
. As noted by Judge Karen Henderson, "this unique moment in our nation's history [wa]s largely of the Representative's own making.”
Rayburn,
. "A person aggrieved by an unlawful search and seizure of property or by the deprivation of property may move for the property's return.”
. The court also declined to consider "whether the seized evidence must be suppressed under the Fourth Amendment."
Ray-bum,
. We also think MINPECO's reliance on
Miller
is misplaced.
. To reiterate, the Court has identified three distinct privileges in the Clause: a testimonial privilege, an evidentiary privilege, and a privilege against liability.
MINPECO
relied on the testimonial privilege of the Clause.
. Of course, it is entirely true that sometimes the very disclosure of documentary evidence in response to a subpoena duces tecum may have some testimonial import.
Rayburn,
. As Justice Harlan explained in Johnson:
In the American governmental structure the clause serves the additional function of reinforcing the separation of powers so deliberately established by the Founders. As Madison noted in Federalist No. 48:‘It is agreed on all sides, that the powers properly belonging to one of the departments, ought not to be directly and comple[te]ly administered by either of the other departments. It is equally evident, that neither of them ought to possess directly or indirectly, an overruling influence over the others in the administration of their respective powers. It will not be denied, that power is of an encroaching nature, and that it ought to be effectually restrained from passing the limits assigned to it. After discriminating therefore in theory, the several classes of power, as they may in their nature be legislative, executive, or judiciary; the next and most difficult task, is to provide some practical security for each against the invasion of the others. What this security ought to be, is the great problem to be solved.’ (Cooke ed.)
The legislative privilege, protecting against possible prosecution by an unfriendly executive and conviction by a hostile judiciary, is one manifestation of the 'practical security' for ensuring the independence of the legislature.
