UNITED STATES OF AMERICA,
No. 94-3360
United States Court of Appeals For the Seventh Circuit
SUBMITTED DECEMBER 27, 2001—DECIDED AUGUST 8, 2002
On Motion to Recall Mandate
Before CUDAHY, RIPPLE and DIANE P. WOOD, Circuit Judges.
RIPPLE, Circuit Judge. Russell “Rusty” Prevatte brings this motion to recall mandate and seeks immediate release from incarceration. For the following reasons, we believe that this motion ought to be construed as a petition for a writ of habeas corpus under
I
BACKGROUND
The facts leading up to Mr. Prevatte‘s conviction are reported in detail in two prior opinions, see United States v. Prevatte, 16 F.3d 767 (7th Cir. 1994), and United States v. Prevatte, 66 F.3d 840 (7th Cir. 1995). We therefore shall set forth only those facts that are pertinent to Mr. Prevatte‘s current motion.
On December 23, 1991, Mr. Prevatte and some confederates detonated a pipe bomb in an alley in Hammond, Indiana. The bomb damaged the adjacent house and garage; specifically, it punctured a gas meter located on the home. It appears, but is not clear from the record, that the bomb also damaged a pole owned or maintained by the Northern Indiana Public Service Company, the provider of natural gas to the adjacent house. The shrapnel from the explosion caused the death of Emily Antkowicz who was in her yard next to the alley when the bomb exploded.
Mr. Prevatte and his confederates were apprehended several months later. Mr.
At trial, the Government established the interstate link by submitting evidence that the bombing not only had damaged a gas meter at 1425 Stanton, but also that the damage had caused a leak of gas that had traveled through interstate pipelines. See Prevatte, 16 F.3d at 771 n.3 (citing Tr. VI at 813 and Tr. VII at 1228). The jury returned a verdict against Mr. Prevatte on Count II of the indictment, and the district court sentenced him to life imprisonment.
Mr. Prevatte appealed his conviction and his sentence. However, he did not raise lack of an interstate nexus as a basis for error. Nevertheless, this court sua sponte raised and resolved the issue; it stated:
No claim is made on appeal that this bombing was without the interstate commerce nexus required under
18 U.S.C. § 844(i) . However, in United States v. Stillwell, 900 F.2d 1104, 1110 n.2 (7th Cir.), cert. denied, 498 U.S. 838 (1990), this court held that the adequacy of the interstate commerce nexus was jurisdictional. This court also held in Stillwell that the bombing of a private home supplied by natural gas from outside the state had a sufficient nexus to interstate commerce under§ 844(i) . Id. at 1107 (stating that “Congress intended§ 844(i) to reach a private residence which is supplied with interstate natural gas“). We are constrained to follow Stillwell as the law of this circuit. There was evidence of record that the bombings had caused damage to gas meters and had caused leaks of gas that had traveled through interstate pipelines.
Id. (parallel and record citations omitted). Mr. Prevatte‘s conviction was affirmed, but this court remanded for resentencing. See United States v. Prevatte, 16 F.3d 767 (7th Cir. 1994). After a subsequent appeal and remand, see United States v. Prevatte, 66 F.3d 840 (7th Cir. 1995), Mr. Prevatte eventually was sentenced to 44 years’ imprisonment.
In 1997, Mr. Prevatte sought post-conviction relief under
In November 1999, while incarcerated at a federal detention center in California, Mr. Prevatte filed a motion for habeas relief pursuant to
The Ninth Circuit affirmed the dismissal, but on different grounds. It stated:
The challenged conviction and sentence at issue here were imposed by the Northern District of Indiana. At the time Prevatte filed his section 2241 petition, how-ever, he was incarcerated in the Central District of California. Moreover, before the district court ruled on his petition, Prevatte was then transferred to a federal prison in Florence, Colorado, where he is currently incarcerated. Because Prevatte‘s
§ 2241 petition effectively challenges the legality of his underlying conviction and invokes the savings clause undersection 2255 , the district court properly recognized that it was without jurisdiction.
Defendant‘s Three Supp. Exhibits, Ex.2 at 2. The Ninth Circuit then remanded “for the limited purpose of determining if the interests of justice require transfer of Prevatte‘s section 2241 claim, challenging his conviction and sentence under
On December 27, 2001, Mr. Prevatte filed a document with this court entitled “Appellant Prevatte‘s Motion to Recall Mandate Pursuant to Court‘s Inherent Power to Prevent A Manifest Miscarriage of Justice.” In his motion, Mr. Prevatte asks this court to recall its mandates, the last of which was issued in October 1995 after his second appeal. Mr. Prevatte submits that Jones v. United States, 529 U.S. 848 (2000), renders him actually innocent of the crime for which he was convicted. Mr. Prevatte maintains that, because the only interstate connection established at his trial was the injury to a home that received interstate natural gas, and because Jones held that a private residence that received interstate natural gas was not “used” in commerce for purposes of
II
DISCUSSION
A. Entitlement to Relief Under 28 U.S.C. § 2255
1.
Mr. Prevatte submits that this court has the inherent authority to recall its mandate to prevent a miscarriage of justice. However, we previously have determined that motions, such as the one presented by Mr. Prevatte, cannot be employed to evade the successive petition restrictions of
“[A] prisoner‘s motion to recall the mandate on the basis of the merits of the underlying decision can be regarded as a second or successive application for purposes of
§ 2244(b) . Otherwise, petitioners could evade the bar against relitigation of claims presented in a prior application,§ 2244(b)(1) , or the bar against litigation of claims not presented in a prior application,§ 2244(b)(2) . If the court grants such a motion its action is subject to [the] AEDPA.”
Gray-Bey, 209 F.3d at 988. Consequently, “[b]ecause it would be proper to recall the mandate only if it is proper to authorize a second or successive collateral attack,” this court stated, “the motion is pointless,” and we considered the merits of Gray-Bey‘s successive petition under
2.
According to
A second or successive motion must be certified as provided in
section 2244 by a panel of the appropriate court of appeals to contain—(1) newly discovered evidence that, if proven and viewed in light of the evidence as a whole, would be sufficient to establish by clear and convincing evidence that no reasonable factfinder would have found the movant guilty of the offense; or
(2) a new rule of constitutional law, made retroactive to cases on collateral review by the Supreme Court, that was previously unavailable.
In Jones, the Supreme Court addressed the issue of “[w]hether, in light of United States v. Lopez . . . and the interpretive rule that constitutionally doubtful constructions should be avoided . . .,
In Part III of its opinion, the Court discussed how this construction was “in harmony with the guiding principle that ‘where a statute is susceptible of two constructions, by one of which grave and doubtful constitutional ques-tions arise and by the other of which such questions are avoided, our duty is to adopt the latter.‘” Id. at 857 (quoting United States ex rel. Attorney Gen. v. Delaware & Hudson Co., 213 U.S. 366, 408 (1909)). The Supreme Court then concluded that “[g]iven the concerns brought to the fore in Lopez, it is appropriate to avoid the constitutional question that would arise were we to read
Jones therefore interpreted
We believe that it is clear from the language and structure of the Supreme Court‘s opinion that the holding in Jones does not fit the requirements for
B. Alternate Relief Under 28 U.S.C. § 2241
1.
The fact that Mr. Prevatte may not pursue a second
An application for a writ of habeas corpus in behalf of a prisoner who is authorized to apply for relief by motion pursuant to this section, shall not be entertained if it appears that the applicant has failed to apply for relief, by motion, to the court which sentenced him, or
that such court has denied him relief, unless it also appears that the remedy by motion is inadequate or ineffective to test the legality of his detention.
In general, federal prisoners who wish to attack the validity of their convictions or sentences are required to proceed under
§ 2255 . Furthermore, in the overwhelming majority of cases§ 2255 specifically prohibits its prisoners from circumventing§ 2255 and challenging their convictions or sentences through a habeas petition under§ 2241 . There is, however, a recognition in the statute that it will not apply in a narrow class of cases. This is the so-called “savings clause” of§ 2255 , which allows prisoners to bring§ 2241 petitions if they can show that the§ 2255 remedy “is inadequate or ineffective to test the legality of [the prisoner‘s] detention.”
Garza v. Lappin, 253 F.3d 918, 921 (7th Cir. 2001) (quoting
2.
We are not the court with jurisdiction to consider a
In our view, a
The question is whether in these circumstances, the remedy created by section 2255 can be thought adequate to enable the prisoner to test the legality of his detention. . . . [W]e think the answer is no. Nichols could not use a first motion under the section to obtain relief on a basis not yet established by law. He could not use a second or other successive motion to obtain that relief because the basis on which he seeks relief is neither newly discovered evidence nor a new rule of constitutional law. It is true that his claim would wash out if the Supreme Court had made the statutory definition that it adopted in Bailey applicable only to future cases, for then Nichols would not have been convicted for a nonexistent crime; but the Court, consistent with its usual practice did not do this, and so he has a claim that he is indeed being held in prison for a nonexistent crime. It is a claim that he could at no time present in a motion under section 2255, nor earlier in his direct appeal.
Id. at 610 (internal citations omitted). In conclusion, we stated that “[a] federal prisoner should be permitted to seek habeas corpus only if he had no reasonable opportunity to obtain earlier judicial correction of a fundamental defect in his conviction or sentence because the law changed after his first 2255 motion.” Id. at 611. We added three qualifications to this general rule:
The first is that the change of law has to have been made retroactive by the Supreme Court, as the Court has now done for Bailey errors by its Bousley decision. The second is that it must be a change that eludes the permission in section 2255 for successive motions; if it does not, if therefore the prisoner is not barred from filing a successive such motion, then his 2255 remedy is not inadequate and he cannot apply for habeas corpus. Third, “change in law” is not to be equated to a difference between the law in the circuit in which the prisoner was sentenced and the law in the circuit in which he is incarcerated.
Similar to Nichols, here Mr. Prevatte has not had an opportunity to obtain judicial correction of a potential fundamental defect in his conviction; Jones was handed down after he had filed his initial
The only potential procedural stumbling block to Mr. Prevatte‘s presentation of his claim under
This distinction between substance and procedure is an important one in the habeas context. The Teague doctrine is founded on the notion that one of the “principal functions of habeas corpus [is] ‘to assure that no man has been incarcerated under a procedure which creates an impermissibly large risk that the innocent will be convicted.’ ” [Teague v. Lane,] 489 U.S. [289,] at 312 (quoting Desist v. United States, 394 U.S. 244, 262 (1969)). Consequently, unless a new rule of criminal procedure is of such a nature that “without [it] the likelihood of an accurate conviction is seriously dimin-
ished,” 489 U.S., at 313, there is no reason to apply the rule retroactively on habeas review. By contrast, decisions of this Court holding that a substantive federal criminal statute does not reach certain conduct, like decisions placing conduct ” ‘beyond the power of the criminal law-making authority to proscribe,’ ” id., at 311 (quoting Mackey [v. United States, 401 U.S. 667, 692 (1971) (Harlan, J., concurring in part and dissenting in part)]), necessarily carry a significant risk that a defendant stands convicted of “an act that the law does not make criminal.” Davis v. United States, 417 U.S. 333, 346 (1974). For under our federal system it is only Congress, and not the courts, which can make conduct criminal. United States v. Lanier, 520 U.S. 259, 267-68, n.6 (1997); United States v. Hudson, 7 Cranch 32 (1812). Accordingly, it would be inconsistent with the doctrinal underpinnings of habeas review to preclude petitioner from relying on our decision in Bailey in support of his claim that his guilty plea was constitutionally invalid.
Bousley, 523 U.S. at 620. For instance, in United States v. Ryan, 227 F.3d 1058 (8th Cir. 2000), the Eighth Circuit relied upon Bousley and determined that, unlike constitutionally based procedural rules, when the Supreme Court narrows the interpretation of a criminal statute enacted by Congress, that interpretation may be applied retroactively to
Similarly the Tenth Circuit allowed a prisoner to invoke the Supreme Court‘s
Bailey establishes a new non-constitutional rule of substantive law which may produce a different result under the facts of this case than that dictated by prior law. In other words, actions that were criminal pre-Bailey may no longer be such. Therefore, we hold that Bailey applies retroactively to convictions under
18 U.S.C. § 924(c)(1) .
The courts of the Tenth Circuit, the circuit in which Mr. Prevatte now must seek
Conclusion
Mr. Prevatte has brought a non-frivolous challenge to his conviction by alleging that, due to an intervening decision of the Supreme Court of the United States that narrows significantly the statute under which he was convicted, he stands convicted of having committed an act that Congress did not intend to criminalize. It also appears that a court with jurisdiction over the
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Clerk of the United States Court of Appeals for the Seventh Circuit
