Lead Opinion
OPINION OF THE COURT
After a trial in the District Court for • the District of New Jersey, appellant Peter Weber was convicted on six counts of an eight-count indictment which charged him with violations of the TaftHartley Act, 29 U.S.C. § 186(b),
Weber was convicted on counts one, two, three, six, seven and eight and acquitted on counts four and five.
This appeal raises two important issues. First, Weber argues that the District Court should not have granted the Government’s pre-trial motion, pursuant to Rule 13, Federal Rules of Criminal Procedure,' to consolidate two separate indictments, because (a) the amount of prejudice resulting from the consolidation was so great the court abused its discretion by granting the motion, and (b) consolidation violated appellant’s Fifth Amendment right not to be compelled to be a witness against himself. Second, Weber urges that hearsay testimony was improperly admitted at trial, because (a) the facts of this case do not warrant application of the co-conspirator hearsay exception, and (b) admission of extra-judicial statements of a witness deceased before trial violates the Sixth Amendment’s guarantee of confrontation.
Weber was Business Manager of New Jersey Local Union 825, Operating Engineers. In 1963 the Price Company, an Oklahoma firm engaged in pipeline construction, opened an office in New Jersey to gain the advantages enjoyed by local companies when bidding on New Jersey contracts. The Price Company was particularly desirous to win a lucrative contract to construct a 90-mile New Jersey pipeline for Colonial. Prior to bidding on the Colonial contract, the Price Company established itself in New Jersey by constructing pipelines for the Algonquin Gas Company and Texas Eastern Transmission Company. While erecting these pipelines, Price Company officials noticed that competing construction companies operated under favorable labor conditions unavailable to Price Company.
The president of Price Company, Harold Price, directed his assistant, Roy Burgess, to travel from Oklahoma to New Jersey to meet with Weber in order to enlist Weber’s aid in Price Company’s dealings with Local 825. Price testified that Burgess reported to him that Weber wanted “tax-free cash.” Price also testified that he decided to pay Weber money in order to induce Weber to use his union position to secure a lenient labor arrangement with Local 825. There was evidence that subsequent to Price’s decision, Burgess traveled to New Jersey on at least three separate occasions. There was also evidence — which is questioned in this appeal — that Burgess paid Weber $3,500 on each of the three occasions. At the time the payments in question were made to Weber, the Price Company made a firm decision to bid on the Colonial Pipeline contract. Burgess was once again dispatched to New Jersey to learn the amount demanded by Weber for cooperation should Price Company win the Colonial contract. During the period in which Colonial was accepting bids for the New Jersey segment of the pipeline, Weber called Harold Price and told him that he (Weber) wanted Price Company to win the contract. Weber also called Glen Giles, General Manager of Construction for Colonial, to ask Giles to award the contract to the Price Company. Despite the telephone conversation, Giles awarded the contract to Bechtel, which had underbid the Price Company.
James Joyce testified that after Bechtel was awarded the New Jersey contract, Joyce entered into an arrangement with Weber: Weber would force Bechtel to subcontract to Joyce Construction Company the river crossings required by Bechtel’s contract with Colonial, and in return, Joyce agreed to pay Weber $30,-000. Bechtel at first intended to construct the river crossings itself, and refused to subcontract the work to Joyce
After a jury trial lasting twenty-four days, Weber was convicted on six, and acquitted on two, counts of the indictment. The Honorable Reynier Wortendyke fined Weber $10,000 on each of counts one, two, and three and sentenced him to two concurrent terms of ten years imprisonment on each of counts six and seven. Sentence was suspended on count eight.
I. A. The pre-trial consolidation was not error.
Weber argues that the District Court abused its discretion when prior to trial it consolidated the two indictments pursuant to the government’s motion under Rule 13, Federal Rules of Criminal Procedure. The first indictment #321-67 included five counts. The first four charged that Weber accepted cash payments from the Price Company on four separate occasions in violation of the Taft-Hartley Act. The fifth count charged that Weber had induced Colonial to cancel its contract with Osage Construction Company and to award it to the Napp-Greeo Corporation in violation of the Hobbs Act. Weber was acquitted on counts four and five. The
second indictment, #322-67, contained three counts. Count one charged a conspiracy to violate the Hobbs Act; count two charged that Weber, by creating labor strife, forced Bechtel to give a subcontract to Joyce Company in violation of the Hobbs Act; count three charged Weber conspired to accept $30,000 from Joyce in violation of the Taft-Hartley Act.
Rule 13, Federal Rules of Criminal Procedure,
However, the fact that the consolidation was within the scope of Rules 8 and 13 does not dispose of Weber’s objections, because Weber claims that consolidation created prejudice within the meaning of Rule 14.
In order to prevail on this argument, Weber, of course, must make an affirmative showing that the District Court abused its discretion when it refused to sever the two indictments. United States v. Barrow,
Although it is unclear whether Weber raised the following points in the District Court, he now asserts that joinder was prejudicial because (1) the existence of separate counts and the resulting extensive testimony confused the jury (2) the charging of several crimes made the jury hostile (3) the jury was unable to segregate the evidence as to each count, and considered one crime as corroboration of the others.
Such allegations, if true and if timely made, would raise the questions to which Rule 14 addresses itself. Drew v. United States, supra,
Whether the two indictments were consolidated or severed, it is possible that Weber would have been confronted with substantially the same evidence, because “evidence of each of the joined offenses would be admissible in a separate trial for the other.” Baker v. United States,
Hence, evidence of each of Weber’s alleged crimes was relevant to prove the other since each tended to demonstrate Weber’s plan to control pipeline construction in New Jersey for his own pecuniary benefit, his motive, and the history of the transaction. See, United States v. Carter,
Weber argues, without citing any cases, that since some of the counts may be characterized as malum in se and others as malum prohibitum, they may not be joined. In the absence of an affirmative showing of impermissible harm, the mere fact that the crimes carry different labels is not determinative. The jury acquitted Weber of one malum in se count and one malum prohibitum count. While the jury’s acquittal of Weber on these two counts may not be dispositive of the question of prejudice, such action buttresses our conclusion that the jury was able to distinguish the evidence relating to one count from the evidence relating to the others.
Weber also argues to this Court that his trial strategy was to testify in his own defense on counts six, seven and eight which relate to the Bechtel extortion, but not to testify regarding counts one to four which relate to the cash payments from the Price Company.
The extent and strength of the Government’s evidence was greater on the Bechtel counts than on the Price counts. On the Bechtel counts there was direct testimony from Weber’s alleged co-conspirators to the effect that Weber had agreed to use his union position to force Bechtel to give a subcontract to Joyce. As a matter of trial tactics, Weber
Even assuming arguendo that Weber would have conducted his defense differently if there had been two trials instead of one, such does not demonstrate that the District Court abused its discretion in denying severance. Weber relies heavily upon Cross v. United States,
“Appellant cites Cross for the proposition that a ‘timely and bona fide election by the accused to testify as to some counts and not as to others requires a Rule 14 severance.’ We think that reading of Cross is far too broad. Such a rule, in fact, would divest the court of all control over the matter of severance and entrust it to the defendant.”401 F.2d at 976 .
The Baker panel points out at 977 that the controlling factor in Cross was that the defendant was cross-examined “concerning his generally tawdry way of life and his prior convictions.” Weber did not assert in the District Court, nor does he now claim, that he faced impeachment or other questions tending to show bad character. Accordingly, Weber has failed to demonstrate that the District Court abused its discretion by permitting consolidation.
B. Weber also asserts, without citing any cases directly supporting his argument, that consolidation violated the Fifth Amendment, because to testify regarding the Bechtel extortion counts he was “compelled” by the exigencies of a jury trial to take the stand regarding the Price transactions.
At the heart of this issue is Weber’s theory that juries tend to infer guilt from a defendant’s silence, particularly when silence as to one count is underscored by defendant’s testimony denying other counts. Based on this proposition Weber argues that the Fifth Amendment was violated, because he desired to take the witness stand only to deny the Bechtel counts, and was “compelled” as a practical matter to testify as to the Price counts in order to prevent the jury from drawing an inference of guilt regarding the Bechtel counts.
It is clear that once a defendant takes the witness stand he waives his Fifth Amendment privilege and makes himself liable to cross-examination as an ordinary witness. Johnson v. United States,
Nevertheless, as all other defendants in criminal trials, Weber was free to remain silent. His decision to testify resulted from strategic consideration of how to persuade a jury of his innocence. In Harrison v. United States,
“A defendant who chooses to testify waives his privilege against compulsory self-incrimination with respect to the testimony he gives, and that waiver is no less effective or complete because the defendant may have been motivated to take the witness stand in the first place only by reason of the strength of the lawful evidence adduced against him.”
The same principle applies to the situation where defendant’s decision to take the witness stand is motivated by his counsel’s assessment of effective jury trial tactics.
Applying the Fifth Amendment to a case somewhat different from Weber’s the Supreme Court reiterated what it said in Harrison — a defendant's response to the prosecution’s lawful evidence does not rise to the level of compulsion. Williams v. Florida,
“The defendant in a criminal trial is frequently forced to testify himself and to call other witnesses in an effort to reduce the risk of conviction. * * That the defendant faces such a dilemma demanding a choice between complete silence and presenting a defense has never been thought an invasion of the privilege against compelled self-incrimination.”399 U.S. at 83-84 ,90 S.Ct. at 1897 .
Here, Weber does not suggest that he could not have remained silent had he so chosen. Weber’s position is only that in order to counteract the persuasive evidence presented by the Government relating to the Bechtel counts, he wished to deny the charges through his own testimony and once having taken the witness stand for this purpose, he apparently thought it helpful to his defense before the jury to testify as to all the counts of the indictment. However, such tactical considerations did not “compel” Weber to testify in the sense proscribed by the Fifth Amendment. In addition, the record shows that Weber was not impeached by prior convictions, nor did cross examination elicit admissions of any wrongdoing.
II. Admitting hearsay testimony was not reversible error.
A. Weber argues that the District Court erred, as a matter of federal evi-dentiary law, when it admitted extrajudicial statements made by Burgess.
Burgess was an employee of the Price Company. The evidence showed that pursuant to Price’s instructions, Burgess
Weber makes two objections to the admission of Burgess’ out-of-court statements: first, the co-conspirator hearsay exception is available only when the de-clarant can be confronted in the courtroom and cross-examined; second, there was insufficient evidence, not including the Burgess statements, to connect Weber with the Price-Burgess conspiracy to pay money to Weber in exchange for favored treatment for the Price Company.
When the co-conspirator declarant is available as a witness, there is no doubt that hearsay principles do not prevent the introduction into evidence of extra-judicial statements made by the co-conspirator in furtherance of the conspiracy.
As to Weber’s second objection regarding the statements of the deceased witness, there was ample evidence, putting aside the hearsay itself, as we must, Glasser v. United States,
This Circuit has held,
“Once the existence of a conspiracy is clearly, established, slight evidence may be sufficient to connect a defendant with it.” United States v. Cohen,197 F.2d 26 (3rd Cir. 1954).
Accord, United States v. Knight,
At trial there was clear evidence of a conspiracy between Price and Burgess.
B. Weber asserts that the admission of the Burgess hearsay statements violated his Sixth Amendment right to confront the witnesses against him.
The Supreme Court has consistently interpreted the Confrontation Clause as permitting traditional exceptions to the hearsay rule. Government of Virgin Islands v. Aquino,
“The primary object of the constitutional provision in question [Sixth Amendment, Confrontation Clause] was to prevent depositions or ex parte affidavits, such as were sometimes admitted in civil cases, being used against the prisoner in lieu of a personal examination and cross-examination of the witness in which the accused has an opportunity, not only of testing the recollection and sifting the conscience of the witness, but of compelling him to stand face to face with the jury * * * ”
Nevertheless, Justice Brown speaking for the Court in Mattox made it explicitly clear that the right to confrontation was never intended to prohibit the use of extra-judicial statements introduced into evidence through the common law exceptions to the hearsay rule.
In Dowdell v. United States,
“ * * * this general rule of law [the right to confrontation] embodied in the Constitution * * and intended to secure the right of the accused to meet the witness face to face, and to thus sift the testimony produced against him, has always had certain well recognized exceptions.”
And, in Snyder v. Massachusetts,
“Nor has the privilege of confrontation at any time been without recognized exceptions, as for instance dying declarations or documentary evidence.”
In Delaney v. United States,
“It is contended that hearsay evidence was received against petitioner, and this is erected into a charge of the deprivation of his Constitutional right to be confronted with the witnesses against him. Hearsay evidence can have that effect and its admission against objection constitute error. Diaz v. United States,223 U.S. 442 , 450,32 S.Ct. 250 ,56 L.Ed. 500 ; Ann. Cas.1913C, 1138; Rowland v. Boyle [St. Louis and San Francisco R. R. Co.],244 U.S. 106 , 108,37 S.Ct. 577 ,61 L.Ed. 1022 ; Spiller v. Atchison, Topeka and Santa Fe Ry. Co.,253 U.S. 117 , 130,40 S.Ct. 466 ,64 L.Ed. 810 * * * The only exception, however, was of testimony given by one of the conspirators of what another one of the conspirators (the latter being dead) had told him, during the progress of the conspiracy. We think the testimony was competent and within the ruling of the cases. American Fur Co. v. United States,2 Pet. 358 ,7 L.Ed. 450 . Nudd v. Burrows,91 U.S. 426 , 438,23 L.Ed. 286 ; Wiborg v. United States,163 U.S. 632 ,16 S.Ct. 1127 ,41 L.Ed. 289 .”
Recent Supreme Court cases — Pointer v. Texas,
“We emphasize that the hearsay statement inculpating petitioner was clearly inadmissible against him under traditional rules of evidence, see Kru-lewitch v. United States,336 U.S. 440 ,69 S.Ct. 716 ,93 L.Ed. 790 ; Fiswick v. United States,329 U.S. 211 ,67 S.Ct. 224 ,91 L.Ed. 196 , the problem arising only because the statement was * * * admissible against the declarant Evans. * * * There is not before us, therefore, any recognized exception to the hearsay rule insofar as petitioner is concerned and we intimate no view whatever that*339 such exceptions necessarily raise questions under the Confrontation Clause.”391 U.S. at 128 , footnote 3,88 S.Ct. at 1673 , footnote 3.
Courts of Appeal have decided that Bru-ton did not reach the question whether the Sixth Amendment prohibits the co-conspiracy exception to the hearsay rule. Parness v. United States,
The recent case of California v. Green,
“What I would hold binding on the States as a matter of due process is what I also deem the correct meaning of the Sixth Amendment’s Confrontation Clause — that a State may not in a criminal case use hearsay when the declarant is available.”399 U.S. 149 , 186,90 S.Ct. 1930 , 194914
In United States v. American Radiator and Standard Sanitary Corp.,
During the current term, the Supreme Court has decided Dutton v. Evans, supra. Writing for a plurality, Mr. Justice Stewart has re-affirmed the understanding articulated in prior decisions of the
Finally, there is no merit in Weber’s remaining assignments of error. There was no violation of the First Amendment when evidence was introduced to prove that Weber associated with various executives of pipeline construction companies doing business in New Jersey. That evidence was produced to demonstrate that Weber had the opportunity to carry out the various crimes charged. Since we have examined all the errors alleged by Weber and have found no impermissible procedures, we cannot agree that viewing the trial in its entirety reveals a deprivation of due pi’ocess.
The judgment of the District Court will be affirmed.
Notes
. 29 U.S.C. § 186(b) (1). It shall be unlawful for any person to request, demand, receive, or accept, or agree to receive or accept, any payment, loan, or delivery of any money or other thing of value prohibited by (a) of this section. 29 U.S.C. § 186(a). It shall be unlawful for any employer or association of employer or any person who acts as a labor relations expert, advisor, or consultant to an employer or who acts in the interest of any employer to pay, lend or deliver, or agree to pay, lend, or deliver, any money or other thing of value — (1) to any representative of any of his employees who are employed in an industry affecting commerce, * * *
. 18 U.S.C. § 1951(a). Whoever in any way or degree obstructs, delays, or affects commerce or the movement of any article or commodity in commerce, by robbery or extortion or attempts or conspired so to do, or commits or threatens physical violence to any person or property in furtherance of a plan or purpose to do anything in violation of this section shall be fined not more than $10,000 or imprisoned not more than twenty years or both.
. Rule IS. Trial Together of Indictments or Informations
The court may order two or more indictments or informations or both to be tried together if the offenses, and the defendants if there is more than one, could have been joined in a single indictment or information. The procedure shall be the same as if the prosecution were under such single indictment or information.
. Rule 8. Joinder of Offenses and of Defendants
(a) Joinder of Offenses. Two or more offenses may be charged in the same indictment or information in a separate count for each offense if the offenses charged, whether felonies or misdemeanors or both, are of the same or similar character or are based on the same act or transaction or on two or more acts or transactions connected together or constituting parts of a common scheme or plan.
. Rule 14. Relief from Prejudicial Joinder If it appears that a defendant or the government is prejudiced by a joinder of offenses or of defendants in an indictment or information or by such joinder for trial together, the court may order an election or separate trials of counts, grant a severance of defendants or provide whatever other relief justice requires. In ruling on a motion by a defendant for severance the court may order the attorney for the government to deliver to the court for inspection in camera any statements or confession made by the defendants which the government intends to introduce in evidence at the trial.
. The admission of the evidence would, of course, be within the sound discretion of the Trial Court and, even if relevant, the evidence might he excluded if the District Court found it to be unduly prejudicial. United States v. Stirone, supra,
. The transcript indicates Weber asserted to the District Court he wished to testify regarding the Price counts, but not regarding the Bechtel counts. In his brief on appeal Weber says bis strategy ivas the reverse, that it was his desire to testify regarding only the Bechtel counts,
. It should be noted that in Harrison the Court held a defendant’s testimony at one trial was inadmissible at a subsequent trial, because at the first trial the defendant testified in order to overcome the impact of an illegally obtained confession. In reaching its decision, the Court explained, “ * * * the petitioner testified only after the Got eminent had illegally introduced into evidence three confessions, all wrongfully obtained, and the same principle that prohibits the use of confessions so procured also prohibits the use of any testimony impelled thereby— the fruit of the poisonous tree.”
. e. g., Lutwak v. United States,
. In United States v. Annunziato,
. At a later point in the opinion, we will discuss Weber’s argument that the Confrontation Clause to the Constitution limits the co-conspirator exception to the hearsay rule.
. The indictment did not charge a conspiracy between Weber, Price and Burgess, but that fact alone does not prevent the introduction of statements made by a co-conspirator.
“It is enough if evidence, other than that whose admissibility is under chai-lenge, disclosed one [a conspiracy]. St. Clair v. United States, 1894,154 U.S. 134 , 149,14 S.Ct. 1002 ,38 L.Ed. 936 ; United States v. Pugliese, 2 Cir. 1945,153 F.2d 497 , 500; People v. Luciano, 1938,277 N.Y. 348 ,14 N.E.2d 433 .” United States v. Annunziato, supra, at 378.
. “Viewed historically, then, there is good reason to conclude that the Confrontation Clause is not violated by admitting a declarant’s out-of-court statements, as long as the declarant is testifying as a witness and subject to full and effective eross-examination.” California v. Green,
. “ * * * the precise holding of the Court today is that the Confrontation Clause of the Sixth Amendment does not preclude the introduction of an out-of-court declaration, taken under oath and subject to eross-examination, to prove the truth of the matters asserted therein, when the declarant is available as a witness at trial.” California v. Green, supra
. Mr. Justice Harlan has recently stated that he has retreated from the view of the Sixth Amendment which he articulated in Green. Dutton v. Evans, supra.
. At oral argument Weber’s counsel acknowledged that Green v. California has not affected the constitutionality of the co-conspirator exception to the hearsay rule.
Concurrence Opinion
(concurring).
I agree with the majority’s disposition of Weber’s argument concerning the co-conspirator hearsay exception.
With respect to Weber’s arguments against consolidation, I concur in the result reached by the majority but I find it unnecessary to decide all the matters treated by them. Weber’s claim that the consolidation itself compelled him to testify on the Price counts in violation of the Fifth Amendment overlooks the fact that, at a separate trial on those counts, evidence of the Bechtel transactions would still have been admissible to prove guilt circumstantially by showing a general plan by Weber to control construction of the New Jersey segment of the Colonial Pipeline for his own pecuniary benefit. The tactical reasons for Weber’s desire to testify in rebuttal to the Bechtel evidence would have been equally compelling at a trial solely on the Price charges, and Weber does not now maintain that he might have changed his mind and remained silent on this evidence simply because it was used to prove some other crime. Thus, Weber would have faced the same evidence and the same testimonial dilemma regardless of consolidation. I believe that it is unnecessary to decide whether consolidation could create an unconstitutional degree of compulsion in a case where the evidence would not be mutually admissible at separate trials.
Apart from the constitutional issue, Weber was not “prejudiced” within the meaning of Rule 14. Since evidence concerning all eight counts would have been admissible at separate trials on each indictment, consolidation neither enlarged the possibility of an inference of criminal propensity nor confounded Weber in presenting his defense. Drew v. United States,
