UNITED STATES OF AMERICA, Plaintiff, v. RICHARD WAYNE PARKER, Defendant.
Case No. 2:98-cr-00749-CAS - 1
UNITED STATES DISTRICT COURT CENTRAL
May 21, 2020
CHRISTINA A. SNYDER, UNITED STATES DISTRICT JUDGE
‘O’
ORDER GRANTING MOTION FOR COMPASSIONATE RELEASE
I. INTRODUCTION AND BACKGROUND
“A judgment of conviction that includes a sentence of imprisonment constitutes a final judgment and may not be modified by a district court except in limited circumstances.” Dillon v. United States, 560 U.S. 817, 824 (2010) (internal alterations omitted). “Compassionate release provides an exception” to this general rule “in extraordinary cases.” United States v. Holden, No. 3:13-cr-00444-BR, 2020 WL 1673440, at *2 (D. Or. Apr. 6, 2020).
Prior to December 21, 2018, “the Court could only reduce a sentence of imprisonment upon a motion of the Director of the Bureau of Prisons[.]” United States v. Esparza, No. 1:07-cr-00294-BLW, 2020 WL 1696084, at *1 n.1 (D. Idaho Apr. 7, 2020). But on December 21, 2018, Congress enacted—and the President signed into law—the
On January 19, 2000, the Court sentenced defendant Richard Wayne Parker (“Parker”) to life imprisonment after Parker was convicted of charges related to the filing of a false tax return and the possession and distribution of cocaine. Dkt. 598. Parker now seeks relief from that sentence, pursuant to the FSA, in the form of compassionate release. The Court held a hearing on May 21, 2020. Having carefully considered the parties’ arguments, the Court finds and concludes as follows.
A. Parker‘s Underlying Misconduct1
1. Parker, Ruelas, Wilcox, and Strickler Form the “Deguello” Group
In 1990, Parker, George Michael Ruelas (“Ruelas”), Michael Richard Wilcox (“Wilcox”), and James Strickler (“Strickler”) formed a conspiracy to use their collective law enforcement knowledge and experience to illegally seize narcotics and related proceeds from narcotics traffickers and then profit from these seizures by selling the seized narcotics. The group called itself “Deguello.” At that time, Parker was a Special Agent with the California Department of Justice‘s Bureau of Narcotic Enforcement
The Deguello group thereafter began executing raids of residences belonging to suspected narcotics traffickers. During the raids, members of the Deguello group would represent that they were executing a legitimate search warrant in the pursuit of narcotics or proceeds derived from the sale of narcotics. In reality, however, participating members would seize any contraband found for the members’ own benefit.
2. Parker Recruits Pitto
At the time that Parker first met Wilcox in 1986 or 1987, Wilcox was married to Monica Pitto (“Pitto”). In 1992, Parker approached Pitto about the prospect of Pitto selling a kilogram of cocaine that Parker had obtained. Parker proposed that if Pitto would sell the kilogram of cocaine on Parker‘s behalf, Parker would split the profits with her. Pitto agreed and successfully sold the cocaine, receiving some $7,500.00 from Parker in return.
On several other occasions, Parker, through Pitto, successfully sold narcotics to Gerhard Hensel (“Hensel”). Although Hensel was arrested in 1993, Hensel thereafter informed Pitto in 1996 that he was ready to resume distributing cocaine, prompting Pitto to contact Parker.
3. The Deguello Group Burglarizes the BNE Vault
In late 1996 or early 1997, the Deguello group identified the evidence vault at the BNE‘s office located in Riverside, California (“the BNE vault”) as a potential target for the group‘s theft-related activities. Ruelas, Parker, and Wilcox subsequently met in person on several occasions to plan and prepare to seize narcotics from the BNE vault, settling on July 4, 1997, as the scheduled date of the proposed burglary. For example, in June 1997, Ruelas, Parker, and Wilcox purchased equipment to be used in the burglary including a hydraulic door spreader, two-way radios, and alligator clips. In his position as a BNE Special Agent, Parker served as a back-up evidence custodian for the BNE‘s Riverside Office, and the BNE provided Parker with a key and the alarm codes to the BNE vault. Pursuant to the plan, Parker provided his key and the alarm codes to the BNE vault to Ruelas and Wilcox so that Ruelas and Wilcox could gain access to the BNE vault.
On July 4, 1997, Ruelas and Wilcox arrived at the BNE‘s office in Riverside, California. Ruelas entered the BNE‘s office, while Wilcox served as the “lookout” in a rented automobile. Ruelas loaded several duffel bags with cocaine stored in the BNE vault and carried them to the car, and the pair then departed for a hotel room. Ruelas and Wilcox returned to the BNE‘s Riverside office several hours later, and Ruelas again removed additional quantities of cocaine from the BNE vault, placing the cocaine in duffel bags.
Wilcox subsequently stored the cocaine at a friend‘s residence in Fresno, California. In all, Ruelas and Wilcox removed some 295 kilograms of cocaine from the BNE vault.
4. Parker Distributes the Cocaine Taken from the BNE Vault
Parker and Ruelas periodically telephoned Wilcox, instructing Wilcox to prepare the cocaine for pick up. Ruelas or Parker would then travel to Fresno to pick up the cocaine. Parker supplied the cocaine to Pitto, who in turn sold the cocaine
5. FBI Agents Arrest Parker
In May 1998, Federal Bureau of Investigation (“FBI”) agents arrested Hensel in an unrelated investigation. During that investigation, agents discovered cocaine that Hensel purchased from Pitto. Hensel cooperated with the government, agreeing to make monitored calls to Pitto to arrange for the purchase of additional quantities of cocaine.
During one such transaction on July 2, 1998, Pitto indicated to Hensel that Pitto would soon be meeting with Pitto‘s supplier. Agents followed Pitto to the rooftop of a parking garage, where Pitto provided Parker with an envelope containing cash. Agents then apprehended Pitto and Parker, placing them under arrest. While searching Parker‘s vehicle, agents discovered firearms, ammunition, and large sums of cash. During a post-arrest search of Parker‘s residence, agents found additional sums of money.
B. Parker‘s Indictment, Conviction, and Appeal
On March 25, 1999, a federal grand jury returned a third superseding indictment, charging Parker with eight counts, including: (1) conspiracy to distribute and possess with intent to distribute five or more kilograms of cocaine, in violation of
On January 19, 2000, the Court sentenced Parker to, inter alia, life imprisonment and five years of supervised release. Dkt. 598. The Court imposed a life sentence because of three enhancements pursuant to the-then binding United States Sentencing Guidelines: (1) a two-level increase for possession of a dangerous weapon; (2) a four-level increase for being “an organizer or leader of a criminal activity that involved five or more participants”; and (3) a two-level increase for abuse of a position of trust.2
Parker thereafter appealed to the United States Court of Appeals for the Ninth Circuit. Dkt. 600. The Ninth Circuit affirmed Parker‘s conviction on August 1, 2001.3 See United States v. Parker, 16 F. App‘x 682 (9th Cir. 2001).
C. Ruelas’ Indictment, Trial, Appeal, and Release
Following Parker‘s indictment, the government continued its investigation into
The Ninth Circuit affirmed Ruelas’ conviction on May 5, 2004.4 See United States v. Ruelas, 98 F. App‘x 615 (9th Cir. 2004). Ruelas thereafter petitioned the Supreme Court for a writ of certiorari, which the Supreme Court granted on January 24, 2004, remanding for resentencing in light of Booker. Ruelas v. United States, 543 U.S. 1103 (2005). Upon remand from the Supreme Court, the Ninth Circuit affirmed Ruelas’ conviction but remanded so that this Court could consider the Ninth Circuit‘s Ameline ruling when resentencing Ruelas.5 See United States v. Ruelas, 412 F.3d 1051 (9th Cir. 2005).
Following remand from the Ninth Circuit, the Court resentenced Ruelas to 228 months in prison on October 17, 2006, followed by five years of supervised release. The Ninth Circuit affirmed Ruelas’ reduced sentence on August 7, 2008. See United States v. Ruelas, 286 F. App‘x 528, 529 (9th Cir. 2008). Ruelas was released from prison in 2016. See Dkt. 956 at 1.
D. Parker‘s Motion for Compassionate Release
On January 13, 2020, Parker, acting pro se, filed a motion for compassionate release. Dkt. 935 (“Mot.”). The government filed an opposition on February 7, 2020. Dkt. 949 (“Opp.”). Parker, now represented by counsel, filed a reply on April 21, 2020. Dkt. 960 (“Reply”). The government filed a surreply on May 7, 2020. Dkt. 961 (“Surreply”).
II. LEGAL STANDARD
“Compassionate release is governed by
III. DISCUSSION
A. Exhaustion of Legal Remedies
The Court “may entertain an inmate‘s request for compassionate release under
1. Prior to the COVID-19 Pandemic, Parker Requests Compassionate Release from the Warden, the Warden Denies Parker‘s Request, Parker Files the Present Motion, and the Government Files its Opposition
Parker submitted a request for compassionate release to the warden of the Federal Correctional Institution in Florence, Colorado (“FCI Florence”) on December 10, 2019. Mot. at 2. Parker‘s request to the warden states that Parker‘s “request is based upon several factors: (1) exemplary conduct while in custody, (2) extensive programming that includes two associates degrees obtained in custody, (3) age, and (4) deteriorating medical condition.” Dkt. 935-1 at 2. Parker‘s request to the warden specifically indicates that Parker suffers from medical conditions including degenerative joint disease in his shoulders, diabetes, and hypertension. Id. at 8. The warden denied Parker‘s request on December 19, 2019. See dkt. 949-1, Exh. A.
Parker subsequently filed his motion for compassionate release with the Court on January 13, 2020. See Mot. Parker‘s motion, which Parker prepared pro se, reasons that “‘extraordinary and compelling’ circumstances combined with [Parker‘s] being an elderly inmate over 65 years of age with medical conditions related to aging that will not improve,” including degenerative joint disease, diabetes, and hypertension, justify Parker‘s compassionate release. Mot. at 1. The government filed its opposition on February 7, 2020. See Opp. The government‘s opposition does not specifically challenge Parker‘s motion on exhaustion grounds. See generally id.
2. The State of California and the Federal Government Act in Response to COVID-19
On March 4, 2020, the Governor of the State of California “proclaimed a state of emergency in California as the result of COVID-19.” Grano v. Sodexo Mgmt., Inc., No. 18-cv-01818-GPC-BLM, 2020 WL 1975057, at *1 (S.D. Cal. Apr. 24, 2020). “[T]he World Health Organization declared COVID-19 a global pandemic on March 11, 2020;” the President “declared the outbreak to constitute a national emergency on March 13, 2020;” and the Governor of the State of California “issued a shelter in place order on March 19, 2020.” United States v. Lopez, No. 1:20-MJ-00046-SAB, 2020 WL 1433158, at *1 (E.D. Cal. Mar. 24, 2020). On March 13, 2020, the Bureau of Prisons (“BOP”) released an action plan to address the threat of COVID-19 in BOP facilities. United States v. French, No. 1:12-cr-00160-JAW, 2020 WL 1539926, at *7 (D. Me. Mar. 31, 2020). “The plan is focused on restricting inmate movement and social and legal visits, as well as providing screening for COVID-19 and isolating those with symptoms.” Id. On March 26, 2020, and on April 3, 2020, the Attorney General of the United States issued memoranda directing the BOP “‘to grant home confinement to inmates seeking home confinement in connection with the ongoing COVID-19 pandemic’ and ‘immediately process them for transfer[.]‘” United States v. Percoco, No. 16-cr-00776-VEC, 2020 WL 2143033, at *1 (S.D.N.Y. May 5, 2020) (internal citation and alterations omitted).
3. Parker‘s Reply and the Government‘s Surreply
Parker, now represented by counsel, subsequently filed his reply on April 21, 2020. See Reply. According to Parker, “Parker‘s request for compassionate release had substantial merit when it was filed on January 13, 2020. Now, as a person whose risk factors for COVID-19 are serious and manifold, [his] need for release is even more urgent.” Reply at 2. In response, the government contends that “[b]ecause [Parker] failed to raise COVID-19-based claims in the request that he filed with the BOP on December 10, 2019, [Parker] has failed to comply with the mandatory exhaustion requirement of
The Court does not find the government‘s exhaustion arguments availing. “[T]he first known case of COVID-19 in the United States was only reported in late January” 2020. Favi v. Kolitwenzew, No. 20-cv-02087, 2020 WL 2114566, at *1 (C.D. Ill. May 4, 2020). It does not follow, then, that at the time Parker filed his administrative request for compassionate release with the warden in December 2019, Parker was required to specifically identify COVID-19—a disease which had not yet been detected in the United States—as the basis for his request. Nor does it follow that Parker has failed to satisfy
The government argues that
A number of other courts have rejected the government‘s argument that an inmate must first raise COVID-19 in an administrative request to the warden in order to raise COVID-19 in connection with a motion seeking compassionate release from the court. For example, in United States v. Resnick, No. 14-cr-810-CM, 2020 WL 1651508, at *5 (S.D.N.Y. Apr. 2, 2020), a federal inmate submitted a request for compassionate release to the warden on February 26, 2020. The inmate‘s request did not specifically raise the threat of COVID-19 in the inmate‘s prison. Id. Instead, the inmate‘s administrative request consisted of a generic, administrative form which “permits an inmate to check only one box on the form,” and the inmate checked a box “for release based on age and service of sentence[.]” Id. On March 28, 2020, the inmate‘s attorney submitted an additional administrative request to the warden, “which . . . relies specifically on [the inmate‘s‘] particular susceptibility to COVID-19.” Id. at *6. The court rejected the government‘s argument that the inmate had not satisfied
The Government‘s argument is sheer sophistry. Resnick has exhausted. He submitted a request to the Warden; more than thirty days passed since he did so; the Warden failed to act within those thirty days; so he filed an appeal to this, his sentencing court, as is his right under the First Step Act. That alone was enough. Now we have the new news that his first administrative request was denied on the merits. No more is required.
If the Government is suggesting that this court—which has undoubted jurisdiction because Resnick‘s original application for compassionate[] release has been exhausted—cannot take into account things that have occurred since February 26—things that render Resnick‘s situation even more parlous than
it was a month ago, because he has not ‘exhausted’ those grounds, I am again constrained to disagree. I am considering Resnick‘s situation today. I would be a fool not to consider what has happened in this country in the 35 days since Resnick originally applied for compassionate release.
Two other courts in the Central District of California recently reached similar conclusions, determining that inmates had satisfied
Here, although Parker‘s request to the warden did not specifically raise COVID-19, it did explicitly raise Parker‘s diabetes, hypertension, and degenerative joint disease. See Dkt. 949-1. Parker‘s reply simply avers that in light of the COVID-19 pandemic, these same medical conditions, which formed the basis for the administrative compassionate release request that Parker submitted to the warden and which the warden has indisputably already denied, “are of even greater significance than they were when [Parker‘s] pro se motion was filed.” Reply at 2; cf. United States v. York, No. 3:11-cr-00076, 2019 WL 3241166, at *3–6 (E.D. Tenn. July 18, 2019) (rejecting argument that “to the extent [an inmate] believes his medical conditions have worsened, he should submit a new request to the BOP before presenting it to the Court” where the warden had previously denied inmate‘s two previous administrative requests for compassionate release based on his medical conditions because inmate “filed administrative requests with the BOP in both 2016 and 2018, requesting compassionate release on the same grounds as the instant motion.”). Accordingly, because Parker filed an administrative request for compassionate release with the warden based on the same medical
B. Extraordinary and Compelling Reasons
1. Caselaw Regarding Extraordinary and Compelling Reasons
“[T]he Sentencing Commission has not amended the Guidelines following the [enactment of the] First Step Act[.]” United States v. Brown, 411 F. Supp. 3d 446, 449 n.1 (S.D. Iowa 2019). Accordingly, a “growing number of district courts have concluded this means the Commission lacks an applicable policy statement regarding when a judge can grant compassionate release.” Id. at 449; accord United States v. Beck, 425 F. Supp. 3d 573 (M.D.N.C. 2019) (“There is no policy statement applicable to motions for compassionate release filed by defendants under the First Step Act.”); United States v. Cantu, 423 F. Supp. 3d 345, 351 (S.D. Tex. 2019) (“Given the changes to the [FSA], the policy-statement provision that was previously applicable to
This Court recently addressed the split of authority regarding the applicability of the Sentencing Commission‘s prior policy statements in United States v. Wade, No. 2:99-cr-00257-CAS-3, 2020 WL 1864906, at *5 (C.D. Cal. Apr. 13, 2020). In that case, the Court rejected the argument “that the pre-FSA categories contained in
2. Changes in the Law, Parker‘s Health, and the COVID-19 Pandemic Present Extraordinary and Compelling Circumstances
Parker contends that extraordinary and compelling circumstances justify his compassionate release because he: (1) is sixty-five years old; (2) is experiencing a serious deterioration in health due to degenerative joint disease in his shoulders, cataract issues, Type 2 diabetes, and hypertension; and (3) has served more than ten years of his sentence. Mot. at 4. Parker‘s argument tracks the Sentencing Commission‘s pre-FSA policy statement which provides that “extraordinary and compelling” reasons for compassionate release exist based on the inmate‘s advanced age and deteriorating health. See
Even prior to the current COVID-19 pandemic, courts have concluded that medical conditions similar or identical to those that Parker suffers from—including diabetes, arthritis, and hypertension—in and of themselves may cause “a serious deterioration in physical or mental health because of the aging process” sufficient to constitute “extraordinary and compelling” circumstances pursuant to the Sentencing Commission‘s pre-FSA policy statements. See, e.g., United States v. Cantu-Rivera, No. 89-cr-204-H, 2019 WL 2578272, at *1 (S.D. Tex. June 24, 2019) (determining that inmate “meets the age-related definition of extraordinary and compelling circumstances in
Here, Parker provides the Court with medical records detailing his various medical conditions, including: (1) a summary from the BOP verifying Parker‘s diabetes, hypertension, cataracts, and osteoarthritis; (2) a summary of a March 3, 2020 medical visit, indicating that Parker‘s osteoarthritis “is severely disabling” and causes Parker “difficulty moving his arms away from his body or performing personal hygiene or sleeping”; and (3) a summary from a January 21, 2020 BOP “clinical encounter,” indicating that Parker has “minimal to no movement over head and shoulder.”8 Dkt. 960-1, Exh. C. Parker‘s medical conditions are indeed serious and, in connection with the COVID-19 pandemic, present “extraordinary and compelling” circumstances, for the purposes of
In addition, the Court may make an “independent assessment of whether ‘extraordinary and compelling
Pursuant to the FSA, “the amended
C. Consistency with Section 3553(a) Factors
Having determined that Parker has satisfied
1. Nature and Circumstances of the Offense and History and Characteristics of the Defendant
The first of the
The Court agrees that the nature and circumstances of Parker‘s underlying offenses, including his leadership of a drug distribution network, his abuse of a position of trust, and his submitting a false tax return, are serious. However, “evidence of postsentencing rehabilitation may plainly be relevant to ‘the history and characteristics of the defendant.‘” Pepper v. United States, 562 U.S. 476, 491 (2011) (citing
Here, in connection with his motion for compassionate release, Parker submits documentation of his rehabilitation during incarceration.11 For example, in the time since the Court sentenced Parker, Parker has earned two Associate of Arts degrees in Social Science and Technical Studies and has taken a number of other continuing education courses. See Dkts. 935-2, 935-3. In addition, during his incarceration, Parker has not been the subject of any disciplinary incidents and has held a number of jobs, including as an education instructor, as a “suicide companion,” and as a career services clerk. See Dkts. 935-5, 935-6. Other courts have considered similar accomplishments by an inmate sufficient to establish the inmate‘s rehabilitation, favoring a sentence reduction. See Brown, 2020 WL 2091802, at *7 (finding that inmate‘s “rehabilitation cuts in favor of [compassionate] release” where inmate “has not had a single disciplinary incident.”); Decator, 2020 WL 1676219, at *4 (finding that
In addition,
The Court therefore concludes that this factor favors a reduction in Parker‘s life sentence.
2. Need for the Sentence Imposed
While Parker‘s underlying criminal offenses are undeniably serious, Parker has already served nearly 22 years in prison13, which “has consumed a large part of his life and by any measure represents a very substantial punishment that reflects the seriousness of his offenses and the need for general or specific deterrence” and “is also a period of time that promotes respect for the law and provides just punishment for his offenses.” Redd, 2020 WL 1248493,
at *8. Moreover, given Parker‘s “extensive use of prison programming, the only thing left ‘to provide the defendant with needed education or vocational training’ is to pursue an actual vocation.” Brown, 2020 WL 2091802, at *10 (citing
3. Remaining Factors
The remaining pertinent section 3553(a) factors require the Court to consider “the kinds of sentences available,” “the kinds of sentence and the sentencing range established,” “any pertinent policy statement” issued by the Sentencing Commission, and “the need to avoid unwarranted sentence disparities among defendants with similar records who have been found guilty of similar conduct[.]”
The Court does not find the government‘s arguments regarding the remaining
Nor has the government established that Parker poses a danger “to the safety of any other person or to the community” so as to preclude the Court from reducing Parker‘s life sentence. The government urges that “although agents did not learn of actual violent conduct by [Parker] during his involvement in the conspiracy, [Parker] certainly had the capacity to, and was prepared to, engage in violent acts if necessary to further his drug trafficking activity.” Opp. at 17–18. Indeed, the government points out that “[w]hen he was arrested,” Parker “had, in his vehicle, at least six firearms, two distraction grenades, and boxes of ammunition.” Id. at 18. The government also argues that “[d]anger to the community is not limited to physical violence.” Surreply at 19. According to the government, then, “[i]f released from prison and no longer subject to close monitoring, there is a danger that [Parker] may cause economic harm to others, including those who trust him.” Id. at 19. The government further asserts that because Parker‘s “history reflects an unwillingness
Each of the government‘s concerns is significantly addressed by the fact that when the Court sentenced Parker, the Court ordered that “[i]f released from imprisonment, [Parker] shall be placed on supervised release for a term of five years.” Dkt. 599 at 1; cf. Marks, 2020 WL 1908911, at *15 (finding that any risk of danger associated with sentence reduction “can be further mitigated by supervised release.”); United States v. Williams, No. 3:04-cr-95-MCR, 2020 WL 1751545, at *3 (N.D. Fla. Apr. 1, 2020) (noting, with respect to inmate‘s motion for compassionate release, that while “the Court cannot conclude . . . that he poses no risk at all to public safety . . . the risk of him engaging in further criminal conduct is minimal and can be managed through . . . the terms of his supervised release.”); see also Mondaca, 2020 WL 1029024, at *4 (noting that inmate‘s compassionate release posed minimal danger because inmate “will be supervised by the Probation Department upon his release from custody through a five year term of supervised release”). Indeed, the Court‘s original sentence imposed a number of terms and conditions on Parker‘s potential supervised release, requiring Parker to, inter alia, submit to close monitoring with respect to Parker‘s finances and employment; avoid “commit[ting] another Federal, state or local crime”; and refrain from “possess[ing] a firearm or other dangerous weapon[.]” Dkt. 599 at 2–3. Were Parker to violate any of the terms and conditions of his supervised release, then the Court “may issue a warrant and revoke supervision[.]” Id. at 2.
In accordance with the foregoing, the Court concludes that neither the remaining
IV. CONCLUSION
Parker filed an administrative request with the warden on December 10, 2019, seeking compassionate release on a number of grounds including his deteriorating medical condition, his rehabilitation during incarceration, and his substantial time served in comparison to the sentences the Court imposed on Parker‘s co-conspirators, including Ruelas, Parker‘s half-brother. Dkt. 935-1. The warden denied Parker‘s request on December 19, 2019, and Parker‘s present motion advances these same grounds for compassionate release. Accordingly, Parker has satisfied
Having determined that a reduction in Parker‘s life sentence is appropriate, “[t]he final question is what relief to grant.” Marks, 2020 WL 1908911, at *17. During the hearing, the government restated its position that the Court‘s original life sentence still remains appropriate today. The government maintained, however, that to the extent that the Court was inclined to reduce Parker‘s sentence, rather than reduce Parker‘s sentence to time served plus five years of supervised release, it would be
The Court concludes, however, that a sentence reduced to TIME SERVED, followed by five years of supervised release, subject to the conditions set forth in the Court‘s amended judgment and commitment order to be issued forthwith, best comports with the FSA and
IT IS SO ORDERED.
DATED: May 21, 2020
CHRISTINA A. SNYDER
UNITED STATES DISTRICT JUDGE
