UNITED STATES OF AMERICA, Appellee vs. DAVID L. NAHODIL, Appellant
No. 93-7519
UNITED STATES COURT OF APPEALS FOR THE
October 4, 1994
1994 Decisions. Paper 152.
BECKER and HUTCHINSON, Circuit Judges, and JOYNER, District Judge.
On Appeal from the United States District Court for the Middle District of Pennsylvania (D.C. Crim. No. 90-00306).
DAVID M. BARASCH United States Attorney GEORGE J. ROCKTASHEL Assistant United States Attorney Post Office Building Third & Market Streets Lewisburg, PA 17837 Attorneys for Appellee
DAVID L. NAHODIL Frackville SCI 1111 Altamont Boulevard Frackville, PA 17931 Appellant Pro Se
OPINION OF THE COURT
BECKER, Circuit Judge.
David L. Nahodil, proceeding pro se, appeals from an order of the district court summarily denying his motion brought pursuant to
I.
In May 1991, Nahodil pled guilty to the firearms charge. On June 14, 1991, he moved to withdraw his guilty plea. Although the district court found fair and just reasons
Nahodil, who is currently serving a state sentence and has not yet begun serving his federal sentence, moved under
The discretion of the district court summarily to dismiss a motion brought under
Nahodil‘s principal claim is that his counsel was ineffective for improperly advising him to enter a plea of guilty despite his repeated objections to doing so.1 A
II.
The record substantiates Nahodil‘s claim that he was quite reluctant to plead guilty. First, he did not want to admit at the plea hearing that he used a gun “during and in relation to a drug trafficking offense.”
Nahodil‘s reluctance to plead guilty and his claim to innocence may have a substantial basis in fact. He protests that he retrieved the firearm, a combination rifle/shotgun stashed in a wall rack, as a conversation piece rather than to threaten anyone, and that its retrieval had no relation to the drug transaction, which involved acquaintances in a small rural city. Indeed, when denying the motion to withdraw the guilty plea, the district court observed that “although it appears that circumstances surrounding Nahodil‘s possession of the . . . firearm . . . would be sufficient to support a jury verdict against him . . ., a jury could still acquit Nahodil of the charge if it found his explanation credible.” Nahodil, 776 F. Supp. at 996. Nevertheless, in the order denying the
III.
A.
If the district court determines that Nahodil‘s attorney‘s advice fell below an objective standard of reasonableness, it must next determine whether that infirm advice prejudiced Nahodil. Hill, 474 U.S. at 58-59, 106 S. Ct. at 370. Prejudice results from ineffective assistance of counsel at a plea hearing if there was a reasonable probability that, but for counsel‘s errors, the defendant would not have pled guilty but instead would have insisted on proceeding to trial. See Hill, 474 U.S. at 59, 106 S. Ct. at 370.
Nahodil‘s claim that “defense counsel improperly advised [him] to enter a plea of guilt[y] to the charges despite petitioner‘s repeated objections to doing so, and with clear understanding that [he] would not agree to admit his guilt to the charges,” implies that he would have proceeded to trial had his attorney not advised him to plead guilty. As we have noted, his presently asserted desire to have stood trial has a plausible foundation in the record, meaning that we can not rule out that there was a reasonable probability that but for his counsel‘s allegedly constitutionally deficient advice he would have proceeded to trial. He has therefore alleged the requisite prejudice to himself to warrant a hearing on his
B.
Rule 9(a) of the Rules Governing
Delayed Motions. A motion for relief made pursuant to these rules may be dismissed if it appears that the government has been prejudiced in its ability to respond to the motion by delay in its filing unless the movant shows that it is based on grounds of which he could not have had knowledge by the exercise of reasonable diligence before the circumstances prejudicial to the government occurred.
A
Because, as indicated, the two versions of Rule 9(a) are practically indistinguishable, the discussion in Vasquez regarding the suitable inquiry as to prejudice to the government applies to both federal and state habeas petitions. Cf., e.g., Reed v. Farley, 114 S. Ct. 2291, 2299-300 (1994) (stating that “`§ 2255 was intended to mirror § 2254 in operative effect‘” (quoting Davis v. United States, 417 U.S. 333, 344, 94 S. Ct. 2298, 2304 (1974))); Kaufman v. United States, 394 U.S. 217, 224-27, 89 S. Ct. 1068, 1073-74 (1969) (applying precedent under
The government counters with a reference to a portion of the advisory committee‘s note to Rule 9 of the Rules Governing
The statute provides that “[a] motion for relief may be made at any time.”
The government also asserts that
With respect to the argument based on the lack of a statute of limitations for
Finally, as to the government‘s argument premised on the supposed distinction in remedies available in
Of course, insofar as
affirmed his sentence.4 If the district court were to find
In any event, collateral relief would not be barred in this case even assuming Nahodil‘s delay in filing his
shows the motion “is based on grounds of which he could not have had knowledge by the exercise of reasonable diligence before the circumstances prejudicial to the government occurred” (emphasis supplied)); Campas, 876 F.2d at 325 (“[T]he State in making its particularized showing of prejudice must relate its prejudice to the petitioner‘s delay and prove that the delay in filing was the cause of the State‘s prejudice.“); Gutierrez, 839 F.2d at 652 (holding that a petitioner‘s delay is inexcusable only if “`based on grounds which he could not have had knowledge by the exercise of reasonable diligence before the circumstances prejudicial to the state occurred‘” (quoting McDonnell v. Estelle, 666 F.2d 246, 251 (5th Cir. 1982))); see also, e.g., Oliver v. United States, 961 F.2d 1339, 1342 (7th Cir. 1992) (holding that laches applies to a
C.
We acknowledge that prejudice to the government‘s ability to retry the case is a factor which a district court considers when deciding a motion to withdraw the guilty plea. See United States v. Huff, 873 F.2d 709, 712 (3d Cir. 1989). However, prejudice to the government‘s ability to bring a case to trial is not dispositive of a motion to withdraw the guilty plea if the original acceptance of the plea was improper or improvident. See United States v. De Cavalcante, 449 F.2d 139, 141 (3d Cir. 1971) (stating that a guilty plea may be withdrawn for any reason that “seems fair and just“), cert. denied, 404 U.S. 1039, 92 S. Ct. 715 (1972). At a minimum, “a motion to withdraw should be granted if the plea was not made voluntarily and intelligently.” 8A JAMES WM. MOORE ET AL., MOORE‘S FEDERAL PRACTICE ¶ 32.09[1], at 32-89 (1994); cf. United States v. Barker, 514 F.2d 208, 221 (D.C. Cir.) (holding that a court should “almost always” allow the withdrawal of pleas which were entered unconstitutionally or contrary to the provisions of Federal Rule of Criminal Procedure 11), cert. denied, 421 U.S. 1013, 95 S. Ct. 2420 (1975); see also Hawthorne, 502 F.2d at 186-87.
Nahodil‘s instant motion is a
For the reasons we have articulated supra Part III.B, Vasquez expounds the germane inquiry in
witness, it cannot oppose Nahodil‘s
For the foregoing reasons, the order of the district court summarily dismissing Nahodil‘s petition must be vacated and the case remanded for further proceedings. If the district court should find, after the
IV.
In sum, this case is not one about which we can say that the motion, files, and record show conclusively that the movant is not entitled to relief, and hence we find that the district court abused its discretion by summarily dismissing Nahodil‘s
Notes
Id. at 63. Morgan voiced a similar opinion:If a defendant without good reason waits a long time before asserting his claimed right, with the consequence that many witnesses are dead, he might have difficulty maintaining his burden of proof, or a heavier burden of proof may be imposed upon him. See Morgan, 222 F.2d at 675. But where the fundamental constitutional right has been denied, an accused should not be precluded from relief because he cannot satisfy a court that he had good cause for any delay in seeking it. “To permit a defense of laches to the writ would, in effect, denude it of one of its essential characteristics -- the power to hurdle a time factor.” Haywood v. United States, 127 F. Supp. 485, 488 (S.D.N.Y.).
Id. at 675. We note that Farnsworth, Morgan, and Cariola were all petitions for a writ of coram nobis, notIt may be that, if a defendant, knowing of his to obtain relief from . . . a [void] conviction, waited to apply for it until all witnesses other than the defendant have died, he would have a very heavy burden of proof with respect to the facts on which such relief must rest. However, we need not here so decide.
