UNITED STATES OF AMERICA, Plaintiff - Appellant, v. JONATHAN ALEXANDER MORALES-LOPEZ, Defendant - Appellee.
No. 22-4074
UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT
February 9, 2024
BALDOCK, Circuit Judge.
Appellate Case: 22-4074 Document: 010110997681 PUBLISH
Nathan Jack, Assistant United States Attorney (Trina A. Higgins, United States Attorney, and Jennifer P. Williams, Assistant United States Attorney, on the briefs), Salt Lake City, Utah, for Plaintiff-Appellant.
Scott Keith Wilson, Federal Public Defender (Jessica Stengel and Bretta Pirie, Assistant Federal Public Defenders, with him on the brief), Salt Lake City, Utah, for Defendant-Appellee.
Before CARSON, BALDOCK, and EBEL, Circuit Judges.
BALDOCK, Circuit Judge.
Federal law prohibits certain people from possessing firearms.
I.
Let us begin with the facts established at trial. Defendant Morales and Jose Amaya were partners in crime. On January 10, 2020, the two men were stealing firearms and ammunition from the Sportsman‘s Warehouse in Midvale, Utah during morning business hours. Amaya served as point man and Defendant as lookout. Store employees observed the two men on security video and phoned police. While Amaya gathered the ware, Defendant moved to the front of the store. Defendant exited the store and walked west, away from the parking lot. Amaya‘s Nissan Altima, in which the two suspects had arrived, was parked across the street in a handicap space directly in front of the store.
Meanwhile, a number of officers responded to the call of a robbery in progress. Dispatch informed officers that Defendant was leaving the store. Sergeant Chacon and Officer Wathen arrived on scene about the same time. Sergeant Chacon “observed a Hispanic male dressed in a black jacket, jeans, and a black hat which fit the description given.” The two officers ordered Defendant to the ground and he complied. During a Terry frisk, Officer Wathen recovered a loaded semiautomatic .40 caliber Smith & Wesson Shield handgun from Defendant‘s waistband.2 Investigation revealed Amaya had stolen the firearm found on Defendant from the same Sportsman‘s Warehouse five days earlier on January 5. Officer Wathen handcuffed Defendant and placed him in the backseat of his patrol car.
About the same time, Officer Jonkman arrived on the scene and parked his vehicle directly behind Amaya‘s Nissan to “block it in.” While providing “over-watch security,” Jonkman witnessed Defendant acting suspiciously. Officer Jonkman testified:
So I went back over by Officer Wathen‘s patrol car. And shortly later I noticed [Defendant] in the back of the patrol car making some extreme movements. To me it kind of worried me, believing that
maybe ... somebody missed a weapon or something on him. But it looked like he was trying to maneuver something.
So I actually moved myself to the front of the patrol car and spoke to other officers and said, hey, something‘s going on in there. And it was determined that ... [Defendant] was going to be taken out of the car and another search be done....
After he was taken out of the car, I noticed in between the back cushion of the seat and the bottom cushion a plastic bag sticking out about two inches, sticking out from in between the seats.
Between the cushions behind where Defendant had been sitting, Officer Jonkman recovered a plastic baggy containing about 5.7 grams of methamphetamine. Detective Davis testified that in his opinion, in the absence of other evidence or factors indicating an intent to distribute, the 5.7 grams was intended for personal use. Officer Wathen additionally testified that his standard practice was to inspect and clean the backseat of his patrol car after an individual had occupied and vacated the seat. Wathen confirmed no one other than Defendant had been in the backseat of his patrol car that day.
After securing Defendant and Amaya, officers turned their attention to Amaya‘s Nissan Altima. Officer Bartholomew testified he saw what looked to be a glass pipe used for smoking drugs in the vehicle‘s center console. Once officers impounded the vehicle and obtained a search warrant, they recovered the glass pipe which contained methamphetamine residue. Officers also recovered a butane lighter and baggy containing about 22.7 grams of methamphetamine from the driver‘s door panel. This amount of methamphetamine, according to Detective Davis, “without other factors or indicators,” was “consistent with distribution.”
Two months later, while Defendant was in custody awaiting trial, Officer Atkin interviewed him regarding a separate investigation apparently involving a drug house and a drug dealer named Jesus. During this conversation, Defendant admitted to using drugs regularly in early December 2019, about a month prior to his arrest at the Sportsman‘s Warehouse. Defendant confirmed that he went to a house to use methamphetamine on the day in question, but his memory was unclear because he had been using and had not slept for a number of days. Defendant did not know who owned the house. Defendant mentioned he was purchasing user amounts of methamphetamine from Jesus around the same time. Defendant told Officer Atkin “yes, I have been—was buying from him.” Defendant continued: “I would see [Jesus] on the street ... there were always people that I knew that would see me ..., and they would ask me, ‘Hey, you want some?’ I would say, ‘Yes.‘” Defendant also told Officer Atkin that he had smoked marijuana, still illegal in Utah, with Amaya at the latter‘s invitation around December 6.
II.
At trial, the district court instructed the jury that an “unlawful user” of a controlled substance as the language appears in
A.
Addressing Defendant‘s facial challenge first, we observe that for over a century federal courts have adjudicated challenges to the constitutionality of penal statutes by relying on the general rule that a defendant to whose conduct a statute clearly applies may not pose a facial challenge to the statute. See, e.g., Broadrick v. Oklahoma, 413 U.S. 601, 610 (1973) (citing cases). In other words, “[a] plaintiff who engages in some conduct that is clearly proscribed cannot complain of the vagueness of the law as applied to the conduct of others.” Holder v. Humanitarian Law Project, 561 U.S. 1, 20 (2010) (quoting Hoffman Estates v. Flipside, Hoffman Estates, Inc., 455 U.S. 489, 495 (1982)). Even where a statute threatens to chill the fundamental right to speech, a “plaintiff whose speech is clearly proscribed cannot raise a successful vagueness claim” to the face of the statute. Expressions Hair Design v. Schneiderman, 581 U.S. 37, 48 (2017) (quoting Holder, 561 U.S. at 20).
All this makes perfectly good sense. The “first essential of due process of law” is grounded in the principle that where a person of ordinary intelligence may reasonably understand that the law proscribes his own conduct, criminal responsibility justifiably may follow. United States v. Davis, 139 S. Ct. 2319, 2325 (2019). “Void for vagueness simply means that criminal responsibility should not attach where one could not reasonably understand that his contemplated conduct is proscribed.” Parker v. Levy, 417 U.S. 733, 757 (1974) (quoting United States v. Harriss., 347 U.S. 612, 617 (1954)). After all, why should one to whom application of a statute is plainly constitutional be allowed to attack the law for the reason that it might be unconstitutionally vague when applied to hypothetical facts not before the court?
Where the text of a statute applies to a violator‘s conduct, either by its plain language or “settled interpretations,” these “violators certainly are in no position to say that they had no adequate advance notice that they would be visited with punishment. They are not punished for violating an unknowable something.” United States v. Lanier, 520 U.S. 259, 267 (1997) (internal brackets, ellipses, and quotation marks omitted). As the Supreme Court has explained: “Embedded in the traditional rules governing constitutional adjudication is the principle that a person to whom a statute may constitutionally be applied will not be heard to challenge that statute on the ground that it may conceivably be applied unconstitutionally to others, in other situations not before the Court.” Broadrick, 413 U.S. at 610 (emphasis added). We have long heeded this admonition.
Consider United States v. Reed, 114 F.3d 1067 (10th Cir. 1997), where we addressed the very same facial challenge to
Although our decisions in this area have not wavered from these principles of construction, the district court had a different perspective. In Johnson v. United States, 576 U.S. 591 (2015), the Supreme Court held that the residual clause of the Armed Career Criminal Act,
The explanation is straightforward. These Supreme Court cases applied the so-called “categorical approach” to address the constitutionality of residual clauses providing for sentencing enhancements. See Taylor v. United States, 495 U.S. 575, 600 (1990). Under the categorical approach, a court assesses whether a crime qualifies for an enhanced sentence “in terms of how the law defines the offense and not in terms of how an individual offender might have committed it on a particular occasion.” Johnson, 576 U.S. at 596 (internal quotation marks omitted). To determine whether the crime with which a defendant was charged was subject to a sentencing enhancement under the residual clauses, courts “had to disregard how the defendant actually committed his crime. Instead, [courts] were required to imagine the idealized ‘ordinary case’ of the defendant‘s crime and then guess whether ... [the level of risk specified by the residual clause] would attend its commission.” Davis, 139 S. Ct. at 2326 (emphasis added). These Supreme Court decisions “teach that imposition of criminal punishment can‘t be made to depend on a judge‘s estimation of the degree of risk posed by a crime‘s imagined ‘ordinary case.‘” Id.
Section 922(g)(3) has little in common with the respective residual clauses at issue in Johnson, Dimaya, and Davis. Such clauses are sui generis. Unlike
Understandably then, neither Johnson, Dimaya, nor Davis had reason to address, let alone question, the indelible rule that a defendant whose own conduct is clearly prohibited by a penal statute cannot pose a facial challenge to the statute. The district court misread Johnson to “allow[] the defendant ... to mount a facial attack on the residual clause without any showing that it was unconstitutional as applied to him.” Morales-Lopez, 2022 WL 2355920, at *4 (emphasis added). The Supreme Court was quite clear, however, that the residual clause as Congress wrote it did not permit the Court to consider the facts underlying the defendant‘s crime. Johnson, 576 U.S. at 603-04. And neither did the residual clauses in Dimaya or Davis. Dimaya, 138 S. Ct. at 1216–18 (plurality); Davis, 139 S. Ct. at 2327–29.
In reaching its conclusion, the district court relied on the Supreme Court‘s statement in Johnson that, contrary to language in some of its earlier opinions, a purportedly vague statute is not necessarily constitutional on its face “merely because there is some conduct that clearly falls within the provision‘s grasp.” Johnson, 576 U.S. at 602. According to the district court, “[b]ecause Johnson clarified that a statute can be facially void even if it could be constitutional under some factual scenarios, it stands to reason that defendants are no longer required to show that a statute is unconstitutional as applied to the facts of their cases.” Morales-Lopez, 2022 WL 2355920, at *4. But we explained in 303 Creative LLC v. Elenis, 6 F.4th 1160, 1190 (10th Cir. 2021), rev‘d on other grounds, 143 S. Ct. 2298 (2023), a decision the district court never referenced, that the Court‘s language in Johnson “described the standard for determining whether a statute is, as a matter of law, unconstitutionally vague—not the standard for determining when a party may bring a vagueness challenge.”
In other words, the Johnson Court‘s view that a statute need not be unconstitutional in all its applications for the statute to be vague on its face addresses what a defendant must show, or perhaps more accurately need not show, to wage a successful facial challenge where available. This bears upon a defendant‘s burden of proof. This says nothing about who may raise a facial challenge.4 We
In sum, the district court erred when it considered Defendant‘s facial challenge to
B.
This leaves us with Defendant‘s as-applied challenge to
“When the validity of a[] [statute] is drawn in question, and even if a serious doubt of constitutionality is raised, it is a cardinal principle that [courts] will first ascertain whether a construction of the statute is fairly possible by which the question may be avoided.” Crowell v. Benson, 285 U.S. 22, 62 (1932). To narrow the meaning of “user” and eliminate the risk that
We begin by considering Defendant‘s post-arrest interview with Officer Atkin. This interview revealed that Defendant, based both on how he described procuring and using methamphetamine, was a serious drug user four or five weeks before he and Amaya attempted to rob the Sportman‘s Warehouse on January 10. Defendant admitted buying drugs from Jesus as well as other individuals he ran into in the neighborhood in December 2019: “[T]here were always people that I knew that would see me ..., and they would ask me, ‘Hey, you want some?’ I would say, ‘Yes.‘” (emphasis added). The fact that people “always” solicited Defendant to buy drugs and he accepted their solicitations certainly suggest that Defendant‘s drug use was regular and ongoing in December 2019. That Defendant did not know the owner of the house where he went to ingest methamphetamine around the relevant time only bolsters our conclusion. Defendant admitted his memory was unclear because he had been using drugs and had not slept for a number of days.
Now let us move forward one month to January 2020 and consider the evidence of Defendant‘s drug use uncovered on the day of his arrest—evidence the district court apparently overlooked. Amaya and Defendant drove to the Sportsman‘s Warehouse in the former‘s Nissan Altima. Inside the vehicle, investigators located over 22 grams of methamphetamine and a lighter in the driver‘s door panel. In the center console, investigators recovered a pipe with methamphetamine residue. Make of this evidence in isolation what you will because from this point forward things only get worse for Defendant. The elephant in the room is the 5.7 grams of methamphetamine uncovered in the backseat
If Defendant‘s regular and ongoing use of methamphetamine in December 2019 was no longer regular and ongoing at the time of his arrest, why did he arrive to rob a gun store in a vehicle with a man he had used drugs with just the previous month and that contained not only methamphetamine and a lighter, but, sitting in the center console in plain view, a pipe with methamphetamine residue? And most importantly of all, what was Defendant doing with a user amount of methamphetamine on his person at the time of his arrest? People do not carry methamphetamine on their persons absent an intention to use or distribute, or both. The uncontested evidence in this case was that the amount Defendant possessed was intended for personal use.
The dispositive point of all this is that
* * *
Accordingly, the judgment of the district court dismissing the
BALDOCK
UNITED STATES CIRCUIT JUDGE
