UNITED STATES OF AMERICA, Plaintiff-Appellee, v. LUIS RICARDO MAYEA-PULIDO, AKA Luis Ricardo Pulido, Defendant-Appellant.
Nos. 18-50223, 18-50224
United States Court of Appeals for the Ninth Circuit
January 3, 2020
Opinion by Judge Friedland
D.C. Nos. 3:18-cr-07021-WQH-1, 3:17-cr-00560-WQH-1; Appeal from the United States District Court for the Southern District of California, William Q. Hayes, District Judge, Presiding; Argued and Submitted July 10, 2019, Pasadena, California.
OPINION
Before: Milan D. Smith, Jr. and Michelle T. Friedland, Circuit Judges, and Stanley A. Bastian,* District Judge.
Opinion by Judge Friedland
SUMMARY**
Criminal Law/Immigration
The panel affirmed a conviction for illegal reentry by a previously deported alien in violation of
The defendant‘s equal protection challenge focused on the difference between
Barthelemy v. Ashcroft, 329 F.3d 1062 (9th Cir. 2003), rejected a similar equal protection challenge to
The panel agreed with the defendant that Barthelemy‘s justification for applying rational basis review—that immigration statutes must always be given deference and thus reviewed only for rationality—is clearly irreconcilable with Morales-Santana, which left open the possibility that a court may apply heightened scrutiny to a citizenship provision if there is otherwise a basis to do so. The panel held that for reasons separate and apart from those relied on in Barthelemy, rational basis review applies to
Reviewing
COUNSEL
Kara Hartzler (argued), Assistant Federal Public Defender, Federal Defenders of San Diego, Inc., San Diego, California, for Defendant-Appellant.
Mark R. Rehe (argued), Assistant United States Attorney; Helen H. Hong, Assistant United States Attorney, Chief, Appellate Section, Criminal Division; Robert S. Brewer, Jr., United States Attorney; United States Attorney‘s Office; San Diego, California; for Plaintiff-Appellee.
OPINION
FRIEDLAND, Circuit Judge:
Luis Mayea-Pulido challenges his conviction for illegal reentry, which he contends is invalid because he is not an “alien” who could be guilty of that crime. Mayea argues that he should have automatically become a United States citizen as a result of the naturalization of one of his parents prior to the reentry in question. But because his parents were married, and the derivative citizenship statute at
I.
Luis Mayea-Pulido was born in 1978 in Mexico to two unmarried non-U.S. citizens. Mayea and his parents moved to the United States a few months after his birth, and his parents married in 1981. By the time Mayea was eight years old, his father was a naturalized U.S. citizen. Mayea eventually became a lawful permanent resident, but he never applied for citizenship. Mayea‘s mother, who remained married to his father, also never applied for citizenship.
At the time Mayea turned eighteen,
There were three exceptions to this general rule. First, if the parents had married and then legally separated, only the parent “having legal custody of the child“—which we have interpreted to mean sole legal custody—needed to naturalize
Mayea did not derive citizenship under
Over the years following his eighteenth birthday, Mayea was convicted of several crimes. In 2003, the Government revoked his lawful permanent resident status and deported him. He illegally reentered the United States and was deported nine more times before reentering in 2008. In 2010, Mayea was apprehended by immigration officers and eventually pleaded guilty in 2015 to illegal reentry in violation of
A jury found Mayea guilty. Mayea moved for judgment of acquittal, arguing that
The district court rejected Mayea‘s argument and denied acquittal, sentencing him to 65 months in prison and three years of supervised release. Because this new conviction for illegal reentry violated the terms of Mayea‘s supervised release for his 2015 conviction, the district court also revoked that supervised release term and added eight months of imprisonment to his new sentence. Mayea timely appealed. On appeal, he continues to press his argument that
II.
We review de novo both a district court‘s denial of a motion for judgment of acquittal and its determinations regarding the constitutionality of a statute. United States v. Jinian, 725 F.3d 954, 959 (9th Cir. 2013); United States v. Zakharov, 468 F.3d 1171, 1176 (9th Cir. 2006).
To determine the standard of review applicable to an equal protection challenge to a statutory classification, we
III.
Mayea‘s equal protection challenge focuses on the difference between
A.
We rejected a similar equal protection challenge to
Barthelemy argued that
B.
As a prior decision of our court, Barthelemy is binding unless it is “clearly irreconcilable with the reasoning or theory of intervening higher authority.” Miller v. Gammie, 335 F.3d 889, 893 (9th Cir. 2003) (en banc). Mayea argues that the Supreme Court‘s decision in Sessions v. Morales-Santana, 137 S. Ct. 1678 (2017), is intervening higher authority that “effectively overruled” Barthelemy. See Miller, 335 F.3d at 893.
In Morales-Santana, the Supreme Court held that the statutory scheme at
Morales-Santana subjected this statutory scheme to heightened scrutiny because it “differentiate[d] on the basis of gender” between unmarried mothers and unmarried fathers. Id. at 1689–90 (explaining that “heightened scrutiny attends ‘all gender-based classifications‘” (quoting J.E.B. v. Alabama ex rel. T.B., 511 U.S. 127, 136 (1994))). In explaining this approach, the Court clarified that Fiallo did not mandate the application of rational basis review for all equal protection challenges to immigration statutes. Rather, Fiallo “disclaimed . . . the application of an exacting standard of review” for statutes that involved Congress‘s power to admit non-citizens, but not for statutes governing claims of citizenship. Id. at 1693–94.
The Court then held that the physical-presence requirements in
Finally, the Court determined that the proper remedy was to subject both unwed mothers and unwed fathers to the more stringent five-year physical-presence rule. Id. at 1698–1701. The Court pointed out that the alternative—extending the more favorable one-year rule to unwed mothers and fathers alike—would have the “irrational” effect of making it easier for the children of unmarried parents, only one of whom was a citizen, to receive citizenship, compared to the children of similarly situated married parents, to whom the five-year rule applied. Id. at 1700. Remarking that Congress could not have intended to favor “nonmarital children” over “marital children” in this way, the Court observed in a footnote: “Distinctions based on parents’ marital status, we have said, are subject to the same heightened scrutiny as distinctions based on gender.” Id. at 1700 & n.25.
Mayea‘s argument from Morales-Santana proceeds in two steps. First, he argues that Morales-Santana dispensed with the categorical rule of deference to immigration-related statutes we applied in Barthelemy. Second, he contends that footnote 25 of Morales-Santana requires us to apply heightened scrutiny to the parental marital status classification in
1.
Like the statutes examined in Morales-Santana,
Morales-Santana thus left open the possibility that a court may apply heightened scrutiny to a citizenship provision if there is otherwise a basis to do so. As we explained in Dent, when faced with a citizenship statute we simply proceed “as we would in a non-immigration equal
2.
We highlight at the outset that, contrary to Mayea‘s characterization,
3.
The parties have failed to identify any decision from our court or the Supreme Court evaluating what level of scrutiny applies to classifications of children based on their parents’ marital status at a time after their birth or on a parent‘s custody status over them, and we are aware of none.
Therefore, to determine in the first instance the appropriate level of scrutiny to apply to
We are unaware of any evidence that classifications based on whether parents are legally separated after their child‘s birth or whether one parent has sole legal custody over their child reflect historical purposeful discrimination or legal disadvantage, and Mayea has pointed to none. Nor do the other considerations in our usual test for determining whether heightened scrutiny applies suggest that such scrutiny is warranted here. See Karnoski v. Trump, 926 F.3d 1180, 1200 & n.17 (9th Cir. 2019) (citation omitted) (discussing the four-part test: “A) whether the class has been historically subjected to discrimination; B) whether the class has a defining characteristic that frequently bears a relation to ability to perform or contribute to society; C) whether the class exhibits obvious, immutable or distinguishing characteristics that define them as a discrete group; and D) whether the class is a minority or politically powerless“).6
This conclusion is consistent with the Seventh Circuit‘s statement in Wedderburn that “the conjunction [in
4.
Mayea‘s arguments against application of rational basis review are unavailing. First, he argues that the Supreme Court has applied heightened scrutiny to legal distinctions based on parental marital status. But the cases Mayea cites for that proposition all involved discrimination based on a child‘s “legitimacy“—whether the child‘s parents were married at the time of the child‘s birth. See Child, Black‘s Law Dictionary (11th ed. 2019) (defining “legitimate child” as “a child conceived or born in lawful wedlock“).7 It is well-established that legitimacy classifications are subject to intermediate scrutiny due to the historical discrimination faced by “illegitimate” children. See Clark v. Jeter, 486 U.S. 456,
But
Mayea next seizes on a footnote in Morales-Santana to argue that all parental marital status classifications warrant intermediate scrutiny. That footnote states: “Distinctions based on parents’ marital status, we have said, are subject to the same heightened scrutiny as distinctions based on gender.” Morales-Santana, 137 S. Ct. at 1700 n.25. Read in context, it is clear that the footnote, too, refers to the
Moreover, the Morales-Santana footnote concerns a hypothetical legitimacy classification. As explained above, the footnote was part of a section in Morales-Santana discussing how to rectify the unconstitutionality of a statutory scheme that required an unmarried U.S.-citizen father with a child born abroad to be physically present in the United States for five years prior to the child‘s birth in order for the father to transmit his citizenship to the child, whereas an unmarried mother could do the same after only one year of physical presence. 137 S. Ct. at 1686, 1698-1701. The Court declined to extend the one-year rule to unwed fathers because that rule would have made it easier for parents who were unmarried at the time of their child‘s birth to transmit their citizenship than for parents who were married at the time of their child‘s birth to do so. Id. at 1700; see also id. at 1686 (noting that the latter group of parents was subject to the five-year rule). It was this hypothetical that prompted the Court to observe that “[d]isadvantageous treatment of marital children in comparison to nonmarital children is scarcely a purpose one can sensibly attribute to Congress,” and to append the footnote underscoring that such differential treatment—turning on legitimacy—would have to withstand heightened scrutiny. Id. at 1700 & n.25; see United States v. Muckleshoot Indian Tribe, 235 F.3d 429, 433 (9th Cir. 2000) (instructing that when interpreting
The Court‘s use of the phrase “we have said” in the footnote reinforces the conclusion that it was referring to legitimacy-based classifications. Id. at 1700 n.25 (“Distinctions based on parents’ marital status, we have said, are subject to the same heightened scrutiny as distinctions based on gender.” (emphasis added)). In Mayea‘s own words, by the time Morales-Santana was decided, “the Supreme Court ha[d] long held that distinctions based on legitimacy” are subject to intermediate scrutiny. See, e.g., Jeter, 486 U.S. at 461; Pickett v. Brown, 462 U.S. 1, 8 (1983); Mills v. Habluetzel, 456 U.S. 91, 98–101 (1982); United States v. Clark, 445 U.S. 23, 26–27 (1980); Lalli v. Lalli, 439 U.S. 259, 265 (1978) (plurality opinion); Trimble v. Gordon, 430 U.S. 762, 767 (1977); Weber, 406 U.S. at 175–76. By contrast, to our knowledge the Court has never applied heightened scrutiny to classifications based on parental marital status outside the legitimacy context.8 We therefore understand the footnote as invoking the well-established line of precedent, culminating in Jeter, applying heightened scrutiny to legitimacy classifications. Indeed, it would have been strange for the Court in Morales-Santana to claim that it “ha[d] said” all classifications based on parents’ marital status are subject to heightened scrutiny when in fact it had never done so. See 137 S. Ct. at 1700 n.25.
In sum, Mayea‘s attempts to resist application of rational basis review are unavailing.
5.
Reviewing
Even if we were not bound by Barthelemy, we would conclude that
IV.
For the foregoing reasons, we AFFIRM.
Notes
(a) A child born outside of the United States of alien parents, or of an alien parent and a citizen parent who has subsequently lost citizenship of the United States, becomes a citizen of the United States upon fulfillment of the following conditions:
- The naturalization of both parents; or
- The naturalization of the surviving parent if one of the parents is deceased; or
- The naturalization of the parent having legal custody of the child when there has been a legal separation of the parents or the naturalization of the mother if the child was born out of wedlock and the paternity of the child has not been established by legitimation; and if
- Such naturalization takes place while such child is under the age of eighteen years; and
- Such child is residing in the United States pursuant to a lawful admission for permanent residence at the time of the naturalization of the parent last naturalized under clause (1) of this subsection, or the parent naturalized under clause (2) or (3) of this subsection, or thereafter begins to reside permanently in the United States while under the age of eighteen years.
