UNITED STATES OF AMERICA, Plaintiff-Appellee, vs. CLAUDIO LUGO, aka Lugo Mano, Joel Logue-Lugo, Joel Lugo Luke, Defendant-Appellant.
No. 98-4020
UNITED STATES COURT OF APPEALS TENTH CIRCUIT
MAR 11 1999
BRORBY, MCWILLIAMS, and KELLY, Circuit Judges. KELLY, Circuit Judge.
PUBLISH. APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF UTAH (D.C. No. 96-CR-271-C). F I L E D United States Court of Appeals Tenth Circuit MAR 11 1999 PATRICK FISHER Clerk
Robert L. Booker, Booker & Associates, (David H. Tolk of Booker & Associates, with him on the brief), Salt Lake City, Utah, for Defendant-Appellant.
Before BRORBY, MCWILLIAMS, and KELLY, Circuit Judges.
KELLY, Circuit Judge.
Defendant-Appellant Claudio Lugo appeals his conviction in federal district
Background
On October 27, 1996, at approximately 12:00 a.m., Trooper Shields of the Utah Highway Patrol was patrolling a section of I-15 in Southern Millard County, Utah, when he observed a vehicle traveling northbound at a high rate of speed. The officer followed the vehicle, which was clocked at a speed of ninety-one miles per hour, learned that the vehicle was registered to Jorge Lopez of Salt Lake City, Utah, and pulled over the vehicle near Fillmore, Utah.
Three individuals were inside the automobile–two males in the front and a female passenger in the back seat. The officer approached the vehicle, informed
A check of motor vehicle records revealed that there was no record of a driver‘s license issued to Claudio Lugo in California or Utah and that the vehicle had not been reported stolen. The officer returned to the vehicle and conducted a “pat down” search of Mr. Lugo. Mr. Lugo said that the owner, Jorge Lopez, was his father‘s cousin. When asked about the whereabouts of Mr. Lopez, Mr. Lugo responded that Mr. Lopez was in Mexico with his father.
During a search of the passenger compartment, the officer found a wallet in the front seat containing $1,600 in cash and no identification. The officer also noticed a strange odor emanating from the vehicle, and suspected it was a masking agent or black tar heroin. The odor was stronger toward the rear of the car. When the officer initially stopped the vehicle and shined his flashlight into the car‘s interior, he had noted that the floor near the back seat appeared to be altered. While searching the area around the back seat, a compartment was discovered under the carpet. After backup arrived, the officer pulled back the carpet and found several objects wrapped in duct tape within the compartment. At this point,
At approximately 5:45 a.m., Mr. Lugo was advised of his Miranda rights in English. He advised the officer that he was willing to waive his rights and answer questions. Mr. Lugo admitted that the drugs belonged to him and that he was paid to drive the car with the cocaine between California and Utah.
On November 20, 1996, a federal grand jury indicted Mr. Lugo on the drug and reentry charges described above. On March 25, 1997, Mr. Lugo made his initial appearance in federal court. His arraignment took place on March 28, 1997. Mr. Lugo filed a motion to suppress evidence on April 23, 1997, and an evidentiary hearing on that motion was held on April 25, 1997. A second evidentiary hearing on Mr. Lugo‘s motion to suppress was held on June 26, 1997 to address issues that had not been raised in the first hearing. The court denied Mr. Lugo‘s motion to suppress on September 8, 1997.
The government filed notice of a sentencing enhancement on October 20, 1997, and a jury trial commenced on October 21, 1997. On October 22, 1997, the jury found Mr. Lugo guilty on both counts of the indictment. On January 27, 1998, the district court sentenced Mr. Lugo to 120 months in prison and eight
Discussion
A. Speedy Trial
Mr. Lugo‘s first argument on appeal is that he was denied his statutory and constitutional right to a speedy trial. We review de novo the district court‘s compliance with the requirements of the Speedy Trial Act and the alleged constitutional violation of the right to a speedy trial. See United States v. Gomez, 67 F.3d 1515, 1519 (10th Cir. 1995). We accept the district court‘s factual findings unless clearly erroneous. See id.
1. Speedy Trial Act
The Speedy Trial Act is designed to protect a defendant‘s constitutional right to a speedy trial and serve the public interest of adjudicating criminal proceedings promptly. See United States v. Mora, 135 F.3d 1351, 1354 (10th Cir. 1998). The Act requires that a criminal defendant‘s trial commence within seventy days of the filing of the indictment or from the date the defendant first appears before a judicial officer of the court, whichever is later. See
The government argues that Mr. Lugo waived his right to raise the Speedy Trial Act issue because he never filed a formal motion to dismiss with the district court. On March 28, 1997, at his arraignment, Mr. Lugo indicated that he might file a motion to dismiss on speedy trial grounds and there was some discussion on the issue. The magistrate judge never suggested that Mr. Lugo was relieved of the necessity of formally raising the issue, stating that Mr. Lugo could “go ahead and file [his] motion” if he wished to pursue the matter. On April 1, 1997, Mr. Lugo advised the district court that he had just begun research with respect to the speedy trial issue and again indicated that he might file a motion to dismiss. The court set a briefing schedule in the event Mr. Lugo decided to file such a motion, but a motion was never filed.
We agree that Mr. Lugo failed to file a motion to dismiss on Speedy Trial Act grounds prior to trial and has therefore waived his right to dismissal under
In any event, Mr. Lugo‘s arguments fail because his trial took place within the time required by the Speedy Trial Act. In this case, the Speedy Trial Act clock began to run on March 25, 1997, the date of Mr. Lugo‘s first appearance in federal court. Mr. Lugo‘s trial did not begin until October 21, 1997, 210 days or approximately seven months after the tolling period began. However, Mr. Lugo filed a motion to suppress on April 1, 1997, which constitutes an excludable delay under the Speedy Trial Act. See
Mr. Lugo argues that the district court erred by raising sua sponte issues for the government which were not pled in the briefs leading to a subsequent evidentiary hearing on the motion to suppress and causing unfair delay. After the initial hearing on the motion to suppress on April 25, 1997, the district court determined that it needed further briefing and another hearing on whether Mr. Lugo had standing to question the search of the vehicle. The hearing took place on June 26, 1997, and the additional briefing was not completed until August 12, 1997.
We find that it was within the district court‘s discretion to request the
2. Sixth Amendment Right to a Speedy Trial
Mr. Lugo also claims that the delay rises to the level of a constitutional violation. In determining whether a defendant has been deprived of his constitutional right to a speedy trial under the Sixth Amendment, a court should consider and balance the following factors: (1) the length of the delay; (2) the
The threshold factor to consider is the length of the delay. We need only inquire into the other factors if the period of delay is “presumptively prejudicial.” See Dirden, 38 F.3d at 1137. Here we find that the delay of approximately seven months, even if not excusable, is not “presumptively prejudicial” and, therefore, a Barker analysis is not necessary. See Doggett v. United States, 505 U.S. 647, 652 n.1 (1992) (“[T]he lower courts have generally found postaccusation delay ‘presumptively prejudicial’ at least as it approaches one year.“); Dirden, 38 F.3d at 1138 (seven-and-one-half-month delay between arraignment and trial not “presumptively prejudicial“); United States v. Kalady, 941 F.2d 1090, 1095-96 (10th Cir. 1991) (eight-month delay between indictment and trial nonprejudicial); United States v. Bagster, 915 F.2d 607, 611 (10th Cir. 1990) (delay of thirty months insufficient to trigger Barker analysis). But see Gomez, 67 F.3d at 1521 (twelve-and-one-half-month delay triggered Barker analysis); Perez v. Sullivan, 793 F.2d 249, 255 (10th Cir. 1986) (delay of fifteen months triggered Barker analysis).
In any event, given that the reason for the delay was brought about by Mr. Lugo‘s motion to suppress, plus the fact that the right to a speedy trial was never
B. Denial of Mr. Lugo‘s Motion to Suppress
Mr. Lugo contends that the district court erred by denying his motion to suppress evidence seized during a warrantless search of the vehicle he was driving. After conducting a suppression hearing, the district court determined that the cocaine found during the search of the vehicle was seized pursuant to a valid automobile search incident to arrest. See New York v. Belton, 453 U.S. 454 (1981). As an alternative basis for its ultimate determination of reasonableness, the district court determined that the search was valid because the cocaine would have been inevitably discovered during a lawful inventory search. See United States v. Haro-Salcedo, 107 F.3d 769, 772 (10th Cir. 1997). Because we agree with the district court‘s conclusion that the search was proper under the standards set forth in Belton, we need not address the court‘s alternative basis for its determination.
In reviewing the denial of a motion to suppress, we view the evidence in the light most favorable to the government, and accept the district court‘s factual findings unless they are clearly erroneous. See United States v. Lacey, 86 F.3d 956, 971 (10th Cir. 1996). However, the ultimate determination of reasonableness
In Belton, the Supreme Court held that the police may conduct a contemporaneous warrantless search of a vehicle‘s passenger compartment incident to a lawful arrest. Belton, 453 U.S. at 460. The Court deliberately created a bright line rule because “[a] single, familiar standard is essential to guide police officers, who have only limited time and expertise to reflect on and balance the social and individual interests involved in the specific circumstances they confront.” Id. at 458 (quoting Dunaway v. New York, 442 U.S. 200, 213-14 (1979)); see United States v. Olguin-Rivera, No. 98-1164, 1999 WL 79378 (10th Cir. 1999). A warrantless search incident to arrest is valid so long as: (1) there existed a legitimate basis for the arrest before the search; and (2) the arrest took place shortly after the search. See United States v. Anchondo, 156 F.3d 1043, 1045 (10th Cir. 1998).
First, we determine whether the officer had a legitimate basis to arrest Mr. Lugo at the time of the search. Here, the officer observed that Mr. Lugo was speeding and operating a vehicle without a valid driver‘s license. Under Utah law, these offenses are class C misdemeanors, see
Second, we inquire as to whether the actual arrest was too remote from the search. It is unclear from the record precisely when Mr. Lugo was formally arrested, and whether the search began before the arrest. Mr. Lugo was told that he would be arrested if he did not produce any identification and that he was not free to go. Nevertheless, the record indicates that, at the very latest, the arrest took place shortly after the search was completed. A legitimate “search incident to arrest” need not take place after the arrest. See Anchondo, 156 F.3d at 1045; see also Rawlings v. Kentucky, 448 U.S. 98, 111 (1980) (“Where the formal arrest followed quickly on the heels of the challenged search of [defendant‘s] person, we do not believe it particularly important that the search preceded the arrest rather than vice versa.“). Where, as here, the arrest took place shortly after the search, the search is not too remote in time from the arrest to render it invalid. Therefore, Trooper Shields validly discovered the cocaine in the vehicle driven by Mr. Lugo pursuant to a legitimate “search incident to arrest.”
C. Mr. Lugo‘s Confession
Mr. Lugo alleges that the district court erroneously admitted his confession into evidence, claiming that it was obtained involuntarily. The voluntariness of a confession is a question of law which this court reviews de novo. See Lucero v. Kerby, 133 F.3d 1299, 1310 (10th Cir.), cert. denied, 118 S. Ct. 1684 (1998).
During trial and outside the presence of the jury, the district court held an evidentiary hearing pursuant to
We base a determination of voluntariness on the totality of the circumstances, examining several factors including: (1) the defendant‘s age, intelligence, and education; (2) the length of the detention and interrogation; (3) the length and nature of the questioning; (4) whether the defendant was advised of his constitutional rights; and (5) whether the defendant was subjected to or threatened with any physical punishment. See Schneckloth v. Bustamonte, 412 U.S. 218, 226 (1973); Nguyen, 155 F.3d at 1222; United States v. Glover, 104 F.3d 1570, 1579 (10th Cir. 1997). No single factor is determinative. See Glover, 104 F.3d at 1579. The court must “‘examine the entire record and make an independent determination of the ultimate issue of voluntariness.‘” Id. (quoting Davis v. North Carolina, 384 U.S. 737, 741-42 (1966)). However, a confession is
At the suppression hearing, the court heard testimony from two witnesses, Trooper Shields and Mr. Lugo. Trooper Shields testified that Mr. Lugo made the statement at approximately 5:45 a.m. the day of his arrest, after being given his Miranda warnings in English. According to Trooper Shields, Mr. Lugo indicated that he wanted to talk, waived his right to an attorney, and never asked for an attorney during the conversation. Trooper Shields also testified that Mr. Lugo appeared to understand the Trooper‘s questions even though the conversation was in English. At the hearing, Mr. Lugo initially testified that he had a ninth grade education from Mexico, and did not understand English well. He stated that he recalled the conversation with Trooper Shields and did not understand what the Trooper was asking him because the conversation was in English. On cross-examination, however, Mr. Lugo stated that he had no recollection of the conversation with Trooper Shields. The district court found, based on the observation of both witnesses, Trooper Shields’ testimony to be more credible than Mr. Lugo‘s. The court particularly noted from Trooper Shields’ testimony that Mr. Lugo appeared to understand Trooper Shields because he gave appropriate answers to the questions asked in English.
In light of these facts, we find that Mr. Lugo‘s will was not overborne and his confession was voluntary. Therefore, the district court did not err in admitting Mr. Lugo‘s confession at trial.
D. Prior Criminal History Evidence
Mr. Lugo contends that the district court erred in allowing the government to admit evidence of his prior conviction of attempted possession of a controlled substance. We review evidentiary challenges for an abuse of discretion, see United States v. Begay, 144 F.3d 1336, 1338 (10th Cir. 1998), and uphold the district court‘s ruling.
While testifying at his trial, Mr. Lugo denied any knowledge of drugs being in the vehicle or that he used drugs. He stated: “With the education that my father gave me not to get involved with drugs, I never did.” VII R. at 146. The district court ruled that evidence of Mr. Lugo‘s 1995 drug conviction was then admissible under
Mr. Lugo contends that the requirements of Rule 609 were not met for the admission of this evidence. He also asserts that the district court‘s alternative application of Rule 404(b) was inappropriate because Mr. Lugo‘s prior conviction for attempted possession of a controlled substance is totally irrelevant to a jury finding intent for the federal drug charge at issue. Because we agree with the district court‘s admission of the prior conviction under Rule 609, we will not address the court‘s alternative basis for its admission under Rule 404(b).
Rule 609 states:
(a) General rule. For the purpose of attacking the credibility of a witness,
(1) evidence that a witness other than an accused has been convicted of a crime shall be admitted, subject to Rule 403, if the crime was punishable by death or imprisonment in excess of one year under the law under which the witness was convicted, and evidence that an accused has been convicted of such a crime shall be admitted if the court determines that the probative value of admitting this evidence outweighs its prejudicial effect to the accused . . . .
After a thorough review of the record, we are satisfied that the district court did not abuse its discretion in allowing the government to introduce evidence of Mr. Lugo‘s prior conviction under Rule 609. The court balanced the probative value of the evidence against the prejudicial effect to Mr. Lugo, and determined that the probative value justified admission of the evidence. The prior conviction certainly undercuts Mr. Lugo‘s claimed lack of involvement with drugs based on the admonitions of his father. We afford the district court substantial deference in its balancing under Rule 609, see Begay, 144 F.3d at 1338, and we find no error in this case. In addition, the district court gave an appropriate limiting instruction to the jury. Therefore, the district court did not abuse its discretion in admitting this evidence under Rule 609.
E. Sentencing Enhancement
Mr. Lugo‘s final allegation of error lies in the district court‘s enhancement of his sentence under U.S.S.G. 2L1.2(b)(1)(A) based on his prior conviction. The enhancement resulted in a sixteen point increase in Mr. Lugo‘s offense level. Mr. Lugo claims that: (1) the government‘s notice of enhancement was deficient and
The day before trial, the government filed a notice of the enhancement pursuant to
No person who stands convicted of an offense under this part shall be sentenced to increased punishment by reason of one or more prior convictions, unless before trial, or before entry of a plea of guilty, the United States attorney files an information with the court (and serves a copy of such information on the person or counsel for the person) stating in writing the previous convictions to be relied upon.
The government filed the information the day before trial, which was timely under the statute. See United States v. Gonzalez-Lerma, 14 F.3d 1479, 1484 (10th Cir. 1994) (holding that “before trial” under § 851 means any time before jury selection begins). Furthermore, we find nothing else about the government‘s notice to be deficient or misleading.
In 1995, Mr. Lugo was convicted of Attempted Possession of a Controlled Substance, a third degree felony, in the Third Judicial District Court in Salt Lake
Mr. Lugo also claims that this offense was not an aggravated felony under
Therefore, Mr. Lugo‘s arguments are without merit.
Accordingly, we find no error in the district court‘s application of U.S.S.G. 2L1.2(b)(1)(A) to enhance Mr. Lugo‘s sentence.
AFFIRMED.
