UNITED STATES, Appellee, v. Lieutenant Colonel David P. BARTLETT, Jr., United States Army, Appellant.
ARMY 20021244
U.S. Army Court of Criminal Appeals
29 March 2007
66 M.J. 641
The convening authority‘s disapproval of the findings of guilty of consensual sodomy was an act of clemency with its own independent benefit to appellant. Reducing the number and nature of appellant‘s convictions was, in itself and regardless of any action on his sentence, leniency on the part of the convening authority. See Ball v. United States, 470 U.S. 856, 865, 105 S.Ct. 1668, 84 L.Ed.2d 740 (1985) (“[A] separate conviction . . . has potential adverse collateral consequences that may not be ignored.“). Having granted clemency on the findings, the convening authority granted further relief by approving a sentence he believed appropriate based on the facts and circumstances in the case. Conducting our own review of the appropriateness of the findings and the sentence under Article 66(c), UCMJ, we reach the same conclusion. Appellant‘s sentence is an appropriаte punishment for his crimes.
The remaining assignments of error are without merit. The findings of guilty and the sentence are affirmed.
Senior Judge MAHER and Judge HOLDEN concur.
For Appellee: Colonel Steven T. Salata, JA; Lieutenant Colonel Theresa A. Gallagher, JA; Major William J. Nelson, JA; Captain Trevor B.A. Nelson, JA (on brief).
Before MAHER, SULLIVAN, and HOLDEN, Appellate Military Judges.
OPINION OF THE COURT
HOLDEN, Judge:
A military judge sitting as a general court-martial convicted appellant, pursuant to his pleas, of unpremeditated murder in violation of Article 118, Uniform Code of Military Justice,
Appellant asserts, inter alia, that “potential members from select branches [of the Army1] were systematically excluded from consideration for detail to appellant‘s court-martial.” He avers the improper exclusion was based on incorrect advice the staff judge advocate (SJA) provided the convening authority when selecting court members. Appellant urges us to set aside the sentence and order a sentence rehearing. Appellant further asserts the convening authority improperly considered matters from outside the record when acting on the findings and sentencе. Both assignments of error warrant discussion, but neither claim is meritorious.
FACTS
This case involves a murder of some notoriety at appellant‘s duty station, Carlisle Barracks, Pennsylvania. The homicide and ensuing efforts to conceal it occurred in the late evening on 19 March 2002 and continued into the early morning hours the following day. Appellant and his wife had argued sporadically for several days over appellant‘s renewed viewing of adult Internet pornography after his wife‘s prior warning that she would leave him if he did so. At approximately 2300 on the night of the murder, appellant was upstairs in his two-story quarters, as were his three children who were in thеir bedrooms. Appellant‘s wife called out to him to come downstairs and review the pornography with her that he had viewed during her absence, and threatened to show it to the children if he did not comply. Appellant grabbed an iron pestle from a mortar and pestle set and went downstairs. He then killed his wife by striking her twenty times in the head and face with the pestle, strangling her with a computer power cord, and striking her five more times with the pestle. In addition to her fatal injuries, the victim suffered a broken jaw, broken nose, and two skull fractures; the strangulation fractured two of the bones in her neck. Appellant attempted to make it appear that his wife had been the victim of a sexual assault as
At approximately 0330, appellant reported his wife missing to his children, relatives, and law enforcement officers. Members of the victim‘s immediate family departed by plane and car for Carlisle Barracks to help appellant find his wife; he had told them he “expected her to walk through the door any minute.” Appellant also made a sworn statement to investigators in support of his missing-person claim in which he lied about the circumstances of her absence. Appellant said she had gone for a walk but never returned. While the victim‘s family members were enroute, the installation command mobilized every available resource to search for the victim, including all law enforcement assets. Military police went door-to-door looking for the victim, posted missing-person signs, and patrolled the installation. Appellant‘s neighbors participated in the search. While the search was ongoing, appellant continued to clean his quarters in an effort to conceal or destroy evidence. During the entire time of the search, appellant also continued to provide the children with false hope that their mother would return soon.
At approximately 1130, one of appellant‘s neighbors found the victim floating face down in the water under the bridge. Upon discovery of the body, the installation command closed the post, as it appeared that a member of the Army community had been sexually assaulted and murdered by an unknown killer who was still at largе. Appellant received an outpouring of support including meals, visits, and encouragement from sympathetic community members.
After the body was discovered, Criminal Investigation Command (CID) agents searched appellant‘s house for clues relating to the crime. During the search, appellant rested on the couch while the victim‘s younger brother and appellant‘s children watched television. The victim‘s brother testified that at one point, appellant “pulled up a chair next to [him], looked at [him], and [appellant] looked like [appellant] needed to tell [him] something.” When the victim‘s brother asked if that were the case, appellant confirmed he wanted to talk. Appellant then said he killed the victim because she discovered he viewed adult Internet pornography two weeks ago while she was out of town with the children and, “for the past 2 weeks she‘d been giving him, in his words, ‘Holy Hell,’ and she‘d threatened to leave with the kids, called him a pervert. She wouldn‘t let him near the two girls, wouldn‘t let him bathe the two girls . . . [and said] she had a moral obligation to call his future employer and let him know that he shouldn‘t teach . . . children.” The victim‘s brother asked appellant if he was aware that CID agents were in the house at that moment searching for evidence and received an аffirmative reply. He then asked appellant, “Are they going to find anything?” Appellant replied, “If they look, they will.” Based on appellant‘s admission to the victim‘s brother and discovery of trace evidence indicating the murder occurred inside the house, CID agents apprehended appellant.
Carlisle Barracks does not have an assigned commander who is designated as a general court-martial convening authority (GCMCA). Accordingly, the government properly attached appellant to Fort Meade, Maryland, an installation with a GCMCA, for trial. In an 18 July 2002 memorandum, the Fort Meade SJA advised the convening au-
At trial, the defense moved for the appointment of a new panel, claiming the Secretary of the Army exceeded his authority when he exempted officers from special branches named in AR 27-10 from court-martial service.4 The defense asserted the Secretary of the Army‘s “good or bad . . . intent in [exempting officers from the particular special branches] was . . . just not important” and characterized AR 27-10 as an “illegal regulation.” The parties stipulated the exemptions in AR 27-10 excluded eleven officers from consideration for selection in the instant case: one doctor (colonel, Medical Corps), eight dentists (seven colonels and one lieutenant colonel, Dental Corps), and two chaplains (both colonels, Chaplain Corps). The defense asserted Article 25, UCMJ, lacks any language authorizing limitation or amendment by the Service Secretary concerned; therefore, the Secretary of the Army improperly attempted to amend а statute via regulation when he exempted the designated branch officers from the convening authority‘s consideration.
Discussion
Panel Composition
Claims of error in the process of selecting panel members require de novo review. United States v. Dowty, 60 M.J. 163, 171 (C.A.A.F. 2004). The heart of appellant‘s attack upon the selection of panel members in this case is the SJA‘s advice to the convening authority which informed him that officers in certain special branches were exempt from service on the panel.
In denying the defense motion for a new panel, the military judge made extensive findings and held the “Secretary of the Army has the authority to limit, for a benign reason, the pool of officers frоm which the GCMCA is permitted to select court-martial members.” The military judge noted that
In excluding these officers from court-martial duty, and from nearly all other routine[,] non-[military occupational specialty]-related duties, the [Secretary of the Army] has determined that the Army‘s critical need for officers of their unique education, training, and experience to perform duties within their unique expertise is more important to the mission than is their service on courts-martial.
Appellant‘s contention that the convening authority‘s adherence to the exemptions in Chapter 7 of AR 27-10 impermissibly narrowed the pool of potential panel members under Article 25, UCMJ, misconstrues the nature of the exemptions. The Secretary of the Army exempted members of certain branches from service on a court-martial panel based on the nature of their duties. As the military judge correctly recognized at trial, the Secretary of the Army‘s authority to delineate those еxemptions was based on powers conferred upon him by Congress in
Appellant‘s contention raises the question of whether Article 25, UCMJ, limits
In assessing the appropriateness of the Secretary of the Army‘s construction of
Several legitimate rationale support the courts-martial service exemptions in AR 27-10. First, as discussed above, they are narrowly-tailored exemptions designed to maximize the use of the Army‘s limited resources. Second, the exemptions do not operate as a blanket exclusion of a discrete class from service on courts-martial; offi-cers qualified for service in one of the exempted branches who are assigned to a non-exempt branch remain eligible for panel service. Third, the exemptions do not inject an impermissible variable into the panel member selection process; the exemptions are concrete and narrowly tailored to effect the announced ends of the regulation. We shall address each of these points separately.
A. Exemptions Rather than Exclusions
“[Army Medical Department] officers’ duty time will be devoted, to the maximum extent possible, to actions and procedures for which they are specifically trained.” AR 40-1, para. 1-10a. Regarding the five relevant corps within the Army Medical Department,
[e]xcept when regulations provide otherwise, such officers will not be—
(1) Detailed as members of—
(a) Courts-martial.
(b) Nonprofessional boards or committees.
(2) Assigned to other duties in which medical training is not essential.
To preclude requiring the personal appearance of [Medical Corps (MC)] officers as witnesses to present testimony, every effort consistent with due process of law will be made to use reports, depositions, or affidavits submitted by MC officers in connection with courts-martial and boards or committees.
Id. at para. 2-3b(1)-(2); see id. at para. 2-7 (Dental Corps officers), 2-12a (Veterinary Corps officers), 2-19b (Nurse Corps officers), 2-22b (Medical Specialist Corps officers). The Secretary of the Army‘s intent is evident from this regulation: officers who perform the vital medical services on which the Army relies will devote the fullest measure of their time possible to their primary duties and should be exempt from additional duty requirements that would inhibit performance of those duties. Army Reg. 27-10 is consistent with that intent and is a reasonable interpretation of Article 25, UCMJ, and
Many states have historically granted exemptions from jury service based on the nature of a venireman‘s profession. See Holland v. Illinois, 493 U.S. 474, 506 n. 3 (1990) (Stevens, J., dissenting) (noting that, “[a]t the time of petitioner‘s trial, Illinois provided exemptions [from jury duty], common to many States, for public officials, practicing physicians, and practicing attorneys, among others“); see also Fay v. New York, 332 U.S. 261, 267 (1947) (observing the State of New York exempted “clergymen, physicians, dentists, pharmacists, embalmers, optometrists, attorneys, members of the Army, Navy or Marine Corps, or of the National Guard or Naval Militia, firemen, policemen, ship‘s officers, pilots, editors, editorial writers, subeditors, reporters[,] and copy readers” from jury duty). The fact that the Secretary of the Army deemed it prudent to adopt an approach common to state practice further illustrates the reasonableness of the provisions in AR 27-10.
B. Neither Blanket Exclusions Nor Impermissible Variables
The provisions in AR 27-10 do not create any blanket exclusions; individuals who still possess the requisite technical expertise for any of these branches are not subject to the exemption if they are not members of the branches. While appellant claims the exemption operates to deny him “the critical thinking of doctors and nurses, the compassion of chaplains, and the neutrality of inspectors general,” that is simply not the case.8 The exemptions do not interject any impermissible variables into the panel member selection process as was the case in Dowty, where soldiers who volunteered for court-martial service at the assistant staff judge advocate‘s open invitation served on the accused‘s panel. 60 M.J. at 165-66.9 In appellant‘s case, the Secretary of the Army exempted officers from court-martial panel service based on his determination that their assigned official duties take priority over other tasks. The Secretаry of the Army‘s practice is consistent with state practice in this area, is a reasonable application of
The method of panel selection in this case was not legally defective. In fact, it exceeded requirements articulated by numerous decisions interpreting Article 25, UCMJ, selection. “Where systematic exclusion is consistent with Article 25, UCMJ, it may be permissible.” United States v. Loving, 41 M.J. 213, 287 (C.A.A.F. 1994), aff‘d on other grounds, 517 U.S. 748 (1996); see also United States v. Upshaw, 49 M.J. 111, 113 (C.A.A.F. 1998) (finding exclusion of all technical sergeants (E6) from nominee list was “just simply a mistake,” not improper motive, and not prejudicial error); United States v. Lewis, 46 M.J. 338, 341-42 (C.A.A.F. 1997) (finding evidence insufficient to show “court-stacking” where inordinate аmount of women were detailed to and actually sat on accused‘s panel); United States v. Brocks, 55 M.J. 614, 616-19 (A.F.Ct.Crim.App. 2001) (finding exclusion of medical officers from court member nominee list did not constitute unlawful command influence or an attempt at “court-packing“), aff‘d, 58 M.J. 11 (C.A.A.F. 2002) (summary disposition). The trial judge found “the pan-
We agree with the trial judge‘s finding that “[t]here is absolutely no evidence or suggestion that this exemption has been done for any reason, ideological or otherwise, except the critical role these officers fulfill by virtue of their specialized education, training, and experience.” Appellant does not allege the convening authority attempted the prohibited practice of “court packing” to achieve a particular result in this case, nor does appellant allege anyone exercised unlawful command influence over the proceedings. Further, we concur with the trial judge that the convening authority acted in accordance with the lawful limitаtions prescribed by the Secretary of the Army who was properly exercising his statutory duties to manage the military department. Finding only proper motives here, we determine the defense claim to be without merit. “Appellant has presented no evidence that court members were . . . excluded for reasons that violate the Constitution or Article 25.” Loving, 41 M.J. at 287. We find no error in the military judge‘s denial of appellant‘s motion.
Clemency
Appellant also complains the convening authority improperly considered three post-trial letters from the victim‘s relatives before taking action in the case. Two of the three letters were from witnesses who testified at trial; all the letters urged the convening authority to deny clemency. The SJA listed the three letters as enclosures to her post-trial recommendation (SJAR) and properly served them upon trial defense counsel for comment in accordance with Rule for Courts-Martial [hereinafter R.C.M.] 1106(f)(1). In her written response, trial defense counsel objected to the convening authority considering the letters because they “impeached the findings and/or sentence of the court” by alleging that appellant was guilty of premeditated murder or expressed displeasure with what the letters characterized as a lenient sentence. In her SJAR addendum, the SJA noted the defense objection to the letters, disagreed with it, and provided the letters to the convening authority for his consideration along with the SJAR and matters the defense submitted.
The SJA‘s actions regarding the letters were proper. Rule for Courts-Martial 1106(d)(5) permits the SJA to include “any additional matters [she] deem[s] appropriate . . . [i]ncluding matters outside the record.” The drafters’ discussion to that rule refers to R.C.M. 1107(b)(3)(B)(iii), which allows a convening authority to consider matters outside the record, provided appellant is given an opportunity to review the materials and submit matters in response. In this case, the SJA propеrly served the letters on appellant, received comment on the same, and included those comments when she forwarded the letters to the convening authority. The cited rules were appropriately followed; they provide due process in the form of notice and an opportunity to be heard, but do not empower the defense to prevent a convening authority from considering post-trial correspondence altogether.
Moreover, as early as 1994, the Department of Defense provided crime victims the right to submit precisely the type of post-trial communications under review in the instant case. Victims “have the right to submit a statement to the convening authority on how [they] feel about the inmate receiving clemency.” Dep‘t of Def., Form 2703, Post-Trial Information for Victims and Witnesses of Crime (Dec.1994) (DD Form 2703); see Dep‘t of Def. Instr. 1030.2, Victim and Witness Assistance Procedures [hereinafter DODI 1030.2], para. F.4 (23 Dec. 1994). Furthermore, “convening authorities . . . may consider victim statements on the impact of crime.” Dep‘t of Def. Dir. 1030.1, Victim and Witness Assistance [hereinafter DOD Dir. 1030.1], para. D.5 (23 Nov. 1994). The articulation of these rights predates the convening authority‘s review of the victim
Recognizing that the victim clemency matters in this case were authorized communications to the сonvening authority,11 we encourage SJAs to follow the example in the instant case and act as conduits for victim submissions to the convening authority. Serving victim clemency correspondence on the accused for comment before convening authority action protects an accused‘s due process rights under the Rules for Courts-Martial and preserves the actual and perceived fairness of the military justice system. We further urge SJAs to use discretion when advising in this area.
We have considered the remaining assignments of error and the matters appellant personally raised pursuant to United States v. Grostefon, 12 M.J. 431 (C.M.A. 1982), and find them to be without merit.
The findings of guilty and sentence are affirmed.
Senior Judge MAHER and Judge SULLIVAN concur.
