UNITED STATES of America, Plaintiff-Appellee, v. Lester Allen BARNES, Defendant-Appellant.
No. 15-5237.
United States Court of Appeals, Sixth Circuit.
Argued: March 10, 2016. Decided and Filed: May 16, 2016.
822 F.3d 914
For this reason, I would resolve the case based on unlawful use, not unlawful possession, or at least base our affirmance on both grounds.
Before: CLAY, GIBBONS, and STRANCH, Circuit Judges.
OPINION
JANE B. STRANCH, Circuit Judge.
A jury convicted Lester Barnes of drug trafficking and firearms offenses including, among other things, possession with intent to distribute oxycodone in violation of
I. BACKGROUND
On March 22, 2013, federal law enforcement agents looking for illegal prescription drugs executed a search warrant on a trailer home, which belonged to Barnes, in rural East Tennessee. The agents were acting on information from Jessica Holt, a confidential informant (CI) who had purchased oxycodone from Barnes during three recent controlled buys in coordination with law enforcement. The agents found roughly 300 pills in the trailer, mostly in prescription bottles bearing Barnes‘s name, and some in bottles prescribed to other individuals. They also found at least $1700 in cash—including marked bills from the CI‘s controlled buys—as well as ammunition and several firearms. Two guns were tucked under the corners of a waterbed mattress in the living room where Barnes slept and where he was seated when agents arrived to execute the search warrant.
A federal grand jury indicted Barnes on August 20, 2013, charging him with the following: three counts of distribution of oxycodone in violation of
Trial commenced on October 28, 2014. Barnes twice moved for a judgment of acquittal pursuant to
Neither Barnes nor the government filed objections to the presentence investigation report (PSR), which relied on Barnes‘s 1998 state conviction for a controlled substance offense in its calculation of Barnes‘s offense level and criminal history category under the United States Sentencing Guidelines (USSG). The PSR calculated Barnes‘s base offense level as 20 under
II. ANALYSIS
Barnes advances three arguments on appeal, two of which concern the evidence against him and one that relates to his guidelines range. First, Barnes appeals his
A. The § 924(c) Conviction
In reviewing insufficient evidence claims on appeal from a jury verdict we “view[] the facts in the light most favorable to the prosecution” and affirm the conviction if “any rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” United States v. Sykes, 292 F.3d 495, 498-99 (6th Cir. 2002); see also United States v. Abboud, 438 F.3d 554, 589 (6th Cir. 2006) (“When reviewing the sufficiency of evidence in support of a jury verdict, this Court views the evidence in the light most favorable to the prosecution and gives the prosecution the benefit of all reasonable inferences from the testimony.“). This standard creates “a very heavy burden” for defendants who, like Barnes, seek relief from a jury conviction on evidence sufficiency grounds. Abboud, 438 F.3d at 589 (citations omitted).
Our circuit recognizes that “[b]y requiring that the possession be ‘in furtherance of the crime, Congress intended a specific nexus between the gun and the crime charged.” United States v. Mackey, 265 F.3d 457, 462 (6th Cir. 2001). “In other words, the weapon must promote or facilitate the crime.” Id. at 461. The mere “possession of a firearm on the same premises as a drug transaction [does] not, without a showing of a connection between the two, sustain a
The two guns underlying Barnes‘s
Barnes argues that “with his physical limitations and need for a tank of oxygen beside his bed, [he] lacked the agility, quickness, and stamina to get off the bed, lift up a waterbed mattress, and retrieve any handgun[,]” much less retrieve and load one. (Appellant‘s Br. at 20.) Construing the evidence in the light most favorable to the prosecution, however, a reasonable jury could conclude that Barnes had the ability to slip his hand under a corner of the waterbed mattress and remove either the loaded revolver or the pistol and magazine. See Sykes, 292 F.3d at 498-99. The fact that Barnes possessed both handguns illegally and that they were found in close proximity to the pills and cash in his trailer further suggests that “a reasonable jury could infer that the purpose of the firearm[s] was to provide defense or deterrence in furtherance of the drug trafficking [offense] for which [Barnes] was arrested.” Mackey, 265 F.3d at 462-63. We therefore affirm Barnes‘s
B. The Jail Call Recordings
Barnes also argues on appeal that the district court should have excluded the recorded jail calls in their entirety and that the admitted portions of the calls pertaining to pill distribution were improperly used to attack Barnes‘s character. The government maintains that admission was proper under
During Barnes‘s trial, the district court allowed the jury to hear audio excerpts from two of Barnes‘s recorded jail calls. The excerpts pertained only to alleged conversations about pill distribution. Specifically, the jury heard Barnes talking to a woman named Susan about “medicine” and making statements such as “Jerrica . . . needs two white ones for every day. That‘s all you got to give out. Okay?” (R. 39-2, PageID 157, 158; see also R. 39-1, PageID 153.) Barnes also mentions on the calls that he is “worried about” a woman named “Fran” who “needs two yellows [and] four green ones[.]” (R. 39-2, PageID 158.) “[G]et Fran‘s bottle,” he tells Susan, “two yellow pills and four little green ones. She‘s got to have em.” (Id. at PageID 159.)
1. Sufficient Evidence
Prior to admitting the recordings, the district court found that “sufficient evidence exists that the acts in question took place.” (R. 40, PageID 181.) The court explained that Barnes‘s jail “conversations were recorded, and there is no dispute that he is the one who was recorded.” Id. Barnes argues on appeal, however, that because he “dispute[s] that the recording demonstrated evidence of any crime” this panel should hold that the district court clearly erred with respect to the first prong of the 404(b) admission analysis. (Appellant‘s Br. at 25; see also id. at 27 (“[I]t is not clear what Barnes means in these phone conversations or that a crime actually occurred.“)). This argument misconstrues the requirements of Rule 404(b). The rule states that “[e]vidence of a crime, wrong, or other act” may be admissible if certain conditions are met.
2. Proper Purpose
With respect to the second prong of the 404(b) analysis, the district court held that Barnes‘s statements on the excerpted portions of the audio recordings were “admissible for a proper purpose under
”
As for whether Barnes‘s intent was “material or ‘in issue,‘” id., the government argues that Barnes made intent an issue with respect to Count 4 by denying selling pills and claiming that the pills in his possession on March 22 were either for his own use with valid prescriptions or belonged to friends for whom he was “holding” them. Barnes does not dispute that intent is material to Count 4, and intent is an express element of the crime charged. The central dispute on appeal with respect to admissibility is whether or not the jail calls, which were recorded in September, are probative of Barnes‘s intent to distribute oxycodone six months earlier in March. The parties agree that evidence of both prior and subsequent acts may be admissible under Rule 404(b). Barnes, however, notes this court‘s opinion in United States v. Cowart, 90 F.3d 154 (6th Cir. 1996), where we relied on “waiver and harmless error” principles to decide the 404(b) evidentiary issues in the case but “nonetheless observe[d] that rarely will an event that occurred subsequent to the charged crime be probative of motive, knowledge, or intent[.]” Cowart, 90 F.3d at 158. But our dicta in Cowart does not dictate the outcome of the instant case. “To determine if evidence of other acts is probative of intent, we look to whether the evidence relates to conduct that is substantially similar and reasonably near in time to the specific intent offense at issue.” Bell, 516 F.3d at 443 (quoting United States v. Haywood, 280 F.3d 715, 721 (6th Cir. 2002)).
The specific intent offense at issue here is possession of oxycodone with intent to distribute. Roughly six months after his initial arrest, Barnes was being held in a local jail on that charge and other charges on which he was eventually tried when he placed recorded phone calls instructing a woman named Susan to distribute certain colored pills to other individuals. In cases involving evidence of prior drug distribution, we have cautioned that “the fact that a defendant has intended to possess and distribute drugs in the past does not logically compel the conclusion that he presently intends to possess and distribute drugs[,]” holding instead that
The admitted jail call statements are, moreover, substantially similar to Count 4‘s charge of possession with intent to distribute. See, e.g., United States v. Benton, 852 F.2d 1456, 1468 (6th Cir. 1988) (“[W]here evidence of [other] bad acts is admitted for the purpose of showing intent, the prior acts need not duplicate exactly the instant charge, but need only be sufficiently analogous to support an inference of criminal intent.“). Indeed, Barnes‘s statements on the calls may well be “part of the same scheme of drug distribution” and/or evince “the same modus operandi” as the charged crime. Bell, 516 F.3d at 443. As for whether the calls took place “reasonably near in time” to the
3. Risk of Unfair Prejudice
With respect to the third and final prong of the 404(b) analysis, the district court ruled that Barnes‘s “statements regarding the apparent distribution of pills [were] not substantially more prejudicial than probative.” (R. 40, PageID 182.) Specifically, the court reasoned that the statements were probative insofar as they could “make it more likely that [Barnes] had the requisite intent to distribute oxycodone on the date of the charged offense” and that the risk of unfair prejudice was low because “[t]he statements are [Barnes‘s] own, and there is nothing in the recordings that suggests the jury would be tempted to give the statements undue or improper weight.” (Id. at PageID 183.) The court therefore concluded, based on its review of the recordings, that it could “sufficiently mitigate any danger of unfair prejudice by issuing a limiting instruction.” (Id.)
As explained, we review this aspect of the district court‘s decision for an abuse of discretion. See Mack, 729 F.3d at 601. “Under this standard, we will leave rulings about admissibility of evidence undisturbed unless we are left with the definite and firm conviction that the [district] court . . . committed a clear error of judgment in the conclusion it reached.” United States v. Dixon, 413 F.3d 540, 544 (6th Cir. 2005) (alterations in original) (quoting United States v. Wagner, 382 F.3d 598, 616 (6th Cir. 2004)). It is well established in this circuit that “[a]n abuse of discretion occurs when a district court relies on clearly erroneous findings of fact, improperly applies the law or uses an erroneous legal standard.” Id. (citing Romstadt v. Allstate Ins. Co., 59 F.3d 608, 615 (6th Cir. 1995)). We have also held that because district courts have “[b]road discretion” to make “determinations of admissibility based on considerations of relevance and prejudice,” we may not “lightly overrule[]” their decisions. Id.; see also United States v. Carney, 387 F.3d 436, 451 (6th Cir. 2004) (“A district court is granted ‘very broad’ discretion in determining whether the danger of undue prejudice outweighs the probative value of the evidence.” (quoting United States v. Vance, 871 F.2d 572, 576 (6th Cir. 1989))).
Barnes essentially argues that because, in his estimation, the jail calls were not probative of his intent to distribute oxycodone, the risk of unfair prejudice necessarily outweighed any probative value. Barnes also argues that the district court‘s limiting instruction was insufficient to mitigate the risk of unfair prejudice because the prosecution ignored the instruction during closing arguments and suggested to the jury that the jail calls were evidence that Barnes was guilty of all six counts.
Neither of these arguments gives rise to the requisite “definite and firm conviction” that the district court “relie[d] on clearly erroneous findings of fact, improperly applie[d] the law or use[d] an erroneous legal standard” when it admitted the jail call statements about pill distribution with a limiting instruction. Dixon, 413 F.3d at 544. Under our
C. Sentencing Guidelines Calculation
Lastly, Barnes challenges the PSR‘s sentencing guidelines calculation, which the district court adopted at sentencing. He argues that his 1998 state drug conviction was too old to be included in the calculation because his two-year sentence for that conviction was automatically suspended pursuant to state law after just seven months.
Because Barnes challenges his sentencing guidelines calculation for the first time on appeal, we review the district court‘s application of the guidelines for plain error. See United States v. McBride, 362 F.3d 360, 373 (6th Cir. 2004) (“[A]bsent plain error, this Court will not address claims of alleged misapplication of the [sentencing] guidelines unless the defendant first raised the claim before the district court.” (alterations in original) (quoting United States v. Thomas, 24 F.3d 829, 832 (6th Cir. 1994))). To prevail, Barnes must demonstrate: “(1) that an error occurred in the district court; (2) that the error was plain, i.e., obvious or clear; (3) that the error affected [his] substantial rights; and (4) that this adverse impact seriously affected the fairness, integrity or public reputation of the judicial proceedings.” United States v. Davis, 397 F.3d 340, 346 (6th Cir. 2005) (quoting United States v. Koeberlein, 161 F.3d 946, 949 (6th Cir. 1998)).
In 1998, Barnes pled guilty to a state charge of possession of a schedule VI drug with intent to sell. Specifically, Barnes admitted to possession of 69.2 grams of marijuana along with cellophane baggies and two sets of hand scales. The trial court sentenced Barnes to two years in the custody of the Tennessee Department of Correction. Barnes began serving his sentence on March 12, 2001, and was automatically “[r]eleased on Determinate Release” on October 8, 2001, pursuant to Tennessee state law. (R. 49, PageID 629.) Barnes‘s release was mandated by the Criminal Sentencing Reform Act of 1989, as amended. See
Notwithstanding any other provision of law, inmates with felony sentences of two (2) years or less shall have the remainder of their original sentence suspended upon reaching their release eligibility date. . . . The department [of correction] shall notify the district attorney general, and the appropriate sheriff, jail administrator, workhouse superintendent or warden of the release eligibility
date of all felons with sentences of two (2) years or less in the institution.
During the sentencing phase of the instant case, the PSR factored Barnes‘s 1998 conviction into the guidelines calculation and the district court adopted that calculation at Barnes‘s sentencing hearing. The PSR included the 1998 conviction based on
Counting the 1998 conviction affected Barnes‘s guidelines calculation in two ways. First, it effectively raised his base offense level by 6 points pursuant to
Whether or not Barnes‘s 1998 conviction should have been taken into account in the PSR turns on the meaning of the word “suspended” in
Barnes argues that because his two-year sentence for the 1998 conviction was automatically “suspended” under the Criminal Sentencing Reform Act, only the seven months he actually spent in prison should count toward his sentence of imprisonment for guidelines purposes. This would mean that the PSR should only have counted any “prior sentence that was imposed within ten years of the defendant‘s commencement of the instant offense” under
For example, the defendant-appellant in United States v. Harris argued that be-
III. CONCLUSION
For the foregoing reasons, we AFFIRM Barnes‘s
Jackson S. BRUMLEY; Albert E. Brumley, Jr.; Rolene M. Brumley; Angela Wilhoite; W.J. Brumley; Kristi Brumley Laxton; Mark Brumley; Keri Brumley Pilcher, Plaintiffs-Appellees, v. ALBERT E. BRUMLEY & SONS, INC.; Integrated Copyright Group, Inc.; Robert B. Brumley, Defendants-Appellants.
No. 15-5429.
United States Court of Appeals, Sixth Circuit.
Argued: April 20, 2016. Decided and Filed: May 16, 2016.
