UNITED STATES of America, Plaintiff-Appellee, v. Jose Abelardo AMAYA-PORTILLO, Defendant-Appellant.
No. 04-4672.
United States Court of Appeals, Fourth Circuit.
Argued Feb. 4, 2005. Decided Sept. 6, 2005.
423 F.3d 427
Before WIDENER and SHEDD, Circuit Judges, and CACHERIS, Senior United States District Judge for the Eastern District of Virginia, sitting by designation.
Reversed and remanded by published opinion. Senior Judge CACHERIS wrote the opinion, in which Judge WIDENER joined. Judge SHEDD wrote a separate opinion concurring in part and dissenting in part.
OPINION
CACHERIS, Senior District Judge.
Jose Amaya-Portillo appeals the district court‘s application of Sentencing Guideline 2L1.2(b)(1)(C), a sentencing enhancement applied when an alien was previously deported after a conviction for an “aggravated felony.” Amaya-Portillo has also filed a motion to remand for sentencing consistent with United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005).1 For the reasons set forth below, the Court will deny Defendant‘s motion to remand and reverse the ruling of the district court applying the sentencing enhancement.
I.
In 1999, Defendant Amaya-Portillo, a citizen of El Salvador, was convicted for possession of cocaine, in violation of
On June 25, 2004, Amaya-Portillo pleaded guilty to one count of unlawful reentry of a deported alien, in violation of
Unlawful reentry of a deported alien carries a base offense level of 8 under the United States Sentencing Guidelines Manual (2004).
The district court, however, agreed with the Government and applied an 8 level offense increase. J.A. 41-42. On August 18, 2004, Defendant filed this appeal. The Court has jurisdiction in this case pursuant to
On January 31, 2005, Defendant filed a motion for remand to the district court for sentencing consistent with Booker. Defendant claims that United States v. Hughes, 396 F.3d 374 (4th Cir.2005) allows the Court to exercise its discretion to correct the plain error and remand the case. The Government opposes the motion, and claims that: (1) Defendant waived the right to appeal the Sentencing Guidelines calculation when he pleaded guilty; and (2) the district court‘s sentence does not constitute plain error. This motion is also before the Court.
II.
Defendant argues that his sentence violates the Supreme Court‘s decision in Booker. Since he raises this issue for the first time on appeal, and because this issue was not advanced in the district court, we review the district court decision for plain error. United States v. Hughes, 396 F.3d at 379 (citations omitted).
Although the Court would normally review the district court‘s sentencing for plain error, the Court need not reach that analysis since the Defendant admitted as part of his plea agreement the facts giving rise to his sentence. In Booker, the Supreme Court reaffirmed its holding in Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), and held that “[a]ny fact (other than a prior conviction) which is necessary to support a sentence exceeding the maximum authorized by the facts established by a plea of guilty or a jury verdict must be admitted by the defendant or proved to a jury beyond a reasonable doubt.” See Booker, 125 S.Ct. at 756.
Defendant‘s plea agreement stated:
The Defendant and this Office knowingly and expressly waive all rights conferred by
18 U.S.C. § 3742 to appeal whatever sentence is imposed, including any fine, term of supervised release, or order of restitution and any issues that relate to the establishment of the guidelines range, reserving only the right to appeal from an upward or downward departure from the guidelines range that is established at sentencing and the district court‘s determination as to whether a prior conviction for possession of cocaine warrants a 4- or 8-level adjustment under U.S.S.G. § 2L1.2. Nothing in this agreement shall be construed to prevent either the Defendant or this Office from invoking the provisions of Federal Rule of Criminal Procedure 35, and appealing from any decision thereunder, should a sentence be imposed that exceeds the statutory maximum allowed under the law or that is less than any applicable statutory mandatory minimum provision.
J.A. 10.
The Supreme Court explained in Booker that “the ‘statutory maximum’ for Apprendi purposes is the maximum sentence a judge may impose solely on the basis of the facts reflected in the jury verdict or admitted by the defendant.” Amaya-Portillo does not argue that his sentence exceeds the statutory maximum. Rather, his only argument in seeking re
A defendant may waive his right to appeal if that waiver is “the result of a knowing and intelligent decision to forgo the right to appeal.” United States v. Broughton-Jones, 71 F.3d 1143, 1146 (4th Cir.1995)(quoting United States v. Attar, 38 F.3d 727, 731 (4th Cir.1994)). Defendant does not argue that his waiver of the right to appeal was not knowing or intelligent. In fact, his plea agreement states that he knowingly and expressly waived the right.
Moreover, it appears that when the district court accepted the guilty plea, the judge engaged in a colloquy with the Defendant to ensure that the Defendant understood the provision of the plea agreement in which the Defendant waived his right to appeal. (See Appellee‘s Resp. Mot. to Remand at 1-2). In fact, the court accepted Defendant‘s guilty plea the day after the Supreme Court decided Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004), and the parties agreed that Blakely was inapplicable since judicial fact-finding was not necessary based on the issues present in the sentencing. J.A. 38.3
Developments in the law announced by Booker and Hughes subsequent to Defendant‘s guilty plea do not invalidate his plea. United States v. Blick, 408 F.3d 162, 170 (4th Cir.2005); see also Brady v. United States, 397 U.S. 742, 757, 90 S.Ct. 1463, 25 L.Ed.2d 747 (1970)(“[A] voluntary plea of guilty intelligently made in the light of the then applicable law does not become vulnerable because later judicial decisions indicate that the plea rested on a faulty premise.“). Accordingly, Amaya-Portillo‘s guilty plea and waiver of his right to appeal his sentence precludes him from seeking resentencing under an advisory guidelines scheme pursuant to Booker.4 The Court will deny the motion to remand.
III.
The Fourth Circuit reviews the district court‘s imposition of the sentence enhancement de novo because it entails the interpretation of a statute. United States v. Wilson, 316 F.3d 506, 512 (4th Cir.2003), cert. denied, 538 U.S. 1025, 123 S.Ct. 1959, 155 L.Ed.2d 871 (2003).
Amaya-Portillo challenges the enhancement of his sentence pursuant to section
Our analysis is largely taken from the Court‘s opinion in a similar case, United States v. Wilson, 316 F.3d 506, 512 (4th Cir.2003). As dictated by Wilson, our analysis begins with the guideline itself. The term “aggravated felony” is not defined in the text of subsection
To determine whether the state crime is a “felony,” the Court must consider whether Amaya-Portillo‘s state conviction for possession of cocaine amounts to a felony within the meaning of section
The district court determined that Amaya-Portillo‘s state misdemeanor conviction which carried a maximum sentence of four years’ incarceration qualified as a felony under
The Government argues in support of its position that defining a “felony” to include a state misdemeanor conviction for which the exposure is more than one year‘s imprisonment so as to avoid “discrepancy in treatment across the nation based upon labels in state law, and instead... recognize that the treatment for punishment purposes was a more reliable indicator for the seriousness of the offense,” (J.A. 36) is consistent with the way state misdemeanors are treated for purposes of the felon-in-possession cases under
The gravamen of the Government‘s position is that since Congress has defined a “felony” as a crime punishable by more than one year imprisonment in other contexts, the same definition should be applied in this context. For example, Section
Amaya-Portillo argues that application of Section
Under the analysis dictated by Wilson, the Court does not consider the definition of “felony drug offense” under
The Government points out that the Court in Wilson noted that the definition of a felony as a Federal or State offense classified by applicable Federal or State law as a felony “is also consistent with the definition used in the guideline at issue.” 316 F.3d at 513 n. 4 (citing
As Amaya-Portillo points out, this commentary to section
Finally, the Court‘s decision in Wilson followed cases from seven other circuits, each of which conducted the “aggravated felony” inquiry by focusing upon the “classification” of an offense under state law rather than upon potential punishment. Wilson, 316 F.3d at 512 (citing United States v. Ibarra-Galindo, 206 F.3d 1337 (9th Cir.2000)7; United States v. Pornes-Garcia, 171 F.3d 142 (2d Cir.1999); United States v. Simon, 168 F.3d 1271 (11th Cir.1999); United States v. Hinojosa-Lopez, 130 F.3d 691 (5th Cir.1997); United States v. Briones-Mata, 116 F.3d 308 (8th Cir.1997); United States v. Cabrera-Sosa, 81 F.3d 998 (10th Cir.1996); United States v. Restrepo-Aguilar, 74 F.3d 361 (1st Cir.1996)). In each of those cases, the defendants had committed offenses that were felonies under state law, but not federal law. Nevertheless, the courts of appeals concluded that the defendants had committed “felonies” for purposes of
The Ninth Circuit has come close to this issue. In United States v. Robles-Rodriguez, 281 F.3d 900, 904 (9th Cir.2002), the court rejected an interpretation of “felony” to “mean that an offense is a felony under the Controlled Substances Act as long as the convicting jurisdiction labels it as such, without regard to the punishment designated for the offense.” Rather, the court concluded that a “felony” under the Controlled Substances Act describes “offenses punishable by more than one year‘s imprisonment under applicable state or federal law.” The court came to this conclusion for three reasons.
First, it looked to the CSA‘s definition of a “felony drug offense” as “an offense that is punishable by imprisonment for more than one year under any law of the United States or a State or foreign country.” Id. (citing
Second, the court noted that Congress has a longstanding practice of equating the term “felony” with offenses punishable by more than one year‘s imprisonment. Id. (citations omitted). And it noted that federal offenses today are defined as felonies if they are punishable by more than one year‘s imprisonment. Id. (citing
Third, the court presumed that by defining aggravated felonies with reference to state law, Congress “intended to accord respect in the federal sentencing scheme to each state‘s judgment regarding the appropriate punishment of criminal offenses.” Id. at 905. In United States v. Ibarra-Galindo, 206 F.3d 1337, 1339-40 (9th Cir.2000), the court had held that a state drug possession offense that was punishable as a felony under state law, but would have been only a misdemeanor if charged under federal law, was still an “aggravated felony” for purposes of the Sentencing Guidelines. From Ibarra-Galindo, the court extracted “the sound principle that a state‘s judgment about the appropriate punishment for an offense is entitled to deference in the federal sentencing scheme.” 281 F.3d at 905. It should be noted that in Ibarra-Galindo, the court had held that it was the “denomination” or “classification” of an offense by a state court as a felony that determined whether the offense was an aggravated felony for purposes of the Sentencing Guidelines. See Ibarra-Galindo, 206 F.3d at 1339-40. The court did discuss giving deference to the state, stating “we may infer that the Sentencing Commission intended with U.S.S.G. § 2L1.2 to affix greater weight to the fact that a defendant has violated what the relevant jurisdiction declares to be a ‘felony’ than to the fact that the federal government demarcates felonies and misdemeanors on a different basis than the state does.” Id. at 1340 (emphasis in original).
The Sixth Circuit recently adopted the rule announced in Robles-Rodriguez and held that “a state drug conviction is not a felony under state law, even if it is labeled as such, if it is not punishable under state law by a term of imprisonment of more than one year.” Liao v. Rabbett, 398 F.3d 389, 395 (6th Cir.2005).
However, we refuse to adopt the same rule. As a threshold matter, it is not clear that the Ninth and Sixth Circuits would rule that Amaya-Portillo‘s drug possession offense is an aggravated felony because neither court has considered whether a state crime labeled a misdemeanor, but also punishable by more than one year‘s imprisonment, is an aggravated felony. In fact, their analysis concluding that the length of possible imprisonment is the deciding factor is not particularly instructive because they have not confronted the issue before us now. In addition, we do not find the Ninth Circuit‘s analysis persuasive.
In Wilson, the Court stated that the definition of “felony” as “any Federal or State offense classified by applicable Federal or State law as a felony” is “clear and unambiguous.” Wilson, 316 F.3d at 512. We see no reason to look to the definition of a “felony drug offense” to determine whether Amaya-Portillo‘s drug crime is a “felony punishable under the Controlled Substances Act.” See
Although this interpretation does create an odd result, where Amaya-Portillo‘s drug possession offense is a “felony drug offense,” but not a “felony,” under the CSA, we refuse to misread the statute to create a more consistent result. Moreover, the fact that Section
Finally, our interpretation gives deference to a state‘s judgment, not as to the appropriate punishment, but as to whether the offense is a felony. We see no reason to conclude that Congress intended the question of whether simple drug possession is an aggravated felony to hinge on the amount of imprisonment possible.
Accordingly, we conclude that a “felony” under the CSA means “any Federal or State offense classified by applicable Federal or State law as a felony.” Since the offense in the instant case is neither classified as a felony by Federal or Maryland law, the offense is not a “felony” under
IV.
For the reasons stated above, the Court will deny the motion for remand and reverse the ruling of the district court applying the 8 level increase pursuant to section
REVERSED AND REMANDED.
SHEDD, Circuit Judge, concurring in part and dissenting in part.
I fully agree that Amaya-Portillo waived any right to appeal his sentence on Sixth Amendment grounds. See United States v. Blick, 408 F.3d 162, 170 (4th Cir.2005). I do not agree, however, with the majority‘s conclusion that a “felony drug offense” is not an “aggravated felony” under
The Sentencing Guidelines provide for an eight-level enhancement for unlawful reentry into the United States when the defendant was previously deported after “a conviction for an aggravated felony.”
Because it is undisputed that cocaine possession is punishable under the CSA, we need only determine whether it “amounts to a felony within the meaning of section 924(c)(2).” Id. Section
To the extent that the term “any felony” has a specialized meaning in this context, we should consider relevant definitions in the CSA to determine what Congress meant by this term. See Wilson, 316 F.3d at 513 (stating that “[t]he CSA definition of felony, while not itself a part of section 924(c)(2), is nevertheless relevant as an interpretive matter“). The CSA contains two definitions relevant to the issue presented in this case. First, the CSA defines “felony” as “any Federal or State offense classified by applicable Federal or State law as a felony.”
The majority asserts that our decision in Wilson precludes any consideration of the definition of “felony drug offense” under
Wilson does not address the issue presented here, i.e., whether an offense that is not classified as a felony but that is punishable by more than one year‘s imprisonment qualifies as “any felony” for purposes of
The alternate definition of “felony drug offense” in
Under Maryland law, cocaine possession is classified as a misdemeanor but punishable by up to four years’ imprisonment. See
