UNITED STATES OF AMERICA, Plaintiff - Appellee, v. ROBERT JOHNSTON, Defendant - Appellant.
No. 97-6146
UNITED STATES COURT OF APPEALS TENTH CIRCUIT
JUN 5 1998
PUBLISH
Fred L. Staggs, Oklahoma City, Oklahoma, appearing for Defendant-Appellant.
Timothy W. Ogilvie, Assistant U.S. Attorney (Patrick M. Ryan, U.S. Attorney, with him on the brief), Office of the United States Attorney, Oklahoma City, Oklahoma, appearing for Plaintiff-Appellee.
Before TACHA, BRORBY, and EBEL, Circuit Judges.
TACHA, Circuit Judge.
Robert Johnston was a defense attorney in Oklahoma City. Richard Jarvis, a drug dealer who previously had used Johnston for legal representation on other matters, asked Johnston to lie on Jarvis‘s behalf by telling two men to whom
BACKGROUND
In the fall of 1995, Drug Enforcement Administration agents began investigating Jarvis, whom they had identified as an Oklahoma City marijuana dealer. An Oklahoma state court order authorized the agents to tap Jarvis‘s home and business telephone lines. Two men, known only as Alex and Ramone, fronted Jarvis 200 pounds of marijuana for $110,000, meaning Jarvis obtained the drugs on credit. Jarvis, in turn, fronted the drugs to three other dealers. Apparently, the drug business was slow, and Jarvis‘s customers could not fully pay him for the drugs. In turn, Jarvis could not fully pay Alex and Ramone the money he owed them. According to Jarvis‘s testimony at trial, Alex threatened to kill Jarvis if Jarvis did not soon pay off the balance of the debt.
Thereafter, Jarvis called Johnston, who previously had represented him on other non-drug related matters. Jarvis asked Johnston for help in concocting a story to make it appear to Alex and Ramone that Jarvis had been arrested for dealing drugs so that they would avoid future contact with him. Jarvis asked Johnston to tell the story to Alex and Ramone. Johnston agreed. He initially told Kirby Kyles, one of Jarvis‘s customers, that Jarvis had been arrested, anticipating that Kyles would pass that information along to Alex and Ramone. Kyles did tell Alex and Ramone the story. Alex and Ramone then came to Johnston‘s office to confirm the story, and Johnston verified the canard. The DEA learned about Johnston‘s involvement in the scheme through the phone taps on Jarvis‘s phones.
The grand jury indicted Johnston on one count of conspiracy to distribute marijuana, four counts of using a telephone to facilitate the distribution of marijuana, and one count of attempt to possess decadurobolin, a steroid. Before trial began, the defendant pleaded guilty to the steroid charge. After a three-day trial, a jury returned a guilty verdict against Johnston on the conspiracy charge and on three of the four use-of-telephone charges. He was sentenced to 26 months in prison on the conspiracy count, 26 months on each of the use-of-telephone counts, and 12 months on the steroid charge, with all sentences running concurrently.
On appeal, Johnston asserts that (1) there was insufficient evidence to
DISCUSSION
I. Sufficiency of the Evidence
In determining whether there is sufficient evidence to support the jury‘s verdict, this court reviews the record de novo. See, e.g., United States v. Wilson, 107 F.3d 774, 778 (10th Cir. 1997). Evidence is sufficient to support a conviction if, considered in the light most favorable to the government, it would allow a reasonable jury to find the defendant guilty beyond a reasonable doubt. See id. In evaluating the evidence under this standard, the court will not question a jury‘s credibility determinations or its conclusions about the weight of the evidence. See United States v. Johnson, 57 F.3d 968, 971 (10th Cir. 1995).
A. Conspiracy Charge
The defendant contends that the evidence presented at trial was insufficient as a matter of law to establish the agreement and intent elements to the conspiracy charge. The drug conspiracy statute provides, “Any person who
The jury may infer an agreement constituting a conspiracy “from the acts of the parties and other circumstantial evidence indicating concert of action for the accomplishment of a common purpose.” Id. Furthermore, “the jury may presume that a defendant is a knowing participant in the conspiracy when he acts in furtherance of the objective of the conspiracy.” Id. (citations and internal quotation marks omitted). The defendant‘s participation in or connection to the conspiracy need only be slight, so long as sufficient evidence exists to establish the defendant‘s participation beyond a reasonable doubt. See United States v. Bowie, 892 F.2d 1494, 1497 (10th Cir. 1990). There is no question that Jarvis
The defendant testified at trial that he thought Jarvis was no longer involved in the drug business, and that he only agreed to tell the false story to help Jarvis complete his withdrawal from the conspiracy and save Jarvis‘s life. There is ample evidence, however, that would allow a reasonable juror to find beyond a reasonable doubt that the defendant‘s contention that he intended to help Jarvis withdraw was untrue, and that Johnston really intended to help Jarvis continue his drug business. At trial, Jarvis testified about a meeting between him and Johnston in which Jarvis explained to Johnston why he wanted Johnston to participate in the scheme:
Q. Okay, and what did you talk about with respect to Alex and Ramone at your meeting [with Johnston] the next day?
A. I told Robert [Johnston] that Kirby and John and Glen owed me some money. They wouldn‘t pay me. [Alex and Ramone] pulled a gun on me. They were going to kill me. And then I come up with the scheme that I wanted to get arrested or let them think that I got arrested to where they would leave me alone until I could get Kirby and John and Glen to pay me.
Trial Tr. at 42. In this meeting, Jarvis informed Johnston that Johnston‘s lie would give Jarvis more time to collect the money that his customers (i.e., Kirby, John, and Glen) owed him. This is a clear indication to Johnston that Jarvis was not out of the drug business. The jury could believe beyond a reasonable doubt
In addition, there is evidence in the form of testimony from Jarvis and Kirby Kyles that Jarvis paid Johnston $2,000 for his participation in perpetrating this scheme. Johnston contends that this payment was for past legal services rendered, but a jury could reasonably believe otherwise. The payment is clear evidence that Johnston had a financial stake in the drug conspiracy.
There is also evidence from which a jury could reasonably conclude that Johnston manufactured his testimony about his belief that Jarvis was out of the drug business. In a wiretapped conversation between Johnston and Jarvis, Johnston told Jarvis that he had just met with Alex and Ramone and verified the lie to them. In that conversation, Johnston and Jarvis display an astonishing degree of glibness in talking about their scheme, particularly in light of the fact that the pair‘s alleged purpose in perpetrating the lie was to save Jarvis‘s life:
JARVIS: Hello
JOHNSTON: ---- damn, I tell you what, that little Mexican was jumping around my office like somebody stuck a cigarette up his ---- . (laugh) They do look funny when they turn white (laugh) oh ----.
JARVIS: I told them [the police] mentioned their names and wooh.
JOHNSTON: Yep. Yep.
JARVIS: Boy they . . .
JOHNSTON: (laugh)
JARVIS: I was sittin’ there watchin’ that son of a ---- change colors . . . ---- damn.
ROBERT: Well, I . . . I think your concerns were unfounded.
JARVIS: Okay (laugh).
ROBERT: I get that impression. They‘re going to take a little vacation.
Appellant‘s br. at 19. From the cavalier manner in which Johnston conducted himself in this conversation, the jury would have been justified in disbelieving Johnston‘s story.
In sum, the jury was faced with the following scene. At the request of a client whom Johnston knew to be a drug dealer, Johnston agreed to lie to two other drug dealers in order to deter them from trying to collect a drug debt. Jarvis incurred that drug debt because Alex and Ramone fronted him money; he could not pay because his customers had not yet paid him. Jarvis needed a way to delay or inhibit the collection of that drug debt, and so he enlisted Johnston‘s help. A reasonable juror could conclude beyond a reasonable doubt that Johnston knew that (1) Alex and Ramone had fronted Jarvis drugs, which Jarvis had in turn fronted to other drug dealers; (2) Jarvis could not pay Alex and Ramone for all of the fronted drugs because Jarvis‘s customers had not yet sold all of it; (3) his lie would cause Alex and Ramone to cease contact, at least temporarily, with Jarvis; (4) because Alex and Ramone would cease contact with Jarvis, Jarvis‘s customers would have more time to sell the remainder of the fronted drugs and Jarvis would have more time to collect the remainder of the money due on those drugs; and (5)
The defendant also contends that the government failed to prove its case because it did not prove that he conspired with all of the co-conspirators named in the indictment. “A variance arises when the evidence adduced at trial establishes facts different from those alleged in an indictment.” United States v. Ailsworth, 138 F.3d 843, 1998 WL 101788 at *4 (10th Cir. 1998) (citations and internal quotation marks omitted). A variance constitutes reversible error only if it affects a defendant‘s substantial rights. See id. In this case, however, there is no variance. The indictment charged that “Alfredo Vega, Emmanuel Reyes, Victor Rodriguez, and Robert Johnston did knowingly and intentionally combine, conspire, confederate and agree together with each other and with others both known and unknown to the Grand Jury to knowingly and intentionally distribute, and possess with intent to distribute, marijuana . . . .” Thus, the government was not required to prove that Johnston conspired with any or all of the named co-defendants, so long as it at least proved that he conspired “with others” for the
B. Section 843(b) Charges
The defendant also contends that the evidence was insufficient as a matter of law to prove the intent element of each of the three use-of-telephone charges brought under
Johnston agreed to lie on Jarvis‘s behalf on October 27, 1995 in a meeting with Jarvis at Johnston‘s office. The three Jarvis-Johnston phone conversations underlying the section 843(b) convictions occurred on October 30 and 31, 1995. In the first intercepted conversation, Johnston confirmed that he had told Kyles that Jarvis had been arrested. Johnston said, “[T]hat seed got planted . . . this morning,” to which Jarvis responded, “Yeah, Kirby called me.” Appellant‘s Br. at 14. In the second conversation, Johnston confirmed to Jarvis that Alex and Ramone were planning to visit Johnston‘s office soon thereafter to verify the arrest story. See id. at 17-18. In the third, Johnston called Jarvis immediately after Alex and Ramone had left Johnston‘s office to tell Jarvis that he had verified
It is clear that all three of these conversations relate to Johnston‘s dissemination of the false story, and the defendant does not contest this conclusion. Rather, he argues that he did not have the requisite intent to commit, cause, or facilitate a drug felony when he had these conversations. However, we have already concluded that there was sufficient evidence to establish that Johnston intentionally involved himself in the conspiracy to distribute marijuana when he agreed to disseminate the false story. It follows naturally that Johnston intended to facilitate the conspiracy in the three telephone conversations in which he discussed the false story with Jarvis. Thus, a reasonable jury could conclude beyond a reasonable doubt that, in these three separate instances, Johnston intentionally used a telephone to facilitate the commission of a drug felony.
II. Jury Instructions
The defendant asserts that the district court erred by failing to give the jury two proposed instructions. “We review the instructions de novo to determine whether, as a whole, they adequately apprised the jury of the issues and the governing law,” though we have also said that we review a court‘s refusal to give a particular instruction for an abuse of discretion. United States v. Wolny, 133 F.3d 758, 765 (10th Cir. 1998). “Little turns, however, on whether we label
The first refused instruction that the defendant proposed stated, “The testimony of a perjurer should always be considered with caution and weighed with great care.” R.O.A. doc. 78. The defendant contends that the district court should have given this instruction because another witness contradicted certain testimony of Kyles during the trial, and also because Kyles‘s testimony at trial contradicted some of his own testimony previously given before the grand jury. Therefore, the defendant argues, the district court should have specifically cautioned the jury regarding the weight to give Kyles‘s testimony. In refusing the instruction, the district court said,
The Court feels like the instruction labeled “The Credibility of Witnesses and Impeachment” fully covers the law as it relates to the jury‘s determination of credibility of each witness and the inconsistent statements made by a witness. And the Court feels that the use of the term perjurer in the instruction itself could . . . have a legal connotation to the jury that the Court has made the
determination for it, and that is not the fact.
Trial Tr. at 204-05. We agree. Any concerns that the defendant had regarding the weight the jury would give the testimony of any witness were more than satisfactorily addressed by Instructions 11 and 12. Instruction 11 stated:
You are the sole judges of the credibility or “believability” of each witness and the weight to be given to his testimony. In weighing the testimony of a witness you should consider the witness’ relationship to the United States or the defendant and his interest, if any, in the outcome of the case; manner of testifying; criminal record . . . ; candor, fairness and intelligence; and the extent to which he or she has been supported or contradicted by other credible evidence. You may, in short, accept or reject the testimony of any witness in whole or in part.
R.O.A. doc. 86. Similarly, Instruction 12 informed the jury that “a witness may be discredited or impeached by contradictory evidence; or by evidence that at other times the witness has made statements which are inconsistent with the witness‘s present testimony.” Id. The district court did not err in refusing the perjurer instruction.
The second refused instruction that the defendant asserts the district court should have given is a theory of the defense instruction. A district court must give a theory of defense instruction only if the court‘s instructions were erroneous or inadequate without it. See Wolny, 133 F.3d at 765. The defendant‘s proposed theory of the defense instruction stated,
The Defendant, Robert L. Johnston, has pleaded “Not guilty” to the charges contained in the indictment. This plea of not guilty
puts in issue each of the essential elements of the offense described in these instructions and imposes on the government the burden of establishing each of these elements by proof beyond a reasonable doubt.
Defendant . . . contends that he is not guilty of the crimes charged because the government has failed to prove that the defendant and any other person arrived at any form of agreement to distribute marijuana.
An attorney at law does not join a criminal conspiracy by virtue of receiving the confidences of any of its participants of past crimes, nor by assisting any such member of a conspiracy in terminating his or her role in the conspiracy.
R.O.A. doc. 78. In refusing the instruction, the district court stated that the instruction contained arguments, which the defense could address in closing, rather than only statements of the law. Further, the court noted that its other instructions to the jury fully covered all of the issues presented in the instruction. Again, we agree.
Instruction Number 6, “Plea and Presumption of Innocence,” stated that the defendant pleaded not guilty to each count and that, therefore, the government had the burden of proving its case beyond a reasonable doubt. These were the points raised in the first paragraph of the proposed instruction. The second paragraph of the proposed instruction merely states why the defendant believes he is not guilty and that the government did not prove its case. Such a statement is argument and is inappropriate for jury instructions.
The issues raised in the third paragraph of the proposed instruction were satisfactorily covered by Instructions 19, 20, and 21. Instruction 19 defined
III. Motion to Suppress Intercepted Telephone Conversations
Under the federal wiretap statute, “[a]ny aggrieved person in any trial . . . before any court . . . of the United States . . . may move to suppress the contents of any wire or oral communication intercepted pursuant to this chapter, or evidence derived therefrom, on the grounds that . . . the interception was not made in conformity with the order of authorization or approval.”
In reviewing a district court‘s refusal to suppress wiretap evidence, “we accept the district court‘s factual findings unless clearly erroneous, review questions of law de novo, and view the evidence in the light most favorable to the prevailing party.” United States v. Castillo-Garcia, 117 F.3d 1179, 1186 (10th Cir.), cert. denied, 118 S. Ct. 395 (1997). The Oklahoma state court order that authorized the wiretap of Jarvis‘s phone apparently was issued under Oklahoma‘s wiretap statute,
The record on appeal does not include a copy of the wiretap order. The
In arguing to uphold the district court‘s decision to admit the intercepted conversations, the government argues that Johnston cannot assert the attorney-client privilege either on behalf of Jarvis or on his own behalf. The government
The issue before us, then, is whether the district court properly found that no attorney-client relationship existed between Johnston and Jarvis at the time of the wiretaps, for if no such relationship existed, the conversations were not privileged, and the government was under no obligation to minimize interception of the calls. Our review of the record reveals exactly what it revealed to the district court. No attorney-client relationship existed between Johnston and Jarvis at the time of the wiretaps.
The defendant argued that the intercepted conversations were privileged attorney-client communications simply because they involved an attorney. However, “the mere fact that an attorney was involved in a communication does not automatically render the communication subject to the attorney-client privilege.” Motley v. Marathon Oil Co. , 71 F.3d 1547, 1550-51 (10th Cir. 1995), cert. denied , 517 U.S. 1190 (1996). In order to be covered by the attorney-client privilege, a communication between a lawyer and client must relate to legal advice or strategy sought by the client. See id.; In the Matter of Grand Jury Subpoena , 697 F.2d 277, 278 (10th Cir. 1983); see also MCCORMICK § 88 (privilege covers communications where client seeks “professional legal advice“) . The defendant does not point us to, nor could the district court uncover, any credible evidence in the record that demonstrates that the conversations related to legal advice or strategy sought by Jarvis.
Johnston also argues that conversations he had with Jarvis regarding representation of certain of Jarvis‘s relatives were privileged. In those cases, however, the “clients” are Jarvis‘s relatives, not Jarvis, even if Jarvis paid for the legal representation. See 3 JACK B. WEINSTEIN & MARGARET A. BERGER, WEINSTEIN‘S FEDERAL EVIDENCE § 503.11[2] (2d ed. 1998) (noting that for purposes of the attorney-client privilege, the “client” is “the actual recipient of the services“).
We also find no merit in the defendant‘s argument that the conversations were privileged because, rather than demonstrating that he was participating in a drug conspiracy, they show that he was actually providing legal advice to Jarvis regarding how to withdraw from a conspiracy. The district court rejected the argument in denying the motion to suppress, and the jury subsequently rejected it as well when it returned a guilty verdict against the defendant. “The attorney-client privilege does not apply where the client consults an attorney to further a crime or fraud.” In re Grand Jury Proceedings, 857 F.2d 710, 712 (10th Cir. 1988) (citing Clark v. United States, 289 U.S. 1 (1933)). The district court did not err in concluding that no attorney-client relationship existed between Johnston and Jarvis at the time of the wiretaps, and it properly denied the defendant‘s motion to suppress.
IV. Sentencing
The defendant raises two specific challenges to his sentence. First, he asserts that the district court improperly sentenced him to one year in prison for attempt to possess the steroid decadurobolin, the count to which he pleaded guilty prior to trial. Defendant‘s brief raises this argument in a single sentence and without citing any support. Moreover, he did not raise this issue below, so our review is only for plain error. See United States v. Gilkey, 118 F.3d 702, 704 (10th Cir. 1997) (noting that while failure to raise issue below normally precludes
Because Johnston was convicted of more than one drug count, the district court properly grouped all of the defendant‘s offenses together for purposes of determining his total punishment. See
Second, the defendant argues that the district court improperly based his sentence on a quantity of marijuana that was not reasonably foreseeable. A
At the time Jarvis contacted defendant, Jarvis indicated that the amount he still owed Alex and Ramone was $34,000.00 out of an original debt of $110,000.00 [for 200 pounds of marijuana].
The court finds that, prior to October of 1995, there is no evidence that defendant was aware of the specific amount of marijuana involved in the conspiracy. . . . However, the court finds the defendant did have knowledge that at least $34,000.00 worth of marijuana was involved.
Dividing the original debt of $110,000.00 by 200 pounds of marijuana, the court reaches a per pound price of $550.00. Dividing $34,000.00, the amount known to defendant, by the per pound price of $550.00, the court reaches an amount of 61.8 pounds.
Id. The district court‘s analysis was exceedingly rational. The court did not err in attributing 61.8 pounds of marijuana to the defendant.
AFFIRMED.
