UNITED STATES of America, Plaintiff-Appellee, v. John W. BLOCH III, Defendant-Appellant.
No. 15-1648
United States Court of Appeals, Seventh Circuit.
June 17, 2016
Rehearing Denied July 13, 2016
824 F.3d 861
C. Effect of Trade Well I
Finally, Trade Well argues that this Court‘s decision in Trade Well I requires us to vacate the default judgments. Trade Well contends that had Salem not been erroneously removed from the case, the default judgments would not have been entered. Thus, in Trade Well‘s view, our decision to vacate the order to remove Salem also operates to vacate the default orders caused by the district court‘s later-reversed removal order.
We disagree. At the outset of Trade Well I, we noted that “[t]he only part of this messy case that is before us is Salem‘s appeal from the various measures the court took against him.” 778 F.3d at 625. And we specifically stated that “[w]e are also not concerned with any possible appeal by Trade Well contesting the default judgment or the finding of a failure to prosecute.” Id.
There is therefore no basis for reading Trade Well I to have any effect on the district court‘s default orders. Moreover, even if we accept the premise of Trade Well‘s argument, it is inaccurate to say that Salem‘s removal caused Trade Well to default because Trade Well had ample opportunity to secure substitute representation and avoid default.
III. Conclusion
For the foregoing reasons, we AFFIRM the judgment of the district court.
Daniel J. Hillis, Springfield, IL, Thomas W. Patton, Peoria, IL, Office of the Federal Public Defender, for Defendant-Appellant.
Before POSNER, EASTERBROOK, and KANNE, Circuit Judges.
Defendant John W. Bloch III has had three sentencing hearings in four years. He now seeks a fourth. Bloch argues he is entitled to such relief because the district court committed error in imposing the length and conditions of supervised release.
The third time happens to be a charm in this instance though, as Bloch is not entitled to another sentencing hearing. The district court not only adequately explained its justification for imposing a term of supervised release, it also adopted a “best practice” suggested by this court for providing adequate notice to defendants of proposed conditions of supervised release and justification for the same. Therefore, we affirm the district court‘s sentence.
I. BACKGROUND
Bloch‘s journey through the federal criminal system has so far included a trial, two appeals, and three sentencings. We first recount how his case entered into the system before discussing these subsequent proceedings.
A. Arrest, Indictment, Trial, and Sentencing
In November 2011, police responded to a report of gunfire at an apartment belonging to Bloch‘s girlfriend in Elkhart, Indiana. An obviously intoxicated Bloch greeted the officers who had knocked on the door. The officers asked Bloch and his girlfriend to step outside the apartment so they could perform a sweep inside to ensure no one was hurt. During their sweep, the officers discovered a loaded Glock .40 caliber semi-automatic handgun, a SKS assault rifle, and ammunition for the firearms near both guns.
As the officers proceeded to remove the guns and ammunition from the apartment, Bloch objected to the officers removing the firearms, claiming the guns belonged to him. Bloch‘s status as a convicted felon made his possession of those firearms illegal, which prompted the officers to arrest him. Bloch continued to demand the return of his firearms, even as the police took him to jail.
In January 2012, a grand jury returned a two-count indictment against Bloch for: (1) unlawful possession of a firearm by a felon in violation of
B. First Appeal and First Resentencing
Bloch appealed both his conviction and sentence. We upheld the jury‘s verdict but remanded for resentencing because his “convictions arose from the same incident of firearm possession, and the only difference between them is the disqualified class to which Bloch belonged.” United States v. Bloch, 718 F.3d 638, 644 (7th Cir. 2013). As a result, Bloch‘s two
On remand, the district court sentenced Bloch to 120 months’ imprisonment in October 2013. The district court also imposed a 3-year term of supervised release with the same conditions it imposed during Bloch‘s first sentencing.
C. Bloch‘s Second Appeal and Second Resentencing
Bloch again appealed, but on this occasion, he only challenged his sentence. According to Bloch, the district court miscalculated his sentencing guidelines range by determining that a battery by bodily waste conviction qualified as a crime of violence under
Prior to Bloch‘s March 23, 2015, resentencing,1 the district court filed in the electronic docket a document captioned “Notice of Proposed Conditions of Supervision.” The document begins by noting that “[s]entencing courts in this circuit must give advance notice of proposed supervised release conditions, and the law concerning supervised release conditions has changed since the previous judgments in this case.” (citations omitted). The district court then stated that it would not “re-impose the conditions originally ordered” and proposed “the following 13 conditions, which [it] believe[d] to be less onerous than those originally imposed.” After each proposed condition, the district court provided an explanation in italics for why it was imposing the condition.
At Bloch‘s second resentencing hearing, the district court posed this question to both the government and Bloch: “did you get a chance to review the March 18th notice of proposed conditions of supervision, and, if so, do you have any objection to any of those proposed conditions?” Both the government and Bloch acknowledged they had received and reviewed a copy of the district court‘s notice of proposed conditions.
Bloch objected to only one condition, the condition which required him to “permit a probation officer to meet the defendant at any time, at home or elsewhere, and shall permit confiscation of any contraband the probation officer observes in plain view” (“home-visit condition“). According to Bloch, his concern was with the word “elsewhere” and its possible infringement on the Fourth Amendment rights of people with whom he associates.
The district court attempted to allay Bloch‘s concern with the condition by stating the following:
When I set forth—proposed to provide that the probation officer—that you have to permit a probation officer to meet with you at any time, at home or elsewhere, my “or elsewhere” didn‘t suggest people‘s places where you were not living. The idea was that you could—the probation officer could make you come to this building to meet with you or meet you at a Starbucks or something. I would like to maintain that option because it doesn‘t seem like every visit should have to be at your home. There should be home visits, but not necessarily every visit. So I guess what I would propose to do is to provide that you shall permit a probation officer to meet you at any time, at home, at the Probation Office, or at some public place, and shall permit confiscation of any contraband the probation officer observes in plain view.
After the district court announced Bloch‘s guideline range of 84 to 105 months, it proceeded to consider the factors contained in
As for the need for Bloch‘s sentence to protect the public from him, the district court said his extensive criminal history “suggests that [he] pose[d] a far greater risk of future criminal conduct than most defendants who pass through here do.” And before stating that it planned to impose a 105-month term of imprisonment, the district court explained that “in light of [Bloch‘s] history of alcohol abuse and committing crimes while drinking or while having drunk,” it could not risk the public‘s safety on the chance that Bloch‘s years of sobriety in prison would make him less likely to recidivate. Anything less, according to the district court, would be inappropriate in light of “the seriousness of the risk that you pose of future criminal conduct, [and] the risk of violent crime.”
The district court also stated that it planned to impose a 3-year term of supervised release and to incorporate the conditions from its March 18 notice of proposed conditions of supervision. The district court then asked Bloch if he had any objections to the sentence other than his objection to the condition allowing for home visits. Bloch responded that he did not. To be sure that this was Bloch‘s only objection, the district court asked him to again confirm his answer, and he did. The district court then orally pronounced the sentence of 105 months’ imprisonment and 3-year term of supervised release, whose conditions it incorporated by reference to the March 18 notice.
II. ANALYSIS
In this third appeal, Bloch only challenges his term of supervised release and the conditions associated with it. According to Bloch, the district court committed procedural error when it failed to make adequate findings to support the imposition of a supervised release term. With respect to the conditions of supervised release, Bloch argues the district court committed procedural error by failing to orally pronounce all of the supervised release conditions from the bench. Bloch also presents various constitutional and substantive challenges to eight of the supervised release conditions imposed upon him.
When reviewing challenges to the term and/or conditions of supervised release, we do so with the following framework in mind:
Under
Substantive challenges to conditions of supervised release have a different standard of review. We review the district court‘s imposition of a condition for abuse of discretion, so long as the defendant objected to it before the sentencing judge. United States v. Poulin, 809 F.3d 924, 930 (7th Cir. 2016). When a condition goes unchallenged though, we review the district court‘s imposition for plain error. Id.
A. Findings to Support Supervised Release Term
A sentencing court must follow a two-step process. “First, it must determine the defendant‘s sentencing range under the guidelines. Second, it must hear the arguments of the parties and conclude by making an individualized assessment of the appropriate sentence based on the
Bloch challenges the district court‘s performance of the second step here: He contends the district court committed reversible error when it “said nothing to justify its decision to impose 3 years of supervised release.” (Appellant Br. at 14.) Bloch reads our precedent as requiring a district court to provide “separate
We disagree. Contrary to Bloch‘s position, the district court was not required to provide two separate explanations, one for the term of imprisonment and one for the term of supervised release. Nothing in the statutes at issue—
Here, the district court provided ample justification for its sentence, including its imposition of a 3-year term of supervised release. The district court discussed Bloch‘s history, including his criminal history, and the need for Bloch‘s sentence to protect the public from him, which are two factors the district court had to consider in determining the appropriate term of supervised release. See
The district court also noted Bloch‘s refusal to acknowledge a substance abuse problem that his family believes he has, a problem that has led to many encounters with law enforcement. That these justifications may also form the basis for Bloch‘s term of imprisonment is of no moment. The district court was under no requirement to provide two separate justifications for one criminal sentence. See
Bloch argues against our reliance on Armour because he says it “misapprehends” United States v. Thompson, 777 F.3d 368 (7th Cir. 2015). (Appellant Reply at 3.) He seizes upon a passage from Thompson in which we explain that
It is Bloch, however, who misapprehended Thompson by reading too much into
Thompson at no point suggests that a district court must give two separate justifications for one criminal sentence. There, we did not assume the district court‘s sentencing justification in those cases related only to its imposition of the term of imprisonment, and as a result, remanded the cases to reconsider the term imprisonment as well as the term and conditions of supervised release. We took this approach because, as we explained in Kappes:
[T]he custodial and supervised release portions of a sentence serve somewhat, though not entirely, overlapping purposes, there might properly be an interplay between prison time and the term and conditions of supervised release. If certain supervised release conditions are vacated, the balance struck by the sentencing judge might be disrupted to a degree where the judge would wish to alter the prison term and/or other conditions to ensure that the purposes of deterrence, rehabilitation, and protecting the public are appropriately furthered by the overall sentence. Accordingly, as we did in Thompson, we vacate the entire sentences and remand for a complete resentencing
782 F.3d at 867 (citation and footnote omitted). The relationship and interplay between these components all but requires them to be considered and discussed together in justifying a defendant‘s sentence.
Bloch‘s reliance on United States v. Moore, 788 F.3d 693 (7th Cir. 2015) and Downs, 784 F.3d 1180, is also misplaced. In Moore, the district court did not “enunciat[e] its finding that a term of supervised release was necessary,” which is what lead us to remand the case for resentencing. 788 F.3d at 696. Here, unlike Moore, the district court enunciated that a “three-year supervised release term that was originally imposed [at Bloch‘s earlier sentencing] is appropriate.” And, as discussed above, the district court explained why he needs supervision in light of his past recidivism and substance abuse issues.
As for Downs, Bloch argues the following sentence supports his position: “[The district court] was required, before deciding on the length of the defendant‘s term of supervised release, to calculate the guidelines range and assess its appropriateness as a guide to sentencing the defendant, in light of the sentencing factors in
B. Oral Pronouncement of Supervised Release Conditions
In Thompson, we expressed a concern that district courts in this circuit were not providing defendants adequate notice of the supervised release conditions that the court may impose upon them and the reasons for doing so. 777 F.3d at 377.3 There, we suggested one “best practice”
Thompson‘s suggested best practice was the one embraced by the district court here. Prior to Bloch‘s sentencing, the district court circulated the conditions it proposed to impose upon Bloch and the reasons why it planned to impose each condition. The government and Bloch acknowledged receipt of these proposed conditions, and we can infer from Bloch‘s concerns with the home-visit condition that he had a chance to review them. Neither the government, nor Bloch could claim lack of notice. It was no surprise then that Bloch did not object when the district court incorporated those proposed conditions by reference during its oral pronouncement, as Bloch confirmed on two prior occasions that he had no further concern with his sentence other than the home-visit condition.
Typically, in these circumstances, no good deed goes unpunished. Bloch now complains that the district court needed to orally pronounce each and every one of the thirteen conditions the district court imposed. While it is true we have said that a district court “need[s] to orally pronounce all conditions [of supervised release] from the bench,” Kappes, 782 F.3d at 862, we did so only because of the rule that “when there is a conflict between an oral and later written sentence, the oral judgment pronounced from the bench controls,” United States v. Johnson, 765 F.3d 702, 710-11 (7th Cir. 2014). As we saw in Johnson, this rule works to prevent the practice of district courts imposing supervised release conditions that were never pronounced at sentencing. 765 F.3d at 711. If such conditions are never pronounced at sentencing, then the defendant is deprived of the right of objecting to them. See Kappes, 782 F.3d at 843 (“The goal of providing the parties with advance notice of the conditions at issue is to allow the parties to present an informed response.“)
That possible harm is not present in this situation where Bloch had a chance to review the supervised release conditions as well as the reasons for imposing them, and he was given a meaningful opportunity to object. In fact, Bloch had far more opportunity to review and consider objections to those conditions than the defendants who have them read and imposed upon them at sentencing.
Just as important is that the district court‘s approach here does not create a situation where the oral sentence conflicts with the written judgment filed in the case‘s docket after sentencing occurs. Neither the government, nor Bloch contends there is any conflict between the March 18 notice of proposed conditions, which was orally incorporated by reference, and the written judgment entered. The reason then for the rule laid down in Kappes is satisfied, as the oral pronouncement and written judgment do not conflict. Also, of equal importance is the fact that the defendant received adequate notice of the proposed conditions. We see no reason why a district court cannot follow this approach moving forward. The district court could also specifically confirm that the defendant waives a formal reading of the conditions during the court‘s oral pronouncement of the sentence.
C. Challenge to the Supervised Release Conditions
Bloch challenges the imposition of eight of the conditions of his supervised release, including the imposition of the home-visit condition. At his second resentencing, he objected to the home-visit condition but no others. We begin by evaluating the government‘s argument that Bloch waived his right to challenge those other seven conditions.
1. Waiver as to Seven of the Eight Conditions
Waiver is “when a criminal defendant intentionally relinquishes a known right.” Armour, 804 F.3d at 865 (quoting United States v. Brodie, 507 F.3d 527, 530 (7th Cir. 2007)). It works to “extinguish[] any error and precludes appellate review.” Id. (quotation marks omitted). In addressing waiver in the supervised release context, we have articulated the following rule: “[a] response to a general inquiry at the end of sentencing, and unaccompanied by either (1) an explicit approval of the condition or (2) a strategic reason to forego the argument at the hearing, does not constitute waiver.” United States v. Hinds, 770 F.3d 658, 665 (7th Cir. 2014) (citing United States v. Farmer, 755 F.3d 849, 853 (7th Cir. 2014)). Applying this rule, we have refused to find waiver in the supervised release context where the district court asked if there was “anything else” at the end of sentencing, Farmer, 755 F.3d at 853-54, and where the defendant answered “no” to the district court‘s “question regarding awareness of legal reasons why the sentence should not be imposed,” Hinds, 770 F.3d at 665. See also United States v. Speed, 811 F.3d 854, 857 (7th Cir. 2016) (refusing to apply waiver where the judge asked if there was “anything unclear or confusing” about the defendants’ sentence, and the defendants said no).
This rule, however, does not work to prevent the application of waiver here. As an initial matter, Bloch cannot claim lack of notice or surprise at the conditions the district court planned to impose, which distinguishes this case from those where we refused to apply waiver. See Hinds, 770 F.3d at 665 (defendant received no advance notice of the special conditions imposed on him); Farmer, 755 F.3d at 852-53 (proposed conditions of supervised release were not distributed to the government and defendant prior to sentencing). Here, Bloch acknowledged that he had a chance to review the district court‘s March 18 proposed notice of conditions.
Bloch also had the opportunity to object to the proposed conditions. The district court asked him if he had any objections to the conditions, and he responded that he had only one objection—to the condition allowing for home visits. And Bloch‘s decision to single out and object to only one condition is the very “[t]ouchstone of waiver,” as it indicates “a knowing and intentional decision.” Armour, 804 F.3d at 865 (quotation marks omitted). In other words, it reflects “a strategic reason to forego the argument at the hearing.” Hinds, 770 F.3d at 665. While there may not be a good strategic reason for holding back a valid objection to a condition, that fact does not render the defendant‘s decision any less intentional. That is why we require defendants to voice their objections to the district court if they wish to preserve them for appellate review.
Finally, nothing about the district court‘s questioning concerning Bloch‘s supervised release conditions is vague or confusing. Bloch knew that “he could lodge an objection and purposefully declined to do so.” United States v. Murry, 395 F.3d 712, 717 (7th Cir. 2005) (applying waiver where district court twice asked
Therefore, Bloch waived his ability to challenge all but the supervised release condition relating to home visits. See United States v. Lewis, 823 F.3d 1075, 1082 (7th Cir. 2016) (finding waiver where “[t]here were no surprises in the sentencing hearing related to supervised release” and the defendant did not object).
2. Home Visits
The only condition that Bloch can challenge on appeal then is the condition allowing the “probation officer to meet [Bloch] ... at home or elsewhere” and to confiscate “any contraband the probation officer observes in plain view.” The condition generally prohibits the probation officer from conducting such a visit to between the hours of 11 p.m. and 7 a.m. Bloch argues the imposition of this condition upon him is invalid under the Fourth Amendment and that the district court abused its discretion in imposing it.4
As to Bloch‘s argument that this condition violates the Fourth Amendment, we have already considered and rejected the same in Armour, 804 F.3d at 870;5 see also United States v. Carson, 821 F.3d 849, 850-51 (7th Cir. 2016). We see no reason to revisit our decision and find its reasoning applies with equal force here. Supervised release conditions may implicate fundamental constitutional rights, “so long as those conditions are reasonably related to the ends of rehabilitation and protection of the public from recidivism.” Armour, 804 F.3d at 870 (quotation marks omitted). As we describe below, the district court did that here.
His other principal concern appears to be with the adequacy of the district court‘s reasoning in imposing this condition. According to Bloch, the district court failed to expound upon its justification that the home visit can “facilitate the probation officer‘s ability to help” him. For example, Bloch contends the district court did not properly explain how home visits “provide the defendant with needed educational or vocational training, medical care, or other correctional treatment in the most effective manner,” which is a factor to consider under
The court‘s explanation that the home visit would “help” Bloch makes sense when read in context of the sentencing hearing as a whole. We have observed this condition helps the defendant “reintegrate into society after his time in prison and to ensure that he is abiding by the conditions of his supervised release.” Armour, 804 F.3d at 870. Further, the district court expressed concerns about Bloch‘s “difficulty complying with conditions of supervision” during the hearing. The Supreme Court has recognized that assistance in this “decompression stage” is particularly necessary for defendants like Bloch who have demonstrated issues in complying with conditions of supervised release. Johnson v. United States, 529 U.S. 694, 709 (2000).
The district court also stated in its March 18 notice that this condition was necessary to “monitor” and “protect the public if the defendant is found to be violating the conditions of release.” We have already concluded such a justification for imposing the home-visit condition is sufficient. See Carson, 821 F.3d at 851-52 (finding sufficient a “judge‘s statement that the home-visit condition will enable the probation office to ‘keep watch’ and help enforce the other terms of release“).
There was even more said during the sentencing hearing to justify this condition. The district court explained that Bloch posed a high risk of recidivism, a risk that was made greater by his purported problems with alcohol. Meetings with a probation officer then at Bloch‘s home or a “public place” could not only serve to check on Bloch‘s sobriety but also to see if he was in possession of firearms. The explanations provided by the district court here for this condition no doubt are adequate and reasonable.
Finally, we address Bloch‘s objection with the district court‘s use of “or elsewhere” in the home-visit condition at the sentencing hearing, even though Bloch did not raise this argument on appeal. In United States v. Henry, we expressed concern with the use of “or elsewhere” in a similar home-visit condition, as it could allow for a probation officer “to pick a location that may be inconvenient for the defendant.” 813 F.3d 681, 683 (7th Cir. 2016). Unlike the situation in Henry though, the district court here provided further clarification for what it meant by “or elsewhere.” According to the district court, the term “elsewhere” means a “public place,” such as a Starbucks’ coffee shop, or the probation office. While not as ideal as the suggestions made for this condition in Henry, we believe this explanation provides sufficient guidance to the probation officer as to what an acceptable meeting place would be. As we said in Kappes, “at some point, we must fairly presume [the defendant]‘s probation officer will apply the conditions in a reasonable manner.” 782 F.3d at 857 (quotation marks omitted).
III. CONCLUSION
For the foregoing reasons, we AFFIRM.
