UNITED STATES of America, Plaintiff-Appellee, v. Eddie Roosevelt HANDS, Defendant-Appellant.
No. 97-6718.
United States Court of Appeals, Eleventh Circuit.
Aug. 18, 1999.
Before BARKETT, Circuit Judge, and KRAVITCH and MAGILL *, Senior Circuit Judges.
Dennis J. Knizley, Mobile, AL, Marcia G. Shein, Richard D. Biggs, Shein & Biggs, Atlanta, GA, for Defendant-Appellant. Gina S. Vann, Assistant U.S. Attorney, Mobile, AL, for Plaintiff-Appellee.
After a four-day trial, a jury convicted Eddie Roosevelt Hands (Hands) of one count of conspiracy to distribute and possess with intent to distribute narcotics, in violation of
I. BACKGROUND
State law enforcement agents, investigating drug activities in and around Monroe County, Alabama, brought drug-related charges against a number of people. Many of these people eventually pleaded guilty to drug charges; some of them, in the course of their cooperation with the government, identified Hands as a participant in the local drug trade. As a result of the investigation, a grand jury indicted Hands on one count of conspiracy to distribute large amounts of powdеr cocaine, crack cocaine, and marijuana, and one count of distributing and possessing with intent to distribute approximately two ounces of powder cocaine. The indictment also contained a forfeiture count, which alleged that Hands was subject to forfeit five parcels of real property2 and $725,000 in proceeds.3 At trial, the government primarily relied upon the testimony of several confessed drug dealers who testified that they had bought or sold cocaine, cocaine base, or marijuana from Hands, had transported or sold drugs for Hands, or had witnessed Hands engaging in drug dealing or production at various times over a 23-year period. Each of these witnesses testified in exchange for, or in hope of recеiving, a reduced sentence or a decreased number of charges.
Hands‘s wife, Doris Hands, testified for the defense. Hands then took the stand on his own behalf. While cross-examining him, the prosecutor elicited testimony that he had been charged with beating his wife. The government then introduced into evidence six color photographs taken of Doris Hands shortly after the abuse, which showed her injuries. During the government‘s closing argument, the prosecutor repeatedly used inflammatory language to describe Hands. The jury returned guilty verdicts on both substantive charges and returned a verdict of forfeiture of $725,000.
II. DISCUSSION
A. Facts Surrounding the Admission of the Spousal Abuse Evidence
Doris Hands testified as part of Hands‘s case in chief that she had been at home full time, сaring for her and Hands‘s chil
Subsequently, Hands took the stand in his own defense. On cross-examination, the prosecutor asked Hands about his use of a number of guns, specifically questioning him about how often he had carried a particular handgun.4 Hands volunteered that he had not carried that gun since the sheriff took away his handgun permit. The prosecutor asked why the sheriff had revoked the permit, and Hands responded that the sheriff was pissed off5 that Hands had dropped charges against a young man who had shot Hands in a random drive-by incident. The prosecutor then asked whether Hands had lost his permit because he had beaten Doris Hands. Hands answered, No, and the prosecutor asked, Didn‘t your wife file charges against you for beating her? and Didn‘t you beat your wife in recent months?6 The district court overruled defense counsel‘s repeated objections to the line of questioning, and Hands admitted that someone had filed charges against him in 1994 because, as he put it, he and Doris Hands had had a fight in which he sustained two broken fingers.7 The prosecutor asked, And you got broken fingers because you beat her really bad; isn‘t that right?8
Thе prosecutor then moved to admit into evidence six Polaroid photographs of Doris Hands taken after the beating. At sidebar, defense counsel objected to the line of questioning and the admission of the photographs, arguing that the evidence was irrelevant and overly prejudicial. The judge replied,
[The evidence] has probative value ... in that his wife came in and presented herself as a dutiful wife who stayed at home all the time and had nothing to do but look after her dear husband. And this is just diametrically opposed to that and is in direct impeachment of everything his wife said when she was on the witness stand.9
The judge also stated that the prosecution could use the wife-beating evidence to show that the pistol pеrmit was revoked when he beat up his wife.10 The court admitted the photographs11 and a document dated February 18, 1994, revoking Hands‘s handgun permit.12 On further questioning, Hands continued to insist that the revocation was not connected to the domestic violence charges. The prosecutor abandoned the line of questioning and did not introduce any further evidence connecting the two incidents. The district court denied the defense‘s subsequent motion for a mistrial.13
B. Admissibility of the Spousal Abuse Evidence
We review the district court‘s evidentiary rulings for abuse of discretion. See United States v. Johnson, 139 F.3d 1359, 1365 (11th Cir.1998), cert. denied, — U.S. —, 119 S.Ct. 2365, — L.Ed.2d — (1999). We conclude that the spousal abuse evidence was inadmissible because it was irrelevant.
Relevant evidence means evidence having any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence.
Second, the government argues that the spousal abuse evidence was relevant because it contradicted the testimony of Doris Hands. This evidence could serve no such impeachment purpose, however, because it did not contradict Doris Hands‘s testimony: nothing she said on the stand conflicted with evidence that her husband had abused her. The judge stated at sidebar that the evidence of domestic abuse impeached her testimony because she had presented herself as a dutiful wife who stayed at home all the time and had nothing to do but look after her dear husband.16 Our review of the transcriрt, however, shows that Doris Hands gave no testimony about her relationship with her husband and did not say or imply that she was dutiful. During oral argument and in its brief to this court, the government contended that the evidence impeached Doris Hands‘s testimony in a second way, because she had stated or implied that she never saw her husband commit any illegal behavior.17 This account distorted her testimony; although she stated that she had never witnessed her husband engaging in any drug use or drug dealing, no one asked her, and she said nothing, about whether she knew if her husband had engaged in any other illegal behavior. The evidence therefore could not have served to impeach Doris Hands.
Finally, the government asserts that the evidence was relevant because it suggested that Hands might have been lying when he stated the reasons for the permit revocation. Otherwise irrelevant evidence sometimes may be admissible when used to impeach a witness‘s testimony. Although it is not one of the ... permissible purposes [listed in
Even if the spousal abuse testimony and photographs had been relevant, this evidence did not meet the balancing test set out in
The evidence had minimal probative value. As discussed above, Hands‘s testimony that he had physically assaulted his wife did not help to prove any element of the government‘s case against Hands; its only even arguably legitimate purpose, which we have rejected, was to impеach the testimony of Hands and Doris Hands. The photographs had even less value: because Hands had conceded the point that the government wished to establish—that someone had filed charges against him in connection with a 1994 incident resulting in injury to Doris Hands—the photographs would have been superfluous even if this line of questioning had been appropriate.
On the other side of the Rule 403 inquiry, the evidence had great potential to incite unfair prejudice. Some types of extrinsic acts are particularly likely to incite a jury to an irrational decision, Church, 955 F.2d at 702; few would doubt that violent spousal abuse falls into this category.20 See, e.g., State v. Zamudio, 57 Or. App. 545, 645 P.2d 593, 596 (1982) ([T]he public stigma attached to a husband who beats his wife is significant. The inflammatory nature of such a characterization is
C. The Error‘s Effect on the Verdict
An erroneous evidentiary ruling will result in reversal only if the resulting error was not harmless. See Church, 955 F.2d at 700;
We first examine the nature of the evidence against Hands. This circuit has found even prejudicial nonconstitutional error harmless in criminal cases in which the government has presented highly convincing, admissible evidence of a defendant‘s guilt, such as a confession, see United States v. Ballard, 586 F.2d 1060, 1062 (5th Cir.1978); audiotapes or videotapes of the defendant engaging in or discussing the alleged criminal activity, see United States v. Wilson, 149 F.3d 1298, 1302 (11th Cir.1998); the defendant‘s fingerprints on contraband, see United States v. Mendez, 117 F.3d 480, 482, 486 (11th Cir.1997); drugs or other incriminating items found in the defendant‘s possession, see Wilson, 149 F.3d at 1302; and extensive documentary evidence of the crime, see United States v. Mills, 138 F.3d 928, 936 (11th Cir.), cert. denied, — U.S. —, 119 S.Ct. 515, 142 L.Ed.2d 427 (1998). In many of these cases, compelling physical evidence combined with the testimony of unbiased observers, creating an overwhelming case against the defendant. See id. (documentary evidence supported by several uncontradicted, unbiased witnesses); Mendez, 117 F.3d at 482, 486 (several unbiased witnesses). The government presented no similarly compelling pieces of evidence in this case.
Although the indictment alleged that Hands had distributed drugs from his
The government presented some circumstantial evidence that Hands was involved in illegal activities. For example, it showed that Hands, a self-employed logger and bulldozer operator, appeared to have spent more money than he had claimed to earn on his tax returns because his house had several rooms and a chandelier, he had a driveway with a gate, and he owned several cars and pieces of logging equipment. Hands countered this evidence with testimony that, had the jury credited it, would have explained thе apparent discrepancy between his standard of living and his earnings. His witnesses stated that he had inherited his land, had built the improvements on his house himself, and had ordered the chandelier from the J.C. Penney catalog; he also claimed that most of his cars were old ones that he had repaired. He conceded that he had not reported all of his income from his businesses to the tax authorities. Furthermore, Hands‘s lifestyle, although more comfortable than his tax returns might have suggested, was less lavish than the jury might have expected in light of the multimillion-dollar drug trade that the government had attributed to him. In sum, Hands‘s standard of living does not constitute overwhelming evidence that he was a major drug dealer.
The backbone of the government‘s casе on Count One, the conspiracy count, was the testimony of eight people.22 Each testified that he had been involved in cocaine, crack, or marijuana transactions with Hands. Despite the overall quantity of testimony, the jury reasonably could have concluded that Hands had not participated in the charged conspiracy. Each witness‘s credibility was highly questionable.23 Each
On Count Two, the distribution and possession count, the government relied even more heavily on testimony of questionable veracity than it did on Count One. After Ricky Parrish, who had been arrested, decided to cooperate with the authorities, he led police to a place on his property where he stored 1½ ounces of cocaine. Although Parrish had sevеral cocaine suppliers, he claimed that he had purchased that particular cocaine from Hands on credit. Parrish hoped to receive a reduced sentence as a result of his testimony; like all of the prosecution‘s main witnesses, he therefore had an incentive to lie about the source of the drugs. Physical evidence did not corroborate Parrish‘s testimony (although Parrish stated that Hands had handled the plastic bag containing the cocaine, the government introduced no fingerprint evidence). The jury also could have found his testimony questionable in light of his other testimony that his practice was to buy much smaller amounts of cocaine from Hands (3½ grams every two or three weeks).
We do not suggеst that a jury may not convict a defendant based upon testimony that is given in exchange for favorable treatment by the prosecution. If a jury finds it credible, testimony such as that heard in this case will be sufficient to support a conviction.24 When we assess the strength of the government‘s case for purposes of harmless error analysis, however, we may take into account factors—such as incentives to lie—that would have affected the jury‘s assessment of a witness‘s testimony. In Marshall, for example, the government, in a prosecution for possession of crack cocaine, relied primarily on the testimony of a police informant who claimed to have purchased crack from the defendants. See Marshall, 173 F.3d at 1316. The government аlso produced substantial circumstantial evidence far more convincing than that found in the case before us: the defendants had large sums of cash (including the recorded bills used by [the informant in conducting the drug transaction]) and lived in a trailer filled with items used in crack production. Id. Although we noted that the government informant‘s testimony, if believed, would be more than sufficient to sustain Marshall‘s convictions, id. at 1318 n. 15, we vacated the defendants’ convictions, reasoning that because the chief witness was an informant of questionable credibility, id. at 1316, two evidentiary errors could improperly have swayed the jury. See also United States v. Blakey, 14 F.3d 1557, 1561 (11th Cir.1994) (holding that evidence, consisting of the testimony of three witnesses who each had motives to lie, was not overwhelming, and that рrosecutorial misconduct therefore was not harmless error); United States v. Beale, 921 F.2d 1412, 1425 (11th Cir.1991) (holding erroneous admission of evidence not harmless beyond a reasonable doubt where the only other evidence against defendant was the uncorroborated testimony of a co-operating witness of questionable credibility).
The government‘s case against Hands contained weaknesses similar to those identified in Marshall: the direct evidence consisted entirely of the testimony of wit
Having determined that the prosecution‘s case was not overwhelming, we assess the potential impact of the improperly admitted evidence. As discussed above, the evidence was highly prejudicial. The testimony the prosecutor elicited from Hands demonstrated that Hands had beaten his wife, an offense that was likely to anger the jurors and could have impelled them to render an adverse verdict in order to punish Hands. During her closing argument, the prosecutor reminded the jury that Hands had beaten his wife severely.25 See Marshall, 173 F.3d at 1318 (noting that potential prejudice was exacerbated by the Government‘s use of the [improperly admitted] evidence in its closing argument). The photographs served as a graphic and unforgettable illustration of the abuse, which remained in the jury‘s possession throughout its deliberations. The district court did not give a limiting instruction regarding the evidence, a step that could have diminished its prejudicial impact. Cf. United States v. Trujillo, 146 F.3d 838, 844 (11th Cir.1998); United States v. Eubanks, 876 F.2d 1514, 1517 (11th Cir.1989) (per curiam). The course of the jury‘s deliberations and its verdicts do not suggest that it was able to ignore the prejudicial evidence. The jury found Hands guilty on all substantive counts, then determined that Hands should forfeit the maximum amount of money listed in the forfeiture count, despite the fact that it had sent a note indicating that it might not have understood the meaning of the forfeiture provision.26 Cf. Mills, 138 F.3d at 936 (noting that not-guilty verdict on most counts implies that the jury‘s consideration was not tainted by [improperly admitted] evidence); Church, 955 F.2d at 703 (same); United States v. Gonzalez, 940 F.2d 1413, 1421 (11th Cir.1991) (same).
When assessing the effect of the evidentiary error upon the case as a whole, we also must consider the prosecutor‘s closing argument. The prosecutor conducted the argument in such an overzealous manner
This type of shorthand characterization of an accused, not based on evidence, is especially likely to stick in the minds of the jury and influence its deliberations. Out of the usual welter of grey facts it starkly rises—succinct, pithy, colorful, and expressed in a sharp break with the decorum which the citizen expects from the representative of his government. Blakey, 14 F.3d at 1561 (quoting Hall v. United States, 419 F.2d 582, 587 (5th Cir.1969)).32
Second, the prosecutor misstated the evidence in several ways. For example, she stated that when she asked Hands whether he had beaten his wife, he answered Yeah, then changed his story and claimed that they had had a tussle.33 In fact, Hands never admitted that he had beaten Doris Hands. It is a fundamental tenet of the law that attorneys may not make material misstatements of fact in summation. Davis v. Zant, 36 F.3d 1538, 1548 n. 15 (11th Cir.1994) (noting prosecutors’ special duty of integrity in their arguments). Although none of the prosecutor‘s misstatements misled the jury on a critical point of the government‘s case, cf. Watson, 171 F.3d at 700, and although the district court limited the impact of these statements to some extent by instructing the jury that the attorneys’ arguments were not to be taken as evidence, see Wilson, 149 F.3d at 1302, these remarks constitute another unfortunate lapse of judgment on the part of the prosecutor.
Finally, the prosecutor improperly told the jury that an uncalled witness would have corroborated another witness‘s testimony on an important point. During her opening statement, the prosеcutor told the jury that she planned to call Darlene Steele, Bill Steele‘s wife, to the
During the coursе of the trial, I made a decision not to put Darlene on because what was Darlene going to say? She was going to echo what her husband, Bill, said. What was her purpose in testifying? That‘s my note. Now, Bill wrote the exact same thing in his electronic organizer. What she did is keep her own records and that corroborated it. I made a decision not to call Darlene because what she would have said was already in evidence.35
A prosecutor ordinarily acts improperly if she attempts to bolster testimony by vouching for a witness‘s credibility. Such attempts are indeed improper if the jury could reasonably believe that the prosecutor indicated a personal belief in the witness‘s credibility. A jury could reasonably believe the prosecutor‘s indications if ... the prosecutor implicitly vouches for the witness’ veracity by indicating that information not presented to the jury supports the testimony. United States v. Eyster, 948 F.2d 1196, 1206 (11th Cir.1991) (citations omitted); see also United States v. Martinez, 96 F.3d 473, 476 (11th Cir.1996) ([A]rgument to the jury must be based solely on the evidence admitted at trial.). The prosecutor‘s statement that Darlene Steele‘s testimony would have corroborated Bill Steele‘s was an improper attempt to bolster Bill Steele‘s credibility. This attempt was especially likely to affect the verdict because the jury could have found the cryptic references to E. and EH to be the most convincing pieces of evidence against Hands.
Hands‘s counsel did not draw the trial court‘s attention to the prosecutor‘s misconduct by objecting. Were the misсonduct the only issue before us, we therefore would review it for plain error, and would reverse only if we determined that the misconduct was so obvious that failure to correct it would jeopardize the fairness and integrity of the trial, Bailey, 123 F.3d at 1400. We do not proceed to this inquiry, however, because we assess not the prosecutorial misconduct alone, but the combined impact of the errors on the verdict. See United States v. Labarbera, 581 F.2d 107, 110 (5th Cir.1978) (holding that cumulative effect of [multiple] errors worked to deprive defendant of fair trial, although some errors, standing alone, would be subject to plain error review and others might be harmless); Sanchez, 176 F.3d at 1220, 1225 (not resolving plain error question where cumulative effect of errors compelled reversal); cf. United States v. McLain, 823 F.2d 1457, 1462 (11th Cir.1987) (holding that although prosecutorial misconduct alone would not have merited reversal, the cumulative effect of the errors committed by the judge and the prosecutor ... denied the defendants a fair trial). The elements of this case—the introduction of highly inflammatory, irrelevant evidence; the nature of the government‘s case, which depended on the jury‘s assessment of the relative credibility of the prosecution and defense witnesses; and the additional prejudice created by the prosecutor‘s misconduct—add up to a conclusion that the improper admission of evidence was not harmless error.
CONCLUSION
For the foregoing reasons, we REVERSE and REMAND to the district court for further proceedings in accordance with this opinion.
