Lead Opinion
Reversed by published opinion. Judge WILLIAMS wrote the majority opinion, in which Judge LUTTIG joined. Judge HALL wrote a dissenting opinion.
OPINION
Patrick Elie was indicted by a federal grand jury on two counts of making a false statement to a firearms dealer, see 18 U.S.C.A. §§ 922(a)(6), 924(a)(2) (West Supp. 1997), and on one count of impersonating an accredited diplomat, see 18 U.S.C.A. § 915
I.
Based on a complaint that Patrick Elie, a former cabinet member in the United States-supported Haitian government led by Jean-Baptist Aristide, had assaulted Ms. Ray-monde Preval-Belot, First Secretary of the Haitian Embassy in Washington, D.C. and sister of the current Haitian President, a warrant was issued for his arrest. The affidavit in support of the arrest warrant stated that Elie possessed firearms and that he also had threatened to harm, among other people, the Haitian Ambassador to the United States.
On April 23, 1996, several Fairfax County police officers and two State Department Diplomatic Security Service agents (the officers) went to the Hunter Hotel in Springfield, Virginia to arrest Elie, who was “considered armed and dangerous.” Two officers, with guns drawn, confronted Elie in the hotel restaurant. Elie was ordered to the ground, handcuffed, and searched for weapons.
Elie was then escorted out of the dining area and into the hotel lobby, where he was asked, prior to receiving any Miranda warnings, whether he had any weapons in his hotel rooms.. After responding in the affirmative, Elie was told that he had the option of having the weapons and his other possessions secured by either hotel management or the police. Elie elected to have the officers secure and inventory his property.
Elie accompanied the officers to his rooms. In addition to observing the inventory search from just outside the rooms, Elie reportedly “spoke non-stop” during the encounter. Among other things, he (1) told the officers where they could find certain items, including weapons; (2) revoked his consent to search a container that contained a number of documents; and (3) asked the officers why he had not been given his Miranda warnings.
As a result of the search, the officers secured a Colt .223 semiautomatic assault rifle with a round in the chamber and six magazines loaded with armor piercing ammunition; a Remington .22 caliber bolt action rifle equipped with a telescopic sight; a loaded Steyr 9mm semi-automatic pistol and 264 9mm rounds, including 180 rounds of hollow-point ammunition; night vision equipment; two knives; approximately $4,800 in cash; purchase receipts for three additional firearms; and documents relating to, among other things, the activities of the Haitian Ambassador.
After Elie’s property was secured, he was taken to the Arlington Detention Center for processing on the assault charges. Arlington Detective Lee Ann Petta gave Elie a routine personal history form to complete. Elie wrote his name on the front of the form and, unsolicited, provided an account of his arrest on the back of the form. With a tape recorder running, Elie was given his Miranda warnings, signed an adviee-of-rights form, and was asked if he would like to answer questions about the assault charges.
Elie also told Detective Petta, without any prompting, about “the guns.” After Detective Petta asked him to what he was referring, Elie identified the two rifles and the handgun seized from his hotel rooms. Later in the interview, again without any prompting by Detective Petta, Elie volunteered that he had purchased the firearms at Gilbert Small Arms.
While Elie was detained at the Arlington County Detention Center on the assault charges, State Department Diplomatic Security Service agents (DSS agents) interviewed the employees of Gilbert Small Arms and reviewed the firearms transaction records related to the sale of the aforementioned firearms. As a result of their investigation, the DSS agents believed that Elie knowingly made a false statement, both to the firearms dealer and on the firearms transaction records, with respect to facts material to the lawfulness of the sale of the weapons. Specifically, Elie stated that he resided at 2500 Clarendon Boulevard, Arlington, Virginia; a claim the DSS agents believed to be false.
On April 29, 1996, two DSS agents arrived at the Arlington County Detention Center to execute the federal arrest warrant. However, before Elie was released into their custody, an official at the Arlington County Detention Center asked him several routine discharge questions. Of particular importance in this case, Elie stated, both orally and in writing, that he was a resident of “Port Au Prince.”
Although DSS agents read him his Miranda warnings as they placed him under arrest, Elie refused to sign the form acknowledging or waiving his rights. Notwithstanding his refusal, Elie engaged the DSS agents in conversation while they were en route to the location where Elie would be processed on the firearms charges. Elie told the DSS agents, among other things, that there was a “cancer” in both the Haitian police force and the Haitian Embassy in Washington, D.C., that he was conducting an undercover investigation of the Haitian Ambassador, and that he kept weapons in his hotel rooms to defend himself in case the people whom he was investigating tried to assassinate him.
Elie was subsequently indicted by a federal grand jury on two counts of making a false statement to a firearms dealer, see 18 U.S.C.A. §§ 922(a)(6), 924(a)(2), and on one count of impersonating an accredited diplomat, see 18 U.S.C.A. § 915. Thereafter, Elie moved to suppress (1) his statement that he was a diplomat; (2) his statement acknowledging that there were firearms in his hotel rooms; (3) all the tangible evidence, including the firearms and firearms receipts, found
After an evidentiary hearing on Elie’s motion, the district court (1) denied suppression of Elie’s statement that he was a diplomat, finding that the statement was not made in response to any police interrogation; (2) suppressed Elie’s statement that he had weapons in his hotel rooms, finding that the statement was made while he was in police custody, in response to police interrogation, and without the necessary Miranda warnings; (3) suppressed all the tangible evidence found in Elie’s hotel rooms, including the firearms and firearms receipts, finding that the evidence was the “tainted fruit” of the Miranda violation; (4) denied suppression of Elie’s written statements regarding his arrest and his residency, finding that the statements were made in response to routine booking questions and, therefore, not given Fifth Amendment protection; and (5) denied suppression of Elie’s warned statements to Detective Petta and the DSS agents, finding that he had waived his Miranda rights.
In assessing whether Elie had voluntarily, knowingly, and intelligently waived his Miranda rights, the district court examined the totality of the surrounding circumstances, which included the defendant’s age, education, intelligence, and familiarity with the criminal justice system. Specifically, the district court found that Elie was forty-six years old, was well educated with an advanced degree in chemistry, spoke fluent English, and was familiar with the criminal justice system and its consequences.
Shortly thereafter, Elie filed a motion in limine to suppress the firearms transaction records related to the sale of the weapons found in his hotel rooms and the testimony of the individual at Gilbert Small Arms who sold him the weapons. Reasoning that the Government identified Gilbert Small Arms from the firearms receipts obtained during the unlawful search of Elie’s hotel rooms, the district court held that any evidence obtained from Gilbert Small Arms must also be the “tainted fruit” of the Miranda violation.
The Government, however, argued that Elie’s warned and voluntary statements to Detective Petta, in which he identified the weapons seized from his hotel rooms' and the firearms dealer that sold him the weapons, constituted an “independent source” for admitting the evidence obtained from Gilbert Small Arms — the firearms transaction records and the testimony of the individual who sold him the firearms. Although noting that Elie voluntarily waived his Miranda rights before Detective Petta, the district court reasoned that that was not sufficient “to break the causal connection between the illegality of the search and seizure and [Elie’s] responses to Detective Petta’s questions which unduly exploited the Fourth Amendment violation.” (J.A. at 39.) As a result, the district court concluded that Elie’s statements to Detective Petta did not constitute an “independent source” for admitting the evidence obtained from Gilbert Small Arms. Accordingly, the district court suppressed both the firearms transaction reports and the testimony of the individual who sold Elie the firearms. This appeal followed.
II.
On appeal, the Government does not contend that the district court erred in suppressing the statements Elie made prior to receiving his Miranda warnings.
In reviewing the district court’s suppression rulings, the evidence must be construed in the light most favorable to Elie. See United States v. Han,
A.
In suppression cases, the challenged evidence is usually “direct” in its “relationship to the prior arrest, search, [or] interrogation.” Wayne R. LaFave & Jerald H. Israel, Criminal Procedure § 9.3(a), at 734 (1984). Examples of this type of evidence include statements made in response to police questioning, such as Elie’s statement that he had weapons in his hotel rooms, and. physical evidence found as a result of a search or arrest. If the arrest, search, or interrogation was unlawful, the direct evidence, absent an exception to the exclusionary rule, must be suppressed.
In other cases, however, the challenged evidence is “derivative” in character. See id. Examples of this type of evidence include physical evidence discovered as a result of a statement made in response to police questioning, such as the firearms and firearms receipts found in Elie’s hotel rooms, and a witness discovered as a result of physical evidence found during a search or arrest. If the arrest, search, or interrogation is later held to be unlawful and thus requires the suppression of the direct evidence, the derivative evidence must also be suppressed in certain circumstances. Specifically, derivative evidence must be suppressed when, as Justice Frankfurter explained, it is the “fruit of the poisonous tree.” Nardone v. United States,
With that background, our analysis begins with the seminal ease of Wong Sun v. United States,
When presented with another opportunity to extend the “tainted fruits” doctrine, the Supreme Court in Elstad once again declined the invitation to do so. In Elstad, two officers went to the defendant’s home with a warrant for his arrest.
The Elstad majority, however, held that the “tainted fruits” doctrine did not apply to the second confession for the same reasons the doctrine did not apply in Tucker. See id. at 308,
Although the Supreme Court has not specifically rejected application of the “fruit of the poisonous tree” doctrine to physical evidence discovered as the result of a statement obtained in violation of Miranda
B.
In light of our conclusion that a Miranda violation cannot be a “poisonous tree,” whether the challenged evidence must be suppressed as “tainted fruit” turns on whether Elie’s statement that he had weapons in his hotel rooms was involuntary under the Fifth Amendment. The Fifth Amendment guarantees that “[n]o person ... shall be compelled in any criminal ease to be a witness against himself ... without due process of law.” As a result, a statement is involuntary under the Fifth Amendment only if it is “involuntary” within the meaning of the Due Process Clause. See Elstad,
After thoroughly reviewing the circumstance under which Elie stated that he had weapons in his hotel rooms, we can find no evidence that the officers used any technique or method that would offend due process. The officers did not harm or threaten to harm Elie if he did not answer their questions. See, e.g., Beecher v. Alabama,
Elie contends that his unwarned statements at the hotel, which would include his statement concerning the location of the weapons, were involuntary because they were obtained immediately after he was arrested at gunpoint and placed in handcuffs. Although Elie was arrested at gunpoint and handcuffed in the hotel restaurant, his statement concerning the weapons was made after the police holstered their guns and moved
■Because a defendant must demonstrate that the police activity used to elicit the incriminating statement was coercive, it is not surprising, as Judge Posner has noted, that “very few incriminating statements, custodial or otherwise, are held to be involuntary.” United States v. Rutledge,
III.
Although we conclude that the district court erred in suppressing the evidence found in Elie’s hotel rooms as “fruit of the poisonous tree,” there must be a basis under the Fourth Amendment for allowing the Government to introduce the evidence in its case in chief. It is well established that “[t]he Fourth Amendment prohibits unreasonable searches, and searches conducted without a warrant are per se unreasonable unless a valid exception to the warrant requirement is applicable.” United States v. Lattimore,
In determining whether Elie’s consent to search was freely and voluntarily given, the totality of the circumstances surrounding the consent must be examined. See Schneckloth v. Bustamonte,
[I]t is appropriate to consider the characteristics of the accused (such as age, maturity, education, intelligence, and experience) as well as the conditions under which the consent to search was given (such as the officer’s conduct; the number of officers present; and the duration, location, and time of the encounter).
Id.
Whether Elie voluntarily consented to the search of his hotel rooms is a factual question. See id. As a result, this court must affirm the determination of the district court unless its findings are clearly erroneous. See id.; cf. Anderson v. City of Bessemer City, N.C.,
In determining whether consent to search was given voluntarily, we are instructed by Lattimore to consider the characteristics of the accused.
We find that the district court’s findings were not clearly erroneous and, in fact, were supported by additional evidence in the record. For example, the district court’s finding that Elie was familiar with the criminal justice system extends well beyond his knowledge of Miranda. Elie claims to have had significant law enforcement responsibilities with the Haitian Government, at one point boasting to Detective Petta that he “almost invented law enforcement” in Haiti. (J.A. at 47, 51, 76.) In addition, by revoking his consent to search certain documents in his hotel rooms, Elie demonstrated that he was aware of his right to refuse consent to the search of his hotel rooms. Based on this record, it is clear that Elie was no newcomer to the law. See United States v. Watson, 423 U.S. 411, 424-25,
In determining whether consent to search was given voluntarily, we are also instructed by Lattimore that it is appropriate to consider the conditions under which the consent to search was given.
Furthermore, Elie’s warned statements to Detective Petta make it .unmistakably clear that his consent was given voluntarily. For example, after telling Detective Petta that his hotel rooms contained the evidence he had collected during the course of his undercover investigation of the Haitian Ambassador, Elie warned that he did not “want to go back to th[ese] room[s] and find that the[y] ha[d] been cleaned out by people other than [the police].” (J.A. at 48.) Later, in an attempt to illustrate the importance of securing the property in question, Elie dramatically declared: “[The Government can] put me in solitary, but please, the stuff that I have in the room[s] must be secured.” (J.A. at 72.) In fact, Elie’s overriding concern during his interview with Detective Petta -was not the pending assault charges, but the security of his. property. See, e.g., (J.A. at 57 (stating that the contents of his hotel rooms were “extremely important”)); (J.A. at 64 (noting that the hotel rooms are not secure and that he feared the officers did not secure all of his property)); (J.A. at 80 (explaining that he insisted that the officers secure the papers in his hotel rooms)). In light of the entire record, the -only plausible conclusion is that Elie voluntarily consented to the search of his hotel rooms.
Elie also argues that his consent was not voluntary because the officers failed to inform him of his right to refuse consent. However, “the Government need not demonstrate that the defendant knew of his right to refuse consent to prove that the consent was voluntary.” Lattimore,
Finally, Elie argues that his consent was not voluntary because he was given a “Hobson’s choice” when told that he had the option of having his weapons and other possessions secured by either hotel management or the police. We reject this argument as well. The police can give a defendant truthful information, even if that information forces the defendant to make a choice between two unpleasant alternatives. See United States v. Pelton,
IV.
In conclusion, we find that the district court erred in suppressing the challenged evidence as “fruit of the poisonous tree.” The “fruit of the poisonous tree” doctrine simply does not apply where, as here, the fruits are discovered as the result of a statement obtained in violation of Miranda. In addition, we find that Elie voluntarily consented to the search of his hotel rooms. As a result, the district court’s orders suppressing the firearms and firearms receipts found in Elie’s hotel rooms, the firearms transaction records obtained from Gilbert Small Arms, and the testimony of the individual at Gilbert Small Arms who sold Elie the firearms are reversed, and the case is remanded for further proceedings.
REVERSED.
Notes
. Although the search did not produce any weapons, the officers did find keys to two hotel rooms.
. Despite his inquiry, Elie was not read his Miranda rights until after arriving at the Arlington County Detention Center for processing on the assault charges.
. DSS agents believed Elie’s claim to be false for several reasons. First, the firearm transaction records discovered at Gilbert Small Arms revealed that the weapons found in Elie’s hotel-rooms were purchased between March 30, 1996 and April 17, 1996. However, after searching the electronic indices of the Treasury Enforcement Communications System, DSS agents determined that Elie had entered the United States most recently on March 26, 1996. Prior to March 26, 1996, Elie had last entered the United States on November 9, 1994 and departed on November 22, 1994. Although a search of the electronic indices of the Non-Immigrant Information System of the Immigration and Naturalization Service (INS) did not reflect Elie’s entry on March 26, 1996, it did confirm that Elie entered the United States on November 9, 1994 and departed on November 22, 1994. Second, Ms. Raymonde Preval-Belot, the woman Elie allegedly assaulted, lived at the address that Elie gave to Gilbert Small Arms. Ms. Preval-Belot confirmed that Elie did not live at that address. Third, the general manager of the apartment complex located at that address stated that Elie did not live there. Fourth, DSS agents obtained documentation that Elie was registered at the Quality Hotel when he made his first firearms purchase at Gilbert Small Arms.
. Specifically, the Government does not appeal the suppression of Elie's statement that he had weapons in his hotel rooms.
. In the alternative, the Government contends that the district court erred in finding that Elie’s warned and voluntary statements to Detective Petta did not constitute an "independent source” for admitting both the firearms transaction records and the testimony of the individual at Gilbert Small Arms who sold Elie the firearms. Because we find that the district court erred in its application of the "fruit of the poisonous tree" doctrine, we need not, and do not, address whether the district court also erred in its application of the “independent source" doctrine. See Karsten v. Kaiser Found. Health Plan,
. Although the doctrine traces its roots to the Supreme Court’s decision in Silverthorne Lumber Co. v. United States,
. Prior to writing the majority opinion in Elstad, Justice O’Connor argued against applying the "fruits of the poisonous tree" doctrine to physical evidence discovered as the result of a statement obtained in violation of Miranda. See New York v. Quarles,
. In applying the "fruit of the poisonous tree” doctrine to the facts in this case, the district court cited for support this Court’s decision in United States v. Mobley,
. "The prophylactic Miranda warnings ... are 'not themselves rights protected by the Constitution.' " New York v. Quarles,
Dissenting Opinion
dissenting.
Where an accused’s supposed consent to a police search of his person or property is at issue, the law is clear that the reviewing court must examine the totality of the circumstances to ensure that the consent was voluntarily given. Schneckloth v. Bustamonte,
In this ease, the court below has made specific findings regarding only the first of the three Lattimore factors, i.e., that Elie was a mature, intelligent, educated adult, who was not entirely unfamiliar with our criminal justice system. Confronted with the district court’s silence as to the second and third factors, the majority has deemed it appropriate to make its own findings. See ante at 1144-46. In the course of its assumption of the district court’s role, the majority has chosen to emphasize Elie’s relative sophistication, while simultaneously downplaying the manner in which the police ob
The conduct of the police in this case was not up to standard. After Elie was handcuffed, Sgt. William Desmond asked him whether he would rather have the contents of his rooms “secured” by the motel management or by the police. The question is reminiscent of the hoary chestnut “When did you stop beating your wife?”; it relies on a wholly speculative assumption to guarantee the answer desired by the questioner. There was, of course, no reason for Desmond to presume that Elie would wish to have his possessions “secured” by anyone, or that Elie could not himself arrange for the security of his effects.
Under ordinary circumstances, Desmond’s concern for an arrestee’s possessions might have been laudable. But these were no ordinary circumstances. During the course of the investigation, Desmond learned (l)that Elie had made serious threats against officials of the Haitian embassy and (2)that he had ready access to firearms. It is certainly understandable that Desmond would be concerned that the targets of Elie’s threats were at considerable risk of bodily harm. Unfortunately, Desmond had no probable cause to believe that Elie had committed any firearms violations; he could arrest Elie only for assault and battery, a relatively minor charge that would ensure Elie’s detention for but a short while.
Viewed in the above light, one must acknowledge the probability that Desmond’s questioning was predesigned to trick Elie into granting the arresting officers permission to search his motel rooms for evidence of crimes more serious than that described in the arrest warrant.
An accurate analysis under Lattimore depends, in this case, on an evaluation of the credibility of the government’s witnesses. The district court, unlike the majority, has observed the witnesses’ demeanor and has, no doubt, made a preliminary assessment of their credibility.
I would afford the district court the opportunity to perform its assigned role as the finder of fact. On remand, the court might well find that Elie, despite his apparent worldliness, did not voluntarily consent to the search of his motel rooms. The government could appeal such a finding, but we would be bound to let it stand unless it were clearly erroneous. Lattimore at 650-51. The majority has foreclosed this possibility by circumventing the long-settled practice of limited appellate review. Though I am certain that the majority intends nothing more than to achieve the just result in this ease, I cannot approve of its approach; our job is difficult enough without assuming the mantle of factfinder.
I respectfully dissent.
. Although I do not subscribe to the majority's conclusion that evidence may never be suppressed as the "fruit" of a Miranda violation, ante at 1140-43, I agree that the district court’s focus on Elie’s failure to receive Miranda warnings was misplaced in this case. In my view, Desmond would likely have tried to obtain Elie’s consent to search even had Elie, in response to Desmond’s unwarned questioning, denied having firearms in his motel rooms. It seems far more probable that the seized evidence were fruits of an invalid consent search than of the Miranda violation.
. The government has argued that the testimony and other evidence obtained from the firearms dealer, who was identified from receipts found in Elie’s rooms, would have been inevitably discovered as the result of Elie's mentioning the transactions during the course of his formal interrogation. The government has neglected to acknowledge the likelihood that, had the arresting officers not searched Elie’s motel rooms, he would have had no reason to refer to the firearms during his questioning.
