UNITED STATES of America, Plaintiff-Appellee v. Jose Luis GARCIA, Defendant-Appellant.
No. 08-40884.
United States Court of Appeals, Fifth Circuit.
June 4, 2009.
609
Jose E. Chapa, Jr., Yzaguirre & Chapa, McAllen, TX, for Defendant-Appellant.
PER CURIAM:*
Defendant-Appellant Jose Luis Garcia was convicted by a jury of (1) conspiracy to possess with intent to distribute more than 100 but less than 1,000 kilograms of marijuana in violation of
I. FACTS AND PROCEEDINGS
DEA agents who were investigating Dallas members of a drug-trafficking organization, the Gulf Cartel, intercepted communications from the Dallas area to a cell phone operating in Starr County, Texas. The calls identified the user of this phone as “Gordito.” According to the DEA, “Gordito” had conversations with a high-level Gulf Cartel member named Jose Antonio Rodriguez Macias, also known as “Gordo.” In the calls, “Gordito” revealed that he owned two vehicles, a Chrysler 300M and a black Hummer H3. According to local law enforcement, these vehicles “stood out” in rural Starr County. The description of the vehicles led officers to a residence that had two such vehicles outside of the house. A DEA agent photographed the vehicles, and when agents ran the license plates, they learned that both the Chrysler and the Hummer were registered to Defendant-Appellant Garcia at 29 Alvarez Avenue in Rio Grande City, Texas.
DEA Agents also determined that the Starr County cell phone belonged to Garcia and, on April 30, 2007, they received judicial approval for a wiretap of the phone. The agents then began electronic surveillance of the phone and physical surveillance of Garcia. They positively identified Garcia as “Gordito” when “Gordito” made phone calls in which he accurately described at least four DEA vehicles that followed him at various times and told others that he knew he was being followed. At trial, Special Agent Aldo Benavides provided testimony that he recognized the voice of “Gordito” which he had heard on surveilled phone calls for three months as that of Garcia.
On June 27, 2007, agents intercepted calls that led them to believe that a load of drugs would be moved the following day from Rio Grande City to an unknown location. During a phone call that Garcia made the next morning, he stated that he had spotted Special Agent Benavides‘s blue truck. The agents then lost track of Garcia but inferred from calls and “cell site information” that he was traveling east toward Edinburg, Texas. Special Agent Chris Bell drove toward the area where agents thought Garcia would be. Thereafter, Special Agent Bell drove past three vehicles, (1) a white Ford Excursion, (2) a Chevrolet Dooley truck pulling a
A ranch hand, Juan Gaytan Mejia, testified that he had seen one of Garcia‘s alleged co-conspirators, Juan Alaniz, the brother of Ruben Alaniz, enter the property driving the Chevrolet Dooley with the trailer. Gaytan Mejia testified that he witnessed marijuana being unloaded from the trailer but that then, “they all disappeared.”
That day, Officer Blas Garcia of the Hidalgo County Sheriff‘s Office executed a warrant to search the ranch. There, police officers found the Ford Excursion and Chevy Dooley connected to a trailer that contained 925.9 kilograms of marijuana in a false compartment.
Based on these facts and an extensive series of phone interceptions, the agents deduced that Garcia was the supervisor of the drug trafficking operation. Accordingly, the agents continued to intercept calls from Garcia‘s phone, including instructions to his wife to remove things from the house, inter alia, money and weapons, because he thought that the police would raid the property.
On August 16, 2007, officers arrested Garcia and executed a warrant to search his residence.1 After awakening Garcia, United States Border Patrol Agent Cruz Esquivel asked him if there were any firearms present. According to Agent Esquivel, Garcia initially responded “no,” then said, “Yes, there‘s one under my pillow.” The officers then seized a .45 caliber pistol from under Garcia‘s pillow, as well as a .22 caliber Derringer from the nightstand by Garcia‘s bed. Their search also uncovered a “vacuum jug of marijuana,” “small drug ledgers” that listed names of alleged co-conspirators, and a radio scanner capable of intercepting police frequencies.
In September 2007, a grand jury charged Garcia with the four counts that are the subject of this appeal. After a four-day trial, the jury convicted Garcia on each count. He timely filed a notice of appeal.
II. ANALYSIS
A. Sufficiency of the Evidence
1. Standard of Review
When, as here, an appellant renews his motion for acquittal after the close of all evidence, we review the sufficiency of the evidence de novo.2 “In assessing a challenge to the sufficiency of the evidence, we must determine whether, viewing all the evidence in the light most favorable to the verdict, a rational jury could have found
2. Counts One and Two — Possession With Intent to Distribute; Conspiracy to Possess
i. Applicable Law
To convict a defendant for possession of marijuana with the intent to distribute it, here Count Two, “the government must prove (1) possession, (2) knowledge, and (3) intent to distribute. Intent to distribute may be inferred from the large quantity of drugs involved.”6 Similarly, proof of knowledge is usually based on inferences and circumstantial evidence.7
The elements of conspiracy to possess with intent to distribute at least 100 kilograms of marijuana, here, Count One, are “(1) an agreement with one other person to possess with intent to distribute at least [100] kilograms of [marijuana]; (2) defendant‘s knowledge of the agreement; and (3) defendant‘s voluntary participation in the conspiracy.”8 “Mere presence at a crime scene or association with conspirators is not enough to prove participation in a conspiracy, but the agreement, a defendant‘s guilty knowledge and a defendant‘s participation in the conspiracy all may be inferred from the development and collocation of circumstances.”9
ii. Merits
In his appellate brief, Garcia concedes that the evidence established the existence of a conspiracy to possess marijuana with the intent to distribute it, but he contends that “the government failed to establish beyond a reasonable doubt appellant was the person whose voice was heard on the intercepted conversations critical to determining guilt.” Garcia contends that, in the absence of a scientific test to match his voice to the recorded voice of “Gordito,” he was only indirectly implicated in the conspiracy and that Agent Benavides‘s testimony about recognizing Garcia‘s voice should be discounted. In sum, Garcia contends that his convictions were based on “mere speculation” rather than “reasonable inferences.”10 Interpreting Garcia‘s brief as attacking only the evidentiary basis underlying the jury‘s conclusion that he was in fact “Gordito,” we reject his argument.
Special Agent Benavides testified that after three months of listening to “Gordito‘s” calls, he was familiar with the voices he routinely heard and that, in a post-arrest interview, he recognized Garcia‘s voice as that of “Gordito.” Garcia
3. Counts Three and Four — Firearms Charges
i. Applicable Law
To establish Count Three, possession of a firearm by a felon, the government had the burden to prove beyond a reasonable doubt: “(1) that the defendant previously had been convicted of a felony; (2) that he possessed a firearm; and (3) that the firearm traveled in or affected interstate commerce.”13 Count Four, possession of a firearm in furtherance of a drug trafficking offense, prescribes punishment for, inter alia, any person who, in furtherance of any drug trafficking crime, possesses a firearm.14
ii. Merits
Garcia challenges only the possession element of his firearms convictions. He contends that “it [was] mere conjecture to conclude Appellant possessed the weapons” and that they could have belonged to his wife, particularly given that the agents never confirmed the ownership of the weapons. The jury, however, reasonably concluded that Garcia possessed the firearms. Agent Esquivel testified that Garcia responded to police that there was a weapon under his pillow, located where he had been sleeping. U.S. Border Patrol Agent Patrick Freeman corroborated this version of events. Although the jury did not have an obligation to credit the testimony of these agents, there is no question that, viewing the evidence in a light most favorable to the verdict, there was sufficient evidence on which the jury could have based its conviction on the firearms charges.
B. Whether the District Court Abused Its Discretion in Allowing the Jury Access to Wiretap Transcripts During Deliberations
1. Standard of Review
“We review the district court‘s evidentiary rulings for abuse of discretion.”15
2. Applicable Law
Our precedent on demonstrative aids often involves the use of a chart or diagram.22 In the instant case, however, the parties stipulated to the use of audio recordings as an aid for the jury to follow the recordings. Although we have cautioned against thinking of a transcript as a mere utilitarian aid,23 this and other circuits approve the use of such transcripts as demonstrative evidence that “like other evidence, may be admitted for a limited purpose only,”21 viz., the limited purpose of aiding the jury in understanding the
3. Merits
Garcia stipulated to the admission of the government‘s exhibits 1A through 62A, the audio recordings of intercepted phone calls. He also stipulated to the limited use of the transcripts of those calls, the government‘s exhibits 1B through 62B, “because [he] didn‘t want [the prosecution] sitting here for 40 days and 40 nights reading that stuff to [the jury].” The transcripts labeled each speaker, identifying “Gordito” as Garcia. Garcia agreed to the use of the transcripts as an aid to the jury but not to their admission into evidence. He made clear that if the jury were later to make a request related to confusion on one of the recordings, the jury could and should listen to the tapes, i.e., “let the tapes speak for themselves.” The court responded that “we always instruct them in that regard.” The prosecution agreed that the “transcript is merely an aid” and that “the best evidence is the call itself.” Accordingly, the court provided a cautionary instruction just before the government first played the recordings, and the court‘s final jury instructions included the following:
Certain exhibits have been identified as typewritten transcripts and translations from Spanish into English of the oral conversations which can be heard on certain tape recordings received in evidence. The transcripts also purport to identify the speakers engaged in such conversations. I have admitted the transcripts for the limited and secondary purpose of aiding you in following the content of the conversations as you listen to the tape recording, and also to aid you in identifying the speakers. You are specifically instructed that whether the transcript correctly or incorrectly reflects the content of the conversation or the identity of the speakers is entirely for you to determine based upon your own evaluation of the testimony you‘ve heard concerning the preparation of the transcript, and from your own examination of the transcript in relation to your hearing of the tape recording itself, which is the primary evidence of its own contents; and, if you should determine that the transcript is in any respect incorrect or unreliable, then you should disregard it to that extent.26
Garcia did not object to this instruction, and initially the court did not provide the
Accordingly, the court prepared to implement this plan by sending a written answer to Jury Note 3, asking the jury to specify which transcripts it wished to review. It responded with Jury Note 4, requesting a complete copy of the recordings that had been distributed to the jurors. At that juncture, the trial court realized that the jury did not want the transcripts in connection with just a small portion of the wiretap recordings; it wanted to consider the transcripts in their entirety. Deciding that “to bring them in here and play everything over for them and hand them the transcript seems unnecessary,” the trial court acceded to the jury‘s request to have the transcripts sent to the jury room. Garcia objected, but the court overruled the objection. Before it sent the transcripts to the jury room, however, the court had the jury brought into the courtroom and gave an instruction similar to the two it had previously given.27
On appeal, Garcia contends that because the government‘s case depended on the jury believing that Garcia was the person speaking on the tapes, the transcripts which labeled “Gordito” as Garcia improperly bolstered the government‘s allegation of the speaker‘s identity. Garcia contends further that, in light of his two co-defendants’ acquittals, the jury‘s guilty verdict proves that the transcripts were prejudicial.
Even assuming arguendo that the trial court erred,28 we remain convinced
Our decision in United States v. Larson32 provides additional support for our conclusion that if any error was committed, it was harmless. In that case, the trial court allowed the jury to read written transcripts of taped conversations as they were played in court.33 The tapes were received in evidence; the transcripts were not.34 The trial court gave cautionary instructions similar to those given by the court in the instant case.35 The Larson court permitted access to a transcript after the jury had retired to deliberate, and the defendant in Larson objected, asserting that “only formally admitted ‘evidence’ may be used for jury deliberations.”36 In rejecting that argument, we stated:
In view of the court‘s charge to the jury and the fact that the jurors had already read the transcript during trial, we decline to find that the failure to formally introduce what the trial judge referred to as “quasi-admitted” evidence was anything other than harmless error. We find no prejudice arising from the jury‘s brief second look at the transcript.
In Larson, we concluded by emphasizing that “we are in accord with the Eleventh Circuit in ... refus[ing] to find error in
Even if we were tempted by Garcia‘s argument, Larson would still weigh against our granting relief. Any error in providing the transcripts of the phone calls to the jury here was harmless. Garcia‘s appeal on this ground fails.
III. CONCLUSION
Finding no reversible error, we AFFIRM Garcia‘s conviction.
