In this interlocutory appeal, the government challenges the district court’s bench ruling precluding it from calling sixteen witnesses of whom it first learned after the criminal trial of four defendants was continued for several months. We must decide whether the district court abused its discretion by excluding the witnesses based on Fed.R.Evid. 611(a) and on its inherent power to avoid the needless consumption of time and to control its docket, but without first considering the content of their anticipated testimony. Concluding the district court abused its discretion, we VACATE and REMAND for further proceedings.
I
Defendants Mary Ann Colomb, Edward James Colomb, Sammy Davis, Jr. (“Sammy Davis”), and Danny Davis are charged by superseding indictment with various drug-related and firearm offenses arising from the alleged operation of a drug distribution network from November 1991 to November 2001.
1
They are accused,
inter
The grand jury handed up the original indictment on May 15, 2002. 2 Defendants pleaded not guilty. After several continuances apparently caused by the complexity of the case, the district court set the trial for May 17, 2004. During late April 2004 Sammy Davis and his codefendants each moved to sever from the remaining counts the trial of his charge of possession of a firearm by a convicted felon. The court granted the motion, severed the count for a separate trial, and continued the trial of the remaining charges against Sammy Davis and the codefendants until June 1, 2004. 3 On June 1, 2004, as scheduled, the district court conducted jury selection. After the jury was chosen, but before it was sworn, issues arose concerning the scope of the superseding indictment and the anticipated length of the trial. The court on its own continued the trial until September 23, 2004 to allow more time to consider the issue. It later delayed the trial to September 27, 2004.
Beginning in June 2004, the prosecutor, Assistant United States Attorney Brett L. Grayson (“Grayson”), began to receive letters or telephone calls from several individuals — almost all of whom are incarcerated — who said they had information concerning defendants’ alleged offenses and offered to testify at trial. The number of contacts intensified in September. Grayson and the case agents interviewed these persons and determined that sixteen should be called as witnesses. From September 12 through September 21, 2004 Grayson advised defendants’ counsel that the government intended to call additional coconspirator-type witnesses and provided discovery concerning them.
On September 23, 2004 defendants moved to continue the trial or, alternatively, to strike the new witnesses, contending they did not have sufficient time to prepare for cross-examination. On September 27, 2004, in a bench ruling, the district court denied the continuance motions, concluding that defendants were not entitled to delay the trial based on the new government witnesses. The court reasoned that there might be circumstances in which a continuance would be warranted based on the addition of a witness, but it concluded that this was not the appropriate type of case given the additional evidence to be offered.
The court also decided on its own to exclude the witnesses whom the government had added after the May 17, 2004 trial date. The court concluded that “[t]he judge is supposed to control his or her docket, the order of the trial, and avoid the needless consumption of time, and to decide all of that on the particular circumstances of the case.” R. 14:14. It stated that its ruling was not based on the government’s purpose for calling the witnesses or on what each would say, but on “control of the docket, needless consumption of time.”
Id.
at 23. The court cited as authority to exclude the witnesses Rule 611(a)
4
and its “inherent power to avoid the needless consumption of time and the
Although at various times the district court referred to some of the following factors as not being germane, being only tangentially germane, or being mere asides to its dispositive reasoning, it appears to have been influenced by how the witnesses came to the government’s attention, what motives they likely had for testifying (i.e., prisoners attempting to obtain reduced sentences), and the number of additional witnesses. It noted that, in the interim between the May 17, 2004 and September 2004 trial dates, it had presided over a three-week trial in
United States v. John Timothy Cotton, et at,
which Gray-son had also prosecuted. In
Cotton
the government had called 106 witnesses, many of whom the court thought were cumulative at best, and several of whom had contacted the government after learning about the case, in hopes of obtaining sentence reductions.
9
Similarly, in the instant case the witnesses in question were prisoners who contacted the government after Sammy Davis was convicted of the felon-in-possession charge, stating that
Although the court appears to have been influenced by the foregoing factors, it expressly based its decision on Rule 611(a) and its inherent power to avoid the needless consumption of time and its ability to control its docket. 11 The court saw the case as one that was two years old, where the government had been ready to go to trial on May 17, 2004, without prisoner witnesses who had come to light only afterward and who would not have been available to testify had the case been tried as scheduled, and who were motivated to help themselves by testifying. It recognized a general government prerogative to call as many witnesses as it wanted, but, having tried the Cotton case, where the government called 106 witnesses, and in the circumstances of the present case, it declined to permit the government to exercise that right.
After it ruled, the court permitted the government to make a proffer. The government asserted that the court’s decision effectively excluded sixteen witnesses whom it had discovered only after the May 17, 2004 trial date. Grayson detailed the date each witness contacted the government, the manner (letter or telephone call) in which contact was made, and the expected content of the witness’ testimony. The government contended the witnesses were helpful to its case, and were not cumulative, because some would testify to drug transactions that constituted unalleged overt acts in furtherance of the conspiracy, and others would corroborate the testimony of other cooperating witnesses. It posited that the evidence would also assist the government in proving drug quantities necessary to establish guilt on the offense charged, i.e., in excess of fifty grams of crack cocaine, and that were relevant to sentencing. One witness, who was not a prisoner, would corroborate the testimony of a witness who had been designated before the May 17, 2004 trial date, and who was subject to impeachment as a cocon-spirator.
In announcing its ruling, the district court observed several times that reasonable jurists could disagree about whether the new witnesses should be excluded, and it noted that the issue would likely recur. It strongly encouraged the government to appeal its decision, and it granted the government’s motion for a trial continuance so that it could seek permission to pursue an interlocutory appeal. The government obtained the approval of the Acting Solicitor
II
We review the “district court’s eviden-tiary rulings for abuse of discretion.”
United States v. Griffin,
III
Our first question is whether Rule 611(a) authorized the district court to exclude the witnesses. Rule 611(a) provides:
The court shall exercise reasonable control over the mode and order of interrogating witnesses and presenting evidence so as to (1) make the interrogation and presentation effective for the ascertainment of the truth, (2) avoid needless consumption of time, and (3) protect witnesses from harassment or undue embarrassment.
The government contends Rule 611(a) neither supported excluding the witnesses nor supplied an independent basis for determining the admissibility of evidence, because it only empowers a court to control the mode and order of presenting evidence. Defendants maintain that Rule 611(a) authorized the court to exclude the witnesses because it enables a district court to exercise control over its docket and limit the number of government witnesses to avoid the needless consumption of time.
The command of Rule 611(a) that “[t]he court shall exercise reasonable control over the mode and order of interrogating witnesses and presenting evidence” does not support the decision below to exclude the sixteen government witnesses. “Unlike the vast majority of the other Evidence Rules, Rule 611 does not purport to regulate the admissibility of evidence. Instead, the rule gives trial courts broad powers to control the ‘mode and order’ of what is otherwise admissible evidence.” 28 Charles Alan Wright & Victor James Gold, Federal Practice and Procedure § 6162, at 338 (1993) (footnote omitted). Although decisions that a court makes under Rule 611 may indirectly affect whether proof is admitted, the Rule does not provide an independent ground for excluding otherwise-admissible evidence. See id. § 6163, at 344-45. “Thus, the key to understanding the scope of Rule 611 is that it affects admissibility only as an incident to regulating mode and order; the provision itself creates no standards for admissibility.” Id. at 345^46. “Where a court excludes evidence to advance the policies specifically described in subdivision (a), it is Rule 403 and not Rule 611 that supplies the power for that action.” Id. at 345.
When the note language is understood in its proper context, however, it does not support the assertion that it is a catchall provision for regulating the admission of evidence. A fair assessment of the entire paragraph reveals that, in addressing Rule 611(a)(1), the Advisory Committee is providing examples of “concerns” addressed by a Rule that “restates in broad terms the power and obligation of the judge as developed under common law principles.” Each relates to the “mode and order” of interrogating witnesses and presenting evidence. The “many other questions” to which the note refers pertain to the “mode and order” of presenting evidence, not to questions of admissibility. The note language cannot be read to enlarge the powers of the district court found in the text of the Rule.
In explaining its decision, the district court also discussed the part of the Advisory Committee note that relates to Rule 611(a)(2). But as the note suggests, it is Rule 403 that provides the authority to exclude evidence. See Rule 611 advisory committee’s note (“A companion piece is found in the discretion vested in the judge to exclude evidence as a waste of time in Rule 403[ ].”). “Where a court excludes evidence to advance the policies specifically described in subdivision (a), it is Rule 403 and not Rule 611 that supplies the power for that action.” Wright & Gold, supra, § 6163, at 345. Under Rule 611(a)(2), needless consumption of time is avoided through the court’s regulation of the mode and order of interrogating witnesses and presenting evidence.
The district court erred as a matter of law, and therefore abused its discretion, in relying on Rule 611(a) to preclude the government from calling the witnesses in question.
IV
We next consider whether the district court’s inherent authority to avoid the needless consumption of time and to control its docket authorized it to exclude the witnesses. The government posits that the court abused its discretion in excluding non-cumulative evidence without first considering its content and after acknowl
A
A district court has inherent power “to control the disposition of the causes on its docket with economy of time and effort for itself, for counsel, and for litigants.”
Landis v. N. Am. Co.,
In reviewing the district court’s exercise of its inherent power in this case, we set to one side whether the court could have placed structural limits on the govern
“The scope of the district court’s discretion to manage trials before it is and must be particularly broad .... [District courts have wide-ranging control over management of their dockets, the courtroom procedures, and the admission of evidence.”
United States v. Janati,
B
The government’s proffer reflects several grounds for concluding that the evidence is facially relevant and admissible. Fifteen witnesses can testify to distinct overt acts, such as drug sales, that involve one or more defendants, that are not charged in the superseding indictment, but that were allegedly undertaken in furtherance of the conspiracy. The government is entitled to prove uncharged overt acts.
See United States v. Jackson,
Moreover, in a drug case, although some drug quantity evidence is more pertinent to sentencing than to trial, drug quantity must be charged and proved beyond a reasonable doubt when the statutory maximum sentence increases based on the amount.
See, e.g., United States v. Doggett,
The remaining witness, who is not presently incarcerated, intends to testify to facts that the government says will corroborate the testimony of a previously-identified witness regarding numerous drug transactions, over a period of about eighteen months, involving some of the defendants.
According to the government, the evidence to be adduced from all sixteen witnesses will strengthen its case by demonstrating the breadth and scope of the defendants’ drug trafficking activities, showing that during the conspiracy numerous crack and powder cocaine transactions occurred in several cities in two states.
C
It follows from the foregoing recitation of the government’s facially-relevant evidence that defendants’ reliance on cases that recognize the district court’s authority to limit the number of alibi or character witnesses is misplaced. Character witnesses necessarily testify to a limited range of issues, and such testimony is often cumulative when presented by several witnesses.
See, e.g., United States v. Edwards,
Unlike the witnesses in the present case, who will testify to several different drug transactions and disparate conduct to which others cannot testify, the witnesses in
Loux v. United States,
D
In the instant case, the district court ruled that presenting the additional witnesses would needlessly consume time, but it did not assess the content of their anticipated testimony. Although it was apparently influenced by such factors as how the witnesses came to the government’s attention, their likely motives for testifying, and the number of additional witnesses, the court essentially concluded, based on the fact that the government was prepared to go to trial on May 17, 2004 and presumably believed its evidence was then sufficient to establish guilt, that introducing additional evidence would necessarily be wasteful and a needless expenditure of time and should be pretermitted as a function of docket control. The court abused its discretion by excluding the witnesses on this basis, without first consider
V
Defendants also maintain that Rule 403
20
authorized the district court to exclude evidence that it determined would result in needless consumption of time. We do not doubt that the court
could
have acted under Rule 403, but we agree with the government that the court did not do so.
21
Because we review a Rule 403 decision for abuse of discretion,
see, e.g., United States v. Hays,
Our decision today does not, of course, preclude the district court on remand from considering, either in a pretrial hearing or during trial, whether some or all of the witnesses in question should be excluded under Rule 403 (or, for that matter, on any other proper procedural or evidentiary ba-
sis). But because Rule 403 permits the exclusion of relevant evidence only if, as pertinent here, “its probative value is substantially outweighed by ... considerations of ... waste of time, or needless presentation of cumulative evidence,” it follows that the district court must in some manner consider the content of the witnesses’ anticipated testimony so that it can assess its probative value before deeming it inadmissible.
See Swajian v. Gen. Motors Corp.,
VI
Having determined that the district court’s ruling cannot stand, we return to its request for guidance, including its apparent concern that a decision contrary to its own will signal that the government, rather than the district court, effectively controls the presentation of government witnesses in a criminal trial. 22
We note in closing that this case has been pending since May 2002 and, despite its apparent complexities, 24 it is time that it is tried. We therefore encourage the district court to set a prompt trial date and give the government and the defendants their day in court. 25 The district court’s September 27, 2004 bench ruling excluding the government from calling the witnesses in question is VACATED, and this case is REMANDED for further proceedings consistent with this opinion.
VACATED and REMANDED.
Notes
. Danny Davis is not charged in the firearm count.
. The grand jury returned superseding indictments on April 15, 2004 and June 9, 2004. The changes made in the superseding indictments are irrelevant to this appeal.
. Sammy Davis was convicted of the offense at the separate trial.
.The court actually referred to “Federal Rule of Civil Procedure 611(a),'' R. 14:15, but all parties agree that it intended to cite Fed. R.Evid. 611(a).
. The court also cited its authority "under the common law,” id. at 15, 16, but it appears that it was referring to common law principles incorporated in Rule 611(a), see id. at 15, 18.
. For example, at one point in its ruling the court stated:
I did not ask him, now, Mr. Grayson, are any of these eight or ten or twelve witnesses, are they going to give you any more information than you had on May 17th when this trial started other than to show that these four defendants — and some maybe to all, maybe some to only one or two — are guilty of the crimes charged in the indictment that none of the other witnesses are going to address? I didn't give him that opportunity. It seemed to me a question that didn't need to be asked simply because we were going to trial on May the 17th.
Id. at 18-19. It elsewhere "conceded that [it] hadn't gone through each one of these witnesses with [Grayson], given [him] the opportunity to do that before [it] said what [it] was going to do[.]” Id. at 23.
. The court noted: "And, again, this is a two-year-old case, an over two-year-old case, and I think my statement at the pretrial on the record — off the record was that, gee, you were ready to go on May 17th.” Id. at 13.
. As it began dictating the ruling, the court noted that it was speaking “for the record for the three judges that will get the opportunity to review this case,” id. at 3, opined that, "from this judge’s view, this is a very significant issue about the role of Article III in the administration of justice and the ability of the Court to control its own docket,” id. at 4, and stated, "It's a serious matter, Court of Appeal judges. Please bear with me.” Id.
. The court observed that it saw nothing improper about the government’s calling such witnesses, and it stated that its experience in the Cotton trial had given it a new perspective on the place and use of such witnesses, despite the potential for abuse. It also expressed the belief that, before calling such witnesses, the government, including Grayson as a prosecutor, would satisfy its obligation to ensure that the trial, including the testimony presented, was a search for the truth, not an effort to get a conviction.
. Although we recognize that the district court's concern with the witnesses' motivation to testify apparently influenced its decision, we accept its statements that it excluded the evidence for the reasons it dictated on the record. We therefore have no reason to address whether the court could have excluded the evidence on this basis, although we note that we have long held that such concerns are appropriately assessed by the jury in determining witness credibility.
See, e.g., United States v. Cervantes-Pacheco,
. See R. 14:16 ("The basis of the ruling is this Court's authority under the federal rules, the common law, and its inherent power to control its docket and avoid the needless consumption of time.”).
. We have jurisdiction under 18 U.S.C. § 3731, which provides, in relevant part:
An appeal by the United States shall lie to a court of appeals from a decision or order of a district court suppressing or excluding evidence or requiring the return of seized property in a criminal proceeding, not made after the defendant has been put in jeopardy and before the verdict or finding on an indictment or information, if the United States attorney certifies to the district court that the appeal is not taken for purpose of delay and that the evidence is a substantial proof of a fact material in the proceeding.
In this case, the United States Attorney certified that the appeal is not taken for purpose of delay and that the evidence is a substantial proof of a fact material in the proceeding.
. The paragraph at issue states:
Item (1) restates in broad terms the power and obligation of the judge as developed under common law principles. It covers such concerns as whether testimony shall be in the form of a free narrative or responses to specific questions, the order of calling witnesses and presenting evidence, the use of demonstrative evidence, and the many other questions arising during the course of a trial which can be solved only by the judge's common sense and fairness in view of the particular circumstances.
Rule 611 advisory committee's note (citations omitted).
. The district court stated: "That’s what I'm doing in this case to the best of my ability, Fifth Circuit, under the particular circumstances of this case and the procedural developments that were occasioned by the Court's May 17th ruling.” R. 14:18.
. We use the term "structural” as convenient shorthand to describe reasonable restrictions on the government that regulate the overall presentation of its case, such as limits on time or on the number of witnesses, but that leave the prosecution free to make individual tactical and methodological choices within these limits, such as concerning whom it will call to testify and what other evidence it will introduce.
. Although we discuss the court's obligation to consider the content of anticipated testimony when imposing ad hoc limits on witnesses, we do not suggest that content considerations are irrelevant when imposing structural limitations. Instead, in such circumstances the content assessment is effectively subsumed in the determination of what restrictions are reasonable.
. The district court made its ruling after the Supreme Court granted certiorari in
United States v.
Booker,-U.S.-,
. We recognize that the government’s right to prove additional drug quantities is not completely unfettered. A district court may in its discretion conclude that the government has reached the point where it should not be permitted to use valuable trial time to prove relatively small amounts that probably will not affect the jury's determination of drug quantity but likely will bear only on a sentencing issue to be decided by the judge.
. Our conclusion does not suggest that a district court must necessarily consider the content of anticipated testimony before it excludes a witness who was not timely disclosed in accordance with a court order or rule. Although in some contexts we have expressed a decided preference for continuances over excluding witnesses,
see, e.g., United States v. Garrett,
. Rule 403:
Although relevant, evidence may be excluded if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of time, or needless presentation of cumulative evidence.
. The district court referred to Rule 403 when reading the Advisory Committee note to Rule 611(a), but it did not base its decision on the Rule.
. At the conclusion of its bench ruling, the district court stated:
[U]nder these kind of circumstances, if it’s the government's call about who's going to come rather than the district judge's call, the Fifth Circuit needs to tell me, and I suspect and suggest respectfully to them, all the other district judges. That's how it works, District Judge. You just sit there and let them keep going.
R. 14:47.
. We do not hold that the district court, when exercising its inherent authority and considering whether to exclude facially-relevant and admissible evidence, must follow any prescribed procedure. The district court remains firmly in control, retaining the discretion to decide the specific method that is appropriate under the particular circumstances of the case, provided the one it employs is adequate to assess the content of the evidence.
. The government asserts that “this is a relatively complex drug case involving numerous drug sales, purchases, and negotiations over the course of ten years.” Appellant Br. at 22.
.The district judge stated during his bench ruling that he did not "recall exactly why it is that this case is going on two and a half years old,” and specifically did not recall whether his "intervening [serious illness] played some role in it.” R. 14:5. By urging that this case be brought expeditiously to trial, we intend neither disrespect for, nor insensitivity toward, our colleague or the burdens under which he labored during his illness.
