United States v. DudleyUnited States v. Dudley
Luke Rosseel, with whom Rosseel Law was on brief, for appellant.
Brian S. Kleinbord, Assistant United States Attorney, with whom Darcie N. McElwee, United States Attorney, was on brief, for appellee.
LYNCH, Circuit Judge. Appellant Joel Dudley challenges the 2023 revocation of his supervised release and his sentence of two terms of two years of incarceration, to be served consecutively, followed by supervised release for life. The revocation at issue is the second revocation from his prior convictions in 2014 for possession of child pornography and making a false declaration before the court. See United States v. Dudley, 804 F.3d 506, 509 (1st Cir. 2015). This revocation was based on the district court‘s finding that he had violated five conditions of his supervised release, including by sharing images of himself sexually abusing his daughter C.D. when she was approximately four years old and engaging in sexual contact with, exchanging sexually explicit messages with, and receiving and possessing a pornographic video of C.D. when she was seventeen years old. We hold that the district court judge did not err or abuse his discretion in revoking Dudley‘s supervised release and that Dudley‘s sentence is
I.
We “must interpret the evidence in the light most favorable to the government” when reviewing a finding that a defendant has violated the terms of his supervised release under the clear error standard. United States v. Oquendo-Rivera, 586 F.3d 63, 67 (1st Cir. 2009).
A. 2014 Original Criminal Conviction
In August 2012, agents from U.S. Homeland Security Investigations (HSI) found two CDs containing child pornography at Dudley‘s residence in Westbrook, Maine, while executing a search warrant based on information that someone at that address was sharing child pornography files online. Dudley, 804 F.3d at 508-09. In an interview with the HSI agents, Dudley admitted to downloading 500-600 child pornography videos. When asked “whether he had ever videotaped or photographed local children,” Dudley “stated that he had taken a picture of his daughter in the bathtub” and “that he had made the picture a ‘hidden’ file on his computer.” He was arrested and indicted on one count of possession of child pornography. Id. at 509. Before trial, Dudley filed a motion to suppress statements he made to the HSI agents. Id. He testified at the hearing on his motion. Id. The district court denied the motion, and the government further charged Dudley with one count of making a false declaration before the court based on his testimony at the suppression hearing. Id.
Dudley was found guilty on both counts at two separate jury trials. Id. Although the guideline range was 235 to 293 months, the district court sentenced him to a lesser total combined sentence of ninety-six months, followed by ten years of supervised release,1 after expressing the concern that a long prison sentence would leave a then-young Dudley “hardened to [his] prior conduct” and that it “may well increase the likelihood of recidivism.” Dudley appealed, contesting the district court‘s denial of his motion to suppress in the possession matter and arguing that the court erred by allowing the government to play two short video excerpts obtained from Dudley containing child pornography for the jury during the trial. Id. at 508, 515-16. This court affirmed his conviction, rejecting both arguments. Id. at 515, 518, 520.
On April 20, 2019, Dudley was sent to a residential reentry center (“RRC“) in Portland, Maine, to finish serving his initial period of imprisonment. Dudley was returned to the Bureau of Prisons after RRC staff seized from him a cell phone containing two images of nude prepubescent minors and a typed document describing in graphic detail Dudley sexually abusing his three minor daughters.
B. 2019 First Supervised Release
On July 19, 2019, Dudley was placed on supervised release. Within two months he violated the conditions of his release by failing to update his sex offender registration, as required under the
C. 2020 Second Supervised Release
On October 16, 2020, Dudley was once again placed on supervised release after serving this additional sentence. On September 12, 2022, Dudley‘s new probation officer Kate Phillips petitioned to revoke his supervised release for the second time after learning that Dudley had unapproved contact with C.D., then age seventeen; had exchanged sexually explicit messages with her; and had been using an unreported cell phone number and Facebook account under a false name. On the morning of September 12, 2022, Dudley informed Phillips that C.D. had spent the night with him in his camper after she had a violent altercation with her mother. Also on September 12, 2022, C.D.‘s mother showed Phillips messages on C.D.‘s cell phone that Dudley had sent to C.D. via Facebook Messenger under the alias “John Smith” using an unreported cell phone. In these messages, which date to as early as September 8, 2022, Dudley discussed viewing inappropriate sexual photos and videos of C.D. and his desire to engage in digital penetration, oral sex, and intercourse with his daughter.
On September 14, 2022, after learning that Dudley had instructed his then-girlfriend Roxann Arnett to give C.D. his unreported cell phone, law enforcement authorities recovered the cell phone from C.D. The cell phone was logged into two Facebook accounts, one belonging to “John Smith,” which was linked to the sexual messages. Also on September 14, 2022, officers from the probation office and HSI searched Dudley‘s camper, truck, and primary residence and discovered additional unreported electronic devices, including a tablet.
On January 5, 2023, Phillips filed an amended petition to revoke Dudley‘s supervised release. The amended petition charged Dudley with additional violations after a forensic examination of Dudley‘s and C.D.‘s cell phones revealed a video of a minor who appeared to be C.D. masturbating, and reports by a cooperating witness (“CW“) revealed that Dudley had shown the CW images of himself sexually abusing C.D. as a young child in March 2022, and that the CW had witnessed Dudley engaging in inappropriate sexual contact with C.D. in April 2022.
D. 2023 Revocation Challenged on Appeal
Dudley‘s revocation hearing took place on June 5, 8, and 12, 2023. The CW testified on June 5, 2023, as described below. The CW and Dudley had become friends while they were participating in a sex offender treatment group in Maine in 2021. At the time of the hearing, the CW had pled guilty in the Maine federal district court to one count of possession of child pornography and had signed a cooperation agreement with the government, and he testified in the hope of receiving a lesser sentence for this crime.
In the spring of 2022, Dudley showed the CW photos stored in a “locked,” password-protected
Dudley testified in his own defense at the revocation hearing and denied that he possessed the unreported cell phone or tablet, claiming they were exclusively used by Arnett for their business, although admitting the cell phone was registered in his name. Dudley denied that he used the “John Smith” Facebook account to contact C.D. but admitted that he attempted to contact C.D. through Facebook Messenger before his probation conditions prohibited such contact and that he did not receive a reply. He also denied that he had ever shown the CW child pornography or engaged in sexual activity with any minors, including his daughter.
On June 12, 2023, the district court found that the government had proven by a preponderance of the evidence that Dudley had violated five conditions of his supervised release.2
During sentencing, Dudley allocuted on his own behalf and stated “whatever [the CW] has said about me is a lie” and “I don‘t know anything about the John Smith texts.” The court revoked Dudley‘s supervised release for the second time and sentenced him to the statutory maximum of two terms of two years of incarceration to be served consecutively, followed by supervised release for life.3
Dudley timely appeals, challenging the court‘s findings that he had shown child pornography to the CW in violation of
II.
“We review the district court‘s ultimate decision to revoke supervised release for abuse of discretion, and the underlying finding of a violation of supervised release for clear error.” United States v. Wright, 812 F.3d 27, 30 (1st Cir. 2016). Clear error is an “‘exceedingly deferential‘” standard of review, and a reviewing court “will not ‘disturb either findings of fact or conclusions drawn therefrom unless the whole of the record compels a strong, unyielding belief that a mistake has been made.‘” United States v. Munera-Gomez, 70 F.4th 22, 34 (1st Cir. 2023) (quoting United States v. Matos, 328 F.3d 34, 39-40 (1st Cir. 2003)).
A.
The district court did not clearly err in finding that Dudley had violated his supervised release based on the evidence presented and did not abuse its discretion in revoking his term of supervised release. First, the court did not clearly err by crediting the CW‘s testimony. “[I]t is always permissible for a judge, acting in his capacity as a factfinder, to use his knowledge and experience to assess the credibility of witnesses and to evaluate the evidence.” United States v. Teixeira, 62 F.4th 10, 19 (1st Cir. 2023). Credibility determinations may be reversed only when the reviewing court is “definitely and firmly convinced that a mistake has been made.” United States v. Mendoza-Maisonet, 962 F.3d 1, 16 (1st Cir. 2020) (quoting United States v. Oquendo-Rivera, 750 F.3d 12, 16 (1st Cir. 2014)). While a credibility determination may be clearly erroneous where “objective evidence . . . contradict[s] the witness‘[s] story; or the story . . . [is] internally inconsistent or implausible on its face,” Oquendo-Rivas, 586 F.3d at 67 (quoting Anderson v. City of Bessemer, 470 U.S. 564, 575 (1985)), a credibility determination based on live testimony that is “not internally inconsistent, can virtually never be clear error,” United States v. Rivera-Carrasquillo, 933 F.3d 33, 42 (1st Cir. 2019) (quoting Anderson, 470 U.S. at 575), because the district court “judge heard the witnesses from both sides and eyed their manner,” id. The record well supports the district court‘s findings.
Here, the CW‘s testimony is corroborated by other evidence that Dudley sexually abused C.D. both when she was a young child and a teenager, including C.D.‘s aunt‘s testimony that C.D. had told her that Dudley sexually assaulted C.D. when she was “about eight years old” and “when he got out of jail,” C.D.‘s written statement that “my father. . . hurt me as a child and I don‘t want anything to do with him” (emphasis added), and messages Dudley sent to his daughter under the alias John Smith,4 which reference C.D. not remembering
The CW‘s testimony is neither inconsistent nor implausible. Dudley has fallen far short of “definitely and firmly convinc[ing]” us “that a mistake has been made.” See Mendoza-Maisonet, 962 F.3d at 16 (quoting Oquendo-Rivas, 750 F.3d at 16). Further, Dudley‘s argument that the CW was motivated to falsely testify against Dudley “to decrease his sentence in his own criminal case” both fails to undermine the credibility finding and is itself implausible. The CW informed his probation officer, Chuck Grenier, about Dudley showing him the child pornography on his tablet in March 2022, and Grenier shared this report with Phillips on May 11, 2022, before a search warrant for the CW‘s electronic devices was issued on May 12, 2022, and well before the CW was arrested in July 2022 and signed a cooperation agreement with the government. Because the court‘s credibility finding was not clearly erroneous, Dudley‘s argument that “it was an abuse of discretion to revoke supervised release based on” the CW‘s testimony because a “revocation of supervised release based on [a] clearly erroneous violation finding amounts to an abuse of discretion,” also fails.
The district court also did not abuse its discretion by revoking Dudley‘s supervised release based on the evidence that he had received and possessed child pornography on his cell phone. Dudley argues that only hearsay evidence was offered for this violation, and that by admitting this alleged hearsay “without an adequate excuse for failing to produce the declarant,” the court abridged his “limited confrontation right” in a supervised-release revocation hearing. This argument fails even if Dudley had presented it to the trial court, which he did not.5
Dudley has failed to show any abuse of discretion here. Dudley argues that the revocation petition and report written by Phillips and Phillips’ testimony that HSI agents found “numerous videos and images of [C.D.] masturbating” on Dudley‘s and C.D.‘s phones were hearsay
Because Dudley did not object to this evidence on confrontation grounds before the trial court, the government never had the opportunity to explain why it did not produce the HSI agents, or C.D., and the district court had no reason to engage in the balancing analysis. Yet the record shows Phillips’ statements are supported by sufficiently strong indicia of reliability.7 They are highly detailed and are independently corroborated by other evidence, most notably by C.D.‘s message to Dudley‘s “John Smith” account stating, “you just watched a video of me mast[u]rbating,” as well as the CW‘s testimony and C.D.‘s aunt‘s testimony that Dudley had sexually assaulted C.D. and C.D.‘s written statement that her father had “hurt” her and caused her “tra[u]ma and pain.” See Franklin, 51 F.4th at 396-97.
Further, Dudley does not dispute the accuracy of C.D.‘s written statement (other than claiming its “vague language could apply equally to allegations of emotional abuse as it could to physical abuse“), and a good explanation for why C.D. was not called to testify is evident from C.D.‘s aunt‘s testimony and C.D.‘s written statement: the concern that she would not be able to testify truthfully because of pressure from Dudley to lie.
B.
Dudley attempts an illogical and ill-conceived argument that the district court judge should have recused himself because he was biased or could be thought to be biased against Dudley based on a ruling the judge had made during the trial that resulted in Dudley‘s original conviction, which this court affirmed on appeal. See Dudley, 804 F.3d at 516-18. It is difficult to understand how a ruling, affirmed on appeal, could possibly provide any basis for a recusal argument. A recusal decision “is committed largely to the discretion of the trial court, and we review it solely to evaluate whether the decision below amounted to an abuse of discretion.” United States v. Giorgi, 840 F.2d 1022, 1034 (1st Cir. 1988). “[A]n abuse of discretion will be found only if a reasonable reading of the record fails to support the conclusion that the judge‘s impartiality was not subject to question.” United States v. Torres-Estrada, 817 F.3d 376, 380 (1st Cir. 2016) (quoting In re Bulger, 710 F.3d 42, 45 (1st Cir. 2013)). A judge‘s “alleged bias and prejudice . . . must be personal and it must stem from an extrajudicial source.” In re Cooper, 821 F.2d 833, 838 (1st Cir. 1987) (emphasis added). “[L]itigants are not entitled to have a judge disqualify himself merely because they fear an adverse decision.” United States v. Cowden, 545 F.2d 257, 265 (1st Cir. 1976). Further, the judge‘s alleged observation that Dudley was “always playing games with [the] court” “do[es] not constitute disqualifying bias and prejudice” because it was “formed on the basis of the evidence.” See Cooper, 821 F.2d at 838.
The district judge also did not, as Dudley contends, express bias or partiality by questioning Dudley during his testimony. Judges have a “well-established” right to “participate actively in the trial proper,” United States v. Laureano-Perez, 797 F.3d 45, 70 (1st Cir. 2015) (quoting United States v. Ofray-Campos, 534 F.3d 1, 33 (1st Cir. 2008)), including by “asking questions ‘to elicit facts to facilitate a clear presentation of the issues,‘” id. (quoting United States v. Meléndez-Rivas, 566 F.3d 41, 50 (1st Cir. 2009)). They “are to be given the ‘widest possible latitude’ in making judgements about the need to clarify testimony.” United States v. Rosario-Peralta, 199 F.3d 552, 560-61 (1st Cir. 1999) (quoting Rodriguez v. Banco Cent. Corp., 990 F.2d 7, 12 (1st Cir. 1993)). Here, the district court judge‘s questions were permissible because they “facilitate[d] a clear presentation of the issues,” Laureano-Perez, 797 F.3d at 70 (quoting Meléndez-Rivas, 566 F.3d at 50), and “analyze[d], dissect[ed], . . . and comment[ed] on the evidence,” United States v. Raymundí-Hernández, 984 F.3d 127, 146 (1st Cir. 2020) (quoting Logue v. Dore, 103 F.3d 1040, 1045 (1st Cir. 1997)). Although Dudley argues that the questions showed bias by “seeking to elicit otherwise unstated inculpatory testimony,” “the concern with judicial interrogation is not with ‘the damaging truth that the questions might uncover,’ and if the ‘court‘s questioning of a witness exposes bad facts, inconsistences, or weaknesses in the case itself, the exposure itself is not . . . worrisome prejudice.‘” United States v. Rivera-Rodriguez, 761 F.3d 105, 113 (1st Cir. 2014) (quoting United States v. Martin, 189 F.3d 547, 554 (7th Cir. 1999)).
C.
The sentence imposed by the district court is well justified and neither procedurally nor substantively unreasonable.
1.
We review Dudley‘s sentence only for abuse of discretion, a highly deferential standard.8 Dudley first argues that
borrows heavily from the factors enumerated in
18 U.S.C. § 3553(a) , and includes the nature and circumstances of the offending conduct; the need to deter further criminal misbehavior; the need to protect the community from “further crimes of the defendant“; and the need to consider the policy statements promulgated by the Sentencing Commission.
United States v. Daoust, 888 F.3d 571, 576 (1st Cir. 2018) (internal citations omitted).
The district court fulsomely satisfied all of these criteria. It first stated that it had “reviewed and applie[d] each of the factors set forth in 3553(a),” and “take[n] into account the history and personal characteristics of this defendant,” with whom the court had been “involved . . . going back to 2014 and then his first revocation in 2019.” The court then stated that “the most important factors” to its decision were “just punishment for what [Dudley] did, the fact that deterrence of this defendant simply does not work, there‘s nothing that deters his conduct,” and the “need to protect the public from this defendant.” The court also noted that Dudley had “lied to the Court, both in his testimony and his allocution.” Dudley argues that because the court imposed the statutory maximum penalty in each of his two cases, to run consecutively, an effective upward variance from the twenty-four to thirty-month guideline range, see U.S.S.G § 7B1.4(a),9 “this explanation was inadequate.” Not so.
“[A]fter considering the relevant sentencing factors,” a district court revoking a defendant‘s supervised release “can sentence the offender to a prison stint within the applicable statutory maximum.” United States v. Tanco-Pizarro, 892 F.3d 472, 476 (1st Cir. 2018). Although the court‘s burden to “explain . . . why it chose a particular sentence . . . certainly increases the more the court drifts away from the advisory-sentencing range . . . ‘a variant sentence’ is often ‘based on a complex of factors whose interplay and precise weight cannot . . . be precisely described,‘” and in such cases, the court need only “‘identif[y] the primary reasons underpinning its decision.‘” Id. at 482 (alteration and fourth omission in original) (quoting United States v. Matos-de-Jesús, 856 F.3d 174, 179 (1st Cir. 2017)).
2.
Dudley‘s sentence was also not substantively unreasonable given this fact record, his demonstrated incorrigibility, his recidivism despite being given a lower
For the above stated reasons, we affirm.
LYNCH
CIRCUIT JUDGE