UNITED STATES of America, Plaintiff-Appellant, v. Mario Terrell DAY, Defendant-Appellee.
No. 08-5231.
United States Court of Appeals, Fourth Circuit.
Argued: Oct. 28, 2009. Decided: Jan. 8, 2010.
591 F.3d 679
OPINION
KING, Circuit Judge:
The Government pursues this interlocutory appeal from the district court‘s decision of December 1, 2008, suppressing evidence obtained from defendant Mario Day by private security guards. See United States v. Day, 590 F.Supp.2d 796 (E.D.Va. 2008). The court‘s decision was premised on its determination that the security guards acted as Government agents and contravened Day‘s constitutional rights. More specifically, the court concluded that the security guards violated Day‘s Fourth Amendment rights, by conducting a search and seizure beyond the scope authorized in Terry v. Ohio, 392 U.S. 1, 88 S.Ct. 1868, 20 L.Ed.2d 889 (1968), and his Fifth Amendment rights, by conducting a custodial interrogation without first giving Day the warnings required under Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). Because we conclude that the security guards were not acting as Government agents, we reverse and remand.
I.
The relevant facts, as outlined by the district court, are as follows:
On July 5, 2008, Officers Costa and Slader of the American Security Group were on duty at the Regency Lake apartment complex [in Chesterfield County, Virginia]. They are both “armed security officers” with the power to arrest pursuant to
Virginia Code Section 9.1-138 et seq. While patrolling, the officers noticed a gathering at 6464 Planet Road. Shortly after midnight, they observed individuals later identified as Evan Moore and Mario Day, the defendant, in the middle of the road arguing with unseen individuals inside the apartment. The officers observed Day retrieve a gun from a nearby Caprice. Holding the gun at the “low and ready,” Day began advancing on the apartment while continuing to shout at the individuals inside. Exiting their patrol car, the officers drew their weapons and yelled at Day to freeze as they ran towards him. Day immediately placed the gun on the floorboard of the Caprice and raised his hands. The officers placed Day in restraints and conducted a Terry search, wherein they found no suspicious bulges or hard objects. Nevertheless, and without giving any Miranda warnings, Officer Costa asked Day if he had “anything illegal” on him. Day admitted he ha[d] a little marijuana; Officer Costa reached into Day‘s pants pocket and retrieved the marijuana. The officers also questioned Day about the firearm, which he said he was carrying for his safety.The officers contacted their superior, Lieutenant Pentato, and the Chesterfield police department. Chesterfield Police Officer Neville arrived and took over custody of Day and Moore.
On September 3, 2008, a grand jury in the Eastern District of Virginia indicted Day on a single count of being a drug user in possession of a firearm, in contravention of
By its decision of December 1, 2008, the district court granted Day‘s suppression motion in part and denied it in part. More specifically, the court granted the suppression motion “as to the marijuana and to all statements about the firearm or marijuana,” and denied the motion “as to the firearm” itself. Day, 590 F.Supp.2d at 804.2 In so ruling, the court first determined that Officers Costa and Slader, though private security guards, “were acting as governmental agents in their interactions with Day.” Id. at 802. Accordingly, the court proceeded to consider whether Costa and Slader had contravened Day‘s constitutional rights. The court concluded that, “[t]o ensure their safety and that of bystanders, the officers were justified in conducting the pat-down of Day‘s clothing” and in “seiz[ing] ... the plainly visible gun.” Id. at 803. The court further concluded, however, that once the pat-down revealed “nothing indicative of either a weapon or contraband,” the search was “no longer valid under Terry“—thus requiring suppression of the marijuana. Id. (internal quotation marks omitted). Finally, the court concluded that Day was in custody when he was questioned by Costa and Slader, and that, having already “secured the firearm and conducted a fruitless Terry search,” “the officers could not get a second bite at the apple by engaging in custodial interrogation without issuing a Miranda warning.” Id. at 804. The court therefore suppressed Day‘s statements to Costa and Slader about the marijuana and the firearm. See id.
On December 10, 2008, the day before Day‘s trial had been scheduled to begin, the Government timely noted this appeal. In accordance with the jurisdictional predicate of
II.
In assessing a trial court‘s decision on a motion to suppress, we review the court‘s factual findings for clear error and its legal determinations de novo. See United States v. Kellam, 568 F.3d 125, 132 (4th Cir.2009). The Government‘s primary contention in this appeal is that the district court erred in concluding that Officers Costa and Slader were acting as Government agents at the time of their encounter with Day. As such, the Government asserts that the court erroneously suppressed the marijuana, as well as the marijuana- and firearm-related statements. As explained
A.
It is axiomatic that “[t]he Fourth Amendment protects against unreasonable searches and seizures by Government officials and those private individuals acting as instruments or agents of the Government.” United States v. Jarrett, 338 F.3d 339, 344 (4th Cir.2003) (citing Coolidge v. New Hampshire, 403 U.S. 443, 487, 91 S.Ct. 2022, 29 L.Ed.2d 564 (1971)) (internal quotation marks and alterations omitted). The Fourth Amendment, however, “does not provide protection against searches by private individuals acting in a private capacity.” Id. (citing United States v. Jacobsen, 466 U.S. 109, 113, 104 S.Ct. 1652, 80 L.Ed.2d 85 (1984)). Similarly, “[t]he sole concern of the Fifth Amendment, on which Miranda was based, is governmental coercion.” Colorado v. Connelly, 479 U.S. 157, 170, 107 S.Ct. 515, 93 L.Ed.2d 473 (1986). Thus, regardless of whether the Fourth or Fifth Amendment is at issue, we apply the same test to determine whether a private individual acted as a Government agent. Cf. United States v. Alexander, 447 F.3d 1290, 1294-95 (10th Cir.2006).
First of all, under the applicable test, “[t]he defendant bears the burden of proving that an agency relationship exists” between the Government and the private individual. Jarrett, 338 F.3d at 344 (citing United States v. Ellyson, 326 F.3d 522, 527 (4th Cir.2003)).4 As we have observed, “whether the requisite agency relationship exists ‘necessarily turns on the degree of the Government‘s participation in the private party‘s activities, ... a question that can only be resolved in light of all the circumstances.‘” Jarrett, 338 F.3d at 344 (quoting Skinner v. Ry. Labor Executives’ Ass‘n, 489 U.S. 602, 614, 109 S.Ct. 1402, 103 L.Ed.2d 639 (1989)) (alteration in original). This “is a fact-intensive inquiry that is guided by common law agency principles.” Ellyson, 326 F.3d at 527. We have recognized “two primary factors” to be considered: (1) “whether the Government knew of and acquiesced in the private” individual‘s challenged conduct; and (2) “whether the private individual intended to assist law enforcement or had some other independent motivation.” Jarrett, 338 F.3d at 344; see also Ellyson, 326 F.3d at 527 (compressing two factors into “[o]ne highly pertinent consideration“).
B.
Here, in concluding that the private security guards, Officers Costa and Slader, acted as Government agents during their encounter with Day, the district court focused on the Commonwealth of Virginia‘s regulation of private security guards. The court noted that Costa and Slader each
Relevant to the first factor of the applicable agency test—whether the Government “knew of and acquiesced in” the challenged conduct of Officers Costa and Slader, see Jarrett, 338 F.3d at 344—the district court determined that, in view of Virginia‘s regulatory scheme for armed security officers, “the state is not a mere passive participant” in their conduct. Day, 590 F.Supp.2d at 801-02. “[R]ather,” the court explained, Virginia “affirmatively encouraged and enabled these officers to engage in the complained-of conduct, for without their state-granted authority, these officers could not have acted as de facto police. In short, the state was the genesis of their power and activities rather than a mere passive recipient of the largess of their actions.” Id. at 802.5
With respect to the second factor of the applicable agency test—whether Officers Costa and Slader “intended to assist law enforcement or had some other independent motivation,” see Jarrett, 338 F.3d at 344—the district court found that “[c]learly the officers acted with the intent of deterring crime and assisting law enforcement.” Day, 590 F.Supp.2d at 802. In light of all the circumstances, the court concluded that Costa and Slader “were acting as governmental agents in their interactions with Day.” Id.
C.
Although the district court‘s analysis has some appeal, we ultimately cannot agree that Day met his burden of proving an agency relationship between the Government and Officers Costa and Slader. Cf. United States v. Poe, 556 F.3d 1113, 1117 (10th Cir.2009) (ruling that private bounty hunters did not qualify as state actors); United States v. Shahid, 117 F.3d 322, 323 (7th Cir.1997) (concluding that private security officers at shopping mall were not
1.
As discussed above, the first factor of the applicable test concerns “whether the Government knew of and acquiesced in the private” individual‘s challenged conduct. Jarrett, 338 F.3d at 344. Significantly, “[i]n seeking to give content to this factor, we have required evidence of more than mere knowledge and passive acquiescence by the Government before finding an agency relationship.” Id. at 345 (citing Ellyson, 326 F.3d at 527-28). Thus, for example, in the case of an alleged Fourth Amendment violation, “simple acquiescence by the Government does not suffice to transform a private search into a Government search. Rather, there must be some evidence of Government participation in or affirmative encouragement of the private search before a court will hold it unconstitutional. Passive acceptance by the Government is not enough.” Id. at 345-46.
In the district court‘s view, because Virginia regulates armed security officers—and particularly because it confers on such officers the power to make certain arrests—the Commonwealth “affirmatively encouraged” the challenged conduct of Officers Costa and Slader. See Day, 590 F.Supp.2d at 802. Virginia‘s regulatory scheme, however, merely permitted Costa and Slader to arrest Day; it did not require or even encourage an arrest or any other complained-of action. Indeed, nothing in the regulatory scheme suggests that Costa and Slader “would expect some benefit (e.g., receiving a reward from the government) from taking the action, or expect some detriment (e.g., getting in trouble with government authorities) from not acting.” See Shahid, 117 F.3d at 327 (describing situations where Government knew of and acquiesced in private party‘s conduct). For example, although armed security officers are generally subject to disciplinary action by the Commonwealth, see
In these circumstances, we cannot agree with the district court that Virginia‘s regulatory scheme served to “affirmatively encourage” Costa and Slader‘s challenged conduct. Rather, Costa and Slader were simply empowered by the Commonwealth to make an arrest. This “‘[m]ere governmental authorization’ for an arrest by Costa and Slader, ‘in the absence of more active participation or encouragement,’ is insufficient to implicate the Fourth and Fifth Amendments.” See Jarrett, 338 F.3d at 345 (quoting United States v. Walther, 652 F.2d 788, 792 (9th Cir.1981)); cf. Poe, 556 F.3d at 1124 (explaining that “Oklahoma‘s extensive statutory regulation of the bail bonds industry, coupled with conferring the powers of arrest,” was insufficient to establish governmental “knowledge of or acquiescence in the [bounty hunters‘] challenged search” (internal quotation marks omitted)); Shahid, 117 F.3d at 327 (observing that “[t]he government cannot be said to have induced” the challenged search by mall security officers, who expected no “benefit or detriment from the government as a result of their actions“).6
In light of this undisputed evidence, there simply is no basis for concluding that the Government participated in or affirmatively encouraged Costa and Slader‘s challenged conduct. Accordingly, Day cannot satisfy his burden on the first factor of the applicable agency test.
2.
The second factor of the agency test concerns “whether the private individual intended to assist law enforcement or had some other independent motivation.” Jarrett, 338 F.3d at 344. With respect to this factor, the district court found that “[c]learly the officers acted with the intent of deterring crime and assisting law enforcement.” Day, 590 F.Supp.2d at 802. Of course, the objective of “deterring crime” is entirely consistent with Officer Costa and Slader‘s responsibility to protect the tenants and property of the Regency Lake apartment complex, irrespective of any simultaneous goal of assisting law enforcement. See, e.g., J.A. 15 (testimony of Costa that “we are there as a deterrent“). “In any event, even if the sole or paramount intent of the security officers had been to assist law enforcement, ... such an intent would not transform a private action into a public action” absent a sufficient showing of Government knowledge and acquiescence under the first factor of the agency test. See Shahid, 117 F.3d at 326 (internal quotation marks omitted). Having concluded that Day failed to satisfy the test‘s first factor, he cannot yet establish that Costa and Slader were acting as Government agents by satisfying the second factor. See Jarrett, 338 F.3d at 345 (recognizing that, because Government conceded second factor of agency test, private individual‘s status as Government agent turned on first factor thereof).
D.
Finally, we address a theory of agency relied on by the district court and pursued in this appeal by Day: that, under the “public function” test typically utilized for assessing a private party‘s susceptibility to a civil rights suit under
The Rodriguez plaintiffs brought
Priest was an auxiliary deputy sheriff[, i.e., a sworn deputy sheriff who is not on the payroll and works at the discretion of the County Sheriff,] invested with the full panoply of powers afforded to full-time deputies, including the power to arrest. The County Sheriff had given Priest primary responsibility in his role as auxiliary deputy sheriff for a broad range of law enforcement work at the plant, from conducting criminal investigations and making arrests to serving civil and criminal papers. On August 22, Priest was working in concert with the Sheriff‘s Department to provide security in a potentially volatile situation. He had a deputy sheriff badge clipped on his belt, a sheriff‘s department radio, handcuffs, pepper spray, and a gun. And he testified that he told [one of the plaintiffs] “Sheriffs Department, you are under arrest,” handcuffed him, and enlisted another deputy to help him take [that plaintiff] out of the building and to the waiting police car.
Id. at 354-55. Priest‘s actions were, as we observed, “the natural result of [his] official role within Bladen County, in which he was expected to perform law enforcement
In the Sixth Circuit‘s Romanski decision, the plaintiff sought to hold a casino security officer liable under
Unfortunately for Day, neither our Rodriguez decision nor the Sixth Circuit‘s Romanski decision is helpful to him. First of all, the facts pertaining to the state actor issue are not nearly as compelling as in Rodriguez, where the private party was operating in his official role as an “auxiliary deputy sheriff,” served under the direction of and in concert with the Sheriff‘s Department, and was “invested with the full panoply of powers afforded to full-time deputies, including,” but not limited to, “the power to arrest.” See Rodriguez, 338 F.3d at 354-55.8 Moreover, even assuming we would agree with the Romanski court that plenary arrest authority alone could transform a private individual into a state actor, Officers Costa and Slader did not possess the same power to make warrantless arrests afforded to Virginia police officers. As discussed above, Virginia authorizes an armed security officer “to effect an arrest for an offense occurring ... in his presence.”
III.
Pursuant to the foregoing, we conclude that Day has not met his burden of proving the existence of an agency relationship between the Government and the private security guards, Officers Costa and Slader, whose conduct is under challenge. Accordingly, we reverse the district court‘s suppression of the marijuana seized by Costa and Slader, as well as the firearm- and marijuana-related statements made to them by Day. We remand for such other and further proceedings as may be appropriate.
REVERSED AND REMANDED
DAVIS, Circuit Judge, dissenting in part and concurring in the judgment in part:
Officers Costa and Slader, uniformed, armed security officers clothed with broad law enforcement authority by, and subject to pervasive regulation under, Virginia law, detained Appellee Mario Day at gunpoint, handcuffed him, searched his car and his person, and interrogated him, and thereby collected critical evidence for the
Under the facts and circumstances shown on this record, when Officer Costa retrieved the marijuana from Day‘s pants pocket, J.A. 22, and when he questioned the handcuffed Day about Day‘s possession of the handgun while they awaited the arrival of a local law enforcement officer to take custody of Day, id., Officer Costa was engaged in traditional law enforcement activity plainly intended, as a matter of law, to aid in the prosecution of Day for criminal offenses. Officer Costa‘s actions were made possible by and legitimized by Virginia law; no private citizen could have achieved what he did on behalf of the government under the circumstances presented here.
Accordingly, Officer Costa‘s interrogation of Day regarding the latter‘s possession of “anything illegal,” his subsequent search of Day‘s pants pocket and seizure of the marijuana, and his later questioning regarding Day‘s possession of the handgun, are all subject to scrutiny under prevailing constitutional standards, every bit as much as they would be if Officer Costa was a sworn governmental law enforcement officer.
I am persuaded that, tested by those constitutional standards, Day‘s admission that he possessed marijuana was the product of neither an unreasonable seizure of his person nor of custodial interrogation, and that the subsequent seizure of the marijuana was reasonable under the Fourth Amendment. By the time that Officer Officer Costa questioned Day regarding the handgun, however, Day‘s detention had ripened into an arrest. Accordingly, the handgun inquiry constituted an unwarned custodial interrogation, contravening the mandate of Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966). Thus, I would reverse the district court‘s suppression of the marijuana and Day‘s admission that he possessed it, but affirm the district court‘s suppression of Day‘s statements to Costa regarding the handgun.
I.
The Supreme Court has never considered whether or under what circumstances “state action” inheres in the exercise of traditional police functions by state-authorized and regulated armed security guards. Cf. Flagg Bros., Inc. v. Brooks, 436 U.S. 149, 163 n. 14, 98 S.Ct. 1729, 56 L.Ed.2d 185 (1978); Romanski v. Detroit Entm‘t, L.L.C., 428 F.3d 629, 636 (6th Cir.2005) (“The Supreme Court has explicitly declined to decide the question of whether and under what circumstances private police officers may be said to perform a public function[.]“).
The appropriate test for determining whether Officers Costa and Slader should be deemed state actors under the circumstances shown here, and therefore whether well-settled, constitutionally-rooted constraints on criminal investigations apply, is the public function test. Under this test, a private actor is deemed a state actor if the function performed is traditionally the exclusive prerogative of the State. Lugar v. Edmondson Oil Co., Inc., 457 U.S. 922, 937, 102 S.Ct. 2744, 73 L.Ed.2d 482 (1982); Goldstein v. Chestnut Ridge Volunteer Fire Co., 218 F.3d 337, 342 (4th Cir.2000) (citing United Auto Workers v. Gaston Festivals, Inc., 43 F.3d 902, 906 (4th Cir. 1995)). That public function must be “traditionally exclusively reserved to the State.” Jackson v. Metro. Edison Co., 419 U.S. 345, 352, 95 S.Ct. 449, 42 L.Ed.2d 477 (1974); see Flagg Bros., 436 U.S. at 157, 98 S.Ct. 1729.
As the Supreme Court has suggested, “police protection” is among those functions “which have been administered with a great[] degree of exclusivity by States and municipalities[.]” Flagg Bros., 436 U.S. at 163, 98 S.Ct. 1729. This court has echoed the Supreme Court‘s recognition, noting that “the police function is ‘one of the basic functions of government,’ [and] a ‘most fundamental obligation of government to its constituency.‘” Rodriguez v. Smithfield Packing Co., Inc., 338 F.3d 348, 355 (4th Cir.2003) (citing Foley v. Connelie, 435 U.S. 291, 297, 298, 98 S.Ct. 1067, 55 L.Ed.2d 287 (1978)). “It would be hard to imagine, in other words, a more prototypically representative government function than [a private security guard‘s] use of his official capacity to effectuate [an] arrest.” Id.
Our sister circuits apply a totality of the circumstances test to determine whether private security guards should be treated as state actors, paying special attention to the arrest powers granted to private security guards and the extent to which the guards are licensed by and regulated by the state. E.g., Romanski, 428 F.3d at 640; Payton v. Rush-Presbyterian-St. Luke‘s Medical Ctr., 184 F.3d 623, 630 (7th Cir.1999).
In Romanski, the court held that private security officers licensed by the state and having plenary arrest powers (although those arrest powers only applied when the guards were on duty and on their employer‘s property) were properly deemed to act “under color of law” in a suit brought pursuant to
On appeal, the Sixth Circuit affirmed. Id. at 636. As cited by the district court here, the Sixth Circuit held that “where private security guards are endowed by law with plenary police powers such that they are de facto police officers, they may qualify as state actors under the public function test[,]” id. at 637, and found that the casino guard had sufficient authority to qualify as a de facto police officer. The guard was also licensed and vetted by Michigan‘s department of state police. By statute, the guard had “the authority to arrest a person without a warrant as set forth for public peace officers....” Id. (citing
Under these persuasive precedents, when private security guards have “plenary police powers,” Romanski, 428 F.3d at 637, and are licensed and heavily regulated by the state, they may be deemed public actors. Courts do not withhold state actor status based on whether a guard‘s arrest powers are limited to a specific geographical area. See Payton, 184 F.3d at 629-30 (arrest powers limited to hospital grounds); Romanski, 428 F.3d at 639-40 (arrest powers limited to casino grounds). Instead, the courts examine the scope of authority granted by the state to the officers and evaluate the extent of the regulation imposed by the state. Where guards have limited powers, e.g., Wade, 83 F.3d at 905-06; Johnson v. LaRabida Children‘s Hospital, 372 F.3d 894, 897 (7th Cir.2004), they are not deemed public actors. When guards enjoy “plenary police powers,” however, they may, depending on the circumstances presented, assume the obligations of a state actor.
Properly viewed, then, in an appropriate case, private armed security guards in Virginia may be treated as public actors. This is in part because they have generous arrest authority. The guards may effectuate an arrest for any offense occurring in their presence while on the premises they guard, and even for some (primarily shoplifting-related) offenses not occurring in their presence.
Private security guards are also subject to a high level of government regulation. See
Because under Virginia law armed security guards are subject to extensive government regulation and enjoy extensive police powers, and because Officers Costa and Slader actually exercised those powers in this case, I would affirm the district court‘s order insofar as it deemed the private security guards in this case public actors in connection with their apprehension of Day, and I would require them to adhere to the same constitutionally-rooted constraints as ordinary police officers. This conclusion finds ample support among the courts of appeals.4
II.
The majority, instead of applying a public function test tailored to armed private security guards, relies on a test intended to aid in the assessment of the activities of private individuals who become police in
Second, the majority misses the forest for the trees. The appropriate analysis requires an evaluation of the totality of the circumstances. Jarrett and Ellyson provide two illustrative examples of that test,5 but they should not be read to supplant the test itself. In fact, this court “has articulated a number of different factors or tests in different contexts,” for the public function test and the facts “which would convert the private party into a state actor [vary] with the circumstances of the case.” Goldstein, 218 F.3d at 342-43 (citing Lugar, 457 U.S. at 937, 102 S.Ct. 2744).
I would limit application of the Jarrett/Ellyson test to cases involving private persons acting as police informants, a methodology supported by the analysis in the cases themselves. In both cases, this court explicitly eschewed a formalistic test, instead noting that the analysis is fact-intensive, Ellyson, 326 F.3d at 527, and “can only be resolved in light of all of the circumstances.” Jarrett, 338 F.3d at 344 (quoting Skinner v. Railway Labor Executives’ Ass‘n, 489 U.S. 602, 614-15, 109 S.Ct. 1402, 103 L.Ed.2d 639 (1989)).
Thus, Jarrett and Ellyson provide a useful framework for analyzing government informants under the public function test. But those two cases do not transform the general inquiry into a strict two-factor analysis. The overarching issue remains whether the conduct of the private actors is fairly attributed to the state. Brentwood Academy, 531 U.S. at 295, 121 S.Ct. 924. In Jarrett and Ellyson, this court5 focused on the two aspects of the totality of the circumstances, factors that were particularly relevant as to government informants acting without governmental supervision.
But the appropriate test for this case must focus on the particularities of armed private security guards, their authority and the manner in which they exercise that authority, a fundamentally different scenario than that presented with regard to government informants, and one dis
III.
As explained above, I would conclude that Day satisfied his burden of establishing that the armed private security guards who detained and searched him must be deemed state actors. Turning, then, to the merits of the district court‘s suppression order, I conclude that the district court (1) erred when it suppressed Day‘s statement about the marijuana and when it suppressed the physical evidence itself, but (2) did not err in suppressing Day‘s statement regarding his possession of the handgun.7
A.
Officer Costa did not violate Day‘s Miranda rights when he asked him “if he had anything illegal on him[,]” J.A. 22, because the question was not part of a custodial interrogation. Law enforcement officers making an arrest must give Miranda warnings before conducting custodial interrogations. Miranda, 384 U.S. at 444. Custodial interrogation is “questioning initiated by law enforcement officers after a person has been taken into custody or otherwise deprived of his freedom of action in any significant way.” Id. But Miranda warnings are unnecessary before questioning a suspect during a Terry stop. United States v. Leshuk, 65 F.3d 1105, 1108-09 (4th Cir.1995). Here, Costa‘s question (put to Day in the initial moments of the latter‘s detention by the former) was merely intended to safeguard the situation during a Terry stop.
An individual is in custody “when, under the totality of the circumstances, a sus
In this circuit, an officer‘s use of a drawn weapon and/or handcuffs does not necessarily transform a Terry stop into an arrest. Further, even a complete restriction of liberty is valid under Terry if the restriction is brief. United States v. Sinclair, 983 F.2d 598, 602 (4th Cir.1993) (holding that drug dealers were not in custody merely because law enforcement officers drew their guns during a Terry stop as a reasonable safety precaution); United States v. Crittendon, 883 F.2d 326, 328 (4th Cir.1989) (holding that a stop and frisk is not necessarily converted into an arrest when defendant was handcuffed prior to the pat down search).
Here, Day was not in custody for purposes of Miranda when he admitted, in response to Costa‘s question regarding whether he possessed “anything illegal,” that he possessed marijuana. The place of the arrest suggests that it was merely a brief detention: defendant was outside his own car, in a public place; not inside the guards’ car or at the police station. Only two guards and one car were present at the time of the detention. Further, the officers used their firearms and handcuffs for their own safety, just as in Sinclair and Crittendon. As the government notes, the incident started with a screaming match between multiple individuals, and the guards’ actions were necessary and reasonable to safeguard the situation and ensure the public safety. Terry, 392 U.S. at 20, 88 S.Ct. 1868 (permitting actions “reasonably related in scope to the circumstances which justified the interference in the first place.“); United States v. Hensley, 469 U.S. 221, 235, 105 S.Ct. 675, 83 L.Ed.2d 604 (1985) (finding officers conducting Terry stops may “take such steps as [are] reasonably necessary to protect their personal safety and to maintain the status quo during the course of the stop.“).8
As Day was not in custody for Miranda purposes in the earliest moments of his encounter with the officers, Day‘s admission during those moments that he possessed marijuana should not have been suppressed as the product of unwarned custodial interrogation.
B.
Once Day admitted that he possessed marijuana, a reasonable law enforcement officer would have probable cause to arrest Day and to search his person incident to the arrest. See U.S. v. Powell, 886 F.2d 81, 83 (4th Cir.1989), abrogated on different grounds, U.S. v. Angle, 230 F.3d 113 (4th Cir.2000). Viewed objectively, as it must be, Cloaninger ex rel. Estate of Cloaninger v. McDevitt, 555 F.3d 324, 334 (4th Cir.2009) (citing Beck v. Ohio, 379 U.S. 89, 91, 85 S.Ct. 223, 13 L.Ed.2d 142 (1964)), that is precisely what occurred here. Thus, Costa‘s search of Day‘s pants pocket was reasonable: it was fully supported by probable cause to arrest Day, and was incident thereto.
C.
After Day admitted to possessing marijuana and after the marijuana had been seized, the Terry stop initiated by Costa and Slader ripened into a de facto arrest; i.e., custody. That is, after the officers secured the illegal substance, a critical aspect of the encounter shifted: its purpose. Before the drugs were secured, Costa and Slader acted to stabilize a potentially dangerous situation and to investigate the circumstances before them. But when they discovered that Day possessed illegal narcotics, their goal evolved into detaining Day until the local law enforcement arrived. This change in purpose, in combination with the passage of time, alters the
While Costa held Day in custody and awaited the arrival of local law enforcement officers, he questioned Day as to the reasons why he was in possession of the weapon. J.A. 24-25. This questioning indisputably qualifies as an interrogation, and as previously explained, Day was in custody during this period. Accordingly, I would affirm the district court‘s order suppressing the statements made by Day to officer Costa regarding his ownership and possession of the weapon.
IV.
In sum, Officer Costa essentially conducted a full blown investigation into the circumstances confronting him when he encountered Mario Day on July 5, 2008. The officer entered Day‘s vehicle to search it and to seize the handgun he had observed Day place on the floorboard. J.A. 21-22. He detained Day at gunpoint and handcuffed him. J.A. 22. He questioned him regarding Day‘s possession of “anything illegal,” and upon learning that Day possessed marijuana, he searched Day‘s person and seized the marijuana, as any reasonable and respectable law enforcement officer would. Id. He then proceeded to question Day about the firearm. J.A. 24-25. All these acts were for the benefit of a potential prosecution of Day on any and all criminal offenses that might be laid against him. Virginia law made the collection of the disputed evidence possible. It is difficult to imagine how anyone but a law enforcement officer could have achieved these results.
It is undoubtedly true that the Fourth Amendment “does not provide protection against searches by private individuals acting in a private capacity,” Jarrett, 338 F.3d at 344 (emphasis added). But that is not what the record here shows.
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For the reasons stated, I would affirm in part and reverse in part the district court‘s order suppressing evidence and remand this case for further proceedings.
