UNITED STATES OF AMERICA, Plaintiff-Appellee, v. LUIS CRISTOBAL, Defendant-Appellant.
No. 01-4505
UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT
June 5, 2002
PUBLISHED
Before WILKINSON, Chief Judge, and WILLIAMS and GREGORY, Circuit Judges.
Appeal from the United States District Court for the Eastern District of Virginia, at Richmond. Richard L. Williams, Senior District Judge. (CR-00-83). Argued: February 27, 2002. Affirmed by published opinion. Judge Gregory wrote the opinion, in which Chief Judge Wilkinson and Judge Williams joined.
COUNSEL
OPINION
GREGORY, Circuit Judge:
After a bench trial, Luis Cristobal was convicted on twenty-two counts of a twenty-three count indictment for, among other crimes, setting homemade explosive devices under two pickup trucks and at the door of an area business. On appeal, Cristobal contends that the district court erred in 1) denying his motion to suppress statements made while he was in the hospital, 2) rejecting his affirmative defense of insanity, 3) convicting him on two counts of maliciously damaging a vehicle used in or affecting interstate commerce, and 4) enhancing his sentence on three counts under
I.
Sometime in 1998, appellant Luis Cristobal began experiencing personal problems that he claims were the result of his wife‘s philandering. By 2000, the couple had separated, and Cristobal blamed his wife for the breakdown in the marriage. Cristobal alleges that his stress over his wife‘s affairs “mutated into delusional psychosis.”
During the early morning hours of February 7, 2000, Cristobal set homemade explosive devices in three locations. He placed one device under a pickup truck driven by David Haston, a man he suspected of having an affair with his wife. He placed the second device under a pickup truck driven by his wife‘s brother, Joseph Michael. Cristobal placed the last device outside a doorway of a building that housed Colonial Iron Works, Inc., a business owned and operated by Joseph
Both explosive devices placed under the pickup trucks were designed to and did explode shortly after Haston and Michael started their engines later that morning. Haston and Michael sustained injuries, though their injuries were not life threatening. The device placed at Colonial Ironworks exploded at 5 a.m. that same morning. Fortunately, losses were minimal and no one was injured.3
After an initial investigation, Cristobal, who could not be located, was named as the primary suspect. Searches of his apartment and workplace uncovered additional evidence, including bomb making materials and a hand drawn picture depicting Cristobal surrounded by serpents, each serpent bearing the name of one of his victims.4 A copy of this picture was also
A search for Cristobal was undertaken by local, state, and federal authorities. On February 24, 2000, special agents of the Bureau of Alcohol, Tobacco and Firearms (BATF), acting on several leads, traveled to the Dinwiddie Church of Christ in Dinwiddie, Virginia in search of Cristobal. Virginia State Police Trooper Ed Melton, on special assignment with BATF, located a crawl space beneath the church altar area. Armed with a pistol in his fanny pack, Melton crawled into the space, which was approximately 17‘(L) by 5‘(W) by 2.5‘(H). As Melton crawled through the space, he saw Cristobal crouched behind a stud wall. Melton shouted for Cristobal to “come on out,” and when Cristobal did not respond, Melton removed the pistol from his pack. Melton shouted “Police” and commanded Cristobal to freeze, but again Cristobal did not respond. When Melton saw that Cristobal was armed and pointing a gun directly at him, he ordered Cristobal twice to drop the gun. Cristobal did not drop the gun. Melton then fired two volleys of shots at Cristobal, using approximately ten rounds. Cristobal was hit in the upper chest, right arm and elbow, right shoulder, and ring finger of his right hand. Seriously injured, Cristobal was pulled from the crawl space beneath the altar and transferred to the Medical College of Virginia in Richmond, Virginia.5
Cristobal‘s medical records indicate that following emergency surgery, he was placed in soft restraints because he had exhibited “threatening or dangerous behavior” to himself. The next morning, at approximately 10:00 a.m., Special Agents Brian Swann and Kristen Tomasetti spoke with Amy Chodrov, a registered nurse who was working in the surgical care trauma unit that day. Agent Swann spoke with Nurse Chodrov to ascertain whether Cristobal was mentally and physically capable of being interviewed. Nurse Chodrov informed Swann that Cristobal was oriented at that time, and Agent Swann began his interview with Cristobal at 10:17 a.m., while Agent Tomasetti took notes.6
Before asking Cristobal any questions that could be incriminating, Agent Swann read Cristobal his Miranda rights, which Cristobal waived. During the interview, which lasted just under an hour,7 Cristobal confessed to setting the explosive devices. He communicated in English, his speech was not slurred, he never nodded off or slept, nor did he indicate in any way that he was under a narcotic stupor. Like-wise, Cristobal never asked to stop the interview, and his confession was detailed.8
II.
We first examine Cristobal‘s claim that the district court erroneously denied his motion to suppress statements made while he was in the hospital. There is no dispute that Agent Swann obtained Cristobal‘s confession after advising Cristobal of his Miranda rights. Though he was advised of his rights, and though he indicated to Agent Swann that he wished to waive those rights, Cristobal asserts 1) that his Miranda waiver was not voluntary, knowing or intelligent, see Miranda v. Arizona, 384 U.S. 436, 444 (1966), and 2) that his statements given after the waiver were involuntary and thus in violation of his Fifth Amendment right to due process. We address each contention in turn.
A.
The inquiry into whether an individual waived effectuation of the rights conveyed in the Miranda warnings has two distinct dimensions. Edwards v. Arizona, 451 U.S. 477, 482 (1981). First, the relinquishment of the right “must have been voluntary in the sense that it was the product of free and deliberate choice rather than intimidation, coercion, or deception.” Moran v. Burbine, 475 U.S. 412, 421 (1986). Second, “the waiver must have been made with a full awareness of both the nature of the right being abandoned and the consequences of the decision to abandon it. Only if the ‘totality of the circumstances surrounding the interrogation’ reveal both an uncoerced choice and the requisite level of comprehension may a court properly conclude that the Miranda rights have been waived.” Id. Cristobal insists that the totality of the circumstances demonstrates his waiver was not only involuntary, but was also not knowingly and intelligently given. After carefully reviewing the record, we find to the contrary on each assertion.
1.
Cristobal‘s statements must be suppressed if his decision to waive his Fifth Amendment privilege was involuntarily made. We engage in the same inquiry when analyzing the voluntariness of a Miranda waiver as when analyzing the voluntariness of statements under the Due Process Clause. See Colorado v. Connelly, 479 U.S. 157, 169 (1986) (“There is obviously no reason to require more in the way of a \“voluntariness\” inquiry in the Miranda waiver context than in the Fourteenth Amendment confession context.“). The test for determining whether a statement is involuntary under the Due Process Clause “is whether the defendant‘s will has been ‘overborne’ or his ‘capacity for self-determination critically impaired,‘” United States v. Pelton, 835 F.2d 1067, 1071 (4th Cir. 1987) (quoting Schneckloth v. Bustamonte, 412 U.S. 218, 225 (1973)); see also United States v. Dickerson, 530 U.S. 428, 434 (2000), because of coercive police conduct. Colorado v. Spring, 479 U.S. 564, 574 (1987). To determine whether a defendant‘s will has been overborne or his capacity for self determination critically impaired, courts must consider the “totality of the circumstances,” including the characteristics of the defendant, the setting of the interview, and the details of the interrogation. Pelton, 835 F.2d at 1071. Though an appellate court must make an independent determination on the issue of voluntariness, the district court‘s findings of fact on the circumstances surrounding the confession are to be accepted unless clearly erroneous. Id. at 1072. Our review of the record leads us to conclude that Cristobal‘s waiver was indeed voluntary. We cannot find, as Cristobal asserts, that his will was overborne by the circumstances of the hospital interrogation.
Historically, cases of gross abuse have allowed courts to easily deem certain confessions involuntary. Undoubtedly, an accused‘s will may be overborne when he or she is subjected to severe physical abuse, see Brown v. Mississippi, 297 U.S. 278 (1936), held incommunicado and questioned for over 36 hours without sleep or rest, see Ashcraft v. Tennessee, 322 U.S. 143 (1944), given “truth serums,” see Townsend v. Sain, 372 U.S. 293 (1963), or threatened with a loaded gun while wounded, see Beecher v. Alabama, 389 U.S. 35 (1967). The crucial difference between these cases and the case at hand is that Cristobal‘s waiver (and subsequent confession) was not the result of coercive police activity.
Coercive police activity is a necessary predicate to a finding that a confession is not “voluntary” within the meaning of the Due Process Clause of the Fourteenth Amendment. Connelly, 479 U.S. at 167; United States v. Braxton, 112 F.3d 777, 780 (4th Cir. 1997) (en
The fact that Cristobal had been given pain killers and narcotics such as morphine is not enough to render his waiver involuntary. In making a determination on whether one‘s will has been overborne, we certainly must take into consideration “the characteristics of the defendant.” Pelton, 835 F.2d at 1071. However, a deficient mental condition (whether the result of a pre-existing mental illness or, for example, pain killing narcotics administered after emergency treatment) is not, without more, enough to render a waiver involuntary. See Connelly, 479 U.S. at 164-65. “[W]hile mental condition is surely relevant to an individual‘s susceptibility to police coercion, mere examination of the confessant‘s state of mind can never conclude the due process inquiry.” Connelly, 479 U.S. at 165.
Because we cannot look to mental condition alone when determining the voluntariness of Cristobal‘s waiver, we must ultimately focus on the actions of the law enforcement officials to determine if police overreaching occurred in this case. We find that it did not. The evidence here does not show that law enforcement officials exploited Cristobal‘s weakened condition with coercive tactics. See Connelly, 479 U.S. at 165. Cristobal never requested not to be interviewed due to pain. See United States v. Guay, 108 F.3d 545, 550 (4th Cir. 1997). No officer harmed or threatened to harm Cristobal if he did not waive his rights and answer Agent Swann‘s questions. In fact, Agent Swann did not pressure Cristobal in any way to waive his rights. Rather, Agent Swann was careful to 1) ensure that Cristobal was alert before speaking with him, 2) introduce himself to Cristobal and advise Cristobal of the nature of the investigation, 3) read Cristobal his Miranda rights, and 4) make sure, even after the waiver, that Cristobal was in fact a willing participant. While there were other agents in the hospital room at the time of the interview (taking notes or serving as guard), no other agents engaged in conversation with Cristobal. This is simply not a case where law enforcement has attempted to “wring[ ] a confession [or Miranda waiver] out of an accused against his will.” Blackburn v. Alabama, 361 U.S. 199, 206-07 (1960).9
2.
Because a waiver may very well have been voluntary (that is, uncoerced) and yet given without a knowing and intelligent waiver of Miranda rights, see Moran v. Burbine, 475 U.S. at 421, it is not enough for us to find that Cristobal voluntarily waived his rights. We must also determine whether the waiver was knowing and intelligent. Unlike the issue of voluntariness, police overreaching (coercion) is not a prerequisite for finding that a waiver was not knowing and intelligently made. Id.; see United States v. Bradshaw, 935 F.2d 295, 299 (D.C. Cir. 1991).
Reviewing the totality of the circumstances, we find that Cristobal understood he had the right to remain silent and that anything he said could be used as evidence against him. See Colorado v. Spring, 479 U.S. 564, 574 (1987). As the district court found, though Cristobal was born in Cuba, he was equally capable in English and Spanish. Cristobal‘s ability to understand his rights was not hindered in any way by the fact that English was his second language. The evidence also showed that Cristobal had been Mirandized on at least one other occasion.
Because we find no coercive police activity (and thus the waiver was voluntary), it is in our inquiry into whether Cristobal‘s waiver was knowing and intelligent that his mental condition due to the pain killers and narcotics is the most relevant. Pain, on its own, will generally not suffice to render a waiver invalid. However, we recognize that there are situations where, after receiving certain painkillers and other narcotics, a person might be incapable of making a reasoned decision to abandon his or her rights.
Unfortunately for Cristobal, nothing in the record indicates that he was incapable of giving a knowing and intelligent waiver of his rights. The record merely evidences the amount of medication Cristobal received, it does not establish the medication‘s effect on Cristobal. As such, we cannot speculate whether the amounts given to Cristobal could have affected his judgment or rendered him incapable of making an informed decision or incapable of thinking rationally.
There simply is no evidence that the drugs had an adverse effect on Cristobal‘s ability to think rationally. To the contrary, the uncontroverted medical testimony before us indicates that Cristobal was alert and coherent at the time of the interview. Medical records indicating that a suspect had been given narcotics, with no supporting evidence as to the effects of those narcotics (on the individual or even in general) are not sufficient to render a waiver of Miranda rights unknowing or unintelligent. Were we to find Cristobal‘s waiver not knowing and intelligent based on these facts and with no evidence of the effects of the medication on him, we would essentially be stating that whenever a defendant can show that he was given medication, his Miranda waiver was per se ineffective. This is a step we are quite unwilling to take.10 Accordingly, the district
B.
In addition to arguing that his waiver was invalid, Cristobal also asserts that his statements, all given after the waiver, were involuntary under the Fifth Amendment, which guarantees that “[n]o person . . . shall be compelled in any criminal case to be a witness against himself . . . without due process of law.”
Cristobal relies heavily on Mincey v. Arizona, 437 U.S. 385 (1978), where the Supreme Court found a hospital confession was involuntarily given. This, however, is not a case where the circumstances of a hospital interview necessitate a finding of involuntariness. Mincey is easily distinguished.
In Mincey, the “barely conscious” suspect, “depressed almost to the point of coma,” expressed his wish not to be interrogated without a lawyer on numerous occasions. Mincey, 437 U.S. at 399 (emphasis added). Many of Mincey‘s answers were unresponsive, and he complained to the officer interrogating him that he was confused and unable to think. Id. at 400. Despite Mincey‘s “entreaties to be let alone,” the officer only ceased the interrogation during intervals when Mincey lost consciousness. Id. at 401. The Court found that Mincey‘s statements were “not the product of his free and rational choice,” and that his will was “simply overborne.” Id. at 401-02.
Here, the record clearly reflects that Cristobal waived his Miranda rights before any questioning began. After his waiver, Cristobal never asked for the questioning to stop. He never indicated a desire not to confess. No agent harmed or threatened to harm Cristobal if he did not answer their questions. He was not purposely held incommunicado or in seclusion, and he was not subjected to continuous and unrelenting questioning. See United States v. Van Metre, 150 F.3d 339, 348 (4th Cir. 1998). Unlike the suspect in Mincey, Cristobal‘s answers to questions were lucid and in fact very detailed. Cristobal explained, among other things, how he had constructed the explosive devices, what materials he used, and the order in which he placed the explosive devices in the various locations. He explained where he had been and what he had been doing in the time between the bombings and his apprehension, and he informed Agent Swann about the manner in which he had obtained the other weapons he possessed while under the crawl space in the church. Though it was obvious to the officers that Cristobal was in pain, he did not slur his words during the interview, he never lapsed into unconsciousness, nodded off or went to sleep. When asked, on more than one occasion, how he was feeling and whether he wanted to continue, he responded that he wished to continue the interview. During the interview, Cristobal appeared to the agents to be contrite and anxious to respond to questions to explain what had happened and why. For all these reasons, we find that Cristobal‘s confession was indeed voluntary. The district
III.
Cristobal next argues that the district court, acting as fact finder, erred in rejecting his insanity defense. Under the Insanity Defense Reform Act of 1984, a defendant who raises the affirmative defense of insanity has the burden of proving, by clear and convincing evidence, that at the time of the offense, he was unable to appreciate the nature and quality or the wrongfulness of his acts because of a severe mental disease or defect. See
In this case, two qualified psychiatrists examined Cristobal and arrived at differing opinions. Both testified at trial. Dr. Artigues, for the government, concluded that Cristobal was not suffering from any severe mental disease or defect at the time of the alleged offense. On the other hand, Dr. Giorgi-Guarnieri, for the defense, testified that Cristobal was suffering from a major depressive episode with psy-chotic features. However, Dr. Giorgi-Guarnieri conceded that individuals suffering from severe depressed episodes with psychotic features are not always incapable of understanding the nature of their acts. The district court made note of this concession when it rejected Cristobal‘s insanity defense at the close of the evidence. The court explained that insufficient evidence existed to show that Cristobal “was unable to understand what he was doing.” In making this determination, the district judge credited Dr. Artigues’ opinion, noting that she had examined Cristobal for over twenty hours.11 Assessing and evaluating the strength and weaknesses of two experts’ conflicting testimonies is a task particularly within the fact finder‘s province, and here the district judge was not clearly erroneous in finding that Cristobal did not prove insanity by clear and convincing evidence. See United States v. Freeman, 804 F.2d 1574, 1577 (11th Cir. 1986).
IV.
Cristobal further asserts that we should reverse two of his convictions for violations of
beyond a reasonable doubt.13 See Glasser v. United States, 315 U.S. 60, 80 (1942).
Victims David Haston and Joseph Michael did not own the pickup trucks they were driving when the explosive devices set by Cristobal detonated. Rather, both vehicles were owned by commercial businesses.14 Both businesses held title to the vehicles and were responsible for insurance on the vehicles. Not only were the vehicles owned by commercial businesses, the evidence established that those businesses were clearly engaged in interstate commerce.15
Despite this apparent connection to interstate commerce, Cristobal argues that the primary function of both vehicles was in fact for personal rather than business use. In support of this argument, Cristobal notes that both Haston and Michael testified that they primarily used the trucks to drive to and from work. Additionally, Cristobal points us to Michael‘s statements that he had on occasion used his pickup truck to transport his children and for other recreational purposes.
Cristobal attempts to rely on the Supreme Court‘s recent decision in Jones v. United States, 529 U.S. 848 (2000), where the Court held that
In Jones, the Court found that a house, used solely as a private residence for “everyday family living,” and not used for any commercial purposes does not qualify as property “used in” commerce or “used in” commerce affecting activity. Id. (emphasis added). Jones established a two-part inquiry to determine whether a building (or property) fits within the strictures of
Here, the evidence shows that the primary function of both pickup trucks was to transport Haston and Michael to and from their work.16 As such, both pickup trucks were clearly used for the purpose of
advancing and promoting the business of HyTech and Colonial Iron Works, commercial entities that dealt in interstate commerce.17 Hence, the evidence sufficiently established that the vehicles specified in counts 9 and 14 were used in activities affecting interstate commerce, and not used merely for private purposes. The company trucks were actively employed for commercial purposes, with more than a passive, passing or past connection to commerce. See Jones, 529 U.S. at 855.
V.
Lastly, Cristobal contends that his enhanced sentences for counts 5, 10 and 15 under
A.
Apprendi held that “[o]ther than the fact of a prior conviction, any fact that
B.
Furthermore, notwithstanding the fact that the enhancements under
In the alternative, Cristobal argues that
VI.
Accordingly, we affirm all aspects of Cristobal‘s conviction and sentence.
AFFIRMED
Notes
J.A. 119-20 (cross-out in original).I will kill Jack Fred Dave and Reggi
first Fred and Jack Dave
then I‘m going to Jacksonville kill Reggi
and then I will be back and kill Jack Rick and Glen.
Whoever maliciously damages or destroys, or attempts to damage or destroy, by means of fire or an explosive, any building, vehicle, or other real or personal property used in interstate or foreign commerce or in any activity affecting interstate commerce shall be imprisoned for not less than 5 years and not more than 20 years.
The fact that Michael did not visit a hospital immediately following the incident does not preclude a finding that he sustained personal injury. The record indicates that Michael‘s legs were sore from the blast, he experienced severe headaches, was diagnosed with a concussion, and saw several other doctors about his headaches.
The second pickup truck, driven by Joseph Michael, was owned by Colonial Iron Works, Inc. Michael is, in fact, the president and owner of Colonial Iron Works, a small company that assembles and sells iron railings. The railings are sold in Virginia, but, like HyTech, Colonial Iron works purchases most of its component parts from out of state.
The district judge (as fact finder) found Cristobal guilty of possessing an SKS assault rifle on February 24, 2000, during and in relation to a crime of violence (Count 5), and guilty of possessing two improvised explosive devices (placed under the vehicles driven by Michael and Haston) on February 7, 2000, during and in relation to a crime of violence (Counts 10 and 15). Counts 5, 10, and 15 were correctly recognized as second or subsequentIn the case of a second or subsequent conviction under this subsection, the person shall —
(i) be sentenced to a term of imprisonment of not less than 25 years; and
(ii) if the firearm involved is a machine gun or a destructive device, or is equipped with a firearm silencer or firearm muffler, be sentenced to imprisonment for life.
