UNITED STATES of America, Plaintiff-Appellee v. Cloist JIMISON, Jr., Defendant-Appellant.
No. 15-60281
United States Court of Appeals, Fifth Circuit.
Filed June 8, 2016
825 F.3d 260
Michael L. Scott, Esq., Thomas Creagher Turner, Jr., Esq., Federal Public Defender‘s Office, Southern District of Mississippi, Jackson, MS, for Defendant-Appellant.
Before STEWART, Chief Judge, and OWEN and COSTA, Circuit Judges.
GREGG COSTA, Circuit Judge:
Defendants in supervised release revocation proceedings have a qualified right to confront witnesses. Unlike a defendant‘s Sixth Amendment right “to be confronted with the witnesses” testifying
I.
Jimison was convicted of being a felon in possession of a firearm and served a 51-month term of imprisonment. Two years into his supervised release term that followed, the Government sought revocation based on a series of alleged violations of his release conditions. Jimison admitted to ten Grade C violations, mostly involving positive drug tests and failure to properly report to his probation officer, and denied three alleged Grade A violаtions. These more serious violations concerned illegal and counterfeit drug sales. They were based on three Mississippi state court indictments, but Jimison had not been tried or arrested on any of the charges.
The only evidence regarding the drug transactions presented at the revоcation hearing was testimony from Special Agent Dodder of the Mississippi Bureau. Dodder testified that Jimison sold drugs to a confidential informant in three controlled buys. Dodder did not personally witness the drug deals, but said that he had seen a video recording, and had been involved with the investigation. He did not remember a number of facts about the drug buys, including whether Dodder was present when the informant set up the buys, where exactly they took place, or how far away he and other agents were during the deals. No audio or video recording was presented to the court nor made available to Jimison. Dodder also testified about showing the confidential informant a photo lineup from which he said the informant identified Jimison as the person who sold him drugs.
Jimison‘s attorney objected on confrontation grounds to Dodder‘s testimony about events he did not observe and the denial of аn opportunity to cross examine the confidential informant. Without specifically ruling on the right to confrontation objection, the district court “note[d] the grand jury indictments, but particularly the audio and video evidence that ha[d] been testified about, and ... conclude[d] that the government ha[d] met its burden to prove these three violations by a preponderance of the evidence.” The district court did not make a specific finding as to good cause to allow Agent Dodder‘s hearsay testimony.
The district court‘s finding that Jimison had committed Grade A violations triggered mandatory revocation of supervised release.
II.
A claim that the district court violated a defendant‘s right to confrontation in a revocation proceeding is reviewed de novo, subject to harmless error analysis. Minnitt, 617 F.3d at 332.
In determining the scope of the right to confrontation at revocation hearings, we follow Supreme Court precedent addressing that right in the similar context of parole proceedings. United States v. Grandlund, 71 F.3d 507, 510 n.5 (5th Cir. 1995) (“The same due process rights granted to those facing revocation of parole are required for those facing revocation of supervised release.“). The confrontation right in these nontrial proceedings that nonetheless may result in a deprivation of the dеfendant‘s liberty is governed by the Due Process Clause. See Morrissey v. Brewer, 408 U.S. 471, 481-82 (1972) (establishing due process rights of parolees in revocation hearings). As with other due process inquiries, a balancing approach is used to determine whether the right to confront witnesses at revocation proceеdings is violated. Id. at 481 (noting that “due process is flexible and calls for such procedural protections as the particular situation demands“). Thus unlike the Sixth Amendment‘s unconditional right to confront witnesses at trial, “the hearing officer [may] specifically find[ ] good cause for not allowing confrontаtion” at a revocation hearing. Id. at 489. Determining whether good cause exists requires “weigh[ing] the defendant‘s interest in confrontation of a particular witness against the Government‘s proffered reasons for pretermitting the confrontation.” Minnitt, 617 F.3d at 333. We have held that a district court is required to makе “an explicit, specific finding of good cause” for not allowing confrontation of a particular witness. Grandlund, 71 F.3d at 510 n.6; see also Minnitt, 617 F.3d at 333 (noting that a finding of good cause in the record is required).
With these principles in mind, we first consider whether the testimony at the revocation hearing implicated Jimison‘s right to confrоnt witnesses testifying against him. Much of Dodder‘s testimony was offering out-of-court statements of the informant. Most significant is Dodder relaying that the confidential informant picked Jimison‘s picture out of a photo lineup. See
Even after defense counsel raised an objection based on confrontation
Jimison had a strong interest in questioning the informant. Dodder‘s testimony was the only evidence offered in court to prove the Grade A violations. Three aspects of that testimony purportedly identified Jimison as the drug dealer: statements from the informant, the informant‘s out-of-court identification, and the video recording.2 Only the final topic on that list does not give rise to a confrontation right. Although a video recording ordinarily is at the top of the evidentiary food chain,3 that was not the case here. The video itself was not introduced. And Dodder had nоt viewed the video in over a year. Not surprisingly, his recollection about what the video showed was hazy. When asked details like the location of the buys or whether the informant approached Jimison, Dodder responded that he did not remember. Most significantly, at no point in his testimony did Doddеr state that he identified Jimison from the video. The crucial fact of Jimison‘s identify was thus based entirely on hearsay evidence, and almost surely had a significant effect on the court‘s ruling. And all this should be considered in the context of the heightened interest in confrontation that a defendant has when facing violations like the ones here that result in mandatory revocation. See id.
We next consider the Government‘s side of the due process inquiry. Though it did not specify any reason for not having the informant testify, the reluctance to call such witnesses is well known.4 But without any details about a nеed to keep the identity of this particular informant confidential, we are unable to infer a strong interest on the Government‘s part. Assuming that Jimison was dealing to the informant as the Government contends, Jimison would likely already know the identity of the informant after entering into three transactions with him. And аny testimony at the revocation hearing could be sealed to prevent further public disclosure. Indeed, we have previously indicated that hearsay testimony from a confidential informant
We have also recognized that the government may prevail in the balancing inquiry when the hearsay testimony has strong indicia of reliability. Id. at 223 (“The reliability of the hearsay is an important consideration in determining whether sufficient good cause exists to forego confrontation.“). This is the reason we have repeatedly found a district court‘s failure to make a good cause finding harmless when the hearsay evidence related to laboratory drug tests. See Minnitt, 617 F.3d at 334-35; McCormick, 54 F.3d at 222-26; Grandlund, 71 F.3d at 510-11; United States v. Kindred, 918 F.2d 485, 487 (5th Cir.1990); see also United States v. Justice, 430 Fed.Appx. 274, 277-78 (5th Cir. 2011) (discussing the significance of scientific evidence versus testimony in which credibility is more at issuе). In such cases, we have noted that the need to cross examine is less substantial because there are other ways to impeach scientific evidence, McCormick, 54 F.3d at 222-23, and as regular business records, lab reports bear a “substantial indicia of reliability,” id. at 223. Absent any reason to doubt the tests used in a defendant‘s case, we have rejected appeals challenging the hearsay recounting of lab results in revocation proceedings. See, e.g., Kindred, 918 F.2d at 487 (holding that there was no violation in Government‘s use of urinalysis test where defendant did not contest either the allegations of drug usе or the accuracy of the test). Indeed, Dodder also testified about lab results in Jimison‘s case, but Jimison does not cite those as the statements on which he wanted a right to confront the declarant.
Instead, he focuses on the testimony identifying him as the seller, which involves the “credibility choiсe” between the declarant and the supervisee for which the interest in allowing confrontation is more significant. See Justice, 430 Fed.Appx. at 278. We therefore have often found that good cause is lacking in cases in which the supervisee was denied the opportunity to examine eyewitnesses to the underlying allegations. See id. at 278-79; McBride v. Johnson, 118 F.3d 432, 438-39 (5th Cir. 1997); Farrish v. Miss. State Parole Bd., 836 F.2d 969, 978 (5th Cir. 1988). We have further noted that allowing such testimony through a police officer can be particularly damaging in light of an officer‘s perceived credibility. Farrish, 836 F.2d at 978. And, even in the world of eyewitness testimony where credibility is paramount, concern over the credibility of infоrmants has given rise to a whole body of case law. See, e.g., Illinois v. Gates, 462 U.S. 213, 232-35 (1983) (discussing factors relevant to whether an informant‘s tips are credible). So have issues concerning the reliability of out-of-court identifications. See, e.g., Manson v. Brathwaite, 432 U.S. 98, 114 (1977) (“[R]eliability is the linchpin in determining the admissibility of identification testimony ... “); United States v. Moody, 564 F.3d 754, 762-63 (5th Cir. 2009) (listing five factors courts consider in assessing the likelihood of misidentification). And Dodder did not give testimony about facts that might have alleviated concerns about the informant‘s reliability, including how many arrests the informant had helped secure, the benefits he received, and if he continued to be an informаnt after Jimison‘s case. On the scale of inherent reliability, the hearsay testimony in this case thus lies far away from lab reports.
In light of Jimison‘s substantial interest in confrontation, the lack of record
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We VACATE the revocation of supervised release and subsequent sentence, and REMAND for a new hеaring.