UNITED STATES OF AMERICA, Plaintiff - Appellee, v. RONALD BENTON, Defendant - Appellant.
No. 20-6023
UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT
February 23, 2021
PUBLISH. FILED United States Court of Appeals Tenth Circuit. Christopher M. Wolpert, Clerk of Court. Appeal from the United States District Court for the Western District of Oklahoma (D.C. No. 5:18-CR-00306-SLP-1)
Wilson D. McGarry, Assistant United States Attorney (Timothy J. Downing, United States Attorney, with him on the brief), Oklahoma City, Oklahoma, for Plaintiff – Appellee.
Before McHUGH, KELLY, and EID, Circuit Judges.
McHUGH, Circuit Judge.
A jury found defendant-appellant Ronald Benton guilty of one count of possession of a firearm by a person convicted of a misdemeanor crime of domestic violence, in violation of
We reject Mr. Benton‘s interpretation of Rehaif and hold that in a prosecution under
I. BACKGROUND
A. Factual History
In May of 2018, Mr. Benton went to a gun store located in the Western District of Oklahoma. The manager of the store showed Mr. Benton several firearms, and Mr. Benton selected one for purchase. He returned to the store the following week and took possession of the gun.
Sometime after Mr. Benton took possession of the firearm, an FBI analyst discovered Mr. Benton had a prior domestic violence conviction. After verifying the FBI agent‘s determination, Special Agent Tim Holland, an agent with the Bureau of Alcohol, Tobacco, Firearms, and Explosives, called Mr. Benton and “advised him, hey, because of your domestic violence conviction in New Mexico, you can‘t have this firearm.” ROA, Vol. 3 at 53. Agent Holland also “advised [Mr. Benton] . . . he could return [the firearm] where he bought it or to any other licensed dealer and get his money back.” Id. Mr. Benton responded, stating, “he could possess the firearm and that he wasn‘t prohibited.” Id.; see also id. at 72 (Agent Holland‘s testimony that Mr. Benton “just flat-out said he could have the gun“).
Agent Holland then obtained a warrant to seize the gun, which he executed in June of 2018. Mr. Benton does not dispute on appeal that, at the time he possessed the firearm, he knew he had been convicted of a misdemeanor crime of domestic violence. Nor does he dispute that he knowingly possessed the firearm. See Oral Arg. at 12:24–43 (asked whether Mr. Benton challenged his knowledge that he possessed the firearm or his knowledge that he possessed the status described in
B. Procedural History
1. New Mexico Misdemeanor Domestic Violence Conviction
In April 2007, Mr. Benton was charged with one count of “Battery Against a Household Member,” under New Mexico Statute
2. Federal Proceedings
In December 2018, a grand jury issued an indictment charging Mr. Benton with one count of possession of a firearm by a person convicted of a misdemeanor crime of domestic violence, in violation of
At the time Mr. Benton pleaded guilty, the law of this circuit applied the mens rea requirement of knowledge only to the defendant‘s possession of a firearm. See, e.g., United States v. Games-Perez, 667 F.3d 1136, 1140 (10th Cir. 2012) (“Our circuit has expressly held that the only knowledge required for a
The grand jury then issued a two-count superseding indictment, followed by a second superseding indictment. As relevant here, the indictment again charged Mr. Benton with possession of a firearm by a person convicted of a misdemeanor crime of domestic violence, under
The government moved in limine to prohibit Mr. Benton from arguing to the jury that he did not know his misdemeanor domestic violence conviction made it unlawful for him to possess the firearm. Mr. Benton objected, arguing that granting the government‘s motion “would deprive him of the essence of the defense which Rehaif states it provides.” ROA, Vol. 1 at 135. The district court granted the government‘s motion, reasoning ”Rehaif requires that the defendant have knowledge of his status. Rehaif does not hold that the [g]overnment must further prove, based on the defendant‘s status, that the defendant knew he was prohibited from possessing a firearm.” Id. at 136. The district court “ma[de] clear that in granting the [g]overnment‘s Motion, [Mr. Benton] [wa]s not prohibited from arguing that he did not have knowledge of his status“—that is, he was not prohibited from arguing to the jury that he did not know he was a domestic violence
Mr. Benton thereafter submitted proposed jury instructions. He requested that the district court instruct the jury that the elements of a conviction under
After a two-day trial, the jury convicted Mr. Benton. The district court entered judgment and sentenced Mr. Benton to 6 months of home detention and 5 years of probation. Mr. Benton timely appealed.
II. DISCUSSION
Mr. Benton was convicted of possessing a firearm after having been convicted of a misdemeanor crime of domestic violence, under
When Mr. Benton pleaded guilty to violating
A. Standards of Review
This court “review[s] the jury instructions de novo and view[s] them in the context of the entire trial to determine if they accurately state the governing law and provide the jury with an accurate understanding of the relevant legal standards and factual issues in the case.” United States v. Christy, 916 F.3d 814, 854 (10th Cir. 2019) (quotation marks omitted). We review a sufficiency of the evidence claim “de novo, asking only whether taking the evidence—both direct and circumstantial, together with the reasonable inferences to be drawn therefrom—in the light most favorable to the government, a reasonable jury could find the defendant guilty beyond a reasonable doubt.” United States v. Nance, 767 F.3d 1037, 1043 (10th Cir. 2014) (quotation marks omitted).
B. Proper Interpretation of Rehaif
We reject Mr. Benton‘s proposed interpretation of Rehaif for several reasons. First, and most significantly, the Supreme Court‘s holding and reasoning in Rehaif is not consistent with the additional requirement Mr. Benton suggests, and Mr. Benton‘s
1. Supreme Court‘s Reasoning and Holding in Rehaif
a. Legal Background
In Rehaif, the government prosecuted the defendant under
In reaching its holding, the Court explained that “[w]hether a criminal statute requires the Government to prove that the defendant acted knowingly is a question of congressional intent,” and here, Congress specified the scienter requirement in the statute itself. Id. at 2195. Specifically, the text of
The term “knowingly” in
§ 924(a)(2) modifies the verb “violates” and its direct object, which in this case is§ 922(g) . The proper interpretation of the statute thus turns on what it means for a defendant to know that he has “violate[d]”§ 922(g) . . . . [Section] 922(g) makes possession of a firearm or ammunition unlawful when the following elements are satisfied: (1) a status element (in this case, “being an alien . . . illegally or unlawfully in the United States“); (2) a possession element (to “possess“); (3) a jurisdictional element (“in or affecting commerce“); and (4) a firearm element (a “firearm or ammunition“).
Id. at 2195–96. The Court stated that “[a]s ‘a matter of ordinary English grammar,’ we normally read the statutory term ‘knowingly’ as applying to all the subsequently listed elements of the crime.” Id. at 2196 (quoting Flores-Figueroa v. United States, 556 U.S. 646, 650 (2009)). Neither party argued the word “knowingly” modifies
In addition to the statutory text, the Court discussed the “basic principle that underlies the criminal law, namely, the importance of showing . . . ‘a vicious will.‘” Id. (quoting 4 W. Blackstone, COMMENTARIES ON THE LAWS OF ENGLAND 21 (1769)). The Court acknowledged “scienter‘s importance in separating wrongful from innocent acts,” id., and explained that “[a]pplying the word ‘knowingly’ to the defendant‘s status in
Ultimately, the Court in Rehaif held that “in a prosecution under
b. Application
Mr. Benton‘s proposed interpretation of Rehaif is not supported by the decision‘s holding. Insofar as Mr. Benton argues for an extension of Rehaif, his position is foreclosed by the Court‘s reasoning.
Nowhere in Rehaif does the Court hold that in a prosecution under
Mr. Benton also contends that because he did not know he was prohibited from possessing a firearm, he “had an ‘innocent state of mind,’ . . . lacked the ‘culpable mental state,’ [and] did not have the ‘vicious will’ Rehaif requires be proven to be convicted under
In sum, the Rehaif decision supports the interpretation of
2. Decisions of Our Sibling Circuits Addressing the Issue Presented
Although we reach our conclusion independently, we find support for our position in other jurisdictions. Indeed, every other Court of Appeals to have considered the question has rejected the interpretation of Rehaif Mr. Benton advances here.
The Sixth Circuit was the first to address this issue. In United States v. Bowens, 938 F.3d 790, 792 (6th Cir. 2019), the defendants were convicted under
Next, in United States v. Singh, the Ninth Circuit rejected an analogous interpretation advanced by the defendant, explaining:
The Court did not hold that the Government must also prove the defendant knew his or her status prohibited firearm ownership or possession. Such an interpretation goes against the plain language of the statute and the Supreme Court‘s textual analysis of ‘knowingly’ in
§ 924(a)(2) . Instead, [the defendant‘s] interpretation would improperly raise the scienter requirement of§ 924(a)(2) from “knowingly” to “willfully.”
Penultimately, in United States v. Johnson, the defendant challenged his conviction under
Most recently, the Eighth Circuit addressed the proper interpretation of Rehaif in United States v. Robinson, 982 F.3d 1181 (8th Cir. 2020). There, the defendant does not appear to have argued explicitly on appeal that his lack of knowledge that he was prohibited from possessing a firearm should have precluded his conviction. Nevertheless, in affirming Mr. Robinson‘s conviction, the Eighth Circuit noted that he had “claimed ignorance of applicable law” before the district court, “repeatedly explain[ing] that he thought he was allowed to possess a firearm.” Id. at 1187. The Eighth Circuit rejected this argument; citing Maez and Singh, the court stated that ”Rehaif did not alter the ‘well-known maxim that “ignorance of the law” . . . is no excuse.‘” Id. (quoting Rehaif, 139 S. Ct. at 2198).
The unanimity of our sibling circuits on this issue supports our own conclusion here, and Mr. Benton proffers no compelling basis for this court to depart from their reasoning and conclusions. See Exby-Stolley v. Bd. of Cnty. Comm‘rs, 979 F.3d 784, 810 (10th Cir. 2020) (en banc) (“[W]e are reluctant to effectively create a circuit split . . ., especially where so many circuits would be lined up against us.“); see also United States v. Thomas, 939 F.3d 1121, 1131 (10th Cir. 2019) (“[T]he greater the number of circuits that are aligned together, the more an appropriate judicial modesty should make us reluctant to reject that uniform judgment.“).
3. Other Cases Cited by Mr. Benton
Mr. Benton points to one recent decision from this circuit and four decisions of other circuits that he contends support his proposed interpretation of Rehaif. But he misconstrues each of these cases.
In United States v. Trujillo, 960 F.3d 1196 (10th Cir. 2020), this court considered an appeal from a defendant‘s conviction under
Mr. Trujillo did not advance the interpretation of Rehaif that Mr. Benton offers here. Nonetheless, Mr. Benton claims dicta in Trujillo supports his argument. According to Mr. Benton, where “the evidence of a defendant‘s knowledge of his . . . status is weak,” Trujillo, 960 F.3d at 1207, Trujillo indicates “a defendant might ‘credibly allege,’ and should be allowed to prove to the jury[,] that he did not know his status prohibited him from possessing a gun.” Aplt. Br. at 15 n.8 (quoting Trujillo, 960 F.3d at 1207). But, contrary to Mr. Benton‘s assertion, no language in Trujillo suggests a defendant should be “allowed to prove to the jury that he did not know his status prohibited him from possessing a gun.” Id. (emphasis added). Trujillo instead held simply that, post-Rehaif, lack of knowledge of one‘s status under
Rehaif and these Circuit Court cases conclude that if a defendant has a reasonable, a “plausible,” belief that his status, condition or past does not prohibit him from having a gun, then he may lack the knowledge or the scienter necessary to be found guilty under
18 U.S.C. § 922(g) . These cases insist that if a defendant does not have the requisite knowledge or belief that his status renders him legally prohibited from possessing a gun, then he cannot be found guilty.
Aplt. Br. at 18.
Mr. Benton merges the two distinct concepts of (1) the defendant‘s knowledge of his status under
Thus, each decision Mr. Benton cites is consistent with our holding today and with the other Court of Appeals decisions discussed in this opinion. And none supports his position in this appeal.
We reject Mr. Benton‘s proposed interpretation of Rehaif and join our sibling circuits in holding that, in a prosecution under
C. Jury Instructions and Sufficiency of the Evidence
Mr. Benton‘s jury-instructions and sufficiency-of-the-evidence arguments depend for their success upon this court‘s acceptance of his interpretation of Rehaif. Specifically, Mr. Benton argues that the district court erred in instructing the jury because its instructions “eliminate[d] the Rehaif element that a [defendant] know, that he understand that his status prevents him from possessing a firearm.” Aplt. Br. at 28. Similarly, he argues the government failed to present sufficient evidence that he knew he was prohibited from possessing a firearm. Because we reject Mr. Benton‘s interpretation of Rehaif as imposing this additional element, we likewise reject these derivative challenges.6
III. CONCLUSION
We AFFIRM Mr. Benton‘s conviction.
McHUGH
Circuit Judge
