UNITED STATES of America, Appellee, v. Darrell BENNETT, also known as Sealed Defendant 1, Defendant-Appellant
Docket No. 15-0024-cr
United States Court of Appeals, Second Circuit.
Argued: April 28, 2016; Decided: October 6, 2016; Amended: October 7, 2016
837 F.3d 153
Eun Young Choi (Adam S. Hickey, on the brief), Assistant U.S. Attorneys, for, Preet Bharara, United States Attorney for the Southern District of New York, New York, New York, for Appellee
Before: WALKER, CALABRESI, and HALL, Circuit Judges.
CALABRESI, Circuit Judge:
OPINION
Defendant Darrell Bennett appeals his sentence of 84 months’ imprisonment entered in the United States District Court for the Southern District of New York (Sullivan, J.) after he pled guilty to one count of possession of child pornography under
BACKGROUND
Bennett pled guilty to an information charging him with one count of possession of child pornography under
The Offense Conduct. On February 22, 2013, DHS agents executed a warrant to search Bennett‘s Manhattan apartment for child pornography. The agents seized Bennett‘s computer, which was later found to contain 208 still images of child pornography and approximately 79 videos of child pornography. These images and videos included graphic depictions of adult men engaging in oral and anal intercourse with prepubescent boys. Forensic analysis of Bennett‘s computer also established that he had shared his password approximately 221 times with approximately 174 different users on GigaTribe.
In many cases, Bennett shared his password with other users in exchange for their passwords (password-for-password, or “pass-for-pass” exchanges). For instance, Bennett engaged in one such exchange with another user:
[Bennett]: whats up?
[Bennett]: im in teens boys and stuff.
[Bennett]: what about u
[Other User]: 3 to 15 b//b, m//b b//g1
[Other User]: pass for pass?
[Bennett]: yea
[Bennett]: mine is fun
[Other User]: lol
[Other User]: mine is; FFK25
[Bennett]: cool
...
[Bennett]: im trying to download but its not starting
[Other User]: because I have a huge amounts of people in que as I have possibly too many files. . .sorry. . .be patient s I rarely go offline
[Bennett]: ok cool
1:14-cr-203-l Doc. 29, Ex. D, at 4. Bennett traded passwords with users on other occasions, such as:
[Other User]: wanna trade passes?
[Bennett]: yea
[Bennett]: mine is fun
[Bennett]: whats yours
[Other User]: thanks
[Other User]: t
Id. at 3. And:
[Other User]: would be interested in trading passes if you are
[Bennett]: yea I am
[Bennett]: yea
[Bennett]: mine is fun
[Other User]: mines [ ]
[Other User]: thanks for that
[Bennett]: thanks
Id. at 9.
Bennett was arrested and charged with the receipt and distribution of child pornography, in violation of
The PSR. The Presentence Report (“PSR“) prepared by the Probation Office determined the Guidelines range to be 97 months’ to 120 months’ imprisonment. In calculating this range, the PSR found that the base offense level was 18 and applied the following sentencing enhancements: (1) a two-level increase because Bennett possessed pornography that “involved a prepubescent minor or a minor who had not attained the age of 12 years“; (2) a two-level increase because the offense involved “distribution other than distribution described in subsections A through E” of
The total offense level of 30, together with Bennett‘s criminal history category of I, resulted in a Guidelines range of 97 months’ to 121 months’ imprisonment. But, because the Guidelines-range maximum was limited by the statutory maximum of 120 months’ imprisonment, the Probation Office found that the Guidelines counseled a term of imprisonment of 97 to 120 months.
The PSR also detailed Bennett‘s difficult upbringing. His father physically abused his mother and frequently took Bennett, from about the age of five, to brothels, strip clubs and sex shops in Baltimore. Although Bennett‘s mother left his father when Bennett was five years old, Bennett continued to see his father after the divorce. This typically occurred while his father was in the company of women or
After finishing law school, during a period of depression, he began to use GigaTribe to view a broad range of pornography, including bestiality, group sex, and child pornography. On this basis, Bennett‘s psychiatric expert concluded that his interest in child pornography was not a product of a real predilection for minors but rather was “borne out of his own experiences with childhood sexual behavior and represents an unresolved psychological matter that can be addressed through psychotherapy.” PSR ¶ 71.
Despite this troubled—and, specifically, sexually troubled—background, Bennett was tremendously successful. After high school, Bennett attended Morehouse College, from which he graduated as valedictorian. He then went to the Harvard Law School, graduating in 2010 as a Class Marshal. Bennett was, however, unable to find a legal job after graduating from law school and became severely depressed as a result. He briefly sought treatment at Harlem Hospital, where he was diagnosed with depression and bipolar disorder with manic depression and schizophrenia and was prescribed Seroquel for insomnia. Bennett did find a job as an adjunct professor of criminal justice at ASA College in Brooklyn, where he worked from early 2011 until late 2013. He then began work as a substitute and adjunct professor at Borough of Manhattan Community College. This job continued until his sentencing.
The PSR ultimately recommended a Guidelines sentence of 97 months’ imprisonment. This was based, in part, on skepticism toward the conclusions of Bennett‘s psychiatric expert that Bennett was not sexually attracted to minors and should not be diagnosed with pedophilia. The recommendation also demonstrated the “serious concerns [of the Probation Office] about [Bennett‘s] risk to re-offend and his ability to be safely managed in the community.” Id. at 23.
The Sentencing Submissions. On December 5, 2014, Bennett submitted a sentencing letter that requested a sentence of three years’ probation. The submission argued that this sentence was appropriate given (1) Bennett‘s unusual promise and success, especially in light of his childhood, (2) Bennett‘s traumatic sexual history, which suggested that Bennett did not pose any danger to the community, and (3) Bennett‘s abstention from viewing child pornography after his computer had been seized by agents in February 2013. On this basis, Bennett, and the expert who supported his submission, argued that he was “an excellent candidate for supervision, treatment and rehabilitation.” App. 108. Bennett did not challenge the PSR‘s calculation of his Guidelines range.
On December 12, 2014, the Government, in its own sentencing submission, agreed that a below-Guidelines sentence was appropriate for essentially the same reasons advanced by Bennett, but asked for a “significant incarceratory sentence” given the seriousness of the offense conduct. App. 185. Moreover, as to the calculation of the Guidelines range, the Government argued that a five-level enhancement under
The Sentencing. Bennett was sentenced by the District Court on December 19, 2014. After summarizing the materials received and confirming that there were no objections to the facts presented in the PSR, the District Court turned to the calculation of the Guidelines range. In particular, the District Court found that Bennett‘s interactions with users on the site—where there was an “exchange of passwords, after a brief exchange as to the interests of the users,” App. 231—warranted the imposition of the five-level enhancement under
There‘s no dispute that Mr. Bennett is in Criminal History Category I, so according to the guidelines, the range is 135 to 168, That‘s about 11 years to 14 years or so. So 11 to 14 years, which is a long time.
App. 232.
After hearing argument from Bennett and the Government, the District Court went on to impose sentence:
The maximum here is ten, the guidelines are 11 to 14. I‘m not moved by that. I think it‘s worth noting just because I‘m required to note it, but from the moment I read the facts of this case, it seemed to me that eight to ten is not inappropriate, 11 to 14 is not inappropriate. It‘s not that I‘m callous, it‘s not that I have no sense as to what that time means to a young man like you who has so much promise, but it‘s that the penalty has to send a message of moral outrage and a message of conviction that children matter.
So, look, I have to credit the goodness in you. The fact that I don‘t think you‘re a predator, you are distinguishable from many other defendants who are charged with crimes like this, I‘m prepared to come down below the guidelines, down below the statutory maximum of ten, which would be within the guidelines range, but it seems to me that a sentence of seven years is as low as I can go without insulting the victims in this crime.
App. 281. The District Court then imposed a sentence of seven years’ incarceration, to be followed by five years of supervised release. The District Court also ordered special assessment of $100.
Bennett appealed.
DISCUSSION
Bennett‘s principal contention on appeal is that the District Court erred in applying a five-level enhancement for distribution “for the receipt, or expectation of receipt, of a thing of value” under
A.
We review sentences using a “deferential abuse-of-discretion standard.” United States v. Cavera, 550 F.3d 180, 189 (2d Cir. 2008) (en banc) (internal quotation marks omitted). This review has both procedural and substantive components. Id. First, we scrutinize whether the District Court has committed “significant proce-
Bennett did not challenge the calculation of the Guidelines range under
B.
Bennett contends that the District Court erred in applying the five-level increase under
If a defendant‘s conduct involves distribution not for the “receipt, or expectation of receipt, of a thing of value,” and does not otherwise implicate any of the other forms of aggravated distribution enumerated in
We have not addressed whether the use of file-sharing technology can trigger the enhancement under
We decline to adopt the reasoning of those courts that have found that any use of file sharing triggers the five-level enhancement. Some individuals undoubtedly use file-sharing software to engage in exchanges of illicit pornographic material. Cf. Groce, 784 F.3d at 294 (“By using this software as Groce has, the user agrees to distribute the child pornography on his computer in exchange for additional child pornography.“). But individuals need not utilize file sharing as a bargaining platform. Indeed, as the Eleventh Circuit has recognized, “[f]ile-sharing programs exist to promote free access to information” and “[generally . . . do not operate as a forum for bartering.” Spriggs, 666 F.3d at 1288. And, as a technological matter, file-sharing programs facilitate either approach; individuals may or may not restrict access to their files through password protection and, even if they do maintain a password, nothing restrains them from making their password generally available as a gift as opposed to as consideration in an exchange.
That many, or perhaps even most, GigaTribe users interact with this service in one way does not imply that other uses should be ignored in evaluating the applicability of the enhancement. Thus, “[a]lthough a defendant may share files on a file-sharing network with the expectation of receiving other users’ files in return, this is not necessarily true in every case.” Hernandez, 795 F.3d at 1165 (quoting Geiner, 498 F.3d at 1111).
Nevertheless, we conclude that Bennett‘s conduct in the case before us warrants application of the
Accordingly, for the enhancement to apply, the Government must advance specific, individualized evidence that Bennett provided access to his collection of child pornography to another user with the expectation that that user would provide similar access to other child-pornography files. That standard is plainly met here.
Bennett repeatedly engaged in “pass-for-pass” exchanges, in which he provided his password to another user with the expectation of receiving the other user‘s password. Indeed, in one exchange (relied upon by the District Court) Bennett and another user expressly discussed their pornography preferences before agreeing to provide each other access to their child-pornography files. Then, upon having trouble downloading the other user‘s pornography, Bennett complained of not having received his bargained-for material. And, we agree with the District Court that “[t]his exchange of passwords, after a brief exchange as to the interests of the users, would seem to be exactly what [Section 2G2.2(b)(3)(B) cmt. n.1] has in mind.” App. 231. Moreover, although the discussions surrounding Bennett‘s other exchanges were perhaps not as fulsome, each nevertheless constituted a separate quid pro quo—I‘ll give you my password (and therefore access to my child pornography) if you give me yours—that was understood by Bennett to involve an exchange of child pornography and carried out as such. Thus, Bennett, in carrying out each of these exchanges, did expect to receive access to these individuals’ child pornography files in exchange for his own files.
We conclude that the District Court properly applied a five-level enhancement for distribution for “the receipt, or expectation of receipt, of a thing of value, but not for pecuniary gain” under
C.
The District Court, however, erred in calculating Bennett‘s Guidelines range in another respect. It failed to take into account the effect of the statutory maximum on the Guidelines as required by
Here, the District Court made the same error. In calculating the Guidelines range, it specifically stated that “the range is 135 to 168. That‘s about 11 years to 14 years or so. So 11 to 14 years, which is a long time.” App. 232. It then continued to make reference to the Guidelines range as being 11 to 14 years’ imprisonment. App. 281 (“The maximum here is ten, the guidelines are 11 to 14. . . . [F]rom the moment I read the facts of this case, it seemed to me that eight to ten is not inappropriate, 11 to 14 is not inappropriate.“). The District Court never corrected this error by indicating that the statutory maximum and the Guidelines range (both the minimum and the maximum) were the same: ten years. Accordingly, the District Court plainly erred in its calculation of the Guidelines range.7
Moreover, the District Court‘s error affected Bennett‘s substantial rights. As the Supreme Court recently recognized, “[i]n most cases a defendant who has shown that the district court mistakenly deemed applicable an incorrect, higher Guidelines
Here, the miscalculated Guidelines range may well have anchored the District Court‘s thinking as to what an appropriate sentence would be. Thus, even though the District Court asserted it was “not moved by” the Guidelines, it returned multiple times to the “11 to 14” range in framing its choice of a seven-year below-Guidelines sentence. App. 281. And, to the extent that the District Court concluded that this sentence was necessary “to send a message of moral outrage,” id. the strength of such a message is necessarily reflective of the Guidelines range, which, itself, “is based on the seriousness of a defendant‘s offense,” Molina-Martinez, 136 S. Ct. at 1342.
In these circumstances, and given the less stringent application of the plain-error standard in sentencing, Gamez, 577 F.3d at 397, we hold that the District Court‘s error affected Bennett‘s substantial rights and seriously affected the fairness of the judicial proceedings. See Molina-Martinez, 136 S. Ct. at 1343. Bennett therefore has met the requirements of plain error review.9
CONCLUSION
The District Court properly applied the five-level enhancement under
Cheryl SMITH, Plaintiff-Appellant,
v.
Notes
First, Bennett argues that the District Court “disagreed with Dorvee[ ] . . . and refused to follow it” in sentencing him to seven years’ imprisonment. Reply Br. 10. Bennett‘s argument here, however, boils down to an assertion that his sentence was simply too long for an offender who is “not a pedophile and is unlikely to reoffend, and who holds an advanced education with unusual promise for the future. . . .” Id. 6. Whether or not this is true, however, Bennett‘s claim essentially is that his sentence is substantively unreasonable in light of Dorvee, a claim that we do not reach for reasons mentioned in footnote 9, infra.
Second, Bennett claims that the District Court erred by taking into consideration the fact that Bennett‘s offense conduct could have supported a charge under
I‘m prepared to come down below the guidelines, down below the statutory maximum of ten, which would be within the guidelines range. . . .
Oral Arg. Recording at 1:39:30-:48:00 (quoting App. 281 (emphasis added)). The Government contends that the clause “which would be within the guidelines range” should be read to equate the Guidelines range and the statutory maximum. This interpretation of the statement, however, is dubious. The statutory maximum would not be within the Guidelines “range” if the District Court had calculated the Guidelines sentence correctly. That maximum would be the Guidelines.
