UNION PACIFIC RAILROAD CO. v. BROTHERHOOD OF LOCOMOTIVE ENGINEERS AND TRAINMEN GENERAL COMMITTEE OF ADJUSTMENT, CENTRAL REGION
No. 08-604
SUPREME COURT OF THE UNITED STATES
Argued October 7, 2009—Decided December 8, 2009
558 U.S. 67
GINSBURG, J., delivered the opinion for a unanimous Court.
Thomas H. Geoghegan argued the cause and filed a brief for respondent.*
*Peter Buscemi, Harry A. Rissetto, Jonathan C. Fritts, and Joanna L. Moorhead filed a brief for the National Railway Labor Conference et al. as amici curiae urging reversal.
Briefs of amici curiae urging affirmance were filed for the American Federation of Labor and Congress of Industrial Organizations by Jonathan P. Hiatt, James B. Coppess, and Laurence Gold; and for the Brotherhood of Locomotive Engineers and Trainmen, National Division, by Harold A. Ross.
JUSTICE GINSBURG delivered the opinion of the Court.
“It is most true that this Court will not take jurisdiction if it should not,” Chief Justice Marshall famously wrote, “but it is equally true, that it must take jurisdiction if it should. . . . We have no more right to decline the exercise of jurisdiction which is given, than to usurp that which is not given.” Cohens v. Virginia, 6 Wheat. 264, 404 (1821); see Marshall v. Marshall, 547 U. S. 293, 298-299 (2006). While Chief Justice Marshall‘s statement bears “fine tuning,” there is surely a starting presumption that when jurisdiction is conferred, a court may not decline to exercise it. See R. Fallon, J. Manning, D. Meltzer, & D. Shapiro, Hart & Wechsler‘s The Federal Courts and the Federal System 1061-1062 (6th ed. 2009). The general rule applicable to courts also holds for administrative agencies directed by Congress to adjudicate particular controversies.
Congress vested in the National Railroad Adjustment Board (hereinafter NRAB or Board) jurisdiction to adjudicate grievances of railroad employees that remain unsettled after pursuit of internal procedures.
The panel‘s characterization, we hold, was misconceived. Congress authorized the Board to prescribe rules for the presentation and processing of claims,
I
A
Concerned that labor disputes would lead to strikes bringing railroads to a halt, Congress enacted the Railway Labor Act (RLA or Act), 44 Stat. 577, as amеnded,
Many railroads, however, resisted voluntary arbitration. See id., at 610. Congress therefore amended the Act in 1934 (1934 Amendment) to mandate arbitration of minor disputes; under the altered scheme, arbitration occurs before panels composed of two representatives of labor and two of industry, with a neutral referee serving as tiebreaker. See id., at 610-613. To supply the representative arbitrators, Congress established the NRAB, a board of 34 private persons representing labor and industry in equal numbers.
In keeping with Congress’ aim to promote peaceful settlement of minor disputes, the RLA requires employees and carriers, before resorting to arbitration, to exhaust the grievance procedures specified in the collective-bargaining agreement (hereinafter CBA). See
If the parties fail to achieve resolution “in the usual manner up to and including the chief operating officer of the carrier designated to handle [minor] disputes,” either party may refer the matter to the NRAB.
In creating the scheme of mandatory arbitration superintended by the NRAB, the 1934 Amendment largely “foreclose[d] litigation” over minor disputes. Price, 360 U. S., at 616; see Railway Conductors v. Pitney, 326 U. S. 561, 566 (1946) (“Not only has Congress . . . designated an agency peculiarly competent to handle [minor disputes], but . . . it also intended to leave a minimum responsibility to the courts.“). Congress did provide that an emрloyee who ob-tained a monetary award against a carrier could sue to enforce it, and the court could either enforce the award or set it aside. Price, 360 U. S., at 616;
In 1966, Congress again amended the scheme, this time to state grounds on which both employees and railroads could seek judicial review of NRAB orders. The governing provision, still in force, allows parties aggrieved by an NRAB panel order
“[o]n such review, the findings and order of the division shall be conclusive on the parties, except that the order . . . may be set aside, in whole or in part, or remanded . . . , for failure of the division to comply with the requirements of [the RLA], for failure of the order to conform, or confine itself, to matters within the scope of the division‘s jurisdiction, or for fraud or corruption by a member of the division making the order.”
Courts of Appeals have divided on whether this provision precludes judicial review of NRAB proceedings for due process violations. Compare, e. g., Shafii v. PLC British Airways, 22 F. 3d 59, 64 (CA2 1994) (review available), and Edelman v. Western Airlines, Inc., 892 F. 2d 839, 847 (CA9 1989) (same), with Kinross v. Utah R. Co., 362 F. 3d 658, 662 (CA10 2004) (review precluded).4
B
The instant matter arose when petitioner Union Pacific Railroad Co. (hereinafter Carrier) charged five of its employees with disciplinary violations. Their union, the Brotherhood of Locomotive Engineers and Trainmen (hereinafter Union), initiated grievance proceedings pursuant to the CBA. The Union asserts that, following exhaustion of grievance proceedings, the parties conferenced all the disputes; counsel for the Carrier conceded at argument that at least two of the disputes were conferenced, Tr. of Oral Arg. 7. Dissatisfied with the outcome of the on-property proceedings, the Union sought arbitration before the First Division of the NRAB. The Union and the Carrier, from early 2002 through 2003, filed simultaneous submissions in the five cases. In each submission, the Union included the notice of discipline (or discharge), the hearing transcript, and all exhibits and evidence relating to the underlying adverse actions used in the grievance proceeding. Neither party mentioned conferencing as a disputed matter. Yet, in each case, both parties necessarily knew whether the Union and the Carrier had conferred, and the Board‘s governing rule instructs carriers and employees to “set forth all relevant, argumentative facts,”
On March 18, 2004, just prior to the hearing on the employees’ claims, one of the industry representatives on the arbitration panel raised an objection. Petition to Review and Vacate Awards and Orders of First Div. NRAB in No. 05-civ-2401 (ND Ill.), ¶ 20 (hereinafter Pet. to Review). On his own initiative, unprompted by the Carrier, and in executive session, the industry representative asserted that the on-property record included no proof of conferencing. See ibid. The Carrier thereafter embraced the panel member‘s objection.
On March 15, 2005, nearly one year after the question of conferencing first аrose, the panel, in five identical decisions, dismissed the petitions for want of “authority to assume jurisdiction over the claim[s].” Panel Decision 72a. Citing Circular One, see supra, at 73, and “the weight of arbitral precedent,” the panel stated that “the evidentiary record” must be deemed “closed once a Notice of Intent has been filed with the NRAB . . . .” Panel Decision 71a.5 In explaining why the record could not be supplemented to meet the no-proof-of-conferencing objection, the panel emphasized that it was “an appellate tribunal, as opposed to one which is empowered to consider and rule on de novo evidence and arguments.” Panel Decision 69a.
The two labor representatives dissented. The Carrier‘s submissions, they reasoned, took no exception based on failure to conference or to prove conferencing; therefore, they concluded, under a “well settled principle governing the Board‘s deliberations,” the Carrier had forfeited the issue. Id., at 105a-106a. The dissenters urged that the Union had furnished evidence showing “the cases had all been conferenced, even though the relevant Collective Bargaining Agreement [did] not require [conferencing].” Id., at 105a. Dismissal of the claims, the dissenters charged, demonstrated “the kind of gamesmanship that breeds contempt for the minor dispute process.” Id., at 107a.
The Union filed a petition for review in the United States District Court for the Northern District of Illinois, asking the court to set aside the Board‘s orders on the ground that the panel had “unlawfully held [it lacked] authority to assume jurisdiction over [the] cases [absent] evidence of a ‘conference’ between the parties in the . . . ‘on-property’ record.” Pet. to Review ¶ 1. Nothing in the Act or the NRAB‘s procedural rules, the Union maintained, mandated dismissal for failure to allege and prove cоnferencing in the Union‘s original submission. Id., ¶¶ 3, 4. By imposing, without warrant, “a technical pleading or evidentiary requirement” and elevating it to jurisdictional status, the Union charged, the panel had “egregiously violate[d] the Act,” id., ¶ 3, or “fail[ed] to conform its jurisdiction to that required by . . . law,” id., ¶ 4. Alternatively, the Union asserted that the panel violated procedural due process by entertaining the Carrier‘s untimely objection, even though “the Carrier had failed to raise any objection as to lack of conferencing” in its submissions. Id., ¶ 5.
The District Court affirmed the Board‘s orders. Addressing the Union‘s argument that the no-proof-of-conferencing issue was untimely raised, the court accepted the panel‘s description of the issue as “jurisdictional,” and noted the familiar proposition that jurisdictional challenges may be
On appeal, the Seventh Circuit recognized that the Union had presented its case “through both a statutory and consti-tutional framework.” 522 F. 3d 746, 750 (2008). The court observed, however, that “the essence of the conflict boils down to a single question: [I]s written documentation of the conference in the on-property record a necessary prerequisite to arbitration before the NRAB?” Ibid. It then determined that there was no such prerequisite: “[N]o statute, regulation, or CBA,” the court concluded, “required the evidence [of conferencing] to be presented in the on-property record.” Id., at 757-758. But instead of resting its decision on the Union‘s primary, statute-based argument—that the panel erred in ruling that it lacked jurisdiction over the cases—the Court of Appeals reversed on the ground that the NRAB‘s proceedings were incompatible with due process. See id., at 750.
II
We granted the Carrier‘s petition for certiorari, 555 U. S. 1169 (2009), which asked us to determine whether a reviewing court may set aside NRAB orders for failure to comply with due process notwithstanding the limited grounds for review specified in
So long as a respondent does not “seek to modify the judgment below,” true here, “[i]t is well accepted” that the respondent may, “without filing a cross-appeal or cross-petition, . . . rely upon any matter appearing in the record in support of the judgment.” Blum v. Bacon, 457 U. S. 132, 137, n. 5 (1982). The Seventh Circuit, as just observed, see supra, at 78-79, understood that the Union had pressed “statutory and constitutional” arguments, but also comprehended that both arguments homed in on “a single question: is written documentation of the conference in the on-property record a necessary prerequisite to arbitration before the NRAB?” 522 F. 3d, at 750. Answering this “single question” in the negative, the Court of Appeals effectively resolved the Union‘s core complaint. But, for reasons far from apparent, the court declared that “once we answer the key question . . . , adjudication of the due process claim is unavoidable.” Ibid.
The Seventh Circuit, we agree, asked the right question, but inappropriately placed its answer under a constitutional, rather than a statutory, headline. As the Court of Appeals determined, and as we discuss infra, at 81-86, nothing in the Act elevates to jurisdictional status
In short, a negative answer to the “single question” identified by the Court of Appeals leaves no doubt about the Union‘s entitlement, in accord with
III
A
Recognizing that the word “jurisdiction” has been used by courts, including this Court, to convey “many, too many, meanings,” Steel Co. v. Citizens for Better Environment, 523 U. S. 83, 90 (1998) (internal quotation marks omitted), we have cautioned, in recent decisions, against profligate use of the term. Not all mandatory “prescriptions, however emphatic, are . . . properly typed jurisdictional,” we explained in Arbaugh v. Y & H Corp., 546 U. S. 500, 510 (2006) (internal quotation marks omitted). Subject-matter jurisdiction properly comprehended, we emphasized, refers to a tribunal‘s “power to hear a case,” a matter that “can never be forfeited or waived.” Id., at 514 (quoting United States v. Cotton, 535 U. S. 625, 630 (2002)). In contrаst, a “claim-processing rule, . . . even if unalterable on a party‘s application,” does not reduce the adjudicatory domain of a tribunal and is ordinarily “forfeited if the party asserting the rule waits too long to raise the point.” Kontrick v. Ryan, 540 U. S. 443, 456 (2004).
For example, we have held nonjurisdictional and forfeitable the provision in Title VII of the Civil Rights Act of 1964,
With these decisions in mind, we turn back to the requirement that parties to minor disputes, as a last chance prearbitration, attempt settlement “in conference,”
The Board‘s jurisdiction extends to “all disputes between carriers and their employees ‘growing out of grievances or out of the interpretation or application of agreements concerning rates of pay, rules, or working conditions . . . .‘” Slocum v. Delaware, L. & W. R. Co., 339 U. S. 239, 240 (1950) (quoting
The additional requirement of a conference, we note, is independent of the CBA process. Rather, the conference requirement is stated in the “[g]eneral duties” section of the RLA,
In defense of the Board‘s characterization of conferencing and proof thereof as jurisdictional, the Carrier points to the NRAB‘s Circular One procedural regulations, see supra, at 73, which provide: “No petition shall be considered by any division of the Board unless the subject matter has been handled in accordance with the provisions of the [RLA].”
The Carrier cites NRAB decisions that allegedly support characterization of conferencing as jurisdictional. If the NRAB lacks authority to define the jurisdiction of its panels, however, surely the panels themsеlves lack that authority. Furthermore, NRAB panels have variously addressed the matter. For example, in NRAB Third Div. Award No. 15880 (Oct. 26, 1967), the panel, although characterizing the conferencing requirement as “jurisdictional,” said that “[i]f one of the parties refuses or fails to avail itself of a conference where there is an opportunity to do so, it cannot then assert the defense of a lack of jurisdiction.” Id., at 2. See also NRAB Fourth Div. Award No. 5074 (June 21, 2001) (same); NRAB Third Div. Award No. 28147 (Oct. 16, 1989) (same). Cf. Arbaugh, 546 U. S., at 511 (“unrefined” uses of the word “jurisdiction” are entitled to “no precedential effect” (internal quotation marks omitted)). And in NRAB First Div. Award No. 23867, p. 5 (Apr. 7, 1988), the panel observed that the ordinary remedy for lack of conferencing is to “dismiss th[e] claim without prejudice to allow Claimant to cure the jurisdictional defect.” That panel reached the merits nevertheless. Ibid. Cf. Steel Co., 523 U. S., at 94 (“Jurisdiction is power to declare the law, and when it ceases to exist, the only function remaining to the [tribunal] is that of announcing the fact and dismissing the cause.” (quoting Ex parte McCardle, 7 Wall. 506, 514 (1869))). We note, in addition, the acknowledgment of the Carrier‘s counsel that, if confer-encing has not occurred, NRAB panels have stayed arbitration to allow the parties to confer. Tr. of Oral Arg. 10, 22.9
B
The RLA provides that, when on-property proceedings do not yield settlement, both parties or either party may refer the case to the Board “with a full statement of the facts and all supporting data bearing upon the disputes.”
As earlier explained, see supra, at 83-84, instructions on party submissions—essentially pleading instructions—are claim-processing, not jurisdictional, rules. Moreover, the Board itself has recognized that conferencing may not be a “question in dispute.” It has counseled parties submitting joint exhibits “to omit documents that are unimportant and/or irrelevant to the disposition of the [case]; for example . . . letters requesting a conference (assuming that is not an issue in the dispute).”
It makes sense to exclude at the arbitration stage newly presented “data . . . in support of [the] employee[‘s] [grievance],”
* * *
By refusing to adjudicate cases on the false premise that it laсked power to hear them, the NRAB panel failed “to conform, or confine itself,” to the jurisdiction Congress gave it. We therefore affirm the judgment of the Court of Appeals for the Seventh Circuit.
It is so ordered.
Notes
“Second. Consideration of disputes by representatives.
“All disputes between a carrier or carriers and its or their employees shall be considered, and, if possible, decided, with all expedition, in conference between representatives designated and authorized so to confer, respectively, by the carrier or carriers and by the employees thereof interested in the dispute.”
“Sixth. Conference of representatives; time; place; private agreements.
“In case of a dispute between a carrier or carriers and its or their employees, arising out of grievanсes or out of the interpretation or application of agreements concerning rates of pay, rules, or working conditions, it shall be the duty of the designated representative or representatives of such carrier or carriers and of such employees, within ten days after the receipt of notice of a desire on the part of either party to confer in respect to such dispute, to specify a time and place at which such conference shall be held: Provided, (1) That the place so specified shall be situated upon the line of the cаrrier involved or as otherwise mutually agreed upon; and (2) that the time so specified shall allow the designated conferees reasonable opportunity to reach such place of conference, but shall not exceed twenty days from the receipt of such notice: And provided further, That nothing in this chapter shall be construed to supersede the provisions of any agreement (as to conferences) then in effect between the parties.”
