U.S. v. ThomasU.S. v. Thomas
Defendant-Appellant Henry David Thomas appeals his conviction of possession of firearms by a previously convicted felon under
I
FACTS AND PROCEDURAL HISTORY
Thomas was originally indicted on one count of possession of a firearm by a convicted felon under
Thomas argued to the district court, and he asserts on appeal, that the government could not properly prosecute him under
The district court denied Thomas‘s motion to dismiss the indictment based on that argument, and the jury convicted him on all four counts. Thomas timely appealed.
II
ANALYSIS
In his appeal, Thomas relies on two theories. His primary argument is that, as he was not prohibited from possessing a firearm under Texas law, he could not and did not violate
A. Prosecutorial Vindictiveness
The original indictment was dismissed because the prior conviction on which it was based))the Kansas conviction))had been set aside and thus was not available as a predicate offense under
B. Texas Felons with Guns
The principal thrust of Thomas‘s insistence that he was wrongfully convicted under
Under
Since its enactment,
What constitutes a conviction of such a crime shall be determined in accordance with the law of the jurisdiction in which the proceedings were held. Any conviction which has been expunged, or set aside or for which a person has been pardoned or has had civil rights restored shall not be considered a conviction for purposes of this chapter, unless such pardon, expungement, or restoration of civil rights expressly provides that the person may not ship, transport, possess, or receive firearms.10
1. Background
The Fourth Circuit construed state law interaction with
By contrast, that same circuit court in Etheridge held that Virginia‘s statutes had not restored the rights of a convicted felon to possess a firearm. The court did not describe either the state statute or any certificate issued by the state specifically restoring the rights of released felons. We construe such silence to indicate that no general restoration of rights statute or certification provision existed in Virginia at the time. The Etheridge court noted that a procedure was contained in the Virginia Code under which a convicted felon might proceed affirmatively to seek restoration of his right to possess a firearm.15 That procedure was not automatic, however, and Etheridge had not availed himself of it. For those reasons, among others, the court held that for purposes of
In United States v. Erwin,16 the Seventh Circuit held that the applicable provisions in Illinois did not “restore” convicted felons’ rights to possess firearms. The Illinois statutes
The Sixth Circuit addressed the restoration issue in United States v. Cassidy, and reversed the dismissal of a count under
Two other circuits that have addressed this issue are the First and the Ninth. The Ninth Circuit adopted a substantial part of the reasoning of the Sixth Circuit‘s Cassidy opinion; the First Circuit has struck off in another direction. In reaching their respective decisions, the Ninth Circuit determined that “Congress had [unambiguously] manifested its intention,”21 and the First Circuit “read the plain language of
In United States v. Gomez, the Ninth Circuit performed a two-
In discussing first the meaning of the words, “had civil rights restored,” the Gomez court stated:
To determine whether a convicted felon‘s civil rights have been restored within the meaning of section 921(a)(20), we look to the whole of state law. In enacting section 921(a)(20), “[t]he intent of Congress was to give effect to state reforms with respect to the status of an ex-convict. A narrow interpretation requiring that we look only to the document, if any, evidencing a restoration of rights, would frustrate the intent of Congress.”
There need not be a “full” restoration of rights. “If Congress had intended a requirement of a complete restoration of all rights and privileges forfeited upon conviction, it could easily have so stated.” Congress chose not to impose such a requirement.24
To determine what group of restored rights would be less than a “full” restoration yet constitute a sufficient restoration to meet the requirements of
Congress intended to encompass those rights accorded to an individual by virtue of his [or her] citizenship in a particular state. These rights include the right to
vote, the right to seek and hold public office and the right to sit on a jury.25
Having thus elected to follow Cassidy, the Ninth Circuit now looks to see whether the state of conviction of the predicate offense restores the felon‘s rights to vote, to hold public office, and to serve on a jury, to determine whether the felon‘s “civil rights” have been restored.
The Gomez court therefore examined the Idaho law concerning the rights of released prisoners. Section 18-310 of the Idaho code expressly “restore[s] the full rights of citizenship” of released felons. Also, the court interpreted the laws of Idaho as allowing discharged felons to vote and serve on juries.26 This was sufficient for the Ninth Circuit to find that Gomez‘s civil rights had been restored for purposes of
After thus determining that Gomez‘s civil rights had been restored, the Ninth Circuit looked to see whether the Idaho‘s restoration of rights “expressly provide[d] that the [convicted felon] may not ship, transport, possess, or receive firearms,”27 reasoning that if it found that Idaho law placed no such restriction on convicted felons, the felons would not be subject to conviction under
The First Circuit read the “plain language” of
whether an individual residing in a jurisdiction which does not strip him or her of any civil rights as a collateral consequence of conviction should be deemed, as appellant urges, to have had his civil rights “restored” for the purposes of
§ 922(a)(1) [sic], after having served his/her sentence.
The Ramos court analyzed the word “restored” and determined that a “restoration” of civil rights did not occur for purposes of
The principal difference between the First Circuit‘s approach in Ramos and the Ninth Circuit‘s approach in Gomez is that the First Circuit flatly requires an “affirmative[] restor[ation]” of civil rights if the defendant is to come within the ambit of
For purposes of the instant case, the operative words of
Remaining faithful to the Ninth Circuit‘s two-step approach, when henceforth we find that the state which obtained the underlying conviction revives essentially all civil rights of
[i]f the state sends the felon a piece of paper [or certificate] implying that he is no longer “convicted” and that all civil rights have been restored, a reservation in a corner of the state‘s penal code can not be the basis of a federal prosecution. A state must tell the felon that [firearms] are not kosher.36
In the case of passive (or automatic) restoration of civil rights, however, we cannot disabuse ourselves of some nagging concerns with the Seventh Circuit‘s reasoning. In Erwin, that court stated:
When, however, the state sends no document granting pardon or restoring rights, there is no potential for deception, and the question becomes whether the particular civil right to carry guns has been restored by law.37
The court in Erwin went on to hold that, in the case of passive restoration of civil rights, “the language [restricting the felon‘s right to possess firearms] is no less express when codified [in a
2. Thomas and Texas Law
Thomas insists that his civil rights were “restored” by operation of Texas law. He argues that, as Texas does not deny non-violent felons the right to possess firearms following release from custody, his civil rights were restored for purposes of
We also find that Texas does not restore to any felon, whether violent or non-violent, the three civil rights considered key by
It is certainly true, as Thomas contends, that Texas does not prohibit possession of firearms by persons convicted of non-violent felonies. The sole prohibition of firearms possession by felons applies only to persons convicted of violent felonies; and even they may possess firearms within their own residences.46 It does not follow, though, that Texas‘s failure to deny Thomas the right to possess firearms is the functional equivalent of restoring his civil rights. Such an interpretation simply runs counter to any court-approved reading of
That statute, as we have noted, provides that
[a]ny conviction . . . for which a person . . . has had civil rights restored shall not be considered a
conviction for purposes of this chapter, unless such . . . restoration of civil rights expressly provides that the person may not ship, transport, possess, or receive firearms.47
The circumstance presented by the instant case is precisely the opposite of the one described in the statute: In the absence of the restoration of essentially all civil rights of the convicted felon as defined for purposes of
We recognize that both the Gomez interpretation by the Ninth Circuit, which (in combination with the teachings of Erwin) we adopt today, and the Ramos interpretation by the First Circuit can lead to anomalous results and to a considerable lack of uniformity,
We recognize also that the result produced here, by our following of the Gomez/Erwin approach, could be seen as running counter to some of the legislative history of FOPA. For example, Senator Hatch, speaking in favor of FOPA, asserted that “S.49 grants authority to the jurisdiction (State) which prosecuted the individual to determine eligibility for firearm possession after a felony conviction or plea of guilty to a felony.”48 One could fairly argue that, given the Texas legislature‘s determination that ))even without having their civil rights restored))violent felons should be allowed to possess firearms in their homes and non-violent felons should be allowed to possess firearms without any restrictions (unmistakably the effect of § 46.05 of the Texas Penal Code), the federal government should not impose its own stricter crime of felon in possession of a firearm. In writing §
III
CONCLUSION
Thomas‘s argument))that, as Texas does not prohibit the possession of a firearm by one convicted of a non-violent felony, his civil rights have been “restored” for purposes of
Thomas‘s other claim))that he was vindictively prosecuted))is raised for the first time on appeal and is tested for plain error only. This claim is evidenced by nothing more than the bald fact that the government increased the number of firearms counts brought
For the foregoing reasons, Thomas‘s conviction and sentence are
AFFIRMED.
Notes
§ 46.05. Unlawful Possession of Firearm by Felon
(a) A person who has been convicted of a felony involving an act of violence or threatened violence to a person or property commits an offense if he possesses a firearm away from the premises where he lives.
(b) An offense under this section is a felony of the third degree.