UNITED STATES OF AMERICA,
No. 91-5077
IN THE UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
(November 12, 1992)
Before POLITZ, Chief Judge, and JOHNSON and JOLLY, Circuit Judges.
JOHNSON, Circuit Judge:
David Lee Smith was convicted by a jury on five counts arising out of his drug trafficking activities. Smith raises two issues on appeal. First, he contends that all of the evidence against him was discovered as a direct result of the interception of his conversations over a cordless telephone. Smith argues that the interception of his conversations violated both Title III of the Omnibus Crime and Control and Safe Streets Act of 1968 (Title III),
I. FACTS AND PROCEDURAL HISTORY
David Lee Smith and Michael Varing were next-door neighbors. Varing had reason to believe that Smith was involved in some recent break-ins at Varing‘s house. Varing had witnessed Smith using a cordless telephone, and one of Varing‘s co-workers suggested that Varing eavesdrop on Smith‘s calls using a Bearcat scanner.1 Varing did not overhear anything connecting Smith to the recent burglaries, instead he discovered that his neighbor was a drug dealer.
Varing contacted a friend in the Port Arthur police department and told him that Smith was trafficking in cocaine. Varing was “instructed” by the Port Arthur police to tape record Smith‘s calls, and the police provided Varing with some blank cassette tapes. On one occasion, members of the Port Arthur police department were present and assisted in intercepting and recording Smith‘s phone calls. The intercepted calls and the tape recordings made by Varing eventually led to the arrest of Smith
Immediately after his arrest, Smith signed a consent form authorizing officers to search his residence. The search uncovered crack cocaine, drug paraphernalia, customer lists, and a loaded .38 calibre revolver.
Smith was convicted of one count of conspiracy to distribute cocaine, one count of using or carrying a firearm during or in relation to a drug trafficking crime, and three counts of using a telephone to cause or facilitate a drug felony. Smith appeals his conviction on all counts by raising two arguments. First, Smith argues that the interception of his cordless telephone conversations violated both Title III and the
II. DISCUSSION
A. The Firearms Charge
Smith contends that the evidence was insufficient to sustain his conviction on the charge that he used and carried a firearm during and in relation to a drug trafficking crime. When evaluating the sufficiency of evidence on appeal, this Court considers the evidence in the light most favorable to the verdict. Glasser v. United States, 315 U.S. 60, 80 (1942). The standard is whether, given the evidence presented at trial, any rational trier of fact could have found the defendant guilty beyond a reasonable doubt. United States v. Ivy, 929 F.2d 147 (5th Cir. 1991), cert. denied, 112 S.Ct. 234 (1991).
The jury found Smith was guilty of violating
[w]hoever, during and in relation to any crime of violence or drug trafficking crime . . . , uses or carries a firearm, shall, in addition to the punishment provided for such crime of violence or drug trafficking crime, be sentenced to imprisonment for five years . . . .
Smith argues that there was no evidence that he ever used or carried the handgun discovered at his residence. Such proof, however, is not required by
From these facts, a jury could have reasonably concluded that the gun was used to safeguard and facilitate Smith‘s drug transactions. Thus, the evidence was sufficient to sustain Smith‘s conviction on the firearms charge.
B. Smith‘s Cordless Telephone Conversations
Finding no error in Smith‘s firearms conviction, we now turn to the more difficult question: whether all of the evidence against him must be excluded because it was a direct result of the warrantless interception of Smith‘s conversations over a cordless telephone.
1. Title III
Smith first argues that, under Title III, his conversations over the cordless phone were inadmissible as evidence and that, as such, the trial judge should have
Title III essentially prohibits the nonconsensual interception of “wire,” “oral,” and “electronic” communication without prior judicial approval. See
More important for our purposes, Title III includes an exclusionary rule; illegally intercepted communications may not be introduced as evidence in any trial or hearing.
and “electronic” communication, Smith argues that his conversations are nonetheless entitled to Title III protection because they fit within the definition of “oral communications.” Such an interpretation is out of step with both the plain language of Title III and with its legislative history.
By its own terms, Title III limits the definition of oral communication to “any oral communication uttered by a person.”
Lest one think this interpretation is too restrictive, we note that it is fully supported by the legislative history of the 1986 amendments to Title III.6 The Senate Report on the 1986 amendments explained that “[i]n essence, an oral communication is one carried by sound waves, not by an
REP. NO. 541, 99th Cong., 2d Sess. 13 (1986), reprinted in 1986 U.S.C.C.A.N. 3555, 3567 (emphasis added). The communication that Varing intercepted was carried by radio waves, not by sound waves. It is also important to note that the 1986 amendments expressly excluded cordless telephone conversations from the definitions of “wire” and “electronic” communications because Congress felt that it was “inappropriate to make the interception of such a communication a criminal offense” since some types of cordless communications can be so easily intercepted. Id. at 12, reprinted in 1986 U.S.C.C.A.N. 3555, 3566. It would have been pointless to amend Title III to exclude cordless communications from the definitions of “wire communications” and “electronic communications” if such communications are nonetheless covered by the term “oral communications.”7 Although it might be argued that this would not be the first time Congress has engaged in pointless activity, in this case at least, such an interpretation was clearly not Congress‘s intent.
2. Fourth Amendment
The conclusion that Smith‘s cordless phone communications were not protected by Title III does not end our inquiry, however. Even if Congress has not chosen to extend statutory protection to cordless phone communications, we must still determine whether the
The proponent of a motion to suppress has the burden of proving, by a preponderance of evidence, that the evidence in question was obtained in violation of his
The legal standard that Smith must satisfy in order to show a
While it is true that the right to privacy in a personal conversation is generally a reasonable expectation, the actions of the parties to the conversation may reduce this expectation to the point that it is no longer “reasonable.” See, e.g., United States v. Burns, 624 F.2d 95 (10th Cir.), cert. denied, 449 U.S. 954 (1980) (holding that there was no reasonable expectation of privacy for a loud conversation in a hotel room that could be heard in adjoining rooms). “What a person knowingly exposes to the public, even in his own home or office, is not a subject of
The Supreme Court has noted that what is really involved in
With this sobering thought in mind, we now turn to the application of established
Cordless
One of the first cases to deal specifically with the question of whether a user of a cordless phone has a reasonable expectation of privacy was State v. Howard, 679 P.2d 197 (Kan. 1984). In Howard, as in most of the cases dealing with the interception of cordless phone communications, the precise issue before the court was whether the interception of cordless phone conversations fell under Title III. See also Tyler v. Berodt, 877 F.2d 705 (8th Cir. 1989); State v. Delaurier, 488 A.2d 688 (R.I. 1985); State v. Smith, 438 N.W.2d 571 (Wis. 1989). The key inquiry in each of these cases was whether cordless phone conversations had a reasonable expectation of privacy so as to fit within the statutory definition of “oral communications.”9
Although we have concluded that both the plain text of Title III and the legislative history of the 1986 amendments show that Congress never intended to include cordless phone conversations within the definition of “oral communication,” the analysis of the reasonableness found in the pre-amendment cases dealing with Title III is virtually identical to the appropriate inquiry under the
In Howard, a neighbor overheard the defendant‘s cordless telephone conversation on a standard AM/FM radio. The conversations indicated that Howard was involved in drug trafficking so the neighbor recorded several conversations and provided them to the police. Based primarily upon the tape recorded conversations, police obtained a search warrant for Howard‘s residence where they discovered “certain narcotic drugs.” Howard, 679 P.2d at 199.
At a hearing on Howard‘s motion to suppress, an employee of the manufacturer of Howard‘s cordless phone testified “as to the nature and operational dynamics” of the phone. Id. The witness testified that, because the cordless phone utilized a commercial radio frequency to communicate with the base unit, any standard FM radio could pick up conversations from the phone. The phone also had a range of up to 100 feet, depending on conditions. Further, this cordless phone, as well as other cordless phones in use at the time had a preset frequency. Any other cordless phone set to the same frequency could also pick up the same conversations. The only way to change the frequency of the phone was to return it to the factory for modification. Id.
After hearing this testimony, the Howard court held that the defendant could have had no reasonable expectation of privacy in his cordless phone communications because they could be heard by anyone listening on an ordinary radio receiver. As a result, the communications could not be
The essential holding of Howard--and of each of the other cases to consider the issue--was that, based upon the particular characteristics of the cordless phone in question, there could have been no reasonable expectation of privacy in the cordless phone transmissions due to the ease with which they could be monitored. In other words, although the individual communication at issue would normally be subject to
While we completely agree with these earlier decisions, it is important to note that since those cases were decided cordless technology has continued to evolve. Today‘s cordless phones are very different from the models at issue in Howard and Delaurier. The effective range of cordless phones varies greatly from model to model; many are limited to a range of about sixty feet, barely beyond the average house or yard. Obviously it is more reasonable to expect privacy from a broadcast that cannot be heard outside your own property than it is to expect privacy for a broadcast that covers a whole neighborhood. Cordless phones are also no longer “pre-set” to one frequency. Instead, most cordless phones sold today can monitor all available frequencies and automatically select one that is unused. This greatly reduces the chance that a cordless phone will pick up conversations from other cordless phones. Today‘s cordless phones broadcast on radio frequencies not utilized by commercial radio so that conventional radios can no longer pick up cordless phone communication. Although radio scanners--like the one used by Mr. Varing--can still monitor most cordless phones, only a small percentage of people own such scanners. Surely the reasonableness of an expectation of privacy becomes greater when the conversation can only be intercepted using specialized equipment not possessed by the average citizen. Finally, cordless phones now appearing on the market actually scramble the radio signal so that even radio scanners cannot intercept the communication.
Courts should bear in mind that the issue is not whether it is conceivable that someone could eavesdrop on a conversation but whether it is reasonable to expect privacy. See Florida v. Riley, 488 U.S. 445, 453-54 (1989) (O‘Connor, J., concurring). No matter how technologically advanced cordless communication becomes, some people will always find a way to eavesdrop on their neighbors.10 However, “[t]he fact that [Listening] Toms abound does not license the government
This is not a novel announcement. Any determination of the reasonableness of an individual‘s expectation of privacy is necessarily fact intensive. It is often said that “occupants who leave window curtains or blinds open expose themselves to the public‘s scrutiny of activities within that part of the house that can be seen from outside the premises.” United States v. York, 895 F.2d 1026, 1029 (5th Cir. 1990). Yet this does not mean that the
In United States v. Kim, 415 F. Supp. 1252 (D. Haw. 1976), FBI agents had used an 800 millimeter telescope to observe activities inside Kim‘s high-rise apartment from a quarter of a mile away. There were no buildings in the line of sight located significantly closer. The district court categorically rejected the government‘s argument that because Kim left his curtains open his activities were in plain view. Id. at 1256. In spite of the fact that the curtains were open, the circumstances clearly established that Kim nonetheless had a reasonable expectation of privacy in his home. Accord United States v. Taborda, 635 F.2d 131, 138 (2d Cir. 1980); Wheeler v. State, 659 S.W.2d 381, 389-90 (Tex. Crim. App. 1982); see also National Treasury Employees Union v. Von Raab, 816 F.2d 170, 175 (5th Cir. 1987) (“An individual . . . may open the curtains of his home to the view of unenhanced vision without consenting to the view of a telescope.“).
Likewise, in spite of the fact that a defendant uses a cordless phone, the circumstances may show that he also has a reasonable expectation of privacy. When faced with a motion to suppress intercepted cordless phone communications, a trial court must do more than simply conclude that a defendant had no expectation of privacy because he used a cordless phone; instead, the trial court must be prepared to consider the reasonableness of the privacy expectation in light of all the particular circumstances and the particular phone at issue. Granted, it would be easier to apply a general rule that it either is or is not reasonable to expect privacy for cordless telephone communications. The creation of such a general rule, however, is beyond the proper role of the judiciary. “Courts are as a general matter in the business of applying settled principles and precedents of law to the disputes that come to the bar.” James B. Beam Distilling Co. v. Georgia, 111 S.Ct. 2439, 2442 (1991). Having said that, we now turn to an application of the law to the specific facts and circumstances present in this case.
Smith argued before the trial court that the interception of his cordless telephone conversations violated his
III. CONCLUSION
For the reasons stated, we hold that the evidence was sufficient to sustain Smith‘s conviction on the charge that he used and carried a firearm during and in relation to a drug trafficking crime. As to Smith‘s objections to the evidence obtained as a result of the interception of Smith‘s cordless telephone conversations, we first hold that Title III does not apply to intercepted cordless phone conversations. Also, we conclude that Smith failed to carry his burden of showing that the evidence against him was obtained in violation of his
