TYANNE DAVENPORT v. EDWARD D. JONES & COMPANY, L.P.
No. 17-30388
United States Court of Appeals, Fifth Circuit
May 16, 2018
Before DAVIS, JONES, and HIGGINSON, Circuit Judges.
W. EUGENE DAVIS, Senior Circuit Judge:*
Tyanne Davenport (Davenport) appeals the district court‘s order granting summary judgment in favor of Edward Jones & Company, L.P. (Edward Jones), on Davenport‘s two claims of quid pro quo sexual harassment under Title VII of the Civil Rights Act of 1964,
I.
On October 13, 2014, Coyne hired Davenport as the Branch Office Administrator for his financial planning office.2 During Davenport‘s tenure, Coyne created a volatile workplace relationship. Coyne insulted Davenport and shouted at her on several occasions, and he used profanity to describe her personality and performance.3 Despite his unsavory comments, Coyne conducted a Trainee Milestone Review of Davenport on March 31, 2015, and he approved a $400 bonus because Davenport was exceeding expectations.
On October 1, 2015, Coyne completed Davenport‘s annual Performance Review. Coyne rated Davenport as exceeding expectations, and he recommended that she receive a 4% salary increase. However, Davenport did not receive a bonus.
On October 27, 2015, at an informal meeting between Coyne, Fisher, and another Edward Jones financial advisor, Kirk Delaune, Davenport interjected that Fisher should switch his account to Coyne‘s office. Coyne then, in front of Fisher, suggested to Davenport that maybe we can get some nudie pictures of you ... that might entice him. There were no nude pictures of Davenport. Nevertheless, she was offended and embarrassed.
The following day, Davenport reported the nude picture incident to Richie Kernion (Kernion), the district manager at Edward Jones. Kernion forwarded Davenport‘s complaint to Susan Miller (Miller), an associate relations representative at Edward Jones. Miller, in turn, contacted Davenport, who described the above interactions between her and Coyne. Miller then formally opened an investigation into Coyne‘s management practices, and Davenport applied for, and was granted, an extended leave of absence.
On November 5, 2015, Davenport filed a charge of employment discrimination with the Equal Employment Opportunity Commission (EEOC). In her charge, Davenport briefly described the “nude picture”
Over the next two and a half months, Davenport consulted a therapist who advised Edward Jones that Davenport should not return to Coyne‘s office due to emotional trauma stemming from Coyne‘s behavior. Davenport then requested a transfer to a full-time administrator position at another office. Miller informed Davenport that such a transfer was impossible and that Davenport needed to return to work in order for Edwards Jones to complete its investigation. Miller advised Davenport that she could apply for other full-time positions at Edward Jones, but that the application process would likely be delayed given Davenport‘s continuous leave of absence status.
Davenport formally resigned from Edward Jones on January 19, 2016. After receiving Davenport‘s resignation, Edward Jones sent her two letters regarding employment options. The letters, dated January 20, 2016 and February 3, 2016, respectively, gave Davenport the option either (1) to transfer to another branch as an on-call Branch Office Administrator, which was a part-time position, or (2) to communicate with a recruiting contact regarding other full-time positions at Edward Jones. Davenport declined to pursue either option and indicated that she did not have any desire to return to Edward Jones as an employee. Davenport promptly secured full-time employment with another company.
Davenport received a notice of right-to-sue from the EEOC on April 25, 2016. She timely filed suit in the district court, alleging quid pro quo and hostile work environment sexual harassment claims under Title VII, as well as state-law claims of sexual discrimination, defamation, and false light invasion of privacy. Edward Jones moved for summary judgment on each of Davenport‘s claims, and, on May 3, 2017, the district court granted Edward Jones‘s motion in its entirety. The district court reasoned that (1) Davenport‘s
II.
We review the district court‘s grant of summary judgment de novo applying the same standards as the district court.4 The court must consider both direct and circumstantial evidence but may not make ‘credibility assessments,’ which are the exclusive province of the trier of fact.5 That is, a ‘judge‘s function’ at summary judgment is not ‘to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial.’6 In so determining, [t]he evidence of the nonmovant is to be believed, and all justifiable inferences are to be drawn in his favor.7 However, the court need not credit evidence that is merely colorable or not significantly
III.
A. Davenport‘s constructive discharge quid pro quo claim
Davenport first argues that the district court improperly dismissed her constructive discharge quid pro quo claim. In the district court, Davenport asserted that she suffered quid pro quo sexual harassment because she was constructively discharged from Edward Jones after she refused to date Fisher. Edward Jones countered that Davenport had not exhausted her administrative remedies, and that, in any event, Davenport could not demonstrate that her work conditions were so intolerable that a reasonable person in her position would have felt compelled to resign. The district court agreed with Edward Jones that Davenport failed to exhaust her administrative remedies and, consequently, pretermitted ruling on the merits.
To determine whether a Title VII claim has been exhausted, we construe the EEOC charge in its broadest reasonable sense and ask whether the claim can reasonably be expected to grow out of the charge of discrimination.10 Although [v]erbal precision and finesse [in the charge] are not required, a Title VII lawsuit can include only those allegations that are like or related to [those] allegation[s] contained in the [EEOC] charge and growing out of such allegations during the pendency of the case before the Commission.11
Davenport‘s EEOC charge stated as follows:
I began my employment with Edward Jones Financial on October 13, 2014. On October 28, 2015, my supervisor, Brenden Coyne, made an inappropriate comment about me to a client. When the client came into the office, I asked the client to consider joining our organization and in response, Mr. Coyne stated to the potential client, “if you join, I will show the nudies, of Tyanne.” On October 29, 2015, I contacted Human resources, Susan Miller, who instructed me to return to work while [an] investigation is conducted. On November 1, 2015, I faxed a leave request for days off, after consulting with my counselor/doctor. The company employs over 500 persons. I believe I have been retaliated against in violation of Title VII of the Civil Right Act of 1964, as amended, because of being sexually harassed.
B. Davenport‘s bonus quid pro quo claim
Before we address the merits of Davenport‘s bonus-based quid pro quo claim, we briefly examine our jurisdiction.13 Though neither party raised the issue below nor on appeal, at oral argument, the Panel questioned counsel
In Womble v. Bhangu, this Court held that the failure to exhaust administrative remedies under Title VII does not deprive a federal court of jurisdiction.15 A year later, we reaffirmed that holding in Young v. City of Houston, specifically noting that a failure of the EEOC [exhaustion] prerequisite does not rob a court of jurisdiction.16 But, in a number of other cases decided after Womble and Young, we have stated that the Title VII exhaustion requirement is jurisdictional.17 It is well-settled that one panel of our court may not overturn another panel‘s decision, absent an intervening change in the law.18 Thus, when there is a conflict between decisions within this Circuit, the earlier panel decision controls.19 We therefore adhere to
Rather, as determined by Womble and Young, the exhaustion requirement under Title VII is merely a precondition to filing suit.21 As such, it is subject to waiver and estoppel.22 Here, although Davenport may have failed to exhaust her administrative remedies, Edward Jones waived any exhaustion argument by declining to raise that argument below or on appeal.
We now turn to the merits of Davenport‘s bonus-based quid pro quo claim. Davenport asserts that the district court improperly dismissed this claim because it failed to credit her uncontroverted deposition testimony that Coyne promised her big bonuses if she dated Fisher. Edward Jones counters on three grounds. First, Edward Jones argues that, as a matter of law, this Court does not consider the denial of a bonus to be a tangible employment action. Second, Edward Jones argues that, even if the denial of bonus could be
At the summary judgment stage, Davenport was obliged to set forth evidence from which a reasonable jury could find (1) that she suffered a tangible employment action and (2) that the action was causally related to the acceptance or rejection of Coyne‘s sexual harassment.23 If a plaintiff can prove these elements, her employer is vicariously liable per se.24
In Burlington Industries, Inc., v. Ellerth, the Supreme Court defined a tangible employment action as a significant change in employment status, such as hiring, firing, failing to promote, reassignment with significantly different responsibilities, or a decision causing a significant change in benefits.25 The Court explained that, in most cases, a tangible employment action inflicts direct economic harm.26 With that principle as its foundation, the Court found that the denial of a raise was a tangible employment action.27
In Russell v. Principi, the D.C. Circuit found that the denial of an $800 bonus constituted a tangible employment action.28 In so finding, the D.C. Circuit noted that a bonus is a tangible, quantifiable award. . . . [i]t has a . . . direct, measurable, and immediate effect.29 Although this Circuit has
Even if we consider the denial of a bonus to be a tangible employment action, Edward Jones contends, Davenport‘s claim must fail because she did not allege that the bonuses were conditioned upon her acquiescence to advances from Coyne. They argue that because Davenport merely alleged that the bonuses were conditioned upon dating a third party, she may not proceed on a quid pro quo claim.
In support of this argument, Edward Jones relies on Alaniz v. Zamora-Quezada.33 That case involved a direct supervisor who made persistent sexual overtures toward four of his former employees.34 It did not involve a supervisor‘s request that a subordinate perform sexual favors for a third party. Alaniz does not limit the scope of quid pro quo harassment to advances designed to benefit only the supervisor. Moreover, Alaniz itself notes that, in order to establish quid pro quo liability, a plaintiff simply must show that the tangible employment action she suffered resulted from her acceptance or rejection of h[er] supervisor‘s alleged sexual harassment.35
Edward Jones nevertheless argues that Davenport‘s claim fails because she cannot point to any explicit sexual advance: she can only point to requests that she date Fisher. Our case law only requires that the tangible employment benefit be contingent on the acceptance or rejection of the supervisor‘s sexual harassment,37 which we have defined as [u]nwelcome[] sexual advances, requests for sexual favors, and other verbal or physical conduct of a sexual nature.38 To this point, Davenport testified that Coyne repeatedly asked her to engage in a romantic relationship with Fisher so that Coyne could obtain Fisher‘s business. This testimony, especially when considered in combination with Davenport‘s testimony about the nude picture incident, evidences that Coyne‘s conduct was sexual in nature39 and thus could give rise to a quid pro quo sexual harassment claim.40
Edward Jones‘s final argument warrants more detailed consideration. Edward Jones contends that even if Coyne had promised Davenport that she would receive bonuses if she dated Fisher (or conversely that she would be
All Davenport knew was that she received a $400 bonus in March of 2015 after she completed her training and that Coyne had given her an exceeds expectations rating on her initial review. Based on this knowledge, she reasonably believed Coyne could influence subsequent bonus decisions through the review process. But Davenport produced no evidence of Edward Jones‘s bonus structure; more particularly, she produced no evidence that she was eligible for or scheduled to receive a bonus in October 2015 simply because she received another exceeds expectations rating from Coyne. Additionally, she produced no evidence that Coyne either recommended for or against her receiving a bonus at that time. The evidence only shows that, in October 2015, Coyne rated Davenport as exceeds expectations and recommended that she receive a 4% raise.41 In sum, Davenport produced no summary-judgment evidence that, under Edward Jones‘s bonus policy, she was eligible for a bonus in October 2015 that Coyne could either approve or disapprove. Consequently, Davenport produced no summary judgment evidence that Coyne and Edward Jones denied her a bonus because she refused to date Fisher.
On summary judgment, although we must view the record evidence in the light most favorable to the plaintiff and “assume the facts to be as [she] allege[s],”42 the facts and evidence still must be sufficient to allow a reasonable jury to find in her favor. Here, they are not. Without “significantly probative evidence indicating that a bonus was available and that Davenport was eligible for and denied that bonus, her quid pro quo claim cannot succeed.43
C. Davenport‘s state law invasion of privacy claim
Davenport also contends that the district court improperly dismissed her false light invasion of privacy claim, which she based upon Coyne‘s nude picture comment. Edward Jones argued in its motion that Davenport‘s claim could not survive summary judgment because this workplace joke could not form the basis of a false light invasion of privacy claim. The district court agreed, finding that there [wa]s no objective possibility that this comment would place Davenport in a false light.
Under Louisiana law, to succeed on a false light invasion of privacy claim, a plaintiff must show that she was subjected to false publicity that was unreasonable and that seriously interfere[d] with the plaintiff‘s privacy interest.44 The defendant‘s conduct must at least be injurious and highly offensive to the reasonable man [and] reckless in its disregard for its offensiveness.45 [T]he reasonableness of the defendant‘s conduct . . . is determined by balancing the plaintiff‘s interest in protecting h[er] privacy from serious invasions with the defendant‘s interest in pursuing his course of conduct.46 An act that causes merely some embarrassment or offense does not necessarily constitute an unreasonable invasion of [] privacy.47
Here, although Davenport testified that Coyne‘s nude picture comment embarrassed her, she also conceded that the comment was merely an unsuccessful joke. Although there is a paucity of false light invasion of privacy
IV.
For these reasons, we AFFIRM the district court‘s order.
I agree with the majority‘s resolution of Davenport‘s constructive discharge and invasion of privacy claims. I also agree with the majority‘s discussion of the law governing Davenport‘s bonus-based quid pro quo claim. I respectfully dissent, however, from its decision to affirm summary judgment on the bonus claim.
As the opinion recognizes, offering an employee a bonus in exchange for sexual favors with a potential customer is quid pro quo sexual harassment under Title VII. Davenport presents evidence that her boss told her at least three times that she would receive big bonuses in exchange for dating a potential customer. Davenport declined the offer, and received no bonus. I can find no authority—and the majority cites none—suggesting that this evidence is insufficient to create a triable issue of fact.
Brendan Coyne was Davenport‘s only direct supervisor. Coyne hired Davenport, formally evaluated her work performance, and approved her salary increases and bonuses. In March of 2015, Coyne approved a $400 bonus for Davenport. As Edward Jones’ attorney conceded at oral argument, Coyne was responsible for giving [Davenport] a bonus and could have approved a bonus based on good performance or any other vague thing.
Presented with this evidence, a jury might conclude that Coyne was joking or lying about a bonus, and therefore decide that no quid pro quo existed. Or the jury might take Coyne—the man who hired Davenport, supervised her, and granted her last bonus—at his word. For the ultimate finder of fact, the evidence permits either inference. But at the summary judgment stage the evidence of the non-movant is to be believed, and all justifiable inferences are to be drawn in [her] favor. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255
