Texas League of United Latin American Citizens; National League of United Latin American Citizens; League of Women Voters of Texas; Ralph Edelbach; Barbara Mason; Mexican American Legislative Caucus, Texas House of Representatives; Texas Legislative Black Caucus, Plaintiffs—Appellees, versus Ruth Hughs, in her official capacity as Texas Secretary of State, Defendant—Appellant. Laurie-Jo Straty; Texas Alliance for Retired Americans; BigTent Creative, Plaintiffs—Appellees, versus Ruth Hughs, in her official capacity as Texas Secretary of State, Defendant—Appellant.
No. 20-50867
United States Court of Appeals for the Fifth Circuit
October 12, 2020
Appeals from the United States District Court for the Western District of Texas, USDC No. 1:20-CV-1006, USDC No. 1:20-CV-1015
STUART KYLE DUNCAN, Circuit Judge:
In response to the coronavirus pandemic, Texas Governor Greg Abbott has issued various proclamations about the upcoming November election. Among other things, these measures have expanded the options for Texans to vote in-person early or to vote by absentee ballot. Take, for instance, early in-person voting. Normally, early voting would have started October 19. Now it will start October 13, six days earlier. Or take absentee (“mail-in“) ballots. Normally, if a voter wanted to hand-deliver her mail-in ballot, she would have had only one day to do it—Election Day. Now, under the Governor‘s expanded policy, she can deliver the ballot anytime until Election Day. That effectively gives voters forty extra days to hand-deliver a marked mail-in ballot to an early voting clerk. And the voter still has the traditional option she has always had for casting a mail-in ballot: mailing it.
To make the situation clear, this chart compares what we will call “pre-COVID” early-voting and absentee-ballot rules and “COVID” rules:
| Pre-COVID | COVID |
|---|---|
| Early voting starts October 19. | Early voting starts October 13 (six extra days). |
| Absentee ballots may be mailed. | Absentee ballots may be mailed. |
| Absentee ballots may be hand-delivered only on Election Day. | Absentee ballots may be hand-delivered before and up to Election Day (forty extra days). |
The controversy we now face involves the rules for hand-delivering absentee ballots. As noted, the Governor‘s prior proclamation expanded the timeframe for doing that by forty days. But it happened that a few large Texas counties wanted to set up multiple delivery locations for these ballots. The Governor disagreed with this policy which, in his view, threatened election uniformity and security. Consequently, on October 1, the Governor issued a new proclamation. This proclamation, refining the previous one, specified that mail-in ballots could be delivered only to one designated location per county. But it left in place the previous forty-day expansion for delivering mail-in ballots and the always-available option of the U.S. mail.
A coalition of Plaintiffs sued, claiming the October 1 proclamation violated their right to vote by restricting absentee voting options. The district court agreed and enjoined the October 1 proclamation. The Texas Secretary of State appealed and now seeks an emergency stay. Among other things, the Secretary argues that the district court fundamentally misunderstood the context of the October 1 proclamation. She explains that the proclamation is part of the forty-day expansion of Texans’ opportunities to hand-deliver absentee ballots beyond what state election rules normally permit. The proclamation refines that expanded voting period by specifying where ballots
We agree with the Secretary and grant the stay.
I.
A.
Texas law allows eligible voters to vote early, either by mailing in a ballot or by personally appearing at an early voting place.
Following the July 27 Proclamation, at least four Texas counties—Harris, Travis, Fort Bend, and Galveston—announced their intention to have multiple mail ballot delivery locations in their counties for the November election. In response to this development, Governor Abbott
B.
On October 2, 2020, three individuals and several organizations (collectively, “Plaintiffs“)4 challenged the October 1 Proclamation by filing two separate actions in federal district court against Governor Abbott, Texas Secretary of State Ruth Hughs, and four local election officials. They requested a preliminary injunction against the October 1 Proclamation on the grounds that it (1) places an undue burden on their right to vote under the First and Fourteenth Amendments and (2) violates the Equal Protection Clause of the Fourteenth Amendment. Consolidating the two cases for purposes of the preliminary injunction motion, on October 9, 2020, the district court granted the motion in part, enjoining Secretary Hughs and the
Initially, the court ruled that various threshold issues did not prevent it from deciding Plaintiffs’ claims. First, the court found that both the individual and organizational plaintiffs had standing. Second, the court rejected Secretary Hughs’ Eleventh Amendment argument, concluding she had sufficient connection to enforcing the proclamation for purposes of Ex parte Young, 209 U.S. 123 (1908). The court did, however, dismiss Governor Abbott on Eleventh Amendment grounds based on our decision in In re Abbott, 954 F.3d 772 (5th Cir. 2020). Additionally, the court declined to abstain under the Pullman doctrine, despite the fact that the October 1 Proclamation is currently being challenged in state litigation. See R.R. Comm‘n of Tex. v. Pullman Co., 312 U.S. 496, 501 (1941); Moore v. Hosemann, 591 F.3d 741, 745 (5th Cir. 2009). Finally, the court declined to stay its hand under the so-called Purcell principle that a federal court should avoid altering state election rules close to an election. See Purcell v. Gonzalez, 549 U.S. 1, 6 (2006); see also Republican Nat‘l Comm. v. Democratic Nat‘l Comm., --- U.S. ---, 140 S. Ct. 1205, 1207 (2020) (per curiam). The court reasoned that it was the October 1 Proclamation, and not its injunction, that caused voter confusion and that therefore its “injunction supports the Purcell principle.”
On the merits, the district court evaluated the Plaintiffs’ voting claims under the Anderson-Burdick balancing framework. See Burdick v. Takushi, 504 U.S. 428, 434 (1992); Anderson v. Celebrezze, 460 U.S. 780, 789 (1983). It found that the proclamation‘s burden on Plaintiffs’ voting rights was “somewhere between ‘slight’ and ‘severe,‘” because it forced absentee voters to “choose between risking exposure to coronavirus to deliver their ballots in-person or disenfranchisement if the [United States Postal Service] is unable to deliver their ballots on time.” The court found this burden outweighed the State‘s professed interests in ballot security, election
On October 9, Secretary Hughs timely appealed and, the next day, sought an emergency stay and a temporary administrative stay. On October 10, we granted a temporary stay and requested a response to her emergency stay motion, which was timely filed earlier today on October 12.
II.
In deciding whether to grant a stay pending appeal, “[w]e evaluate ‘(1) whether the stay applicant has made a strong showing that he is likely to succeed on the merits; (2) whether the applicant will be irreparably injured absent a stay; (3) whether issuance of the stay will substantially injure the other parties interested in the proceeding; and (4) where the public interest lies.‘” Texas Democratic Party v. Abbott, 961 F.3d 389, 397 (5th Cir. 2020) (TDP I) (quoting Nken v. Holder, 556 U.S. 418, 426 (2009)). The first two factors carry the most weight. Barber v. Bryant, 833 F.3d 510, 511 (5th Cir. 2016). The party seeking the stay bears the burden of showing its need. Clinton v. Jones, 520 U.S. 681, 708 (1997).
III.
We first consider whether Secretary Hughs has made a strong showing she will likely succeed on the merits. We conclude she has done so on at least one ground: that the district court erred in analyzing the Plaintiffs’ voting-rights and equal protection claims. We therefore need not address,
A.
As to the Plaintiffs’ voting-rights claims, the district court applied Anderson-Burdick balancing. Under this framework, a court “must weigh the character and magnitude of the asserted injury” to voting rights “against the precise interests put forward by the State as justifications for the burden imposed by its rule.” Voting for Am., Inc. v. Steen, 732 F.3d 382, 387–88 (5th Cir. 2013) (quoting Burdick, 504 U.S. at 434; Anderson, 460 U.S. at 789) (cleaned up). A “severe burden” on voting can be justified only by state rules “narrowly drawn to advance a state interest of compelling importance.” Id. at 388 (quoting Burdick, 504 U.S. at 434). “Lesser burdens, however, trigger less exacting review, and a State‘s ‘important regulatory interest’ will usually be enough to justify ‘reasonable, nondiscriminatory restrictions.‘” Id. (quoting Timmons v. Twin Cities Area New Party, 520 U.S. 351, 358 (1997)).
The district court classified the burden on Plaintiffs’ right to vote as “somewhere between ‘slight’ and ‘severe‘” because due to the order, “absentee voters must choose between risking exposure to coronavirus to deliver their ballots in-person or disenfranchisement if the USPS is unable to deliver their ballots on time.” This burden, the court reasoned, outweighed the State‘s asserted interests in ballot security, uniformity, and lessening voter confusion. The court asserted the Governor‘s proclamation was “the true source of confusion and disparate treatment among voters.” Further, it
Assuming Anderson-Burdick applies,6 for at least two reasons we conclude the Secretary will likely show the district court erred in applying it.
First, the district court vastly overstated the “character and magnitude” of the burden allegedly placed on voting rights by the October 1 Proclamation. Steen, 732 F.3d at 387 (quoting Burdick, 504 U.S. at 434). Indeed, one strains to see how it burdens voting at all. After all, the
not shrink from its duty to require the government‘s anti-virus orders to comply with the Constitution and the law, no matter the circumstances.“). All public servants, no matter how well-intentioned, must heed federal and state constitutional constraints. While desperate times permit desperate measures, we must resist defining desperation down.
States have critically important interests in the orderly administration of elections and in vigilantly reducing opportunities for voting fraud. See Crawford v. Marion Cty. Election Bd., 553 U.S. 181, 195–96 (2008) (“There is no question about the legitimacy or importance of the State‘s interest in counting only the votes of eligible voters” and “in orderly administration and accurate recordkeeping[.]“). Indeed, both the Supreme Court and our court have recognized that “mail-in voting” is “far more vulnerable to fraud” than other forms of voting. Veasey v. Abbott, 830 F.3d 216, 263 (5th Cir. 2016) (en banc) (observing that, in contrast to in-person voting, record evidence showed “mail-in voting . . . is far more vulnerable to fraud, particularly among the elderly“); id. (criticizing challenged law because it “does nothing to address the far more prevalent issue of fraudulent absentee ballots“); see also Crawford, 553 U.S. at 195–96 & n.12 (discussing examples “in recent years” of “fraudulent voting . . . perpetrated using absentee ballots and not
It is therefore evident that Texas has an “important regulatory interest” in policing how its citizens’ votes are collected and counted. Steen, 732 F.3d at 388. This interest is acute when it comes to mail-in ballots. Crawford, 553 U.S. at 195–96 & n.12; see also Veasey, 830 F.3d at 239 (concluding “mail-in ballot fraud is a significant threat“). It is likely, then, that the Secretary will prevail on appeal in showing that the October 1 Proclamation was justified by the State‘s important interests in election integrity. As explained, that proclamation is part-and-parcel of a sizable expansion of absentee voting options occasioned by the Governor‘s pandemic-related orders. See In re Steven Hotze, 2020 WL 5919726, at *1–2. Opportunities for absentee voters to hand-deliver ballots ballooned from a pre-COVID one day (Election Day itself) to an in-COVID forty days. The evidence showed this expansion of absentee voting provoked an increase in drop-off locations in certain counties. While this reaction is understandable, also understandable is the Governor‘s goal of centralizing delivery locations, and deploying poll watchers there, in order to maximize ballot security. The Secretary is thus likely to show on appeal that the October 1 Proclamation was a “reasonable, nondiscriminatory” measure justified by Texas‘s important interests in election integrity. Steen, 732 F.3d at 388.
The Secretary is also likely to show that the district court erred in scrutinizing whether the proclamation furthered those interests. Cf. id. (requiring “less exacting review” for laws placing “[l]esser burdens” on
In sum, Secretary Hughs has shown she is likely to prevail on the merits of the Plaintiffs’ voting-rights claims.
B.
We turn to Plaintiffs’ equal protection claims.9 Because the right to vote is fundamental, Burdick, 504 U.S. at 433, “once the franchise is granted to the electorate, lines may not be drawn which are inconsistent with the Equal Protection Clause of the Fourteenth Amendment.” Harper v. Virginia State Bd. of Elec., 383 U.S. 663, 665 (1966); Gray v. Sanders, 372 U.S. 368, 379 (1963) (“[A]ll who participate in the election are to have an equal vote—whatever their race, whatever their sex, whatever their occupation, whatever their income, and wherever their home may be in [the] geographical unit. This is required by the Equal Protection Clause.“). The district court held the Plaintiffs were likely to show that the October 1 Proclamation violated these principles by imposing disproportionate burdens on voters based on where they live. Plaintiffs argued that the elimination of additional drop-off locations would force voters in large and populous counties to travel farther, wait longer, and risk increased exposure to the coronavirus. Meanwhile, voters in smaller and less populous counties would not face the same difficulties. Because the district court concluded that the proclamation resulted in disparate treatment of voters based on county of residence, it applied the Anderson-Burdick framework. It reasoned that absent evidence that drop-off locations have posed or will pose a threat of voter fraud, Texas‘s proffered interest in election integrity was not “sufficiently weighty” to justify the differential burdens on voters.
The Secretary is likely to show this analysis was mistaken. As with the voting-rights claim, the district court misconstrued the nature of the alleged burden imposed by the October 1 Proclamation. It is true that the Equal
Moreover, the cases relied on by the district court are easily distinguishable. The court cited Moore v. Ogilvie, 394 U.S. 814 (1969), and Gray v. Sanders, 372 U.S. 368, to support its conclusion that the October 1 Proclamation necessarily treats voters differently on the basis of county residence. But both Moore and Gray confronted state election laws that effectively gave more weight to the votes cast by voters in certain counties. The Illinois statute in Moore required independent candidates for the offices of electors to obtain a set number of voters’ signatures from each of at least fifty counties. The Court invalidated the law because it gave voters in some counties “greater voting strength” than others, an idea “hostile to the one man, one vote basis of our representative government.” Moore, 394 U.S. at 819. Similarly, Gray examined Georgia‘s county unit system of counting votes, under which the candidate who won each county was considered to have “carried the county” and received votes corresponding to that county‘s number of representatives. As a result of widely varying populations per
The effects of the October 1 Proclamation are nothing like the effects of the laws in Moore and Gray. As we have explained, supra III(A), the burden imposed by the proclamation is at most de minimis. More to the point, it applies a uniform rule to every Texas county and does not weight the votes of those in some counties more heavily than others.
Consequently, Secretary Hughs is likely to show that the October 1 Proclamation does not impermissibly classify voters based on county of residence. Moreover, a “state‘s important regulatory interests are generally sufficient to justify reasonable, nondiscriminatory” voting regulations. Anderson, 460 U.S. at 788. As we have explained, supra III(A), the Secretary has articulated important state interests in ensuring election uniformity and integrity that the October 1 Proclamation furthers.
IV.
Having concluded the Secretary will likely succeed on the merits, we address the remaining Nken factors: “whether [the Secretary] will be irreparably injured absent a stay,” “whether issuance of the stay will substantially injure” other interested parties, and “where the public interest lies.” Nken, 556 U.S. at 426.
The Secretary has shown irreparable harm absent a stay. When a district court‘s injunction prevents a State from effectuating its own election procedures, put in place by elected officials, it suffers irreparable harm. See TDP I, 961 F.3d at 411 (holding an injunction that effectively required “Texas
The remaining two factors are also met. Issuing a stay will not substantially injure Plaintiffs, who retain numerous avenues for casting their absentee ballots under the expanded voting opportunities afforded by the Governor‘s proclamations. What we said recently in TDP I applies equally here: “Given the great likelihood that the state officials will ultimately succeed on the merits, combined with the undeniable, irreparable harm that the injunction would inflict on them—factors that we consider ‘the most critical,‘—we hold that the balance of harms weighs in favor of the state officials.” 961 F.3d at 412 (citation omitted). Finally, we conclude that public interest favors the Secretary. When a State is the party appealing an injunction, “its interest and harm merge with that of the public.” Veasey v. Abbott, 870 F.3d 387, 391 (5th Cir. 2017) (per curiam).
Because the Secretary has met her burden, we exercise our discretion to grant a stay pending appeal.
***
Leaving the Governor‘s October 1 Proclamation in place still gives Texas absentee voters many ways to cast their ballots in the November 3 election. These methods for remote voting outstrip what Texas law previously permitted in a pre-COVID world. The October 1 Proclamation abridges no one‘s right to vote.
The Secretary‘s emergency motion for stay pending appeal is GRANTED.
I concur fully in Judge Duncan‘s typically thoughtful opinion. But I also do so grudgingly. I firmly agree that the federal district court usurped the authority that our Constitution vests in state legislatures to set the rules governing federal elections. But so did the Governor of Texas—as Judge Duncan also cautions. See supra at __ n.7.
The district court was wrong to rewrite Texas law. But the distinguished judge who did so was simply following in the Governor‘s footsteps. It is surely just as offensive to the Constitution to rewrite Texas election law by executive fiat as it is to do so by judicial fiat. Yet that is what occurred here. Respected legislators and public leaders called on the Governor to call a special session so that legislators in both parties could consider and debate amendments to the state‘s election rules to accommodate voter concerns arising out of the pandemic. But the Governor rejected those calls, and instead issued a series of executive proclamations purporting to unilaterally “suspend” various Texas election laws.
Those actions have generated significant controversy. Members of the Texas Supreme Court described the Governor‘s actions as “a clear abuse of discretion of a public official,” In re Hotze, __ S.W.3d __, __ (Tex. Oct. 7, 2020) (Devine, J., dissenting) (emphasis in original) (quotations omitted), that “raise[s] important questions about the constitutionality of government action during the coronavirus crisis,” id. at __ (Blacklock, J., concurring).
Only the district court‘s rewriting of Texas law is before us today, however. And that leads us to an unfortunate irony: by setting aside only the district court‘s rewriting of Texas law, we must restore the Governor‘s rewriting of Texas law. It recalls the adage that sometimes it‘s only the guy who throws the second punch that gets caught. THE DICTIONARY OF MODERN PROVERBS 209 (2012). I grudgingly concur.
I.
Under the Constitution, it is the state legislature—not the governor or federal judges—that is authorized to establish the rules that govern the election of each state‘s Presidential electors, U.S. Senators, and U.S. Representatives. See
But apparently that is not how federal elections will be administered in Texas this year.
If officials were following Texas law, “[t]he period for early voting by personal appearance” would “begin[] on the 17th day before election day“—or Monday, October 19, 2020.
It did not have to be this way. The Texas Constitution imposes strict limits on the number of days the Legislature can meet in regular session to consider legislation—once every two years for 140 days. See
It is difficult to see how it is “necessary . . . in coping with a disaster” for the governor to suspend provisions of the Texas Election Code over three months before the November election. “[W]hen a crisis stops being temporary, and as days and weeks turn to months and years, the slack in the leash eventually runs out.” Capitol Hill Baptist Church v. Bowser, No. 20-cv-02710 (TNM), slip op. at 15 (D.D.C. Oct. 9, 2020). And that is especially so considering that the Constitution expressly forbids anyone other than the
Abbott would be remiss if he fails to call a special legislative session to address myriad concerns threatening the primary runoffs and November general election.“); Patrick Svitek, Ector County GOP censures Abbott over executive power amid coronavirus, state Sen. Charles Perry calls for special session, TEXAS TRIBUNE (July 4, 2020), https://www.texastribune.org/2020/07/04/ector-county-coronavirus-texas-censure-greg-abbott/ (noting calls for special session by various state senators and representatives).
But now that the Governor has paved the way for rewriting Texas election law based on personal policy disagreements over how elections should be run during the pandemic, it should surprise no one that a federal district court has seen fit to jump in as well, in response to the “executive-caused voter confusion” resulting from “Governor Abbott‘s unilateral decision to reverse his July 27 Order.” Tex. League of United Latin American Citizens v. Abbott, No. 1:20-cv-01006-RP, at 33 (W.D. Tex. Oct. 9, 2020) (emphasis in original).
On October 9, a federal district court entered a preliminary injunction that effectively set aside a portion of the Governor‘s October 1 proclamation in favor of his July 27 proclamation. Under the preliminary injunction, state officials are enjoined from forbidding counties to establish more than a single location where qualified voters can deliver marked mail ballots.
In response, the Secretary of State seeks a stay of the preliminary injunction pending appeal. Tellingly, however, nowhere in her stay papers
That said, no one is asking us to set aside the Governor‘s July 27 proclamation. To the contrary, the plaintiffs want that proclamation enforced as is—while the State of Texas wants the July 27 proclamation enforced, but only as amended by the Governor‘s October 1 proclamation. So we must take the July 27 proclamation as a given. The only question before us is whether the district court was correct to set aside a portion of the Governor‘s October 1 proclamation. I agree with my colleagues that the district court was wrong to do so, and that a stay should therefore be granted.
II.
None of this is to say, of course, that there are not valid policy reasons to support the conflicting judgments reached by the Governor and the federal district court. The ongoing global pandemic has already roiled the lives and livelihoods of millions of Texans. It is understandable that citizens have strong views on the myriad ways that election rules and procedures might be reformed to maximize voter access in these difficult and challenging times. After all, “[t]o lose the ability to vote in an upcoming election due to fear of the pandemic would be beyond heartbreaking for citizens who are already hurting, for it is a right they will never be able to recover.” Tex. Democratic Party v. Abbott, 961 F.3d. 389, 413 (5th Cir. 2020) (Ho, J., concurring) (quotations omitted).
So the Governor may well believe sincerely that expanding the early voting period furthers the goal of maximizing voter access, and that limiting where mail ballots may be delivered in person will help maximize ballot integrity. On the other hand, the plaintiffs counter that the Governor‘s approach to mail ballots gets it backward—and that in fact there is a greater
But if changes to Texas election rules are warranted in response to the pandemic, they must be made consistent with the Constitution. And under our Constitution, it is for the Texas Legislature through the legislative process—and not for the Governor or the judiciary by executive or judicial fiat—to determine how best to maximize voter access as well as ballot security. See, e.g., Griffin, 385 F.3d at 1131 (noting that “the striking of the balance between discouraging fraud and other abuses and encouraging turnout is quintessentially a legislative judgment“).
What‘s more, there may be special cause for concern when unilateral changes to election laws are made by a single elected official. As the Chief
So the Governor‘s actions in this case should trouble you regardless of whether you agree or disagree with any of his actions as a policy matter. For there is a more fundamental principle at stake: If a governor can unilaterally suspend early voting laws to reach policy outcomes that you prefer, it stands to reason that a governor can also unilaterally suspend other election laws to achieve policies that you oppose. Want to expand voting by mail? Too bad—the governor can suspend mail-in ballots all by himself, for the same reason restaurants have replaced paper menus with online ones in response to consumer concerns about the pandemic. Want to restrict voting by mail? Sorry—the governor can expand mail-in voting on his own, because some people fear going to the polls during the pandemic.
But that of course is not how our Constitution works. The Constitution vests control over federal election laws in state legislatures, and for good reason—that‘s where we expect the voice of the people to ring most loudly and effectively. Moreover, change by other means doesn‘t just undermine respect for legal process. It threatens to undermine the very
I concur.
Notes
The Governor‘s proclamation was recently challenged in state court as invalid under Texas law. The Texas Supreme Court ultimately rejected the challenge on procedural grounds. In re Hotze, __ S.W.3d __. But various members acknowledged the weight of the relator‘s objections. See id. at __ (Devine, J., dissenting) (describing “the Governor‘s actions in contravention of [the Secretary of State‘s] duties to carry out the Election Code‘s clear provisions on the timing and manner of early voting” as “potentially unconstitutional” under Texas law, and concluding that mandamus relief should be granted “to correct a clear abuse of discretion of a public official“) (quotations omitted); id. at __ (Blacklock, J., concurring) (acknowledging that “[t]he petitioners raise important questions about the constitutionality of government action during the coronavirus crisis“). No member of the court defended the Governor, by contrast—and certainly not in response to the separate federal constitutional concerns identified here.The voter may deliver a marked ballot in person to the early voting clerk‘s office only while the polls are open on election day. A voter who delivers a marked ballot in person must present an acceptable form of identification described by [Texas Election Code] Section 63.0101.
