Lead Opinion
Appellees Voting for America, Inc., Brad Richey, Penelope McFadden, and Project Vote, Inc. (“Appellees”) sued Texas Secretary of State John Steen (“Steen”)
I. Background
Steen administers the VDR Law, which regulates the appointment and activities of volunteer deputy registrars (“VDRs”), individuals trained and empowered to receive and deliver completed voter registration applications. After Texas amended the VDR Law in 2011, Appellees requested Steen’s interpretation of several provisions. Unsatisfied with the answers, Appellees filed this lawsuit seeking injunctive relief on the basis that several provisions restrict their ability to conduct voter registration drives in violation of the First Amendment and the NVRA.
In May 2012, Appellees moved for a preliminary injunction. After a hearing, the district court granted the motion in part, enjoining enforcement of the following provisions of the VDR Law:
(1) Texas Election Code § 13.031(d)(3) to the extent it forbids non-Texas residents from serving as VDRs (the “Non-Resident Provision”);
(2) Texas Election Code § 13.038 to the extent it prohibits VDRs appointed in one county from serving in another county (the “County Provision”);
(3) Texas Election Code § 13.008(a)(2) & (3) (the “Compensation Provision”);
(4) Texas Election Code § 13.038 to the extent it prohibits VDRs from photocopying or scanning voter registration*386 applications submitted to the VDR but not yet delivered to the county registrar (so long as no information deemed confidential under § 13.004 is included) (the “Photocopying Provision”); and
(5) Texas Election Code § 13.042 to the extent it prohibits VDRs from sending completed voter registration applications via United States mail (the “Personal Delivery Provision”).2
Steen appealed and moved for a stay pending appeal, which the district court denied. A motions panel of this court granted the stay after hearing oral argument. The U.S. Supreme Court denied Appellees’ emergency application to vacate the stay pending appeal. Voting for Am., Inc. v. Andrade, — U.S. —,
On September 26, 2012, the motions panel issued an unpublished opinion explaining its reasons for granting the stay, along with a dissenting opinion. Voting for Am., Inc. v. Andrade,
II. Standard of Review
“To be entitled to a preliminary injunction, the applicants must show (1) a substantial likelihood that they will prevail on the merits; (2) a substantial threat that they will suffer irreparable injury if the injunction is not granted; (3) their substantial injury outweighs the threatened harm to the party to be enjoined; and (4) granting the preliminary injunction will not disserve the public interest.” Tex. Med. Providers Performing Abortion Servs. v. Lakey,
III. Discussion
Initially, we address the constitutional challenges concerning three YDR provisions, and we then move to the alleged conflict between two other provisions and federal law.
A. First Amendment
Principles of judicial restraint must be employed before a federal court may declare a state law unconstitutional. Although their briefing conveys some ambiguity, Appellees essentially assert the facial unconstitutionality of the Non-Resident, County, and Compensation provisions. Courts generally disfavor facial challenges, and for good reason. “[F]acial
Our task as a federal court is, to the extent possible, to construe the provisions to avoid a constitutional conflict. See, e.g., Ohio v. Akron Ctr. for Reprod. Health,497 U.S. 502 , 514,110 S.Ct. 2972 , 2980,111 L.Ed.2d 405 (1990). A federal court should not lightly enjoin the enforcement of a state statute. Chisom v. Roemer,853 F.2d 1186 , 1189 (5th Cir.1988). The determination of whether a democratically enacted statute is constitutional on its face requires that “every reasonable construction must be resorted to [ ] in order to save a statute from unconstitutionality.” Nat’l Fed. of Indep. Bus. v. Sebelius, — U.S. —,132 S.Ct. 2566 , 2594,183 L.Ed.2d 450 (2012). In this vein, [Steen’s] interpretation must be accorded some meaningful weight, as [he] is the official charged with enforcing the statute. See Bellotti v. Baird,428 U.S. 132 , 143,96 S.Ct. 2857 , 2864,49 L.Ed.2d 844 (1976). We defer to [his] interpretation of how the law is to be enforced, so long as it does not conflict with the statutory text. See Hamer v. Musselwhite,376 F.2d 479 , 481 (5th Cir.1967) (deferring to the city’s interpretation of an ordinance because city officials are charged with enforcing the statute and are the ones who must apply it).
Andrade II,
Under the federalist structure of the United States, the states are responsible for regulating the conduct of their elections. It is well recognized that state regulations will invariably affect “the individual’s right to vote and his right to associate with others for political ends.” Anderson v. Celebrezze,
Here, Appellees face a threshold problem. As the party invoking the First Amendment’s protection, they have the burden to prove that it applies. Clark v. Cmty. for Creative Non-Violence,
The district court accepted Appellees’ argument that all of the conduct comprising voter registration drives — urging citizens to vote, organizing the drive, conducting voter registration, and verifying that registrations have been accepted by the government — is “expressive conduct” protected by the First Amendment. See Voting for Am., Inc. v. Andrade,
Like the motions panel majority, we are unpersuaded that the smorgasbord of activities comprising voter registration drives involves expressive conduct or conduct so inextricably intertwined with speech as to require First Amendment scrutiny. Instead, we analyze the challenged Texas provisions separately because, as will be shown, discrete steps of the voter registration drive are in fact separable and are governed by different legal standards. See Planned Parenthood v. Suehs,
1. Non-Resident and County Provisions
The Non-Resident and County Provisions restrict the appointment of VDRs in two ways: VDRs must be Texas residents; and they may only register voters for counties in which the VDRs have been appointed. A VDR may be trained in one county and may apply by mail for automatic appointment in other counties. County registrars are required to appoint everyone who applies and satisfies the position’s minimal criteria. Tex. Elec.Code Ann. § 13.031 (18 years of age, not a felon). The County appointment requirement has existed since 1985. A state residency requirement (for petition circulators) was upheld by the Eighth Circuit. Initiative & Referendum Inst. v. Jaeger,
Appellees contend that these limits on the scope of VDRs’ appointments prevent out-of-state-residents from acting as VDRs, inhibit the efficient functioning of voter registration drives, and truncate their ability to conduct the drives in violation of the First Amendment. We adopt the analysis of the motions panel majority rejecting these propositions, and recapitulate some of it here, together with additional reasons. See Andrade II,
The state does not deny that some voter registration activities involve speech— “urging” citizens to register; “distributing” voter registration forms; “helping” voters to fill out their forms; and “asking” for information to verify that registrations were processed successfully. Texas neither regulates nor limits any of this constitutionally protected speech. The district court accepted these representations, and so do we.
To establish their premise that the First Amendment protects what VDRs do — collect, review for completeness, and deliver completed voter registration forms — Appellees must show why such conduct is inherently expressive or why their “speech” is inextricably entwined with such actions. From a practical standpoint, the activities involved in a voter registration drive can be separated in a number of ways. For instance, experienced team leaders from out-of-state could organize
Put otherwise, while voter registration drives involve core protected speech, they are factually distinct from the circulation of petitions addressed by the Supreme Court in Meyer v. Grant,
The motions panel majority made this point in a slightly different way:
At oral argument, Appellees urged the court to draw a close parallel to the Supreme Court’s reasoning in Meyer,486 U.S. at 422 ,108 S.Ct. 1886 , finding that the circulation of initiative petitions was a matter involving the core political speech rights of the circulators under the First Amendment. The analogy is improper. The circulation and submission of an initiative petition is closely intertwined with the underlying political ideas put forth by the petition. The petition itself is the protected speech. Moreover, the very nature of a petition process requires association between the third-party circulator and the individuals agreeing to sign. In the voter registration context, the underlying expressive conduct (encouraging democratic participation and voting) does not implicate a third-party’s right to process the application. Voter registration applications are individual, not associational, and may be successfully submitted without the aid of another. Here, the actual expression is not being limited.
Andrade II,
Buckley and Meyer are further distinguishable because those cases involved laws that specifically regulated the process of advocacy itself, dictating who could speak (only unpaid circulators and registered voters) or how to go about speaking (with name badges and subsequent detailed reports). Thus, the Colorado law had “the inevitable effect of reducing the total quantum of speech,” limiting “the number of voices who will convey [Plaintiffs’] message and the hours they can speak and, therefore, limiting] the size of the audience they can reach.” Meyer,
This argument simply does not apply. No party argues that the law prevents*391 anyone, regardless of domicile or VDR appointment, from passing out registration forms and encouraging others to vote. The size of the audience remains the same, and the “total quantum of speech” is unaffected. While affirming the striking down of some provisions of Colorado law in Buckley, the Court recognized an “important interest” of the state in protecting the integrity of the ballot initiative process there at issue and in deterring fraud.525 U.S. at 204-05 ,119 S.Ct. 636 .
Andrade II,
The Non-Resident and County provisions do not in any way restrict or regulate who can advocate pro-voter-registration messages, the manner in which they may do so, or any communicative conduct.
Similarly, because the canvassers’ speech-related activities are distinct from both the collection and delivery of the forms and from the voters’ “speech” in registering, the drives themselves cannot be amalgamated into protected “expressive conduct.” In Texas v. Johnson,
Appellees urged that these limits on who may be VDRs and what they may do will interfere with Appellees’ ability to conduct large-scale voter registration drives in Texas. But not every procedural limit on election-related conduct automatically runs afoul of the First Amendment. The challenged law must restrict political discussion or burden the exchange of ideas. See Initiative & Referendum Inst. v. Walker,
In sum, we agree with the motions panel majority’s conclusion that “there is nothing ‘inherently expressive’ about receiving a person’s completed application and being charged with getting that application to the proper place.” Andrade II,
Even assuming arguendo that the NonResident and County provisions implicate First Amendment interests, they pass the Anderson/Burdick balancing test. As a preliminary matter, there are fundamental differences in the activities of VDRs and petition circulators. VDRs register fellow citizens to vote. They may “advocate” and “interactively communicate” the importance of registration, but they have a duty to the fellow citizens whose registrations they facilitate. See, e.g., Tex. EleaCode Ann. § 13.036(a)(2) (registrar may terminate VDR convicted of failing to deliver applications); § 13.036(b) (registrar may terminate VDR for failing to adequately review applications); § 13.044 (offense for a person “purportedly” acting as a VDR without an appointment). They assume a role carefully regulated by the state to serve the citizens who register to vote as well as the public interest in the integrity of the electoral body. Petition circulators, in contrast, are not agents of the state:
Nothing in this opinion should be read to suggest that initiative petition circulators are agents of the state. Although circulators are subject to regulations and are accountable to the State for compliance with legitimate controls [citation omitted], circulators act on behalf of themselves or the proponents of ballot initiatives.
Buckley,
The burdens imposed by the Non-Resident and County provisions on canvassers’ speech are also minimal. Non-VDRs remain free to organize and run the registration drive, persuade others to register to vote, distribute registration forms, and assist others in filling them out. Unlike the requirements struck down in petition circulator cases, the Texas provisions do not directly reduce the number of voices by preventing out-of-state residents from advocating political or civic messages. See Buckley,
Although the restrictions on Appellees’ expressive voter registration activities are not severe, the state must justify the NonResident and County provisions with “important regulatory interests.” Anderson,
As the Supreme Court has recognized, the risk posed by fraud during the electoral process is far greater than that in either the initiative or candidate petition process. Meyer,
The district court faulted Steen for not producing evidence of “rampant fraud” by out-of-state VDRs in pre-2011 Texas elections. Andrade I,
Texas’s chosen means to avert fraudulent voter registrations by requiring state residency and county appointment for VDRs is sufficiently tailored. Compliance with voter registration regulations begins at the county level, where VDRs are approved, trained, and if need be, disciplined. After qualifying in one county, a VDR may perfunctorily qualify to serve in other counties. Multi-county qualification enables oversight of the VDR while eliminating the potential complications of registering voters in metropolitan areas covering several counties. Requiring that VDRs be state residents is obviously important to maintaining any credible possibility of prosecution for registration-related offenses. Election law violations typically carry low penalties and are hard to prosecute against local violators. Requiring the state to authorize itinerant out-of-state VDRs could render enforcement ineffective. Cf. Buckley,
The dissent disagrees with our analysis that disaggregates the advocacy for voter registration from the mere mechanics of registration performed by VDRs. According to the dissent, this mode conflicts with Meyer, where the Court invalidated Colorado’s prohibition of paid petition circulators. The dissent quotes Colorado’s argument in brief that because petition circulators were the sole parties responsible for the act of validating voters’ signatures, their role should not receive First Amendment protection. Brief for Appellants, Meyer,
Although Meyer characterizes the advocacy required in petition circulation as core political speech, Meyer and Buckley also engage in detailed, fact-specific analysis of the impact of specific regulations on the furtherance of petition sponsors’ advocacy.
In sum, contrary to the dissent, we find Meyer and Buckley distinguishable factually, indicative of nuanced analysis mandated in this type of case, and highly suggestive that state regulation to counter voter registration fraud should not be hastily overturned. What the dissent ultimately neglects is that controlling cases require the “hard judgments” that are common to ordinary litigation, and not a “litmus-paper test.” Anderson,
2. Compensation Provision
The Compensation Provision of the Texas Election Code, § 13.008(a), creates offenses if a person:
(1) compensates another person based on the number of voter registrations that the other person successfully facilitates;
(2) presents another person with a quota of voter registrations to facilitate as a condition of payment or employment;
(3) engages in another practice that causes another person’s compensation from or employment status with the person to be dependent on the number of voter registrations that the other person facilitates; or
(4) accepts compensation for an activity described by Subdivision (1), (2) or (3).
Recognizing that these provisions are potentially overbroad, Steen interprets subdivisions (2) and (3) of the Compensation Provision to ban (1) paying canvassers on a per-application basis and (2) conditioning payment or employment solely on the submission of a fixed number of applications.
Federal courts are required to accept a narrowing construction of a state law in order to preserve its constitutionality. See Frisby v. Schultz,
The district court refused to accept the narrowing construction, reasoning that it is plainly contradictory to the statutory language. Thus, the court held, if Steen’s construction is accepted, subdivision (a)(3) either superfluously overlaps subdivision (a)(2), or on its own, subdivision (a)(3) prevents the employer from making traditional performance-based decisions about the canvassers’ effectiveness. We disagree with these conclusions.
With respect to the district court’s opinion that Steen’s construction would render subsection (a)(3) of the provision “superfluous,” subsection (a)(2) applies when someone “presents another person with a quota of voter registrations to facilitate as a condition of payment or employment.” Tex. Elec.Code Ann. § 13.008(a)(2) (emphasis added). Subsection (a)(3) applies when that fixed quota is used as the sole basis for determining compensation or employment, regardless whether it has been “presented” to the canvasser. Id. § 13.008(a)(3). As such, Steen’s interpretation leaves the more comprehensive language of (a)(3) with plenty of work to do. Because the subsection readily lends itself to this interpretation, the district court incorrectly disregarded it. Virginia v. Am. Booksellers Ass’n, Inc.,
The district court’s alternative interpretation is that (a)(3) overbroadly bans performance-based work reviews. Appellees contended that their employment decisions are chilled (and thus the quantum of their speech burdened) because in managing canvassers’ work, they must inescapably tie decisions for superior or subpar performance to the canvassers’ productivity in terms of voter registrations facilitated. The district court’s interpretation is plausible, but it is impermissible pursuant to the standards of deference we have earlier cited.
First, the district court failed to assess whether “a substantial number” of the applications of (a)(2) and (a)(3) are unconstitutional, judged in relation to the provision’s “plainly legitimate sweep.” This inquiry is required in a facial challenge on First Amendment grounds under Stevens,
As we must accept the state’s narrowing construction of the Compensation Provision, we turn to the merits. Because the provision applies to all persons — not just VDRs — and covers any activity that facilitates voter registration, it encompasses activities that involve expression, including voter drives where canvassers seek to persuade eligible voters to register. Further, we assume, without deciding, that prohibiting quota-based pay is a “lesser burden,” not subject to strict scrutiny. Prete v. Bradbury,
Nevertheless, the district court faulted the Compensation Provision for being stricter than laws in other states, particularly since there is no indication that Texas is more susceptible to voter registration fraud. Andrade I,
We conclude that the Compensation Provision, as narrowly construed, does not violate the First Amendment. It is unnecessary to address Steen’s abstention argument. Accordingly, Appellees have not demonstrated a likelihood of success on the merits of this claim.
B. NVRA
Under the Constitution’s Election Clause, Congress may enact laws that preempt state election laws concerning federal elections. See Foster v. Love,
Photocopying Provision
The NVRA mandates that “[e]ach State shall maintain for at least 2 years and shall make available for public inspection and, where available, photocopying at a reasonable cost, all records concerning the implementation of programs and activities conducted for the purpose of ensuring the accuracy and currency of official lists of eligible voters.” 42 U.S.C. § 1973gg-6(i)(l). The Photocopying Provision states that a VDR “may distribute voter registration application forms throughout the county and receive registration applications submitted to the deputy in person.” Tex. Elec.Code Ann. § 13.038. As interpreted by Steen, this provision limits VDRs’ conduct to collecting and delivering completed applications and implicitly precludes photocopying.
Appellees contend that because completed voter registration applications in the possession of VDRs are “public records,” the restriction against photocopying them violates the NVRA. However, Appellees disregard a crucial distinction: the NVRA only pertains to records “maintain[ed]” by the State, while the Photocopying Provision only applies to voter registration applications in the hands of VDRs, before they are officially received or maintained by the State. For this reason, the district court misplaced reliance on Project Vote/Voting for America, Inc. v. Long,
Personal Delivery Provision
The NVRA requires states to “accept and use” a federal voter registration application sent through the United States mail. 42 U.S.C. § 1973gg-4(a)(l). The Personal Delivery Provision mandates that VDRs deliver completed voter registration applications to the county registrar in person. Tex. Elec.Code Ann. § 13.042(a). State law neither prevents prospective voters from mailing in their voter registration applications nor prohibits counties from accepting those applications. Significantly, county registrars must accept every application received by mail, even those sent by VDRs in violation of the Personal Delivery Provision. See Tex. Elec.Code Ann. §§ 13.071-.072. These facts differentiate Texas law from the Supreme Court’s recent decision in Arizona v. Inter Tribal of Arizona, — U.S. —,
CONCLUSION
Appellees have not made a clear showing that they are likely to succeed in demonstrating that the challenged provisions of the VDR Law violate their First Amendment rights or are preempted by the NVRA. Consequently, it is unnecessary to address the remaining elements required for preliminary injunctive relief. La Union Del Pueblo Entero v. Fed. Emergency Mgmt. Agency,
Notes
. Steen replaced Hope Andrade as Texas Secretary of State during the pendency of this appeal. For convenience, we refer to the prior opinions as Andrade I and II, while the defendant is now Steen.
. The County, Photocopying, and Personal Delivery provisions have been in effect since 1985. The Non-Resident and Compensation provisions passed in 2011.
.The motions panel majority commented that no court of appeals has held receipt and delivery of voter registration forms alone entitled to First Amendment protection. Andrade II,
. Because collecting and delivering completed registration forms are not speech, Texas could prohibit private persons from engaging in these activities. Cf. Herrera,
. One clear principle that can be derived from the long line of election-related speech
. Of course, election fraud was not unknown in Texas history, the most prominent example being the 1948 election for the United States Senate. See Randall B. Woods, LBJ: Architect of American Ambition 214 (2006) (“There is little doubt that fraud was involved."); Robert A. Caro, Means of Ascent 328-29 (1990) (describing list of 200 people — three of whom were dead on the date of balloting— who were recorded as having voted, in alphabetical order by last name, for Lyndon Johnson at the close of polling in Precinct 13 in Jim Wells County).
. Meyer quotes at length from the testimony of a petition circulator: “The way we go about soliciting signatures is that you ask the person ... ‘Are you a registered voter?’ If you get a yes, then you tell the person your purpose, that you are circulating a petition to qualify the issue on the ballot in November....” (emphasis in original). Meyer,
. That subdivisions (1) and (4) are constitutional devices to prevent fraudulent registrations is not disputed.
. Steen's reply brief crystallizes its narrowing interpretation: "Section 13.008 allows employers to fire cavassers for shirking and instruct them to increase their productivity. It prohibits only employment decisions made solely on the basis of the number of applications facilitated. Employers may consider the number of applications facilitated as part of a contextualized evaluation of a canvasser's performance.”
. To the extent Appellees attempted to present an as-applied challenge to this provision, we agree with and adopt the analysis of the motions panel majority that rejected their contention. See Andrade II,
Dissenting Opinion
dissenting.
I respectfully dissent from the majority’s decision reversing the preliminary injunction entered by the district court barring the Texas Secretary of State from enforcing five provisions of the Texas Election Code. The enjoined provisions are described as follows:
*401 (1) Texas Election Code § 13.031(d)(3) to the extent it forbids non-Texas residents from serving as volunteer deputy registrars (“VDRs”) (the “Non-Resident Provision”);
(2) Texas Election Code § 13.038 to the extent it prohibits VDRs appointed in one county from serving in another county (the “County Provision”);
(3) Texas Election Code § 13.008(a)(2) & (3) (the “Compensation Provision”);
(4) Texas Election Code § 13.038 to the extent it prohibits VDRs from photocopying or scanning voter registration applications submitted to the VDR but not yet delivered to the county registrar (so long as no information deemed confidential under § 13.004 is included) (the “Photocopying Provision”); and
(5) Texas Election Code § 13.042 to the extent it prohibits VDRs from sending completed voter registration applications via United States mail (the “Personal Delivery Provision”).
The district court, following a lengthy evidentiary hearing and extensive briefing, held that the Non-Resident Provision, the County Provision, and the Compensation Provision unconstitutionally interfere with the plaintiffs’ rights under the First Amendment and the Photocopying Provision and the Personal Delivery Provision are preempted by the National Voter Registration Act (“NVRA”), 42 U.S.C. §§ 1973gg et seq.
In its opinion, the majority concludes that the plaintiffs’ activities affected by the Non-Resident Provision and the County Provision are not protected speech and, after accepting an interpretation of the Compensation Provision that is textually unsupportable, finds that the provision does not interfere with the plaintiffs’ First Amendment rights. The majority also disagrees with the district court’s conclusion that the Photocopying Provision and the Personal Delivery Provision are preempted by the NVRA.
My difference with the majority, in general, is two twofold: first, in my view the majority takes an unsupportably restrictive view of the scope of plaintiffs’ activity to register voters that is protected by the First Amendment. The majority also ignores clear conflicts between two provisions of the Texas Election Code and the NVRA. In short, I would affirm the district court’s thorough, well-reasoned opinion.
I.
First Amendment
My disagreement with my colleagues’ treatment of this case rests in large part on how the majority slices and dices the activities involved in the plaintiffs’ voter registration drives instead of considering those activities in the aggregate. Ordinarily, when Project Vote and Voting for America set up a voter registration drive, they cooperate with local organizations in the targeted area, while maintaining control of the process. They hire canvassers from the local community, but also rely on experienced canvassers and organizers from out of state to manage the drive, train employees, and demonstrate proper techniques for voter registration. Once trained, the canvassers are deployed throughout the targeted community to attempt to persuade eligible voters to register to vote. Canvassers raise issues of local importance and stress that voting is a forum for voters to voice their views. If the canvasser is successful, he provides a blank application to the applicant and assists in completing the form. The canvasser then collects the completed form and returns it to the organization, where it is reviewed for completeness and signs of fraud. The non-confidential portions of the application are then scanned or photocopied for tracking purposes and then de
The Secretary and the majority concede that “some voter registration activities involve speech — ‘urging’ citizens to register; ‘distributing’ voter registration forms; ‘helping’ voters fill out their forms; and ‘asking’ for information to verify that registrations were processed successfully.” However, the majority draws a line between these portions of the voter registration drive they must concede are protected and all the other activity which they dismiss as outside the protection of the First Amendment and simply the administrative process of collecting and handling voter registration forms. In the words of the majority, “[o]ne does not ‘speak’ in this context by handling another person’s ‘speech,’ ” i.e., the voter registration application, which is the voter’s “speech.” In the majority’s view, all of the plaintiffs’ activities that occur after the voter completes the registration application are not speech. This would include processing the application and checking it for errors, submitting it to the appropriate registrar, following up to ensure that the application was processed and the applicant added to the voting rolls, and encouraging the voter to participate in subsequent elections.
Two Supreme Court cases applying First Amendment protections to laws regulating parties engaged in similar activities reject the majority’s line-drawing. In Buckley v. American Constitutional Law Foundation, Inc.,
In Meyer, Colorado argued to the Supreme Court that the statute banning paid petition circulators (much as Texas does in this case) did not implicate speech. Colorado argued:
[T]he petition circulator [is] the person with the public duty to determine the validity of the signatures of the persons who sign the petitions.... The verification of signatures does not constitute speech, and the prohibition against payment of petition circulators constitutes nothing more than the prohibition against payment for the act of verifying signatures. The fact that a person voluntarily links his conduct with a speech component does not transform the conduct into speech.
Brief for Appellants, Meyer,
Similarly, in Buckley, the Supreme Court rejected Colorado’s argument that collection of signatures was a ministerial act performed on behalf of the state and therefore state regulations requiring canvassers to be Colorado registered voters and wear badges did not implicate the First Amendment. As Justice Thomas explained in his concurrence,
Even where a State’s law does not directly regulate core political speech, we have applied strict scrutiny ... because we have determined that initiative petition circulation of necessity involves both the expression of a desire for political change and a discussion of the merits of the proposed change.
Buckley,
The Non-Resident Provision, the County Provision, and the Compensation Provision all limit who can participate in voter registration drives. As explained in more detail below, these provisions, like those in Buckley and Meyer, limit the number of voices available to convey the plaintiffs’ message. The majority proposes methods by which the plaintiffs could organize their voter registration drives to reduce the effect of these regulations. But judges are not experts in conducting voter registration drives and the Supreme Court made it clear in Meyer that “[t]he First Amendment protects appellees’ right not only to advocate their cause but also to select what they believe to be the most effective means for so doing.”
In Meyer and Buckley, as in this case, the plaintiffs were advocates seeking to collect signatures (and verify them) as part of core democratic activity. More particularly, the activity in Meyer and Buckley was to persuade as many voters as possible to approve a referendum initiative to be placed on the ballot. This required circulators to collect signatures on a petition, verify the signatures, and deliver the petition to the appropriate state official. In our case the activity is to persuade as many citizens as possible to participate in the democratic process. The first step is registering voters. This requires persuading and assisting a citizen to complete a voter application and ensure the delivery of the application to the appropriate registrar. Once the voter is registered, the plaintiffs urge registered voters to east their votes in scheduled elections. The speech rights of the plaintiffs in this case seeking to influence citizens to participate in the democratic process are as strong or stronger than the plaintiffs’ rights in Meyer and Buckley. The First Amendment rights of the canvassers in Meyer and Buckley and the canvassers in this case are indistinguishable: The right to conduct their campaign without unjustified burdens “limits the number of voices who will convey [plaintiffs’] message.” Meyer,
The Supreme Court has a long line of cases holding that restrictions on expressive conduct, other than pure speech, may implicate the First Amendment. See, e.g., Texas v. Johnson,
Also, the majority’s effort to slice the various portions of the registration effort into protected and unprotected activity ignores the fact that plaintiffs’ registration activity implicates not only their speech rights, it also implicates their freedom of association. Both are equally protected by the First Amendment. The plaintiffs’ activities do not cease when the voter registration application is complete. The plaintiffs receive and submit the application for processing and follow up with the registrar to ensure that the registration application resulted in a registered voter. They also follow up with voters to encourage them to vote. The freedom of the plaintiffs to associate with others for the advancement of common beliefs is protected by the First and Fourteenth Amendments. NAACP v. Alabama ex rel. Patterson,
As the Secretary concedes, nearly every federal court addressing this issue has found that the expressive conduct of actually registering voters, to the extent separable from the speech involved in persuading voters to register, is protected expressive conduct of those conducting the voter registration drive. See, e.g., Am. Ass’n of People with Disabilities v. Herrera,
If you start from what I believe is the correct baseline — that under the Supreme Court’s precedent, the plaintiffs’ entire voter registration activity is protected core political speech' — then “the question is not whether Plaintiffs’ conduct comes within the protections of the First Amendment, but whether Defendants have regulated such conduct in a permissible way.” League of Women Voters v. Cobb,
A. The Non-Resident Provision
The Non-Resident Provision, one of the provisions under review in the Texas Election Code, provides that only a Texas resident may be appointed as a VDR. See Tex. Elec.Code Ann. §§ 13.031(d)(3), 11.002(a)(5). Because only VDRs can handle or submit a registration application to the registrar, this regulation in effect makes it a crime for a non-resident to handle or submit a registration application. The district court accepted the plaintiffs’ testimony that this prevented the out-of-state campaign organizer from using its managers effectively in troubleshooting and identifying problems and generally organizing the campaign. Out-of-state managers cannot train, lead, demonstrate best practices, or perform quality control without ever touching an application — the registration drives’ central tool for engaging voters. The only state interest raised to justify the prohibition is the assertion that Texas residents will take better care of their fellow citizens’ registration forms than non-residents would. The Secretary provides no authority or analysis to support this bold assertion. I agree with the district court that any state interest identified is not strong and the regulation is not a narrowly tailored attempt to curtail any fraud that might be associated with out-of-state canvassers. This restrictions flies directly into the teeth of Buckley in which the Supreme Court struck down Colorado’s attempt to restrict petition circulators to registered voters of the state. The restriction in this case, as in Buckley, limits the number of voices available to convey plaintiffs’ message and, contrary to the conclusion of the majority, the plaintiffs have clearly demonstrated a likelihood of success on the merits of their challenge to this provision.
B. The County Provision
Texas Election Code § 13.038 provides that a VDR may distribute and accept applications for voter registration throughout the county in which he is qualified. As interpreted by the state of Texas, a VDR must be appointed in every county in which an applicant resides so that a VDR who is appointed in County A yet submits an application for a citizen who resides in County B is subject to criminal prosecution.
The Secretary provided little justification for this rule. State, not county, laws govern voter registration, so there are no county-specific issues relevant to VDR appointment. Although the Secretary argued that the County Provision helps prevent fraud by making local county registrars more aware of VDR activity in their counties, the registrars are made aware of the identity of the VDRs when they submit voter registration applications. See Tex. Elec.Code Ann. § 13.040 (VDRs must provide a receipt to the registrar with submitted voter registration applications that identifies the county of their appointment). The district court correctly found that this provision violated plaintiffs’ First Amendment rights.
C. The Compensation Provision
This provision subjects a campaign organizer, as employer, to criminal prosecution for compensating employees assisting in the campaign in a manner prohibited in this section. Tex. Elec.Code Ann. § 13.008. The Compensation Provision has three subparts: (1) a ban on “compensating] another person based on the number of voter registrations that the other person successfully facilitates,” Id. § 13.008(a)(1); (2) a ban on “presenting] another person with a quota of voter registrations to facilitate as a condition of payment or employment,” Id. § 13.008(a)(2); and (3) a ban on “engaging] in any other practice that causes another person’s compensation from or employment status with the person to be dependent on the number of voter registrations that the person facilitates.” Id. § 13.008(a)(3). The plaintiffs do not challenge subpart (1). They contend, however, that the remaining provisions severely burden their ability to conduct registration drives by preventing them from rewarding or sanctioning employees based on performance. They submit that the provisions expose them to criminal sanctions if they either: (1) terminate or discipline a canvasser who performs poorly; or (2) reward high performers by promoting them or increasing their pay.
The Secretary interprets the provisions as only imposing criminal sanctions on an employer who pays canvassers on a per-application basis or conditions payment or employment solely on a preset quota. However, I agree with the district court that this interpretation is inconsistent with the plain language of the statute.
Subparts (2) and (3) prohibit an employer from conditioning employment on the number of applications collected or basing the employee’s compensation on applications collected. These restrictions effectively subject the plaintiffs to criminal sanctions for engaging in many common hiring and firing decisions. The Secretary argues that neither provision precludes general consideration of an employee’s productivity. However, when the employee’s job is to gather voter registration applications, the number of applications he obtains or facilitates is clearly an important measure of his productivity — a measure the Compensation Provision bars the
That these provisions hamper the voter registration activities of the plaintiffs is obvious. As the Sixth Circuit explained in striking down an Ohio compensation prohibition that banned “pay[ing] any other person for collecting signatures on election-related petitions or for registering voters except on the basis of time worked”:
[W]hen petitioner’s means are limited to volunteers and to paid hourly workers who cannot be rewarded for being productive and arguably cannot be punished for being unproductive, they carry a significant burden in exercising their right to core political speech.
Citizens for Tax Reform v. Deters,
Again, the Secretary’s justification for this provision is the need to combat voter registration fraud. The ban on paying compensation directly for each application obtained serves this interest and the plaintiffs do not challenge that provision. However, the remaining provisions further the state interest minimally, if at all, and burden speech and association ■ by banning commonly accepted employment practices such as performance evaluations, performance-based pay, and the requirement of performance as a condition of employment. Violation of these provisions subject the employer to criminal prosecution and place an undue burden on the plaintiffs’ First Amendment rights. In my judgment, the district court correctly enjoined enforcement of subparts (2) and (3) of this provision.
II.
Preemption by the NVRA
The district court found that the remaining two provisions — the Photocopying Provision and the Personal Delivery Provision — -were preempted by the NVRA. The majority concedes that state election law may not “directly conflict” with federal election laws on the subject. Voting Integrity Project, Inc. v. Bomer,
A. The Photocopying Provision
With respect to the Photocopying Provision, plaintiffs challenge the Secretary’s interpretation of § 13.038. The Secretary argues that the Texas Election Code prohibits VDRs from photocopying registration applications because state law does not explicitly authorize this activity and because these documents are considered confidential under § 13.004. The plaintiffs contend that the NVRA’s public disclosure provision
I agree with the district court that voter registration applications are “records concerning the implementation of programs and activities conducted for the purpose of ensuring the accuracy and currency of offi
The privacy concerns raised by the Secretary are also answered by the NVRA. As stated in Long, “[i]t is not the province of this court ... to strike the proper balance between transparency and voter privacy.... Congress has already answered the question by enacting [section 1973gg-6(i) ], which plainly requires disclosure of complete voter registration applications.”
B. The Personal Delivery Provision
The Texas Election Code states that “[a] volunteer deputy registrar shall deliver in person, or by personal delivery through another designated volunteer deputy, to the registrar each completed voter registration application submitted to the deputy.” Tex. Elec.Code Ann. § 13.042(a). This section of the election code prohibits VDRs from using U.S. mail to deliver the applications. Any VDR who violates this ban is subject to criminal prosecution. Id. § 13.043.
Several provisions of the NVRA require states to allow voter registration by mail. 42 U.S.C. § 1973gg-4(a)(l) (“Each State shall accept and use the mail voter registration application form prescribed ... pursuant to section 1973gg-7(a)(2).”); 42 U.S.C.1973gg-2(a)(2) (“[Notwithstanding any other Federal or state law, in addition to any other method of voter registration provided for under State law, each State shall establish procedures to register to vote in Elections for Federal office ... by mail application pursuant to section 1973gg-4....”).
I agree with the district court that the Texas Election Code provision presents a clear and direct conflict with the NVRA. The NVRA makes no distinction between applications submitted directly by a voter and those submitted by a third-party. The prospect of a criminal sanction effectively prevents the plaintiffs from using the mails to deliver applications to the registrar.
Because of the patent conflict, I would find that the plaintiffs have shown that they have a substantial likelihood of success on the merits on this issue and that the district court correctly enjoined its enforcement.
III.
For the above reasons and those stated by the district court in its careful opinion,
. See Anderson v. Celebrezze,
. Although plaintiffs initially understood the rules to require VDRs to also be trained in every county in which they sought appointment, the state has interpreted the statutes to require training in only one county.
. "[T]his Court may impose a limiting construction on a statute only if it is 'readily susceptible’ to such a construction.” United States v. Stevens,
. The NVRA provision covering "Public disclosure of voter registration activities," states:
Each State shall maintain for at least 2 years and shall make available for public inspection and, where available, photocopying at a reasonable cost, all records concerning the implementation of programs and activities conducted for the purpose of ensuring the accuracy and currency of official lists of eligible voters, except to the extent that such records relate to a declination to register to vote or to the identity of a voter registration agency through which any particular voter is registered.
42 U.S.C. § 1973gg-6(i).
